0001140361-12-001494.txt : 20120106
0001140361-12-001494.hdr.sgml : 20120106
20120106144027
ACCESSION NUMBER: 0001140361-12-001494
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120106
DATE AS OF CHANGE: 20120106
EFFECTIVENESS DATE: 20120106
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: West Oak Capital, LLC
CENTRAL INDEX KEY: 0001387399
IRS NUMBER: 562398650
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12100
FILM NUMBER: 12514166
BUSINESS ADDRESS:
STREET 1: 2535 TOWNSGATE ROAD, SUITE 310
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
BUSINESS PHONE: 805 230 8282
MAIL ADDRESS:
STREET 1: 2535 TOWNSGATE ROAD, SUITE 310
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
FORMER COMPANY:
FORMER CONFORMED NAME: Live Oak Capital, LLC
DATE OF NAME CHANGE: 20070122
13F-HR
1
form13fhr.txt
NONE
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 12/31/2011
Check here if Amendment []; Amendment Number:
-------
This Amendment (Check only one.): [] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: West Oak Capital, LLC
Address: 2801 Townsgate Road, Suite 112
Westlake Village, CA 91361
(805) 230-8282
Form 13F File Number: 028-12100
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Persons Signing this Report on Behalf of Reporting Manager:
Name: Lisa Snider
Title: Partner
Phone: 805-230-8282
Signature, Place, and Date of Signing:
/s/ Lisa Snider Westlake Village, CA 1/6/2012
--------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 330
Form 13F Information Table Value Total: $102,388,641.80
--------------
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------------- -------------- --------- ----------- ------------------ ---------- -------- ---------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------------- -------------- --------- ----------- --------- --- ---- ---------- -------- --------- ------ ----
3M Company COM 88579Y101 143027.5 1750 SOLE 1750 0 0
A F L A C Inc COM 001055102 386311.8 8930 SOLE 8930 0 0
A O N Corporation COM 037389103 1918.8 41 SOLE 41 0 0
Abbott Laboratories COM 002824100 1399564.7 24890 SOLE 24890 0 0
Above Technologies COM 3738309 0 120 SOLE 120 0 0
Accenture Ltd Cl A COM G1150G111 237405.8 4460 SOLE 4460 0 0
ACE Limited COM G0070K103 25243.2 360 SOLE 360 0 0
Adobe Systems Inc COM 00724F101 8481 300 SOLE 300 0 0
Agrium Inc COM 008916108 1073.76 16 SOLE 16 0 0
Air Products & Chemicals COM 009158106 1247522.36 14644 SOLE 14644 0 0
Alcatel Lucent Adr COM 013904305 29.64 19 SOLE 19 0 0
Alcoa Inc COM 013817101 822528.5 95090 SOLE 95090 0 0
Alexander & Baldwin Inc COM 014482103 40820 1000 SOLE 1000 0 0
Alleghany Corp Del COM 017175100 798812 2800 SOLE 2800 0 0
Allegheny Tech Inc New COM 01741R102 3202.6 67 SOLE 67 0 0
Allergan Inc COM 018490102 877.4 10 SOLE 10 0 0
Allstate Corporation COM 020002101 85875.53 3133 SOLE 3133 0 0
