0000950123-12-000693.txt : 20120112 0000950123-12-000693.hdr.sgml : 20120112 20120112103646 ACCESSION NUMBER: 0000950123-12-000693 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120112 DATE AS OF CHANGE: 20120112 EFFECTIVENESS DATE: 20120112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MetLife Securities, Inc CENTRAL INDEX KEY: 0001422771 IRS NUMBER: 133175978 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12684 FILM NUMBER: 12523402 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 212-578-0594 MAIL ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 13F-HR 1 y93898e13fvhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: DECEMBER 31,2011 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: METLIFE SECURITIES, INC. Address: 1095 Avenue of the Americas, New York, NY 10036 Form 13F File Number: 28- 12684 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Marc A. Cohn Title: Chief Compliance Officer Phone: 212-578-0594 Signature, Place, and Date of Signing: Marc Cohn New York, NY January 11, 2012 Report Type (Check only one): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 2116 Form 13F Information Table Value Total: 280654 List of Other Included Managers: N/A Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE

SHRS OR PRN AMT VALUE SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------- --------- ------------------- ------- ---------- ----------- -------- --------- * ADVISORSHARES TR ACTIV BEAR ETF 00768Y883 Common Stock 43 1,715.00 SOLE N/A NONE * ALPS ETF TR ALERIAN MLP 00162Q866 Common Stock 830 49,915.10 SOLE N/A NONE ALPS ETF TR C&S GLOBL ETF 00162Q106 Common Stock 5 150.00 SOLE N/A NONE ALPS ETF TR EQUAL SEC ETF 00162Q205 Common Stock 3 78.00 SOLE N/A NONE * ALPS ETF TR JEFF TRJ CRB GLO 00162Q304 Common Stock 34 803.00 SOLE N/A NONE AMERICAN SELECT PORTFOLIO IN COM 029570108 Common Stock 79 7,935.00 SOLE N/A NONE * B2B INTERNET HOLDRS TR DEPOSTRY RCPT 056033103 Common Stock 0 80.00 SOLE N/A NONE BARCLAYS BK PLC S&P 500 3X SHT 06740P700 Common Stock 221 6,068.00 SOLE N/A NONE * BARCLAYS BANK PLC ETN DJUBS AGRI37 06739H206 Common Stock 58 1,091.00 SOLE N/A NONE * BARCLAYS BK PLC ETN DJUBS COPR37 06739F101 Common Stock 7 160.00 SOLE N/A NONE BARCLAYS BANK PLC ETN DJUBSPLATM38 06739H255 Common Stock 98 3,054.00 SOLE N/A NONE BARCLAYS BANK PLC ETN DJUBS PMET38 06739H248 Common Stock 26 308.00 SOLE N/A NONE * BARCLAYS BK PLC IPMS INDIA ETN 06739F291 Common Stock 1 30.00 SOLE N/A NONE BARCLAYS BANK PLC ETN GLB CARB38 06739H164 Common Stock 0 13.00 SOLE N/A NONE * BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 Common Stock 17 406.00 SOLE N/A NONE * BARCLAYS BK PLC IPSP CROIL ETN 06738C786 Common Stock 260 10,350.00 SOLE N/A NONE * BARCLAYS BK PLC IPATH S&P MT ETN 06740C519 Common Stock 113 1,858.00 SOLE N/A NONE * BARCLAYS BK PLC IPTH S&P VIX NEW 06740C261 Common Stock 57 1,618.00 SOLE N/A NONE BARCLAYS BK PLC LNGB S&P500 14 06740H674 Common Stock 3 45.00 SOLE N/A NONE * BIOTECH HOLDRS TR DEPOSTRY RCPTS 09067D201 Common Stock 4 35.00 SOLE N/A NONE * BLDRS INDEX FDS TR EMER MK 50 ADR 09348R300 Common Stock 28 741.00 SOLE N/A NONE * BROADBAND HOLDRS TR DEPOSITRY RCPT 11130P104 Common Stock 3 200.00 SOLE N/A NONE * CLAYMORE EXCHANGE TRD FD TR GUGG CHN SML CAP 18383Q853 Common Stock 16 854.00 SOLE N/A NONE * CLAYMORE EXCHANGE TRD FD TR GUGG S&P GBL WTR 18383Q507 Common Stock 13 688.00 SOLE N/A NONE CLAYMORE EXCHANGE TRD FD TR GUGG ENH SHT DUR 18383M654 Common Stock 10 200.00 SOLE N/A NONE * CLAYMORE EXCHANGE TRD FD TR GUGG BRIC ETF 18383M100 Common Stock 62 1,776.08 SOLE N/A NONE * CLAYMORE EXCHANGE TRD FD TR GUGG INSDR SENT 18383M209 Common Stock 22 709.00 SOLE N/A NONE * CLAYMORE EXCHANGE TRD FD TR GUG MULTI ASSET 18383M506 Common Stock 418 20,447.20 SOLE N/A NONE * CLAYMORE EXCHANGE TRD FD TR GUGG SEC ROT ETF 18383M407 Common Stock 56 2,455.00 SOLE N/A NONE * CLAYMORE EXCHANGE TRD FD TR GUGG SOLAR ETF 18383M621 Common Stock 1 601.00 SOLE N/A NONE * CREDIT SUISSE NASSAU BRH ETN LKD 30MLP 22542D852 Common Stock 25 1,000.00 SOLE N/A NONE CREDIT SUISSE NASSAU BRH EXCH NT LKD 20 22542D878 Common Stock 5 220.00 SOLE N/A NONE CREDIT SUISSE NASSAU BRH ETN IDX-LKD 20 22542D845 Common Stock 5 240.00 SOLE N/A NONE * CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 Common Stock 2 15.00 SOLE N/A NONE * CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 Common Stock 5 42.00 SOLE N/A NONE * CURRENCYSHARES SWEDISH KRONA SWEDISH KRONA 23129R108 Common Stock 6 40.00 SOLE N/A NONE * CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 Common Stock 44 418.00 SOLE N/A NONE DB-X FUNDS DB-X 2030 TARGET 233052307 Common Stock 4 200.00 SOLE N/A NONE * DIREXION SHS ETF TR DLY SMCAP BEAR3X 25459W110 Common Stock 1 26.00 SOLE N/A NONE * DIREXION SHS ETF TR DLY DEV MKT BEAR 25459W169 Common Stock 0 9.00 SOLE N/A NONE * DIREXION SHS ETF TR DLY LRG CAP BEAR 25459W151 Common Stock 1 21.00 SOLE N/A NONE EATON VANCE TX ADV GLBL DIV COM 27828S101 Common Stock 8 650.00 SOLE N/A NONE EATON VANCE TAX MNGD GBL DV COM 27829F108 Common Stock 190 22,996.21 SOLE N/A NONE EGA EMERGING GLOBAL SHS TR EGS BRAZ INF ETF 268461829 Common Stock 7 330.00 SOLE N/A NONE EGA EMERGING GLOBAL SHS TR EGSHARE GEM COMP 268461100 Common Stock 7 335.00 SOLE N/A NONE * ETFS GOLD TR SHS 26922Y105 Common Stock 62 400.00 SOLE N/A NONE ETFS PALLADIUM TR SH BEN INT 26923A106 Common Stock 6 92.00 SOLE N/A NONE ETFS PLATINUM TR SH BEN INT 26922V101 Common Stock 0 1.00 SOLE N/A NONE ETFS PRECIOUS METALS BASKET PHYS PM BSKT 26922W109 Common Stock 6 67.00 SOLE N/A NONE * ETFS SILVER TR SILVER SHS 26922X107 Common Stock 18 648.00 SOLE N/A NONE ETFS WHITE METALS BASKET TR PHY WM BSK SHS 26923B104 Common Stock 55 1,184.00 SOLE N/A NONE * FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 Common Stock 13 627.00 SOLE N/A NONE FIRST TR EXCH TRD ALPHA FD I BRAZIL ALPHA 33737J133 Common Stock 3 130.00 SOLE N/A NONE * FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 Common Stock 1 45.00 SOLE N/A NONE * FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 Common Stock 246 10,395.00 SOLE N/A NONE * FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 Common Stock 4 205.00 SOLE N/A NONE

1

SHRS OR PRN AMT VALUE SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------- --------- ------------------- ------- ---------- ----------- -------- --------- * FIRST TR EXCHANGE TRADED FD ISE CLOUD COMP 33734X192 Common Stock 6 375.00 SOLE N/A NONE * FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 Common Stock 0 10.00 SOLE N/A NONE * FIRST TR US IPO INDEX FD SHS 336920103 Common Stock 0 1.00 SOLE N/A NONE * FIRST TR ISE GLB WIND ENRG E COM SHS 33736G106 Common Stock 7 930.00 SOLE N/A NONE * FIRST TR ISE REVERE NAT GAS COM 33734J102 Common Stock 15 801.65 SOLE N/A NONE * FIRST TR ISE WATER INDEX FD COM 33733B100 Common Stock 2 100.00 SOLE N/A NONE FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 Common Stock 21 645.00 SOLE N/A NONE * FIRST TR MORNINGSTAR DIV LEA SHS 336917109 Common Stock 7 410.00 SOLE N/A NONE * FIRST TR NASDAQ100 TECH INDE SHS 337345102 Common Stock 5 222.00 SOLE N/A NONE * FIRST TR S&P REIT INDEX FD COM 33734G108 Common Stock 6 375.00 SOLE N/A NONE * FIRST TR VALUE LINE DIVID IN SHS 33734H106 Common Stock 24 1,525.00 SOLE N/A NONE GLOBAL X FDS BRAZIL MID CAP 37950E788 Common Stock 4 300.00 SOLE N/A NONE GLOBAL X FDS GLB X CDA PFD 37950E481 Common Stock 20 1,413.00 SOLE N/A NONE * GLOBAL X FDS COPPER MNR ETF 37950E861 Common Stock 3 200.00 SOLE N/A NONE * GLOBAL X FDS SILVER MNR ETF 37950E853 Common Stock 296 14,010.00 SOLE N/A NONE * GREENHAVEN CONT CMDTY INDEX UNIT BEN INT 395258106 Common Stock 5 175.00 SOLE N/A NONE GRIFFON CORP NOTE 4.000% 7/1 398433AC6 Corporate Bond/Note Convertible Domestic 2 2,000.00 SOLE N/A NONE GS FIN CORP ETN CLAYMORE37 362273104 Common Stock 7 450.00 SOLE N/A NONE HSBC USA INC S&P CTI ETN 23 4042EP602 Common Stock 4 600.00 SOLE N/A NONE INDEXIQ ETF TR AUST SM CP ETF 45409B826 Common Stock 12 575.00 SOLE N/A NONE * INDEXIQ ETF TR CAN SML CP ETF 45409B867 Common Stock 9 350.00 SOLE N/A NONE * INDEXIQ ETF TR GLB AGRI SM CP 45409B834 Common Stock 4 189.00 SOLE N/A NONE INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 Common Stock 40 1,475.00 SOLE N/A NONE * ISHARES GOLD TRUST ISHARES 464285105 Common Stock 1,922 126,175.00 SOLE N/A NONE ISHARES DIVERSIFIED ALTR TR SH BEN INT 464294107 Common Stock 47 970.00 SOLE N/A NONE * ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 Common Stock 45 1,360.00 SOLE N/A NONE * ISHARES INC MSCI BRIC INDX 464286657 Common Stock 90 2,483.77 SOLE N/A NONE ISHARES INC MSCI TURKEY FD 464286715 Common Stock 41 1,000.00 SOLE N/A NONE * ISHARES INC MSCI AUSTRALIA 464286103 Common Stock 144 6,734.33 SOLE N/A NONE ISHARES INC MSCI AUSTRIA INV 464286202 Common Stock 1 75.37 SOLE N/A NONE ISHARES INC MSCI BELG INVEST 464286301 Common Stock 1 99.00 SOLE N/A NONE * ISHARES INC MSCI BRAZIL 464286400 Common Stock 442 7,703.57 SOLE N/A NONE * ISHARES INC MSCI CDA INDEX 464286509 Common Stock 329 12,374.33 SOLE N/A NONE * ISHARES INC MSCI CHILE INVES 464286640 Common Stock 72 1,247.79 SOLE N/A NONE * ISHARES INC MSCI GERMAN 464286806 Common Stock 217 11,316.21 SOLE N/A NONE * ISHARES INC MSCI HONG KONG 464286871 Common Stock 68 4,400.00 SOLE N/A NONE ISHARES INC MSCI ISRAEL FD 464286632 Common Stock 4 100.00 SOLE N/A NONE * ISHARES INC MSCI JAPAN 464286848 Common Stock 28 3,116.00 SOLE N/A NONE * ISHARES INC MSCI MALAYSIA 464286830 Common Stock 0 28.00 SOLE N/A NONE * ISHARES INC MSCI MEX INVEST 464286822 Common Stock 24 450.00 SOLE N/A NONE ISHARES INC MSCI EMKT EUR 464286566 Common Stock 5 200.00 SOLE N/A NONE * ISHARES INC MSCI PAC J IDX 464286665 Common Stock 167 4,280.55 SOLE N/A NONE * ISHARES INC MSCI SINGAPORE 464286673 Common Stock 121 11,214.00 SOLE N/A NONE * ISHARES INC MSCI STH AFRCA 464286780 Common Stock 28 457.86 SOLE N/A NONE * ISHARES INC MSCI S KOREA 464286772 Common Stock 45 855.86 SOLE N/A NONE * ISHARES INC MSCI SPAIN 464286764 Common Stock 2 58.00 SOLE N/A NONE * ISHARES INC MSCI SWEDEN 464286756 Common Stock 2 85.00 SOLE N/A NONE * ISHARES INC MSCI SWITZERLD 464286749 Common Stock 4 179.00 SOLE N/A NONE * ISHARES INC MSCI TAIWAN 464286731 Common Stock 12 1,036.00 SOLE N/A NONE ISHARES INC MSCI THAILAND 464286624 Common Stock 21 350.00 SOLE N/A NONE * ISHARES INC MSCI UTD KINGD 464286699 Common Stock 0 30.00 SOLE N/A NONE * ISHARES SILVER TRUST ISHARES 46428Q109 Common Stock 1,589 58,996.00 SOLE N/A NONE ISHARES TR 10+ YR CR BD 464289511 Common Stock 6 103.00 SOLE N/A NONE ISHARES TR 2013 S&P AMTFR 464289388 Common Stock 10 200.00 SOLE N/A NONE ISHARES TR 2014 S&P AMTFR 464289362 Common Stock 10 200.00 SOLE N/A NONE * ISHARES TR BARCLYS 1-3YR CR 464288646 Common Stock 1,362 13,067.97 SOLE N/A NONE