Altria Group Inc COM 02209S103 186972.9 6306 SOLE 6306 0 0
Amazon.Com Inc COM 023135106 7789.5 45 SOLE 45 0 0
Amcor Ltd Sponsored Adrf COM 02341R302 1123.54 38 SOLE 38 0 0
American Express Company COM 025816109 1109674.25 23525 SOLE 23525 0 0
Amerisourcebergen Corp COM 03073E105 940721.05 25295 SOLE 25295 0 0
Ametek Inc New COM 031100100 307330 7300 SOLE 7300 0 0
AMG Capital Trust (Conv Pfd) COM 00169X203 4368.38 99 SOLE 99 0 0
Amgen Incorporated COM 031162100 1112566.67 17327 SOLE 17327 0 0
Amphenol Corp Cl A COM 032095101 18156 400 SOLE 400 0 0
Anadarko Petroleum Corp COM 032511107 272116.45 3565 SOLE 3565 0 0
Analog Devices Inc COM 032654105 879293.5 24575 SOLE 24575 0 0
Apache Corp COM 037411105 701995 7750 SOLE 7750 0 0
Apple Computer Inc COM 037833100 127170 314 SOLE 314 0 0
Applied Materials Inc COM 038222105 554617.35 51785 SOLE 51785 0 0
Arrow Electronics Inc COM 042735100 748.2 20 SOLE 20 0 0
Astrazeneca COM 045353108 1110.96 24 SOLE 24 0 0
AT&T COM 00206R102 1081987.2 35780 SOLE 35780 0 0
Auto Data Processing COM 053015103 1130699.35 20935 SOLE 20935 0 0
Autoliv Inc COM 052800109 127038.75 2375 SOLE 2375 0 0
Autozone Inc COM 053332102 649.94 2 SOLE 2 0 0
AvalonBay Communities Inc COM 053484101 135824 1040 SOLE 1040 0 0
Avery Dennison Corp COM 053611109 20076 700 SOLE 700 0 0
AXA COM 054536107 638.96 49 SOLE 49 0 0
Axis Capital Hldg Ltd COM G0692U109 799 25 SOLE 25 0 0
Babcock & Wilcox Co COM 05615F102 3789.98 157 SOLE 157 0 0
Baidu Inc Adr COM 056752108 7337.61 63 SOLE 63 0 0
Bank Of America Corp COM 060505104 8640.24 1554 SOLE 1554 0 0
Barrick Gold Corp COM 067901108 4796.5 106 SOLE 106 0 0
Baxter International Inc COM 071813109 257493.92 5204 SOLE 5204 0 0
Beacon Power Corp New COM 073677106 148.76 3381 SOLE 3381 0 0
Beam Inc COM 073730103 43545.5 850 SOLE 850 0 0
Becton Dickinson & Co COM 075887109 3437.12 46 SOLE 46 0 0
Berkshire Hathaway Cl B COM 084670207 15260 200 SOLE 200 0 0
BHP Biliton Ltd Adr COM 088606108 999343.87 14149 SOLE 14149 0 0
BHP Billiton Adr New COM 05545E209 3269.84 56 SOLE 56 0 0
Biogen IDEC Inc COM 09062X103 444712.05 4041 SOLE 4041 0 0
Boeing Co COM 097023105 383180.4 5224 SOLE 5224 0 0
Boston Properties Inc COM 101121101 182766 1835 SOLE 1835 0 0
Br Amer Tobacco Plc Adrf COM 110448107 1043.68 11 SOLE 11 0 0
Briggs & Stratton Corp COM 109043109 3098 200 SOLE 200 0 0
Bristol-Myers Squibb Co COM 110122108 116292 3300 SOLE 3300 0 0
Broadcom Corp COM 111320107 3082.8 105 SOLE 105 0 0
Broadridge COM 11133T103 18040 800 SOLE 800 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------------- -------------- --------- ----------- ------------------ ---------- -------- ---------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------------- -------------- --------- ----------- --------- --- ---- ---------- -------- --------- ------ ----
C V S Corp COM 126650100 1267238.5 31075 SOLE 31075 0 0
Callaway Golf COM 131193104 497.7 90 SOLE 90 0 0
Caterpillar Inc COM 149123101 1220291.4 13469 SOLE 13469 0 0
CBS Corporation Cl B New COM 124857202 2714 100 SOLE 100 0 0
Celanese Corp COM 150870103 4427 100 SOLE 100 0 0
Celgene Corp COM 151020104 13520 200 SOLE 200 0 0
Centurytel Inc COM 156700106 4687.2 126 SOLE 126 0 0
Check Pt Software Tech COM M22465104 998.26 19 SOLE 19 0 0
Cheesecake Factory Inc COM 163072101 11006.25 375 SOLE 375 0 0
Chesapeake Energy Corp COM 165167107 2563.35 115 SOLE 115 0 0
Chevrontexaco Corp COM 166764100 1979040 18600 SOLE 18600 0 0
Church & Dwight Co Inc COM 171340102 1189.76 26 SOLE 26 0 0
Cisco Systems Inc COM 17275R102 5424 300 SOLE 300 0 0
Citadel Broadcasting Corp COM 17285T106 0.15 26 SOLE 26 0 0
Citigroup Inc COM 172967101 120578.73 4583 SOLE 4583 0 0
Citigroup Inc (Conv Pfd) COM 172967416 1215 15 SOLE 15 0 0
City National Corp COM 178566105 125913 2850 SOLE 2850 0 0
Clorox Company COM 189054109 139776 2100 SOLE 2100 0 0
Cme Group Inc Cl A COM 12572Q105 3167.71 13 SOLE 13 0 0
Coca Cola Femsa Sab Adrf COM 191241108 2380.25 25 SOLE 25 0 0
Coca-Cola Company COM 191216100 211309.4 3020 SOLE 3020 0 0
Colgate-Palmolive Co COM 194162103 1326720.4 14360 SOLE 14360 0 0
Companhia De Saneam Adrf COM 20441A102 3005.1 54 SOLE 54 0 0
Computer Sciences Corp COM 205363104 25382.7 1071 SOLE 1071 0 0
Conocophillips COM 20825C104 1327108.44 18212 SOLE 18212 0 0
Consol Energy Inc COM 20854P109 40370 1100 SOLE 1100 0 0
Continental Resources COM 212015101 667.1 10 SOLE 10 0 0
Costco Wholesale Corp New COM 22160K105 1001089.8 12015 SOLE 12015 0 0
Covidien Ltd COM G2554F105 34072.57 757 SOLE 757 0 0
Crown Castle Intl Cor (Conv Pfd) COM 228227401 3968 64 SOLE 64 0 0
Crown Northcorp Inc COM 228429106 0 22 SOLE 22 0 0
Danaher Corp Del COM 235851102 1170825.6 24890 SOLE 24890 0 0
Deere & Co COM 244199105 34652.8 448 SOLE 448 0 0
Delphi Finl Group Cl A COM 247131105 471795 10650 SOLE 10650 0 0
Denbury Res Inc New COM 247916208 3563.6 236 SOLE 236 0 0
Dentsply Intl Inc COM 249030107 872125.75 24925 SOLE 24925 0 0
Devon Energy Cp New COM 25179M103 237150 3825 SOLE 3825 0 0
Diageo Plc New Adr COM 25243Q205 1049.04 12 SOLE 12 0 0
Directv Group Inc COM 25459L106 2009.72 47 SOLE 47 0 0
Discover Financial Svcs COM 254709108 18720 780 SOLE 780 0 0
Disney Walt Co COM 254687106 319837.5 8529 SOLE 8529 0 0
Dow Chemical Company COM 260543103 7190 250 SOLE 250 0 0
Dresser Rand Group Inc COM 261608103 1347.57 27 SOLE 27 0 0
Duke Energy Corp New COM 26441C105 129800 5900 SOLE 5900 0 0
DuPont COM 263534109 38913 850 SOLE 850 0 0
E M C Corp Mass COM 268648102 730593.72 33918 SOLE 33918 0 0
E O G Resources Inc COM 26875P101 24726.01 251 SOLE 251 0 0
Edison International COM 281020107 248151.6 5994 SOLE 5994 0 0
El Paso Corporation COM 28336L109 10149.74 382 SOLE 382 0 0
Elan Corp Plc Spon Adr COM 284131208 18274.2 1330 SOLE 1330 0 0