2

SHRS OR PRN AMT VALUE SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------- --------- ------------------- ------- ---------- ----------- -------- --------- * ISHARES TR BARCLYS 1-3 YR 464287457 Common Stock 1,316 15,572.46 SOLE N/A NONE ISHARES TR BARCLYS 10-20YR 464288653 Common Stock 311 2,339.00 SOLE N/A NONE * ISHARES TR BARCLYS 20+ YR 464287432 Common Stock 754 6,221.43 SOLE N/A NONE * ISHARES TR BARCLYS 3-7 YR 464288661 Common Stock 33 274.00 SOLE N/A NONE * ISHARES TR BARCLYS 7-10 YR 464287440 Common Stock 85 808.00 SOLE N/A NONE * ISHARES TR BARCLY USAGG B 464287226 Common Stock 1,669 15,134.94 SOLE N/A NONE ISHARES TR BARCLYS CR BD 464288620 Common Stock 412 3,785.09 SOLE N/A NONE ISHARES TR BARCLYS GOVT CR 464288596 Common Stock 10 90.00 SOLE N/A NONE ISHARES TR BARCLYS INTER CR 464288638 Common Stock 1,526 14,238.54 SOLE N/A NONE * ISHARES TR BARCLYS MBS BD 464288588 Common Stock 56 517.00 SOLE N/A NONE ISHARES TR BARCLYS SH TREA 464288679 Common Stock 615 5,578.76 SOLE N/A NONE * ISHARES TR BARCLYS TIPS BD 464287176 Common Stock 9,865 84,540.17 SOLE N/A NONE * ISHARES TR COHEN&ST RLTY 464287564 Common Stock 327 4,663.00 SOLE N/A NONE * ISHARES TR DJ INTL SEL DIVD 464288448 Common Stock 4 127.74 SOLE N/A NONE * ISHARES TR DJ SEL DIV INX 464287168 Common Stock 1,634 30,386.15 SOLE N/A NONE * ISHARES TR TRANSP AVE IDX 464287192 Common Stock 146 1,628.00 SOLE N/A NONE * ISHARES TR DJ US TELECOMM 464287713 Common Stock 43 2,026.49 SOLE N/A NONE * ISHARES TR DJ US BAS MATL 464287838 Common Stock 417 6,483.54 SOLE N/A NONE * ISHARES TR DJ US ENERGY 464287796 Common Stock 616 15,471.00 SOLE N/A NONE * ISHARES TR DJ US FINL SEC 464287788 Common Stock 143 2,911.00 SOLE N/A NONE * ISHARES TR DJ US HEALTHCR 464287762 Common Stock 340 4,744.49 SOLE N/A NONE * ISHARES TR DJ US INDUSTRL 464287754 Common Stock 83 1,298.92 SOLE N/A NONE * ISHARES TR DJ US REAL EST 464287739 Common Stock 318 5,593.00 SOLE N/A NONE * ISHARES TR DJ US TECH SEC 464287721 Common Stock 132 2,061.00 SOLE N/A NONE * ISHARES TR DJ US INDEX FD 464287846 Common Stock 329 5,226.00 SOLE N/A NONE * ISHARES TR DJ US UTILS 464287697 Common Stock 180 2,036.00 SOLE N/A NONE ISHARES TR DJ AEROSPACE 464288760 Common Stock 99 1,620.00 SOLE N/A NONE * ISHARES TR DJ BROKER-DEAL 464288794 Common Stock 13 623.00 SOLE N/A NONE * ISHARES TR DJ HEALTH CARE 464288828 Common Stock 9 150.00 SOLE N/A NONE * ISHARES TR DJ HOME CONSTN 464288752 Common Stock 141 11,871.00 SOLE N/A NONE * ISHARES TR DJ MED DEVICES 464288810 Common Stock 0 1.00 SOLE N/A NONE * ISHARES TR DJ OIL&GAS EXP 464288851 Common Stock 21 350.00 SOLE N/A NONE * ISHARES TR DJ OIL EQUIP 464288844 Common Stock 12 235.11 SOLE N/A NONE ISHARES TR DJ PHARMA INDX 464288836 Common Stock 22 294.00 SOLE N/A NONE * ISHARES TR DJ REGIONAL BK 464288778 Common Stock 2 107.00 SOLE N/A NONE * ISHARES TR FTSE CHINA25 IDX 464287184 Common Stock 440 12,630.17 SOLE N/A NONE ISHARES TR DEV SM CP EX-N 464288497 Common Stock 2 80.00 SOLE N/A NONE ISHARES TR EPRA/NAR DEV R/E 464288489 Common Stock 13 500.00 SOLE N/A NONE ISHARES TR INDL OFF CAP IDX 464288554 Common Stock 4 149.00 SOLE N/A NONE ISHARES TR REAL EST 50 IN 464288521 Common Stock 12 346.00 SOLE N/A NONE ISHARES TR RESIDENT PLS CAP 464288562 Common Stock 134 3,028.00 SOLE N/A NONE ISHARES TR RETAIL CAP IDX 464288547 Common Stock 137 4,725.00 SOLE N/A NONE ISHARES TR HGH DIV EQT FD 46429B663 Common Stock 759 13,674.59 SOLE N/A NONE * ISHARES TR HIGH YLD CORP 464288513 Common Stock 2,843 31,790.36 SOLE N/A NONE * ISHARES TR IBOXX INV CPBD 464287242 Common Stock 3,077 27,051.34 SOLE N/A NONE * ISHARES TR JPMORGAN USD 464288281 Common Stock 472 4,298.00 SOLE N/A NONE * ISHARES TR MSCI ESG SEL SOC 464288802 Common Stock 14 262.00 SOLE N/A NONE ISHARES TR LRGE CORE INDX 464287127 Common Stock 41 570.00 SOLE N/A NONE ISHARES TR LRGE GRW INDX 464287119 Common Stock 115 1,744.99 SOLE N/A NONE ISHARES TR AGENCY BD FD 464288166 Common Stock 11 100.00 SOLE N/A NONE ISHARES TR LARGE VAL INDX 464288109 Common Stock 171 2,902.96 SOLE N/A NONE ISHARES TR MID CORE INDEX 464288208 Common Stock 88 1,034.00 SOLE N/A NONE ISHARES TR MID GRWTH INDX 464288307 Common Stock 48 518.53 SOLE N/A NONE ISHARES TR MID VAL INDEX 464288406 Common Stock 72 997.12 SOLE N/A NONE ISHARES TR SMLL CORE INDX 464288505 Common Stock 62 741.00 SOLE N/A NONE ISHARES TR SMLL GRWTH IDX 464288604 Common Stock 57 685.10 SOLE N/A NONE

3

SHRS OR PRN AMT VALUE SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------- --------- ------------------- ------- ---------- ----------- -------- --------- ISHARES TR SMLL VAL INDX 464288703 Common Stock 532 6,742.90 SOLE N/A NONE * ISHARES TR MSCI ACJPN IDX 464288182 Common Stock 5 93.00 SOLE N/A NONE * ISHARES TR MSCI PERU CAP 464289842 Common Stock 1 25.00 SOLE N/A NONE * ISHARES TR MSCI GRW IDX 464288885 Common Stock 335 6,448.07 SOLE N/A NONE * ISHARES TR MSCI EAFE INDEX 464287465 Common Stock 1,847 37,292.57 SOLE N/A NONE * ISHARES TR MSCI SMALL CAP 464288273 Common Stock 233 6,697.00 SOLE N/A NONE * ISHARES TR MSCI VAL IDX 464288877 Common Stock 206 4,821.61 SOLE N/A NONE * ISHARES TR MSCI EMERG MKT 464287234 Common Stock 1,647 43,405.69 SOLE N/A NONE ISHARES TR PHILL INVSTMRK 46429B408 Common Stock 6 239.00 SOLE N/A NONE * ISHARES TR NASDQ BIO INDX 464287556 Common Stock 230 2,200.00 SOLE N/A NONE * ISHARES TR NYSE 100INX FD 464287135 Common Stock 18 300.00 SOLE N/A NONE * ISHARES TR PHLX SOX SEMICND 464287523 Common Stock 22 448.00 SOLE N/A NONE * ISHARES TR RUSSELL1000GRW 464287614 Common Stock 489 8,464.24 SOLE N/A NONE * ISHARES TR RUSSELL 1000 464287622 Common Stock 470 6,777.87 SOLE N/A NONE * ISHARES TR RUSSELL1000VAL 464287598 Common Stock 1,118 17,609.46 SOLE N/A NONE * ISHARES TR RUSL 2000 GROW 464287648 Common Stock 239 2,841.84 SOLE N/A NONE * ISHARES TR RUSSELL 2000 464287655 Common Stock 1,024 13,883.67 SOLE N/A NONE * ISHARES TR RUSL 2000 VALU 464287630 Common Stock 417 6,355.75 SOLE N/A NONE * ISHARES TR RUSSELL 3000 464287689 Common Stock 113 1,520.00 SOLE N/A NONE * ISHARES TR RSSL MCRCP IDX 464288869 Common Stock 64 1,440.00 SOLE N/A NONE * ISHARES TR RUSSELL MCP GR 464287481 Common Stock 95 1,724.00 SOLE N/A NONE * ISHARES TR RUSSELL MIDCAP 464287499 Common Stock 133 1,350.00 SOLE N/A NONE * ISHARES TR RUSSELL MCP VL 464287473 Common Stock 238 5,484.22 SOLE N/A NONE ISHARES TR S&P 1500 INDEX 464287150 Common Stock 24 428.00 SOLE N/A NONE * ISHARES TR S&P500 GRW 464287309 Common Stock 1,195 17,718.00 SOLE N/A NONE * ISHARES TR S&P 500 INDEX 464287200 Common Stock 903 7,168.01 SOLE N/A NONE * ISHARES TR S&P 500 VALUE 464287408 Common Stock 1,266 21,883.59 SOLE N/A NONE ISHARES TR S&P ASIA 50 IN 464288430 Common Stock 17 431.00 SOLE N/A NONE * ISHARES TR S&P CAL AMTFR MN 464288356 Common Stock 22 202.25 SOLE N/A NONE * ISHARES TR S&P EMRG INFRS 464288216 Common Stock 65 2,240.93 SOLE N/A NONE * ISHARES TR S&P EURO PLUS 464287861 Common Stock 9 255.00 SOLE N/A NONE ISHARES TR S&P GLBIDX ETF 464288224 Common Stock 7 870.00 SOLE N/A NONE ISHARES TR S&P GL C STAPL 464288737 Common Stock 34 505.00 SOLE N/A NONE * ISHARES TR S&P GBL ENER 464287341 Common Stock 742 19,426.19 SOLE N/A NONE * ISHARES TR S&P GBL FIN 464287333 Common Stock 3 90.00 SOLE N/A NONE * ISHARES TR S&P GBL HLTHCR 464287325 Common Stock 40 707.00 SOLE N/A NONE * ISHARES TR S&P GBL INF 464287291 Common Stock 12 200.00 SOLE N/A NONE ISHARES TR S&P GLO INFRAS 464288372 Common Stock 4 131.00 SOLE N/A NONE ISHARES TR S&P GLB MTRLS 464288695 Common Stock 166 2,894.42 SOLE N/A NONE * ISHARES TR S&P GBL TELCM 464287275 Common Stock 1 25.00 SOLE N/A NONE ISHARES TR S&P GL UTILITI 464288711 Common Stock 2 50.00 SOLE N/A NONE * ISHARES TR S&P NA MULTIMD 464287531 Common Stock 4 160.00 SOLE N/A NONE * ISHARES TR S&P NA NAT RES 464287374 Common Stock 277 7,293.25 SOLE N/A NONE * ISHARES TR S&P NA SOFTWR 464287515 Common Stock 16 301.00 SOLE N/A NONE * ISHARES TR S&P NA TECH FD 464287549 Common Stock 236 3,969.00 SOLE N/A NONE * ISHARES TR S&P INDIA 50 464289529 Common Stock 70 3,555.65 SOLE N/A NONE * ISHARES TR S&P LTN AM 40 464287390 Common Stock 250 5,880.86 SOLE N/A NONE * ISHARES TR S&P MC 400 GRW 464287606 Common Stock 527 5,340.60 SOLE N/A NONE * ISHARES TR S&P MIDCAP 400 464287507 Common Stock 640 7,301.42 SOLE N/A NONE * ISHARES TR S&P MIDCP VALU 464287705 Common Stock 531 6,990.66 SOLE N/A NONE * ISHARES TR S&P NTL AMTFREE 464288414 Common Stock 802 7,407.59 SOLE N/A NONE * ISHARES TR S&P AMTFREE MUNI 464288323 Common Stock 111 1,025.00 SOLE N/A NONE ISHARES TR S&P SH NTL AMTFR 464288158 Common Stock 616 5,775.88 SOLE N/A NONE * ISHARES TR S&P SMLCP GROW 464287887 Common Stock 194 2,605.00 SOLE N/A NONE * ISHARES TR S&P SMLCAP 600 464287804 Common Stock 635 9,291.83 SOLE N/A NONE * ISHARES TR S&P SMLCP VALU 464287879 Common Stock 387 5,552.36 SOLE N/A NONE

4

SHRS OR PRN AMT VALUE SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------- --------- ------------------- ------- ---------- ----------- -------- --------- * ISHARES TR US PFD STK IDX 464288687 Common Stock 2,332 65,480.27 SOLE N/A NONE ISHARES TR S&PCITI1-3YRTB 464288125 Common Stock 39 400.00 SOLE N/A NONE ISHARES TR S&P CITINT TBD 464288117 Common Stock 24 243.00 SOLE N/A NONE * JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 Common Stock 230 5,901.96 SOLE N/A NONE * MARKET VECTORS ETF TR BRAZL SMCP ETF 57060U613 Common Stock 20 552.00 SOLE N/A NONE MARKET VECTORS ETF TR AFRICA ETF 57060U787 Common Stock 1 30.00 SOLE N/A NONE * MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 Common Stock 420 8,909.00 SOLE N/A NONE * MARKET VECTORS ETF TR COAL ETF 57060U837 Common Stock 369 11,433.00 SOLE N/A NONE MARKET VECTORS ETF TR COLUMBIA ETF 57060U415 Common Stock 5 300.00 SOLE N/A NONE MARKET VECTORS ETF TR EGYPT INDX ETF 57060U548 Common Stock 1 100.00 SOLE N/A NONE * MARKET VECTORS ETF TR GBL ALTER ENRG 57060U407 Common Stock 12 1,080.00 SOLE N/A NONE * MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 Common Stock 1,677 32,603.66 SOLE N/A NONE MARKET VECTORS ETF TR INDONESIA ETF 57060U753 Common Stock 44 1,544.00 SOLE N/A NONE MARKET VECTORS ETF TR MKTVEC INTMUETF 57060U845 Common Stock 141 6,157.93 SOLE N/A NONE * MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 Common Stock 37 1,499.00 SOLE N/A NONE MARKET VECTORS ETF TR HG YLD MUN ETF 57060U878 Common Stock 164 5,487.00 SOLE N/A NONE * MARKET VECTORS ETF TR MINOR METALS 57060U472 Common Stock 16 1,105.00 SOLE N/A NONE * MARKET VECTORS ETF TR RVE HARD ETF 57060U795 Common Stock 5 160.00 SOLE N/A NONE MARKET VECTORS ETF TR MKTVEC SMUNETF 57060U803 Common Stock 647 36,509.00 SOLE N/A NONE * MARKET VECTORS ETF TR SOLAR ENRG ETF 57060U811 Common Stock 2 500.00 SOLE N/A NONE * MARKET VECTORS ETF TR MV STEEL INDEX 57060U308 Common Stock 329 6,912.00 SOLE N/A NONE * MARKET VECTORS ETF TR URAN NUCLR ENRGY 57060U704 Common Stock 7 474.00 SOLE N/A NONE MARKET VECTORS ETF TR VIETNAM ETF 57060U761 Common Stock 4 250.00 SOLE N/A NONE * MARKET VECTORS ETF TR RUSSIA ETF 57060U506 Common Stock 18 694.10 SOLE N/A NONE MORGAN STANLEY SHRT EUR ETN20 617480280 Common Stock 64 1,400.00 SOLE N/A NONE * OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 Common Stock 45 390.00 SOLE N/A NONE PIMCO ETF TR 1-5 US TIP IDX 72201R205 Common Stock 130 2,435.00 SOLE N/A NONE PIMCO ETF TR ENHAN SHRT MAT 72201R833 Common Stock 2,422 24,186.66 SOLE N/A NONE PIMCO ETF TR INV GRD CRP BD 72201R817 Common Stock 8 75.00 SOLE N/A NONE PIMCO HIGH INCOME FD COM SHS 722014107 Common Stock 2,271 188,915.02 SOLE N/A NONE POWERSHARES ACTIVE MNG ETF T LOW DURAT PORT 73935B409 Common Stock 8 333.00 SOLE N/A NONE * POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 Common Stock 100 3,739.78 SOLE N/A NONE * POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 Common Stock 119 4,137.00 SOLE N/A NONE * POWERSHS DB MULTI SECT COMM DB BASE METALS 73936B705 Common Stock 74 3,947.00 SOLE N/A NONE * POWERSHS DB MULTI SECT COMM DB ENERGY FUND 73936B101 Common Stock 1 44.00 SOLE N/A NONE * POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 Common Stock 9 300.00 SOLE N/A NONE * POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936B200 Common Stock 84 1,562.00 SOLE N/A NONE * POWERSHS DB MULTI SECT COMM DB GOLD FUND 73936B606 Common Stock 10 178.00 SOLE N/A NONE * POWERSHS DB US DOLLAR INDEX DOLL INDX BEAR 73936D206 Common Stock 22 820.00 SOLE N/A NONE * POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 Common Stock 65 2,911.41 SOLE N/A NONE * POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 Common Stock 8 140.00 SOLE N/A NONE * POWERSHARES ETF TRUST DIV ACHV PRTF 73935X732 Common Stock 19 1,250.00 SOLE N/A NONE * POWERSHARES ETF TRUST BNKING SEC POR 73935X336 Common Stock 12 1,000.00 SOLE N/A NONE * POWERSHARES ETF TRUST BASIC MAT SECT 73935X427 Common Stock 53 1,667.00 SOLE N/A NONE * POWERSHARES ETF TRUST DYN BIOT & GEN 73935X856 Common Stock 15 764.00 SOLE N/A NONE * POWERSHARES ETF TRUST DYN BLDG CNSTR 73935X666 Common Stock 5 400.00 SOLE N/A NONE * POWERSHARES ETF TRUST CON DISCRE SEC 73935X419 Common Stock 223 8,722.00 SOLE N/A NONE * POWERSHARES ETF TRUST DYN EN EX PROD 73935X658 Common Stock 16 735.00 SOLE N/A NONE * POWERSHARES ETF TRUST ENERGY SEC POR 73935X385 Common Stock 2 50.00 SOLE N/A NONE * POWERSHARES ETF TRUST FINL SECT PORT 73935X377 Common Stock 6 340.00 SOLE N/A NONE * POWERSHARES ETF TRUST INDL SECT PORT 73935X369 Common Stock 5 187.00 SOLE N/A NONE * POWERSHARES ETF TRUST DYNM LRG CP GR 73935X609 Common Stock 1 45.00 SOLE N/A NONE * POWERSHARES ETF TRUST DYNM LRG CP VL 73935X708 Common Stock 769 39,888.00 SOLE N/A NONE * POWERSHARES ETF TRUST DYNAMIC MKT PT 73935X104 Common Stock 7 181.00 SOLE N/A NONE * POWERSHARES ETF TRUST DYN NETWKG PRT 73935X815 Common Stock 79 3,251.00 SOLE N/A NONE * POWERSHARES ETF TRUST DYN OIL SVCS 73935X625 Common Stock 23 1,132.00 SOLE N/A NONE