Emerson Electric Co COM 291011104 1283507.91 27549 SOLE 27549 0 0
Encana Corporation COM 292505104 611.49 33 SOLE 33 0 0
Entegris Inc COM 29362U104 21332.63 2445 SOLE 2445 0 0
Esco Technologies Inc COM 296315104 2878 100 SOLE 100 0 0
Estee Lauder Co Inc Cl A COM 518439104 7413.12 66 SOLE 66 0 0
Exelis Inc COM 30162A108 13575 1500 SOLE 1500 0 0
Exelon Corporation COM 30161N101 693.92 16 SOLE 16 0 0
Exxon Mobil Corporation COM 30231G102 1734359.12 20462 SOLE 20462 0 0
F5 Networks Inc COM 315616102 424.48 4 SOLE 4 0 0
Fedex Corporation COM 31428X106 1169.14 14 SOLE 14 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------------- -------------- --------- ----------- ------------------ ---------- -------- ---------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------------- -------------- --------- ----------- --------- --- ---- ---------- -------- --------- ------ ----
Fidelity Natl Finl Inc COM 31620R105 526136.04 33028 SOLE 33028 0 0
Fidelity Natl Info Svcs COM 31620M106 385980.44 14516 SOLE 14516 0 0
First Horizon Natl Corp COM 320517105 74856 9357 SOLE 9357 0 0
Flowserve Corporation COM 34354P105 1092.52 11 SOLE 11 0 0
Ford Motor Company New COM 345370860 29202.64 2714 SOLE 2714 0 0
Fortune Brands Hm & Sec COM 34964C106 14475.5 850 SOLE 850 0 0
Freeport McMoran COP B COM 356710857 7652.32 208 SOLE 208 0 0
General Dynamics Corp COM 369550108 2589.99 39 SOLE 39 0 0
General Electric Company COM 369604103 971545.86 54246 SOLE 54246 0 0
General Mills Inc COM 370334104 1086826.95 26895 SOLE 26895 0 0
General Mtrs B (Conv Pfd) COM 37045V209 1301.5 38 SOLE 38 0 0
Gilead Sciences Inc COM 37558103 22143.13 541 SOLE 541 0 0
Glaxosmithkline Plc Adr COM 37733W105 11863.8 260 SOLE 260 0 0
Google Inc Class A COM 38259P508 6459 10 SOLE 10 0 0
Guess Inc COM 401617105 715.68 24 SOLE 24 0 0
Harley Davidson Inc COM 412822108 23322 600 SOLE 600 0 0
Harris Corporation COM 413875105 3820.24 106 SOLE 106 0 0
Hartford Finl (Conv Pfd) COM 416515708 1389.72 74 SOLE 74 0 0
Hartford Finl Svcs Grp COM 416515104 16250 1000 SOLE 1000 0 0
Heinz H J Co COM 423074103 16212 300 SOLE 300 0 0
Hess Corporation COM 42809H107 677056 11920 SOLE 11920 0 0
Hewlett-Packard Company COM 428236103 52808 2050 SOLE 2050 0 0
Home Depot Inc COM 437076102 1268010.48 30162 SOLE 30162 0 0
Honeywell International COM 438516106 232672.35 4281 SOLE 4281 0 0
HSBC Hldgs Plc Adr New COM 404280406 5295.9 139 SOLE 139 0 0
Hudson City Bancorp Inc COM 443683107 2093.75 335 SOLE 335 0 0
Humana Inc COM 444859102 35044 400 SOLE 400 0 0
Huntington Ingalls Inds COM 446413106 281.52 9 SOLE 9 0 0
I T T Industries Inc COM 450911102 14497.5 750 SOLE 750 0 0
Illumina Inc COM 452327109 2225.04 73 SOLE 73 0 0
Infacare Pharmaceutical COM 45665N100 0.05 50000 SOLE 50000 0 0
Intel Corp COM 458140100 1445251.5 59598 SOLE 59598 0 0
Internet Capital Group COM 46059C205 38.6 5 SOLE 5 0 0