5

SHRS OR PRN AMT VALUE SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------- --------- ------------------- ------- ---------- ----------- -------- --------- * POWERSHARES ETF TRUST DYNAMIC OTC PT 73935X203 Common Stock 4 88.00 SOLE N/A NONE * POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 Common Stock 25 886.00 SOLE N/A NONE * POWERSHARES ETF TRUST DYN SFTWR PORT 73935X773 Common Stock 9 400.00 SOLE N/A NONE * POWERSHARES ETF TRUST TECH SECT PORT 73935X344 Common Stock 16 680.00 SOLE N/A NONE * POWERSHARES ETF TRUST DYN UTIL PORTF 73935X591 Common Stock 58 3,565.00 SOLE N/A NONE * POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 Common Stock 811 50,328.17 SOLE N/A NONE * POWERSHARES ETF TRUST GOLDEN DRG USX 73935X401 Common Stock 17 886.00 SOLE N/A NONE * POWERSHARES ETF TRUST HI YLD EQ DVDN 73935X302 Common Stock 105 11,378.85 SOLE N/A NONE * POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 Common Stock 456 31,317.22 SOLE N/A NONE * POWERSHARES ETF TRUST GBL LSTD PVT EQT 73935X195 Common Stock 18 2,308.83 SOLE N/A NONE * POWERSHARES ETF TRUST LX NANOTCH PTF 73935X633 Common Stock 5 900.00 SOLE N/A NONE * POWERSHARES ETF TRUST WATER RESOURCE 73935X575 Common Stock 95 5,666.78 SOLE N/A NONE * POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 Common Stock 7 1,326.00 SOLE N/A NONE * POWERSHARES ETF TRUST WILDERHILL PRO 73935X161 Common Stock 2 100.00 SOLE N/A NONE * POWERSHARES ETF TRUST FND PR MIDGRT PT 73935X807 Common Stock 15 741.00 SOLE N/A NONE * POWERSHARES ETF TRUST FND PUR MDVAL PT 73935X880 Common Stock 3 182.00 SOLE N/A NONE * POWERSHARES ETF TRUST FND PUR SMGRT PT 73935X872 Common Stock 3 179.00 SOLE N/A NONE * POWERSHARES ETF TRUST FND PUR SMVAL PT 73935X864 Common Stock 1 43.00 SOLE N/A NONE POWERSHARES ETF TR II BUILD AMER ETF 73937B407 Common Stock 116 4,031.00 SOLE N/A NONE * POWERSHARES ETF TRUST II CEF INC COMPST 73936Q843 Common Stock 46 1,950.00 SOLE N/A NONE POWERSHARES ETF TR II EMRG MKTS INFR 73937B209 Common Stock 110 2,956.00 SOLE N/A NONE POWERSHARES ETF TRUST II MENA FRNTR ETF 73936Q603 Common Stock 3 300.00 SOLE N/A NONE * POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 Common Stock 96 3,685.00 SOLE N/A NONE * POWERSHARES ETF TRUST STOCKINVST CORE 73935X179 Common Stock 30 1,495.00 SOLE N/A NONE * POWERSHARES GLOBAL ETF TRUST EMER MRKT PORT 73936T763 Common Stock 5 250.00 SOLE N/A NONE POWERSHARES GLOBAL ETF TRUST GBL CLEAN ENER 73936T615 Common Stock 10 1,247.00 SOLE N/A NONE * POWERSHARES GLOBAL ETF TRUST GBL WTR PORT 73936T623 Common Stock 4 280.00 SOLE N/A NONE * POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAFI 73936T557 Common Stock 285 15,440.21 SOLE N/A NONE POWERSHARES GLOBAL ETF TRUST I-30 LAD TREAS 73936T524 Common Stock 10 315.00 SOLE N/A NONE * POWERSHARES GLOBAL ETF TRUST INSUR NATL MUN 73936T474 Common Stock 69 2,811.06 SOLE N/A NONE POWERSHARES GLOBAL ETF TRUST WK VRDO TX FR 73936T433 Common Stock 20 816.00 SOLE N/A NONE * POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 Common Stock 674 24,644.06 SOLE N/A NONE * POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 Common Stock 1,313 95,902.17 SOLE N/A NONE * POWERSHARES QQQ TRUST UNIT SER 1 73935A104 Common Stock 756 13,533.56 SOLE N/A NONE * POWERSHARES GLOBAL ETF FD S&P 500 BUYWRT 73936G308 Common Stock 32 1,635.00 SOLE N/A NONE * PROSHARES TR II ULTRASHRT EURO 74347W882 Common Stock 3 150.00 SOLE N/A NONE * PROSHARES TR PSHS SHORT QQQ 74347R602 Common Stock 5 150.00 SOLE N/A NONE * PROSHARES TR PSHS ULTRA DOW30 74347R305 Common Stock 19 322.00 SOLE N/A NONE * PROSHARES TR PSHS ULTRA QQQ 74347R206 Common Stock 3 38.00 SOLE N/A NONE * PROSHARES TR PSHS ULT S&P 500 74347R107 Common Stock 5 113.00 SOLE N/A NONE * PROSHARES TR PSHS ULTSH 20YRS 74347R297 Common Stock 1 54.00 SOLE N/A NONE * PROSHARES TR ULTRA FNCLS NEW 74347X633 Common Stock 4 100.00 SOLE N/A NONE * PROSHARES TR ULT R/EST NEW 74347X625 Common Stock 10 200.00 SOLE N/A NONE PROSHARES TR ULTRASHT 3-7YR 74347X344 Common Stock 21 635.00 SOLE N/A NONE REVENUESHARES ETF TR ADR FD 761396605 Common Stock 13 400.00 SOLE N/A NONE REVENUESHARES ETF TR S&P500 FINL FD 761396506 Common Stock 7 300.00 SOLE N/A NONE REVENUESHARES ETF TR SMALL CAP FD 761396308 Common Stock 3 100.00 SOLE N/A NONE RUSSELL EXCHANGE TRADED FDS 1000 LOW VOLAT 782474647 Common Stock 374 7,576.00 SOLE N/A NONE * RYDEX ETF TRUST S&P500 PUR GRW 78355W403 Common Stock 495 11,438.00 SOLE N/A NONE * RYDEX ETF TRUST S&P500 PUR VAL 78355W304 Common Stock 51 1,847.00 SOLE N/A NONE * RYDEX ETF TRUST S&PMC400 PURGR 78355W601 Common Stock 490 6,248.00 SOLE N/A NONE * RYDEX ETF TRUST S&PMC400 PURVL 78355W502 Common Stock 9 273.00 SOLE N/A NONE * RYDEX ETF TRUST S&P 500 EQ TRD 78355W106 Common Stock 87 1,888.00 SOLE N/A NONE RYDEX ETF TRUST CONSUMR DISCRT 78355W882 Common Stock 41 856.41 SOLE N/A NONE RYDEX ETF TRUST CONSUMR STAPLE 78355W874 Common Stock 15 230.00 SOLE N/A NONE RYDEX ETF TRUST ENERGY ETF 78355W866 Common Stock 28 455.00 SOLE N/A NONE

6

SHRS OR PRN AMT VALUE SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------- --------- ------------------- ------- ---------- ----------- -------- --------- RYDEX ETF TRUST TECHNOLOGY ETF 78355W817 Common Stock 40 800.00 SOLE N/A NONE * SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 Common Stock 1,594 49,066.88 SOLE N/A NONE * SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 Common Stock 1,042 80,171.01 SOLE N/A NONE * SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 Common Stock 929 27,523.81 SOLE N/A NONE * SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 Common Stock 1,161 45,625.00 SOLE N/A NONE * SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 Common Stock 1,867 51,893.23 SOLE N/A NONE * SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 Common Stock 1,282 36,968.00 SOLE N/A NONE * SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 Common Stock 963 28,744.00 SOLE N/A NONE * SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 Common Stock 1,136 29,114.60 SOLE N/A NONE * SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 Common Stock 1,092 15,803.36 SOLE N/A NONE * SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 Common Stock 9 301.00 SOLE N/A NONE * SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 Common Stock 561 4,606.00 SOLE N/A NONE * SPDR GOLD TRUST GOLD SHS 78463V107 Common Stock 4,381 28,826.00 SOLE N/A NONE SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 Common Stock 4 103.00 SOLE N/A NONE * SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 Common Stock 23 710.00 SOLE N/A NONE * SPDR INDEX SHS FDS EURO STOXX 50 78463X202 Common Stock 0 1.00 SOLE N/A NONE * SPDR INDEX SHS FDS MACQU GLBIN100 78463X855 Common Stock 20 500.00 SOLE N/A NONE SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 Common Stock 6 218.00 SOLE N/A NONE * SPDR INDEX SHS FDS RUSS NOM SC JP 78463X822 Common Stock 5 130.00 SOLE N/A NONE * SPDR INDEX SHS FDS S&P BRIC 40ETF 78463X798 Common Stock 28 1,293.00 SOLE N/A NONE * SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 Common Stock 13 215.00 SOLE N/A NONE * SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 Common Stock 2 29.00 SOLE N/A NONE SPDR INDEX SHS FDS LATIN AMER ETF 78463X707 Common Stock 27 391.00 SOLE N/A NONE SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 Common Stock 59 1,203.00 SOLE N/A NONE * SPDR INDEX SHS FDS S&P INTL ETF 78463X772 Common Stock 72 1,557.00 SOLE N/A NONE SPDR INDEX SHS FDS S&PINTL MC ETF 78463X764 Common Stock 2 100.00 SOLE N/A NONE * SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 Common Stock 36 1,421.47 SOLE N/A NONE SPDR INDEX SHS FDS S&P WRLD EX US 78463X889 Common Stock 6 290.00 SOLE N/A NONE SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 Common Stock 6 125.00 SOLE N/A NONE SPDR INDEX SHS FDS STOXX EUR 50 ETF 78463X103 Common Stock 12 400.00 SOLE N/A NONE * SPDR S&P 500 ETF TR TR UNIT 78462F103 Common Stock 2,244 17,883.64 SOLE N/A NONE * SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 Common Stock 269 1,687.00 SOLE N/A NONE * SPDR SERIES TRUST BRCLYS 1-3MT ETF 78464A680 Common Stock 1,028 22,431.00 SOLE N/A NONE SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 Common Stock 46 800.00 SOLE N/A NONE * SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 Common Stock 2,186 56,854.91 SOLE N/A NONE * SPDR SERIES TRUST BRCLYS INTER ETF 78464A672 Common Stock 86 1,410.00 SOLE N/A NONE * SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 Common Stock 26 437.00 SOLE N/A NONE * SPDR SERIES TRUST BRCLYS LG TRS ET 78464A664 Common Stock 10 150.00 SOLE N/A NONE * SPDR SERIES TRUST BARCL CAP TIPS 78464A656 Common Stock 17 300.00 SOLE N/A NONE SPDR SERIES TRUST DB INT GVT ETF 78464A490 Common Stock 481 8,484.43 SOLE N/A NONE * SPDR SERIES TRUST DJ MID CAP ETF 78464A847 Common Stock 14 237.00 SOLE N/A NONE * SPDR SERIES TRUST DJ REIT ETF 78464A607 Common Stock 248 3,856.56 SOLE N/A NONE SPDR SERIES TRUST MORGAN TECH ETF 78464A102 Common Stock 24 401.39 SOLE N/A NONE * SPDR SERIES TRUST NUVN BRCLY MUNI 78464A458 Common Stock 381 16,053.47 SOLE N/A NONE SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 Common Stock 339 13,927.54 SOLE N/A NONE * SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 Common Stock 0 1.00 SOLE N/A NONE * SPDR SERIES TRUST S&P 600 SML CAP 78464A813 Common Stock 18 276.00 SOLE N/A NONE SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 Common Stock 9 80.00 SOLE N/A NONE SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 Common Stock 7 100.00 SOLE N/A NONE * SPDR SERIES TRUST S&P BIOTECH 78464A870 Common Stock 25 380.00 SOLE N/A NONE * SPDR SERIES TRUST S&P BK ETF 78464A797 Common Stock 2 100.00 SOLE N/A NONE * SPDR SERIES TRUST S&P CAP MKTS 78464A771 Common Stock 4 145.00 SOLE N/A NONE * SPDR SERIES TRUST S&P DIVID ETF 78464A763 Common Stock 773 14,345.63 SOLE N/A NONE * SPDR SERIES TRUST S&P HOMEBUILD 78464A888 Common Stock 5 300.00 SOLE N/A NONE * SPDR SERIES TRUST S&P INS ETF 78464A789 Common Stock 7 175.00 SOLE N/A NONE * SPDR SERIES TRUST S&P METALS MNG 78464A755 Common Stock 98 2,009.52 SOLE N/A NONE

7

SHRS OR PRN AMT VALUE SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------- --------- ------------------- ------- ---------- ----------- -------- --------- * SPDR SERIES TRUST OILGAS EQUIP 78464A748 Common Stock 19 550.00 SOLE N/A NONE * SPDR SERIES TRUST S&P OILGAS EXP 78464A730 Common Stock 16 301.20 SOLE N/A NONE * SPDR SERIES TRUST S&P PHARMAC 78464A722 Common Stock 326 6,345.00 SOLE N/A NONE * SPDR SERIES TRUST S&P REGL BKG 78464A698 Common Stock 17 708.11 SOLE N/A NONE * SPDR SERIES TRUST S&P RETAIL ETF 78464A714 Common Stock 21 400.00 SOLE N/A NONE * SWEDISH EXPT CR CORP ROG AGRI ETN22 870297603 Common Stock 2 250.00 SOLE N/A NONE SWEDISH EXPT CR CORP RG METAL ETN22 870297405 Common Stock 25 2,500.00 SOLE N/A NONE * SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 Common Stock 9 1,007.00 SOLE N/A NONE * TELECOM HLDRS TR DEPOSITRY RCPT 87927P200 Common Stock 2 76.00 SOLE N/A NONE * TEUCRIUM COMMODITY TR CORN FD SHS 88166A102 Common Stock 2 50.00 SOLE N/A NONE UBS AG JERSEY BRH CMCI INDL ETN 902641752 Common Stock 30 1,550.00 SOLE N/A NONE UBS AG JERSEY BRH ALERIAN INFRST 902641646 Common Stock 18 544.00 SOLE N/A NONE UBS AG JERSEY BRH CMCI FOOD ETN 902641737 Common Stock 4 165.00 SOLE N/A NONE * UBS AG JERSEY BRH LONG PLATN ETN18 902641786 Common Stock 48 3,000.00 SOLE N/A NONE UNITED STS COMMODITY INDEX F COMM IDX FND 911717106 Common Stock 16 280.00 SOLE N/A NONE * UNITED STS GASOLINE FD LP UNITS 91201T102 Common Stock 179 3,700.00 SOLE N/A NONE UNITED STS HEATING OIL FD LP UNIT 91204P107 Common Stock 8 230.00 SOLE N/A NONE * UNITED STATES NATL GAS FUND UNIT NEW 912318110 Common Stock 37 5,741.00 SOLE N/A NONE * UNITED STATES OIL FUND LP UNITS 91232N108 Common Stock 74 1,940.00 SOLE N/A NONE VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932828 Common Stock 32 514.00 SOLE N/A NONE * VANGUARD BD INDEX FD INC INTERMED TERM 921937819 Common Stock 1,416 16,280.62 SOLE N/A NONE * VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 Common Stock 505 5,488.00 SOLE N/A NONE * VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 Common Stock 4,255 52,639.05 SOLE N/A NONE * VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 Common Stock 1,378 16,490.34 SOLE N/A NONE * VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 Common Stock 36 599.00 SOLE N/A NONE * VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 Common Stock 404 7,825.36 SOLE N/A NONE * VANGUARD INDEX FDS REIT ETF 922908553 Common Stock 256 4,420.01 SOLE N/A NONE * VANGUARD INDEX FDS EXTEND MKT ETF 922908652 Common Stock 31 591.00 SOLE N/A NONE * VANGUARD INDEX FDS GROWTH ETF 922908736 Common Stock 1,050 17,008.18 SOLE N/A NONE * VANGUARD INDEX FDS LARGE CAP ETF 922908637 Common Stock 45 786.18 SOLE N/A NONE * VANGUARD INDEX FDS MID CAP ETF 922908629 Common Stock 394 5,482.67 SOLE N/A NONE * VANGUARD INDEX FDS SMALL CP ETF 922908751 Common Stock 80 1,143.00 SOLE N/A NONE * VANGUARD INDEX FDS SML CP GRW ETF 922908595 Common Stock 1,069 14,000.00 SOLE N/A NONE * VANGUARD INDEX FDS SM CP VAL ETF 922908611 Common Stock 1,212 19,345.59 SOLE N/A NONE * VANGUARD INDEX FDS TOTAL STK MKT 922908769 Common Stock 358 5,564.83 SOLE N/A NONE * VANGUARD INDEX FDS VALUE ETF 922908744 Common Stock 438 8,341.99 SOLE N/A NONE * VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 Common Stock 238 6,014.26 SOLE N/A NONE VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 Common Stock 7 84.00 SOLE N/A NONE * VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 Common Stock 2,407 63,000.95 SOLE N/A NONE * VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 Common Stock 54 1,305.00 SOLE N/A NONE * VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 Common Stock 6 132.00 SOLE N/A NONE VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 Common Stock 7 90.00 SOLE N/A NONE VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 Common Stock 17 200.00 SOLE N/A NONE VANGUARD SCOTTSDALE FDS LONG-TERM GOV 92206C847 Common Stock 192 2,550.00 SOLE N/A NONE VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 Common Stock 36 600.00 SOLE N/A NONE VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 Common Stock 39 680.46 SOLE N/A NONE VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 Common Stock 7 125.00 SOLE N/A NONE VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 Common Stock 1,125 14,443.71 SOLE N/A NONE * VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 Common Stock 885 16,190.89 SOLE N/A NONE * VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 Common Stock 259 8,448.54 SOLE N/A NONE * VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 Common Stock 166 3,661.00 SOLE N/A NONE * VANGUARD WORLD FD MEGA CAP INDEX 921910873 Common Stock 17 400.00 SOLE N/A NONE * VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 Common Stock 41 670.00 SOLE N/A NONE * VANGUARD WORLD FDS CONSUM STP ETF 92204A207 Common Stock 389 4,772.00 SOLE N/A NONE * VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 Common Stock 8 135.00 SOLE N/A NONE * VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 Common Stock 65 1,050.49 SOLE N/A NONE

8

SHRS OR PRN AMT VALUE SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------- --------- ------------------- ------- ---------- ----------- -------- --------- * VANGUARD WORLD FDS INF TECH ETF 92204A702 Common Stock 94 1,532.00 SOLE N/A NONE * VANGUARD WORLD FDS UTILITIES ETF 92204A876 Common Stock 168 2,185.00 SOLE N/A NONE * VANGUARD WORLD FDS ENERGY ETF 92204A306 Common Stock 184 1,825.00 SOLE N/A NONE * WISDOMTREE TRUST ASIA PAC EXJP FD 97717W828 Common Stock 7 119.49 SOLE N/A NONE WISDOMTREE TRUST COMM COUNTRY EQ 97717W752 Common Stock 20 717.00 SOLE N/A NONE WISDOMTREE TRUST DEFA EQT INC ETF 97717W802 Common Stock 4 98.00 SOLE N/A NONE WISDOMTREE TRUST DEFA FD 97717W703 Common Stock 36 879.00 SOLE N/A NONE * WISDOMTREE TRUST DIV EX-FINL FD 97717W406 Common Stock 322 6,191.25 SOLE N/A NONE * WISDOMTREE TRUST BRAZILN RL ETF 97717W240 Common Stock 4 200.00 SOLE N/A NONE * WISDOMTREE TRUST CHINESE YUAN ETF 97717W182 Common Stock 20 800.00 SOLE N/A NONE * WISDOMTREE TRUST EMERG MKTS ETF 97717W315 Common Stock 291 5,672.24 SOLE N/A NONE * WISDOMTREE TRUST EMG MKTS SMCAP 97717W281 Common Stock 115 2,790.95 SOLE N/A NONE WISDOMTREE TRUST EUROPE SMCP DV 97717W869 Common Stock 5 148.00 SOLE N/A NONE WISDOMTREE TRUST GLB EX US GRWTH 97717W844 Common Stock 49 1,059.00 SOLE N/A NONE WISDOMTREE TRUST GLB EX US RL EST 97717W331 Common Stock 14 582.05 SOLE N/A NONE WISDOMTREE TRUST GLB EX US UTIL 97717W653 Common Stock 11 591.00 SOLE N/A NONE WISDOMTREE TRUST GLB NAT RES FD 97717W711 Common Stock 5 226.00 SOLE N/A NONE * WISDOMTREE TRUST INDIA ERNGS FD 97717W422 Common Stock 196 12,548.14 SOLE N/A NONE WISDOMTREE TRUST INTL DIV EX FINL 97717W786 Common Stock 3 85.00 SOLE N/A NONE WISDOMTREE TRUST INTL LRGCAP DV 97717W794 Common Stock 199 4,985.00 SOLE N/A NONE WISDOMTREE TRUST INTL MIDCAP DV 97717W778 Common Stock 20 472.00 SOLE N/A NONE WISDOMTREE TRUST INTL SMCAP DIV 97717W760 Common Stock 145 3,320.44 SOLE N/A NONE * WISDOMTREE TRUST JP TOTAL DIVID 97717W851 Common Stock 8 247.00 SOLE N/A NONE * WISDOMTREE TRUST JP SMALLCP DIV 97717W836 Common Stock 6 150.00 SOLE N/A NONE * WISDOMTREE TRUST LARGECAP DIVID 97717W307 Common Stock 1,137 23,196.26 SOLE N/A NONE * WISDOMTREE TRUST MIDCAP DIVI FD 97717W505 Common Stock 45 864.00 SOLE N/A NONE WISDOMTREE TRUST MDCP EARN FUND 97717W570 Common Stock 21 394.00 SOLE N/A NONE WISDOMTREE TR MID EAST DIVD 97717X305 Common Stock 4 300.00 SOLE N/A NONE * WISDOMTREE TRUST SMALLCAP DIVID 97717W604 Common Stock 43 959.00 SOLE N/A NONE WISDOMTREE TRUST SMLCAP EARN FD 97717W562 Common Stock 853 16,950.44 SOLE N/A NONE * WISDOMTREE TRUST TOTAL DIVID FD 97717W109 Common Stock 26 525.00 SOLE N/A NONE * 3-D SYS CORP DEL COM NEW 88554D205 Common Stock 2 144.00 SOLE N/A NONE * 3M CO COM 88579Y101 Common Stock 1,110 13,586.13 SOLE N/A NONE * A123 SYS INC COM 03739T108 Common Stock 11 6,531.00 SOLE N/A NONE * AAR CORP COM 000361105 Common Stock 2 90.00 SOLE N/A NONE * AARONS INC COM PAR $0.50 002535300 Common Stock 4 133.00 SOLE N/A NONE * ABB LTD SPONSORED ADR 000375204 Common Stock ADR 376 19,989.00 SOLE N/A NONE * ABBOTT LABS COM 002824100 Common Stock 1,784 31,722.36 SOLE N/A NONE * ABERCROMBIE & FITCH CO CL A 002896207 Common Stock 23 480.00 SOLE N/A NONE ABERDEEN ASIA PACIFIC INCOM COM 003009107 Common Stock 929 126,769.00 SOLE N/A NONE ABERDEEN CHILE FD INC COM 00301W105 Common Stock 6 418.00 SOLE N/A NONE ABERDEEN GLOBAL INCOME FD IN COM 003013109 Common Stock 8 600.00 SOLE N/A NONE * ACADIA PHARMACEUTICALS INC COM 004225108 Common Stock 19 17,900.00 SOLE N/A NONE * ACCENTURE PLC IRELAND SHS CLASS A G1151C101 Common Stock 46 867.00 SOLE N/A NONE * ACE LTD SHS H0023R105 Common Stock 38 543.00 SOLE N/A NONE * ACME PACKET INC COM 004764106 Common Stock 4 125.00 SOLE N/A NONE * ACTIVISION BLIZZARD INC COM 00507V109 Common Stock 19 1,517.00 SOLE N/A NONE * ACTUANT CORP CL A NEW 00508X203 Common Stock 5 204.00 SOLE N/A NONE * ACUITY BRANDS INC COM 00508Y102 Common Stock 0 2.00 SOLE N/A NONE ADAMS EXPRESS CO COM 006212104 Common Stock 19 2,000.00 SOLE N/A NONE * ADOBE SYS INC COM 00724F101 Common Stock 55 1,955.00 SOLE N/A NONE * ADVANCED ENERGY INDS COM 007973100 Common Stock 3 243.00 SOLE N/A NONE * ADVANCED MICRO DEVICES INC COM 007903107 Common Stock 16 3,001.00 SOLE N/A NONE ADVENT CLAYMORE CV SECS & IN COM 00764C109 Common Stock 14 981.00 SOLE N/A NONE ADVENT CLAY GBL CONV SEC INC COM BENE INTER 007639107 Common Stock 7 1,155.00 SOLE N/A NONE * AECOM TECHNOLOGY CORP DELAWA COM 00766T100 Common Stock 12 584.00 SOLE N/A NONE