Interpublic Group Of Cos COM 460690100 3405.5 350 SOLE 350 0 0
Intl Business Machines COM 459200101 2028196.4 11030 SOLE 11030 0 0
Intl Power Plc Adr COM 46018M104 471.64 9 SOLE 9 0 0
Intrcontinentalexchange COM 45865V100 2893.2 24 SOLE 24 0 0
Intuit Inc COM 461202103 4417.56 84 SOLE 84 0 0
Investment Tech Grp New COM 46145F105 1304950.77 120717 SOLE 120717 0 0
Iron Mountain Inc New COM 462846106 708554 23005 SOLE 23005 0 0
Ishares Dj Select Div Fd COM 464287168 57802.75 1075 SOLE 1075 0 0
Ishares Msci Brazil Index COM 464286400 5739 100 SOLE 100 0 0
Ishares Msci Hk Idx Fd COM 464286871 3032.12 196 SOLE 196 0 0
Ishares Msci Mexico COM 464286822 3870.72 72 SOLE 72 0 0
Ishares Msci Singapore COM 464286673 3129.87 289 SOLE 289 0 0
Ishares Russell Midcap COM 464287499 88578 900 SOLE 900 0 0
Ishares Russell Midcap COM 464287473 5208 120 SOLE 120 0 0
Ishares S&P Asia 50 COM 464288430 114905.25 2935 SOLE 2935 0 0
iShares Silver Trust COM 46428Q109 5388 200 SOLE 200 0 0
Ishares Tr Dj US Basic COM 464287838 16075 250 SOLE 250 0 0
Ishares Tr Russell COM 464287655 156718.75 2125 SOLE 2125 0 0
Ishares Tr S&P Midcap COM 464287507 21902.5 250 SOLE 250 0 0
Ishares Xinhua China 25 COM 464287184 13948 400 SOLE 400 0 0
J M Smucker Co New COM 832696405 78170 1000 SOLE 1000 0 0
J P Morgan Chase & Co COM 46625H100 970401.25 29185 SOLE 29185 0 0
Jack In The Box Inc COM 466367109 1463 70 SOLE 70 0 0
Jefferies Group Inc New COM 472319102 20264488.75 1473781 SOLE 1473781 0 0
Johnson & Johnson COM 478160104 1479025.74 22553 SOLE 22553 0 0
Johnson Controls Inc COM 478366107 3813.72 122 SOLE 122 0 0
Juniper Networks Inc COM 48203R104 2265.51 111 SOLE 111 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------------- -------------- --------- ----------- ------------------ ---------- -------- ---------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------------- -------------- --------- ----------- --------- --- ---- ---------- -------- --------- ------ ----
Kellogg Company COM 487836108 101140 2000 SOLE 2000 0 0
Kimberly-Clark Corp COM 494368103 3310.2 45 SOLE 45 0 0
KLA Tencor Corp COM 482480100 1015421.25 21045 SOLE 21045 0 0
Kraft Foods Inc COM 50075N104 146152.32 3912 SOLE 3912 0 0
Krispy Kreme 12wts COM 501014112 0.28 14 SOLE 14 0 0
L-3 Communications Hldgs COM 502424104 6668 100 SOLE 100 0 0
Lehman Bros Holding Inc COM 524908100 25.92 1200 SOLE 1200 0 0
Lender Processing Services Inc COM 52602E102 109378.06 7258 SOLE 7258 0 0
Lennar Corp COM 526057104 973068 49520 SOLE 49520 0 0
Lexmark Intl Inc Cl A COM 529771107 18188.5 550 SOLE 550 0 0
Lincare Holdings Inc COM 532791100 925.56 36 SOLE 36 0 0
Linear Technology Corp COM 535678106 730179.45 24315 SOLE 24315 0 0
Lockheed Martin Corp COM 539830109 1051700 13000 SOLE 13000 0 0
Marathon Oil Corp COM 565849106 11708 400 SOLE 400 0 0
Martha Stewart Lvng Omni COM 573083102 4400 1000 SOLE 1000 0 0