9

SHRS OR PRN AMT VALUE SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------- --------- ------------------- ------- ---------- ----------- -------- --------- * AEGON N V NY REGISTRY SH 007924103 Common Stock ADR 3 735.00 SOLE N/A NONE * AEROPOSTALE COM 007865108 Common Stock 50 3,250.00 SOLE N/A NONE * AETNA INC NEW COM 00817Y108 Common Stock 69 1,628.40 SOLE N/A NONE * AFFILIATED MANAGERS GROUP COM 008252108 Common Stock 0 4.00 SOLE N/A NONE * AFFYMETRIX INC COM 00826T108 Common Stock 0 7.00 SOLE N/A NONE * AFLAC INC COM 001055102 Common Stock 34 775.00 SOLE N/A NONE * AGCO CORP COM 001084102 Common Stock 16 373.00 SOLE N/A NONE AGIC CONV & INCOME FD COM 001190107 Common Stock 1,365 161,548.68 SOLE N/A NONE AGIC CONV & INCOME FD II COM 001191105 Common Stock 1,184 150,443.75 SOLE N/A NONE AGIC EQUITY & CONV INCOME FD COM 00119P102 Common Stock 12 755.00 SOLE N/A NONE AGIC INTL & PREM STRATEGY FD COM 00119Q100 Common Stock 674 68,118.69 SOLE N/A NONE * AGILENT TECHNOLOGIES INC COM 00846U101 Common Stock 4 122.00 SOLE N/A NONE * AGL RES INC COM 001204106 Common Stock 12 287.00 SOLE N/A NONE * AGNICO EAGLE MINES LTD COM 008474108 Common Stock 2 59.00 SOLE N/A NONE * AGRIUM INC COM 008916108 Common Stock 20 300.00 SOLE N/A NONE * AIR PRODS & CHEMS INC COM 009158106 Common Stock 29 345.00 SOLE N/A NONE * AK STL HLDG CORP COM 001547108 Common Stock 19 2,250.00 SOLE N/A NONE * AKAMAI TECHNOLOGIES INC COM 00971T101 Common Stock 65 2,028.00 SOLE N/A NONE * ALASKA AIR GROUP INC COM 011659109 Common Stock 15 200.00 SOLE N/A NONE * ALASKA COMMUNICATIONS SYS GR COM 01167P101 Common Stock 1 272.00 SOLE N/A NONE * ALBEMARLE CORP COM 012653101 Common Stock 59 1,155.10 SOLE N/A NONE * ALCATEL-LUCENT SPONSORED ADR 013904305 Common Stock ADR 15 9,605.00 SOLE N/A NONE * ALCOA INC COM 013817101 Common Stock 273 31,554.37 SOLE N/A NONE * ALERE INC COM 01449J105 Common Stock 6 270.00 SOLE N/A NONE ALERE INC PERP PFD CONV SE 01449J204 Preferred Stock Convertible 0 2.00 SOLE N/A NONE * ALEXION PHARMACEUTICALS INC COM 015351109 Common Stock 68 950.00 SOLE N/A NONE * ALLEGHENY TECHNOLOGIES INC COM 01741R102 Common Stock 15 318.00 SOLE N/A NONE * ALLERGAN INC COM 018490102 Common Stock 20 227.00 SOLE N/A NONE * ALLETE INC COM NEW 018522300 Common Stock 8 200.00 SOLE N/A NONE * ALLIANCE DATA SYSTEMS CORP COM 018581108 Common Stock 4 34.00 SOLE N/A NONE * ALLIANCE HOLDINGS GP LP COM UNITS LP 01861G100 Common Stock 39 750.00 SOLE N/A NONE * ALLIANCE RES PARTNER L P UT LTD PART 01877R108 Common Stock 178 2,353.74 SOLE N/A NONE * ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 Common Stock 2 150.00 SOLE N/A NONE ALLIANCEBERNSTEIN NATL MUNI COM 01864U106 Common Stock 228 15,406.79 SOLE N/A NONE ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 Common Stock 78 5,522.47 SOLE N/A NONE ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 Common Stock 212 26,321.31 SOLE N/A NONE * ALLIANT ENERGY CORP COM 018802108 Common Stock 153 3,477.73 SOLE N/A NONE * ALLIED WRLD ASSUR COM HLDG A SHS H01531104 Common Stock 2 29.00 SOLE N/A NONE * ALLOS THERAPEUTICS INC COM 019777101 Common Stock 1 465.00 SOLE N/A NONE * ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 Common Stock 32 1,700.00 SOLE N/A NONE * ALLSTATE CORP COM 020002101 Common Stock 27 988.36 SOLE N/A NONE * ALMADEN MINERALS LTD COM 020283107 Common Stock 2 800.00 SOLE N/A NONE * ALMOST FAMILY INC COM 020409108 Common Stock 7 400.00 SOLE N/A NONE * ALNYLAM PHARMACEUTICALS INC COM 02043Q107 Common Stock 2 300.00 SOLE N/A NONE * ALPHA NATURAL RESOURCES INC COM 02076X102 Common Stock 27 1,343.00 SOLE N/A NONE ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 Common Stock 0 73.00 SOLE N/A NONE ALPINE TOTAL DYNAMIC DIVID F COM SBI 021060108 Common Stock 15 3,350.00 SOLE N/A NONE * ALTERA CORP COM 021441100 Common Stock 31 832.76 SOLE N/A NONE * ALTRIA GROUP INC COM 02209S103 Common Stock 4,930 166,276.03 SOLE N/A NONE * ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 Common Stock 4 73.00 SOLE N/A NONE * ALUMINA LTD SPONSORED ADR 022205108 Common Stock ADR 1 208.00 SOLE N/A NONE * AMAZON COM INC COM 023135106 Common Stock 513 2,962.00 SOLE N/A NONE * AMC NETWORKS INC CL A 00164V103 Common Stock 0 8.00 SOLE N/A NONE * AMDOCS LTD ORD G02602103 Common Stock 1 47.00 SOLE N/A NONE * AMEDISYS INC COM 023436108 Common Stock 6 550.00 SOLE N/A NONE * AMEREN CORP COM 023608102 Common Stock 14 436.93 SOLE N/A NONE

10

SHRS OR PRN AMT VALUE SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------- --------- ------------------- ------- ---------- ----------- -------- --------- * AMERESCO INC CL A 02361E108 Common Stock 3 200.00 SOLE N/A NONE AMERICA FIRST TAX EX IVS L P BEN UNIT CTF 02364V107 Common Stock 5 998.22 SOLE N/A NONE * AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 Common Stock ADR 3 150.00 SOLE N/A NONE * AMERICAN CAMPUS CMNTYS INC COM 024835100 Common Stock 2 40.00 SOLE N/A NONE * AMERICAN CAPITAL AGENCY CORP COM 02503X105 Common Stock 584 20,813.82 SOLE N/A NONE * AMERICAN CAP LTD COM 02503Y103 Common Stock 18 2,621.48 SOLE N/A NONE * AMERICAN ELEC PWR INC COM 025537101 Common Stock 120 2,909.00 SOLE N/A NONE * AMERICAN EXPRESS CO COM 025816109 Common Stock 51 1,088.30 SOLE N/A NONE * AMERICAN FINL GROUP INC OHIO COM 025932104 Common Stock 1 25.00 SOLE N/A NONE * AMERICAN INTL GROUP INC COM NEW 026874784 Common Stock 15 665.00 SOLE N/A NONE AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 Warrants 1 168.00 SOLE N/A NONE * AMERICAN ORIENTAL BIOENGR IN COM 028731107 Common Stock 0 270.00 SOLE N/A NONE * AMERICAN PUBLIC EDUCATION IN COM 02913V103 Common Stock 3 60.00 SOLE N/A NONE AMERICAN STRATEGIC INCM PTFL COM 030098107 Common Stock 16 1,465.00 SOLE N/A NONE AMERN STRATEGIC INCOME PTFL COM 030099105 Common Stock 69 8,595.00 SOLE N/A NONE * AMERICAN TOWER CORP CL A 029912201 Common Stock 125 2,082.24 SOLE N/A NONE * AMERICAN WTR WKS CO INC NEW COM 030420103 Common Stock 15 468.00 SOLE N/A NONE * AMERIGAS PARTNERS L P UNIT L P INT 030975106 Common Stock 198 4,313.00 SOLE N/A NONE * AMERIGROUP CORP COM 03073T102 Common Stock 216 3,664.00 SOLE N/A NONE * AMERIPRISE FINL INC COM 03076C106 Common Stock 8 165.70 SOLE N/A NONE * AMERISOURCEBERGEN CORP COM 03073E105 Common Stock 118 3,165.00 SOLE N/A NONE * AMETEK INC NEW COM 031100100 Common Stock 0 5.00 SOLE N/A NONE * AMGEN INC COM 031162100 Common Stock 113 1,758.45 SOLE N/A NONE * AMPHENOL CORP NEW CL A 032095101 Common Stock 10 230.00 SOLE N/A NONE * AMR CORP COM 001765106 Common Stock 12 32,931.00 SOLE N/A NONE * AMYLIN PHARMACEUTICALS INC COM 032346108 Common Stock 1 110.00 SOLE N/A NONE * ANADARKO PETE CORP COM 032511107 Common Stock 72 940.00 SOLE N/A NONE * ANADIGICS INC COM 032515108 Common Stock 0 200.00 SOLE N/A NONE * ANALOG DEVICES INC COM 032654105 Common Stock 22 613.49 SOLE N/A NONE * ANCESTRY COM INC COM 032803108 Common Stock 8 347.00 SOLE N/A NONE * ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 Common Stock ADR 5 115.00 SOLE N/A NONE * ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 Common Stock ADR 7 109.00 SOLE N/A NONE * ANIXTER INTL INC COM 035290105 Common Stock 0 3.00 SOLE N/A NONE * ANN INC COM 035623107 Common Stock 5 189.00 SOLE N/A NONE * ANNALY CAP MGMT INC COM 035710409 Common Stock 1,997 125,128.13 SOLE N/A NONE * ANSYS INC COM 03662Q105 Common Stock 1 10.00 SOLE N/A NONE * ANWORTH MORTGAGE ASSET CP COM 037347101 Common Stock 55 8,700.00 SOLE N/A NONE * AOL INC COM 00184X105 Common Stock 5 346.00 SOLE N/A NONE * AON CORP COM 037389103 Common Stock 12 252.00 SOLE N/A NONE * APACHE CORP COM 037411105 Common Stock 171 1,890.41 SOLE N/A NONE * APOLLO GROUP INC CL A 037604105 Common Stock 5 90.00 SOLE N/A NONE * APOLLO INVT CORP COM 03761U106 Common Stock 14 2,160.00 SOLE N/A NONE APOLLO SR FLOATING RATE FD I COM 037636107 Common Stock 13 822.00 SOLE N/A NONE * APPLE INC COM 037833100 Common Stock 9,489 23,430.44 SOLE N/A NONE * APPLIED MATLS INC COM 038222105 Common Stock 52 4,841.00 SOLE N/A NONE * APTARGROUP INC COM 038336103 Common Stock 0 3.00 SOLE N/A NONE * AQUA AMERICA INC COM 03836W103 Common Stock 4 200.00 SOLE N/A NONE * ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 Common Stock 19 1,040.00 SOLE N/A NONE * ARCH COAL INC COM 039380100 Common Stock 26 1,800.00 SOLE N/A NONE * ARCHER DANIELS MIDLAND CO COM 039483102 Common Stock 23 811.39 SOLE N/A NONE * ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 Common Stock 2 74.00 SOLE N/A NONE * ARES CAP CORP COM 04010L103 Common Stock 12 765.00 SOLE N/A NONE * ARIBA INC COM NEW 04033V203 Common Stock 2 58.00 SOLE N/A NONE * ARLINGTON ASSET INVT CORP CL A NEW 041356205 Common Stock 2 77.00 SOLE N/A NONE * ARM HLDGS PLC SPONSORED ADR 042068106 Common Stock ADR 6 200.00 SOLE N/A NONE * ARMOUR RESIDENTIAL REIT INC COM 042315101 Common Stock 7 1,000.00 SOLE N/A NONE

11

SHRS OR PRN AMT VALUE SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------- --------- ------------------- ------- ---------- ----------- -------- --------- * ARRIS GROUP INC COM 04269Q100 Common Stock 3 290.00 SOLE N/A NONE * ARROW ELECTRS INC COM 042735100 Common Stock 0 11.00 SOLE N/A NONE * ASCENA RETAIL GROUP INC COM 04351G101 Common Stock 14 470.00 SOLE N/A NONE * ASHLAND INC NEW COM 044209104 Common Stock 20 355.00 SOLE N/A NONE * ASML HOLDING N V NY REG SHS N07059186 Common Stock 5 127.00 SOLE N/A NONE * ASPENBIO PHARMA INC COM NEW 045346202 Common Stock 2 2,000.00 SOLE N/A NONE * ASSOCIATED BANC CORP COM 045487105 Common Stock 2 208.00 SOLE N/A NONE * ASTEC INDS INC COM 046224101 Common Stock 2 47.00 SOLE N/A NONE * ASTORIA FINL CORP COM 046265104 Common Stock 4 515.00 SOLE N/A NONE * ASTRAZENECA PLC SPONSORED ADR 046353108 Common Stock ADR 26 552.00 SOLE N/A NONE * AT&T INC COM 00206R102 Common Stock 3,057 101,085.80 SOLE N/A NONE * ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 Common Stock 4 100.00 SOLE N/A NONE * ATMEL CORP COM 049513104 Common Stock 10 1,200.00 SOLE N/A NONE * ATP OIL & GAS CORP COM 00208J108 Common Stock 3 400.00 SOLE N/A NONE * ATWOOD OCEANICS INC COM 050095108 Common Stock 6 150.00 SOLE N/A NONE * AU OPTRONICS CORP SPONSORED ADR 002255107 Common Stock ADR 2 421.22 SOLE N/A NONE * AUTODESK INC COM 052769106 Common Stock 7 239.00 SOLE N/A NONE * AUTOLIV INC COM 052800109 Common Stock 19 351.47 SOLE N/A NONE * AUTOMATIC DATA PROCESSING IN COM 053015103 Common Stock 119 2,197.45 SOLE N/A NONE * AUTOZONE INC COM 053332102 Common Stock 122 374.00 SOLE N/A NONE * AVAGO TECHNOLOGIES LTD SHS Y0486S104 Common Stock 38 1,300.00 SOLE N/A NONE * AVERY DENNISON CORP COM 053611109 Common Stock 6 223.00 SOLE N/A NONE * AVIAT NETWORKS INC COM 05366Y102 Common Stock 2 1,073.00 SOLE N/A NONE * AVIS BUDGET GROUP COM 053774105 Common Stock 0 42.00 SOLE N/A NONE * AVNET INC COM 053807103 Common Stock 77 2,464.00 SOLE N/A NONE * AVON PRODS INC COM 054303102 Common Stock 14 795.00 SOLE N/A NONE * B & G FOODS INC NEW COM 05508R106 Common Stock 6 245.00 SOLE N/A NONE * BABCOCK & WILCOX CO NEW COM 05615F102 Common Stock 5 199.00 SOLE N/A NONE * BAIDU INC SPON ADR REP A 056752108 Common Stock ADR 721 6,191.00 SOLE N/A NONE * BAKER HUGHES INC COM 057224107 Common Stock 99 2,032.86 SOLE N/A NONE * BALL CORP COM 058498106 Common Stock 137 3,847.13 SOLE N/A NONE * BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 Common Stock ADR 0 25.00 SOLE N/A NONE * BANCO BRADESCO S A SP ADR PFD NEW 059460303 Common Stock ADR 8 495.00 SOLE N/A NONE * BANCO SANTANDER SA ADR 05964H105 Common Stock ADR 28 3,780.77 SOLE N/A NONE * BANCORPSOUTH INC COM 059692103 Common Stock 1 129.00 SOLE N/A NONE * BANK OF AMERICA CORPORATION COM 060505104 Common Stock 533 95,817.58 SOLE N/A NONE BANK OF AMERICA CORPORATION *W EXP 01/16/201 060505146 Warrants 0 180.00 SOLE N/A NONE * BANK MONTREAL QUE COM 063671101 Common Stock 0 2.00 SOLE N/A NONE * BANK OF NEW YORK MELLON CORP COM 064058100 Common Stock 63 3,164.77 SOLE N/A NONE * BANK NOVA SCOTIA HALIFAX COM 064149107 Common Stock 6 125.00 SOLE N/A NONE * BANK OF THE OZARKS INC COM 063904106 Common Stock 2 74.00 SOLE N/A NONE BAR HBR BANKSHARES COM 066849100 Common Stock 6 200.00 SOLE N/A NONE BARCLAYS BK PLC ADR 2 PREF 2 06739F390 Preferred Stock 11 600.00 SOLE N/A NONE BARCLAYS BANK PLC ADR PFD SR 5 06739H362 Preferred Stock ADR 12 532.00 SOLE N/A NONE BARCLAYS BANK PLC ADS7.75%PFD S4 06739H511 Preferred Stock ADR 8 400.00 SOLE N/A NONE * BARD C R INC COM 067383109 Common Stock 9 100.00 SOLE N/A NONE * BARNES GROUP INC COM 067806109 Common Stock 1 23.00 SOLE N/A NONE * BARRICK GOLD CORP COM 067901108 Common Stock 104 2,297.12 SOLE N/A NONE * BAXTER INTL INC COM 071813109 Common Stock 52 1,045.22 SOLE N/A NONE * BB&T CORP COM 054937107 Common Stock 6 254.00 SOLE N/A NONE * BBCN BANCORP INC COM ADDED 073295107 Common Stock 1 85.00 SOLE N/A NONE BCB BANCORP INC COM 055298103 Common Stock 5 520.00 SOLE N/A NONE * BCE INC COM NEW 05534B760 Common Stock 22 517.00 SOLE N/A NONE * BE AEROSPACE INC COM 073302101 Common Stock 10 250.00 SOLE N/A NONE * BECTON DICKINSON & CO COM 075887109 Common Stock 11 146.00 SOLE N/A NONE * BED BATH & BEYOND INC COM 075896100 Common Stock 34 580.00 SOLE N/A NONE