Marvell Tech Group Ltd COM G5876H105 761.75 55 SOLE 55 0 0
Mattel Incorporated COM 577081102 2609.44 94 SOLE 94 0 0
Mc Cormick & Co Inc N-Vt COM 579780206 251343.7 4985 SOLE 4985 0 0
Mc Donalds Corp COM 580135101 1992754.46 19862 SOLE 19862 0 0
McGraw-Hill Cos COM 580645109 58461 1300 SOLE 1300 0 0
Mead Johnson Nutrition COM 582839106 2199.36 32 SOLE 32 0 0
Medcohealth Solutions COM 58405U102 155290.2 2778 SOLE 2778 0 0
Medtronic Inc COM 585055106 59937.75 1567 SOLE 1567 0 0
Merck & Co Inc COM 589331107 149480.5 3965 SOLE 3965 0 0
Metlife Inc COM 59156R108 3928.68 126 SOLE 126 0 0
Micron Technology Inc COM 595112103 3145 500 SOLE 500 0 0
Microsoft Corp COM 594918104 1171912.28 45143 SOLE 45143 0 0
Mid-America Apartment Communities COM 59522J103 165757.5 2650 SOLE 2650 0 0
Molycorp Inc COM 608753109 2398 100 SOLE 100 0 0
Monsanto Co New Del COM 61166W101 4274.27 61 SOLE 61 0 0
Morgan Stanley COM 617446448 23602.8 1560 SOLE 1560 0 0
Network Appliance Inc COM 64110D104 1269.45 35 SOLE 35 0 0
New York Cmnty Bancorp COM 649445103 4020.25 325 SOLE 325 0 0
NextEra Energy COM 65339F101 1574304.79 25859.146 SOLE 25859.146 0 0
Nike Inc Class B COM 654106103 8095.08 84 SOLE 84 0 0
Noble Energy Inc COM 655044105 2737.31 29 SOLE 29 0 0
Nordstrom Inc COM 655664100 1640.43 33 SOLE 33 0 0
Norfolk Southern Corp COM 655844108 6775.98 93 SOLE 93 0 0
Nortel Networks Cp New COM 7.65 464 SOLE 464 0 0
Northern Trust COM 665859104 486429.9 12265 SOLE 12265 0 0
Northrop Grumman Corp COM 666807102 3216.4 55 SOLE 55 0 0
Novagold Res Inc New COM 66987E206 5088 600 SOLE 600 0 0
Novartis AG Spon Adr COM 66987V109 1113957.45 19485 SOLE 19485 0 0
O Reilly Automotive New COM 67103H107 1119.3 14 SOLE 14 0 0
Occidental Petroleum Corp COM 674599105 843768.5 9005 SOLE 9005 0 0
Oracle Corporation COM 68389X105 1095306.3 42702 SOLE 42702 0 0
Otter Tail Corporation COM 689648103 5505 250 SOLE 250 0 0
Owens Corning Inc COM 690742101 1062.64 37 SOLE 37 0 0
P P G Industries Inc COM 693506107 4675.44 56 SOLE 56 0 0
Paladin Res Ltd Ord COM Q72653126 2809 2000 SOLE 2000 0 0
Parker-Hannifin Corp COM 701094104 7625 100 SOLE 100 0 0
Penske Automotive Group COM 70959W103 1020.25 53 SOLE 53 0 0
Pepsico Incorporated COM 713448108 1161324.05 17503 SOLE 17503 0 0
Perkinelmer Inc COM 714046109 70000 3500 SOLE 3500 0 0
Pfizer Incorporated COM 717081103 123586.04 5711 SOLE 5711 0 0
Philip Morris Intl Inc COM 718172109 545357.52 6949 SOLE 6949 0 0
Piper Jaffray Cos New COM 724078100 343.4 17 SOLE 17 0 0
Pipesaver Technologies COM 724086103 0 1500 SOLE 1500 0 0
Pitney Bowes Inc COM 724479100 5376.6 290 SOLE 290 0 0
PNC Finl Services Gp Inc COM 693475105 5824.67 101 SOLE 101 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------------- -------------- --------- ----------- ------------------ ---------- -------- ---------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------------- -------------- --------- ----------- --------- --- ---- ---------- -------- --------- ------ ----
Potash Corp Sask Inc COM 73755L107 699902.4 16955 SOLE 16955 0 0
PPL Corporation (Conv Pfd) COM 69351T601 3613.35 65 SOLE 65 0 0
Precision Castparts Corp COM 740189105 4449.33 27 SOLE 27 0 0
Priceline.Com Inc New COM 741503403 9354.2 20 SOLE 20 0 0
Principal Financial Grp COM 74251V102 762.6 31 SOLE 31 0 0
Procter & Gamble Co COM 742718109 1294240.71 19401 SOLE 19401 0 0
Public Storage Inc COM 74460D109 203034.6 1510 SOLE 1510 0 0
Qualcomm Inc COM 747525103 1375759.7 25151 SOLE 25151 0 0
Radioshack Corporation COM 750438103 5787.16 596 SOLE 596 0 0
Range Resources Corp COM 75281A109 23227.5 375 SOLE 375 0 0
Redhat Inc COM 756577102 6152.21 149 SOLE 149 0 0
Renaissancere Hldgs Incf COM G7496G103 1561.77 21 SOLE 21 0 0
Reynolds American Inc COM 761713106 8201.16 198 SOLE 198 0 0
Rockwell Automation Inc COM 773903109 1320.66 18 SOLE 18 0 0
Royal Dutch Shell A Adrf COM 780259206 1054250.16 14424 SOLE 14424 0 0
Rydex Etf TRUST COM 78355W106 164294 3550 SOLE 3550 0 0
S A P Ag Adr COM 803054204 370.65 7 SOLE 7 0 0
Sanofi Aventis Adr COM 80105N105 3215.52 88 SOLE 88 0 0
Sasol Limited Spon Adr COM 806866300 1564.2 33 SOLE 33 0 0
Schlumberger Ltd COM 806857108 3142.26 46 SOLE 46 0 0
Sector Spdr Engy Select COM 81369Y506 20393.35 295 SOLE 295 0 0
Sector SPDR Technology Shares COM 81369Y803 9543.75 375 SOLE 375 0 0
Sempra Energy COM 816851109 1108800 20160 SOLE 20160 0 0
Semtech Corp COM 816850101 26656.68 1074 SOLE 1074 0 0
Shaw Group Inc COM 820280105 269 10 SOLE 10 0 0
Simon Property Group COM 828806109 210172.2 1630 SOLE 1630 0 0
Siti-Sites.Com Inc COM 0.03 33 SOLE 33 0 0
Snap On Inc COM 833034101 75930 1500 SOLE 1500 0 0
Southwestern Energy Co COM 845467109 2044.16 64 SOLE 64 0 0
Stanley Black (Conv Pfd) COM 854502309 2110.5 18 SOLE 18 0 0
Stanley Works COM 854616109 801060 11850 SOLE 11850 0 0
Starbucks Corp COM 855244109 1492012.28 32428 SOLE 32428 0 0
Starwood Htls & Resorts COM 85590A701 3453.84 72 SOLE 72 0 0
State Street Corp COM 857477103 2579.84 64 SOLE 64 0 0
Statoilhydro Asa Adr COM 85771P102 1280.5 50 SOLE 50 0 0
Stellarnet Inc Ser B Pfd COM 85856W105 0.17 16670 SOLE 16670 0 0
Stericycle Inc COM 858912108 875898.72 11241 SOLE 11241 0 0
Strattec Security Corp COM 863111100 399 20 SOLE 20 0 0
Streettracks Gold Trust Index COM 78463V107 136791 900 SOLE 900 0 0
Supervalu Inc COM 868536103 21112 2600 SOLE 2600 0 0
Sysco Corporation COM 871829107 38129 1300 SOLE 1300 0 0
T J X Cos Inc COM 872540109 8262.4 128 SOLE 128 0 0
T Rowe Price Group Inc COM 74144T108 921166.25 16175 SOLE 16175 0 0
Target Corporation COM 7612E1061 1213094.48 23684 SOLE 23684 0 0
TE Connectivity Ltd COM H84989104 18486 600 SOLE 600 0 0
Technip Adr COM 878546209 1131.25 48 SOLE 48 0 0
Teledyne Technologies COM 879360105 16455 300 SOLE 300 0 0
Teva Pharm Inds Ltd Adr COM 881624209 230657.4 5715 SOLE 5715 0 0
Texas Instruments Inc COM 882508104 463140.1 15910 SOLE 15910 0 0
The Charles Schwab Corp COM 808513105 561198.4 49840 SOLE 49840 0 0
Thermo Fisher Scientific COM 883556102 3237.84 72 SOLE 72 0 0
Tibco Software Inc COM 88632Q103 4782 200 SOLE 200 0 0
Tiffany & Co New COM 886547108 39756 600 SOLE 600 0 0
Titan Oil & Gas Inc New COM 888309101 52 650 SOLE 650 0 0
Toronto Dominion Bank COM 891160509 1047.34 14 SOLE 14 0 0
Touch America Holding COM 891539108 0.36 3600 SOLE 3600 0 0
Transcanada Corp COM 89353D107 1091.75 25 SOLE 25 0 0
Travelers Companies Inc COM 89417E109 7514.59 127 SOLE 127 0 0
Treasury Metals Inc COM 894647106 1325.52 1315 SOLE 1315 0 0
Triumph Group Inc New COM 896818101 2221.1 38 SOLE 38 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------------- -------------- --------- ----------- ------------------ ---------- -------- ---------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------------- -------------- --------- ----------- --------- --- ---- ---------- -------- --------- ------ ----
Tyco Intl Ltd New COM G9143X208 34612.11 741 SOLE 741 0 0
U S Bancorp Del New COM 902973304 1372760.45 50749 SOLE 50749 0 0
U.S. Natural Gas Fund COM 912318110 9690 1500 SOLE 1500 0 0
Union Pacific Corp COM 907818108 54559.1 515 SOLE 515 0 0
United Parcel Service B COM 911312106 53575.08 732 SOLE 732 0 0
United Technologies Corp COM 913017109 287024.43 3927 SOLE 3927 0 0
V F Corporation COM 918204108 7492.41 59 SOLE 59 0 0
Vale Capital II 2012f (Conv Pfd) COM 91912F201 1377.7 23 SOLE 23 0 0
Valero Energy Corp New COM 91913Y100 1852.4 88 SOLE 88 0 0
Vanguard Growth COM 922908736 55584 900 SOLE 900 0 0
Ventas COM 92276F100 160979.6 2920 SOLE 2920 0 0
Verizon Communications COM 92343V104 1535272.04 38267 SOLE 38267 0 0
Visa Inc Cl A COM 92826C839 3655.08 36 SOLE 36 0 0
Visteon Corp COM 92839U107 49.94 1 SOLE 1 0 0
Visteon Corp 15 Wts COM 92839U115 19.3 2 SOLE 2 0 0
VMware Inc Cl A COM 928563402 3078.03 37 SOLE 37 0 0
Vodafone Group Plc Adr COM 92857W209 970847.08 34636 SOLE 34636 0 0
Wal-Mart Stores Inc COM 931142103 58564.8 980 SOLE 980 0 0
Walgreen Company COM 931422109 1388.52 42 SOLE 42 0 0
Waste Management Inc Del COM 94106L109 1799.05 55 SOLE 55 0 0
Wellpoint Health Networks COM 94973V107 89437.5 1350 SOLE 1350 0 0
Wells Fargo & Co New COM 949746101 1154598.64 41894 SOLE 41894 0 0
Wells Fargo (Pfd) COM 949746879 1535.22 54 SOLE 54 0 0
Wells Fargo L (Pfd) COM 949746804 2112 2 SOLE 2 0 0
Weyerhaeuser Co COM 962166104 6067.75 325 SOLE 325 0 0
Wisconsin Energy COM 976657106 958253.6 27410 SOLE 27410 0 0
Xylem Inc COM 98419M100 38535 1500 SOLE 1500 0 0
Yahoo Inc COM 984332106 1613 100 SOLE 100 0 0
Yamana Gold Inc COM 98462Y100 969.54 66 SOLE 66 0 0
Zimmer Holdings Inc COM 98956P102 30983.6 580 SOLE 580 0 0