12

SHRS OR PRN AMT VALUE SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------- --------- ------------------- ------- ---------- ----------- -------- --------- * BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 Common Stock 1,382 18,118.00 SOLE N/A NONE * BEST BUY INC COM 086516101 Common Stock 42 1,780.82 SOLE N/A NONE * BGC PARTNERS INC CL A 05541T101 Common Stock 18 3,000.00 SOLE N/A NONE * BHP BILLITON LTD SPONSORED ADR 088606108 Common Stock ADR 61 869.00 SOLE N/A NONE * BIGLARI HLDGS INC COM 08986R101 Common Stock 4 10.00 SOLE N/A NONE * BIO RAD LABS INC CL A 090572207 Common Stock 0 1.00 SOLE N/A NONE * BIO-REFERENCE LABS INC COM $.01 NEW 09057G602 Common Stock 0 14.00 SOLE N/A NONE * BIOGEN IDEC INC COM 09062X103 Common Stock 65 592.60 SOLE N/A NONE * BIOMARIN PHARMACEUTICAL INC COM 09061G101 Common Stock 11 310.00 SOLE N/A NONE * BIOSANTE PHARMACEUTICALS INC COM NEW 09065V203 Common Stock 0 14.00 SOLE N/A NONE * BLACKBAUD INC COM 09227Q100 Common Stock 0 8.01 SOLE N/A NONE BLACKROCK CORE BD TR SHS BEN INT 09249E101 Common Stock 61 4,524.00 SOLE N/A NONE BLACKROCK CORPOR HI YLD III COM 09255M104 Common Stock 30 4,233.00 SOLE N/A NONE BLACKROCK CORPOR HIGH YLD FD COM 09255L106 Common Stock 9 1,271.00 SOLE N/A NONE BLACKROCK CORPOR HI YLD FD V COM 09255P107 Common Stock 20 1,725.82 SOLE N/A NONE BLACKROCK CREDIT ALL INC TR COM 09255H105 Common Stock 8 809.00 SOLE N/A NONE BLACKROCK CREDIT ALL INC TR COM 092508100 Common Stock 27 2,250.00 SOLE N/A NONE BLACKROCK ENERGY & RES TR COM 09250U101 Common Stock 725 29,633.88 SOLE N/A NONE BLACKROCK ENH CAP & INC FD I COM 09256A109 Common Stock 27 2,211.00 SOLE N/A NONE BLACKROCK ENHANCED EQT DIV T COM 09251A104 Common Stock 30 4,292.00 SOLE N/A NONE BLACKROCK ENHANCED GOVT FD I COM 09255K108 Common Stock 4 240.00 SOLE N/A NONE BLACKROCK EQUITY DIV TRUST COM 09250N107 Common Stock 4 450.00 SOLE N/A NONE BLACKROCK FLOATING RATE INCO COM 091941104 Common Stock 46 3,406.00 SOLE N/A NONE BLACKROCK GLOBAL OPP EQTY TR COM 092501105 Common Stock 76 5,750.00 SOLE N/A NONE BLACKROCK HIGH INCOME SHS SHS BEN INT 09250E107 Common Stock 51 23,576.33 SOLE N/A NONE * BLACKROCK INC COM 09247X101 Common Stock 77 429.61 SOLE N/A NONE BLACKROCK INCOME TR INC COM 09247F100 Common Stock 4 501.00 SOLE N/A NONE BLACKROCK INTL GRWTH & INC T COM BENE INTER 092524107 Common Stock 36 5,054.00 SOLE N/A NONE BLACKROCK INVT QUALITY MUN T COM 09247D105 Common Stock 44 2,921.74 SOLE N/A NONE * BLACKROCK KELSO CAPITAL CORP COM 092533108 Common Stock 5 560.00 SOLE N/A NONE BLACKROCK LTD DURATION INC T COM SHS 09249W101 Common Stock 59 3,702.00 SOLE N/A NONE BLACKROCK MUNI 2018 TERM TR COM 09248C106 Common Stock 17 1,000.00 SOLE N/A NONE BLACKROCK MUN 2020 TERM TR COM SHS 09249X109 Common Stock 2 150.00 SOLE N/A NONE BLACKROCK MUN INCOME TR SH BEN INT 09248F109 Common Stock 59 4,206.23 SOLE N/A NONE BLACKROCK MUNIC INCM INVST T SH BEN INT 09248H105 Common Stock 46 3,199.14 SOLE N/A NONE BLACKROCK MUNI INTER DR FD I COM 09253X102 Common Stock 19 1,272.01 SOLE N/A NONE BLACKROCK MUNIASSETS FD INC COM 09254J102 Common Stock 6 445.00 SOLE N/A NONE BLACKROCK MUNIENHANCED FD IN COM 09253Y100 Common Stock 13 1,100.00 SOLE N/A NONE BLACKROCK MUNIHOLDINGS FD IN COM 09253N104 Common Stock 8 498.00 SOLE N/A NONE BLACKROCK MUNIVEST FD INC COM 09253R105 Common Stock 4 340.00 SOLE N/A NONE BLACKROCK MUNIYIELD ARIZ FD COM 09254K109 Common Stock 72 5,075.15 SOLE N/A NONE BLACKROCK MUNIYIELD PA QLTY COM 09255G107 Common Stock 39 2,456.96 SOLE N/A NONE BLACKROCK MUNIYIELD QUALITY COM 09254G108 Common Stock 15 1,081.00 SOLE N/A NONE BLACKROCK N J MUN INCOME TR SH BEN INT 09248J101 Common Stock 41 2,600.00 SOLE N/A NONE BLACKROCK NY MUN INCOME TR I COM 09249R102 Common Stock 31 2,000.00 SOLE N/A NONE BLACKROCK PA STRATEGIC MUN T COM 09248R103 Common Stock 16 1,122.15 SOLE N/A NONE BLACKROCK REAL ASSET EQUITY COM 09254B109 Common Stock 1 100.00 SOLE N/A NONE BLACKROCK RES & COMM STRAT T SHS 09257A108 Common Stock 8 625.00 SOLE N/A NONE BLACKROCK S&P QLTY RK EQ MD SHS BEN INT 09250D109 Common Stock 24 2,000.00 SOLE N/A NONE BLACKROCK SR HIGH INCOME FD COM 09255T109 Common Stock 17 4,529.63 SOLE N/A NONE BLACKROCK STRATEGIC MUN TR COM 09248T109 Common Stock 90 6,566.72 SOLE N/A NONE * BLACKSTONE GROUP L P COM UNIT LTD 09253U108 Common Stock 7 500.00 SOLE N/A NONE * BLOCK H & R INC COM 093671105 Common Stock 1 60.00 SOLE N/A NONE BLUEKNIGHT ENERGY PARTNERS L COM UNIT 09625U109 Common Stock 6 900.00 SOLE N/A NONE * BMC SOFTWARE INC COM 055921100 Common Stock 1 41.00 SOLE N/A NONE * BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 Common Stock 143 5,175.00 SOLE N/A NONE

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SHRS OR PRN AMT VALUE SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------- --------- ------------------- ------- ---------- ----------- -------- --------- * BOEING CO COM 097023105 Common Stock 617 8,416.58 SOLE N/A NONE BOFI HLDG INC COM 05566U108 Common Stock 2 150.00 SOLE N/A NONE * BOISE INC COM 09746Y105 Common Stock 3 400.00 SOLE N/A NONE * BORGWARNER INC COM 099724106 Common Stock 13 197.00 SOLE N/A NONE * BOSTON BEER INC CL A 100557107 Common Stock 3 25.00 SOLE N/A NONE * BOTTOMLINE TECH DEL INC COM 101388106 Common Stock 4 155.00 SOLE N/A NONE * BP PLC SPONSORED ADR 055622104 Common Stock ADR 428 10,025.00 SOLE N/A NONE * BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 Common Stock 642 5,631.51 SOLE N/A NONE * BRANDYWINE RLTY TR SH BEN INT NEW 105368203 Common Stock 1 102.00 SOLE N/A NONE * BRE PROPERTIES INC CL A 05564E106 Common Stock 13 252.00 SOLE N/A NONE * BRIGGS & STRATTON CORP COM 109043109 Common Stock 3 203.00 SOLE N/A NONE * BRINKER INTL INC COM 109641100 Common Stock 2 85.00 SOLE N/A NONE * BRISTOL MYERS SQUIBB CO COM 110122108 Common Stock 573 16,256.79 SOLE N/A NONE * BRITISH AMERN TOB PLC SPONSORED ADR 110448107 Common Stock ADR 295 3,106.69 SOLE N/A NONE * BROADCOM CORP CL A 111320107 Common Stock 87 2,957.85 SOLE N/A NONE * BROADRIDGE FINL SOLUTIONS IN COM 11133T103 Common Stock 0 5.00 SOLE N/A NONE * BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 Common Stock 7 255.00 SOLE N/A NONE * BROWN & BROWN INC COM 115236101 Common Stock 0 19.00 SOLE N/A NONE * BRUNSWICK CORP COM 117043109 Common Stock 1 54.00 SOLE N/A NONE * BT GROUP PLC ADR 05577E101 Common Stock ADR 18 603.07 SOLE N/A NONE * BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 Common Stock 37 575.00 SOLE N/A NONE * BUFFALO WILD WINGS INC COM 119848109 Common Stock 35 521.00 SOLE N/A NONE * BUNGE LIMITED COM G16962105 Common Stock 20 355.00 SOLE N/A NONE * C H ROBINSON WORLDWIDE INC COM NEW 12541W209 Common Stock 13 180.00 SOLE N/A NONE * CA INC COM 12673P105 Common Stock 67 3,315.00 SOLE N/A NONE * CABLEVISION SYS CORP CL A NY CABLVS 12686C109 Common Stock 3 234.00 SOLE N/A NONE * CABOT OIL & GAS CORP COM 127097103 Common Stock 9 120.00 SOLE N/A NONE * CACI INTL INC CL A 127190304 Common Stock 11 200.00 SOLE N/A NONE * CAE INC COM 124765108 Common Stock 1 77.00 SOLE N/A NONE CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 Common Stock 56 4,880.00 SOLE N/A NONE CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 Common Stock 186 16,520.75 SOLE N/A NONE CALAMOS GBL DYN INCOME FUND COM 12811L107 Common Stock 2 300.00 SOLE N/A NONE CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 Common Stock 30 3,605.00 SOLE N/A NONE * CALGON CARBON CORP COM 129603106 Common Stock 2 100.00 SOLE N/A NONE * CALIFORNIA WTR SVC GROUP COM 130788102 Common Stock 12 666.00 SOLE N/A NONE * CALLAWAY GOLF CO COM 131193104 Common Stock 1 100.00 SOLE N/A NONE * CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 Common Stock 125 6,200.00 SOLE N/A NONE * CAMECO CORP COM 13321L108 Common Stock 12 653.00 SOLE N/A NONE * CAMERON INTERNATIONAL CORP COM 13342B105 Common Stock 1 12.00 SOLE N/A NONE * CAMPBELL SOUP CO COM 134429109 Common Stock 103 3,088.00 SOLE N/A NONE * CAMPUS CREST CMNTYS INC COM 13466Y105 Common Stock 40 4,000.00 SOLE N/A NONE * CANADIAN NATL RY CO COM 136375102 Common Stock 120 1,526.13 SOLE N/A NONE * CANADIAN NAT RES LTD COM 136385101 Common Stock 35 939.00 SOLE N/A NONE * CANADIAN PAC RY LTD COM 13645T100 Common Stock 8 110.95 SOLE N/A NONE * CANADIAN SOLAR INC COM 136635109 Common Stock 5 2,030.00 SOLE N/A NONE * CANON INC ADR 138006309 Common Stock ADR 1 20.00 SOLE N/A NONE * CAPITAL ONE FINL CORP COM 14040H105 Common Stock 2 58.00 SOLE N/A NONE * CAPITALSOURCE INC COM 14055X102 Common Stock 3 500.00 SOLE N/A NONE * CAPSTEAD MTG CORP COM NO PAR 14067E506 Common Stock 224 17,980.14 SOLE N/A NONE * CAPSTONE TURBINE CORP COM 14067D102 Common Stock 1 900.00 SOLE N/A NONE * CARDINAL HEALTH INC COM 14149Y108 Common Stock 10 240.00 SOLE N/A NONE * CAREER EDUCATION CORP COM 141665109 Common Stock 0 40.00 SOLE N/A NONE * CAREFUSION CORP COM 14170T101 Common Stock 0 10.00 SOLE N/A NONE * CARLISLE COS INC COM 142339100 Common Stock 0 3.00 SOLE N/A NONE * CARMAX INC COM 143130102 Common Stock 0 3.00 SOLE N/A NONE * CARNIVAL CORP PAIRED CTF 143658300 Common Stock 19 577.00 SOLE N/A NONE

14

SHRS OR PRN AMT VALUE SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------- --------- ------------------- ------- ---------- ----------- -------- --------- * CASH AMER INTL INC COM 14754D100 Common Stock 3 65.00 SOLE N/A NONE * CATERPILLAR INC DEL COM 149123101 Common Stock 1,671 18,445.40 SOLE N/A NONE * CBL & ASSOC PPTYS INC COM 124830100 Common Stock 0 26.00 SOLE N/A NONE CBRE CLARION GLOBAL REAL EST COM 12504G100 Common Stock 49 7,214.00 SOLE N/A NONE * CBRE GROUP INC CL A ADDED 12504L109 Common Stock 18 1,176.00 SOLE N/A NONE * CBS CORP NEW CL B 124857202 Common Stock 73 2,697.00 SOLE N/A NONE * CEDAR FAIR L P DEPOSITRY UNIT 150185106 Common Stock 45 2,100.00 SOLE N/A NONE * CELGENE CORP COM 151020104 Common Stock 343 5,067.32 SOLE N/A NONE * CELL THERAPEUTICS INC COM NO PAR NEW 150934602 Common Stock 0 116.00 SOLE N/A NONE * CELLCOM ISRAEL LTD SHS M2196U109 Common Stock 3 162.58 SOLE N/A NONE * CELSION CORPORATION COM NEW 15117N305 Common Stock 3 1,500.00 SOLE N/A NONE * CEMEX SAB DE CV SPON ADR NEW 151290889 Common Stock ADR 0 10.00 SOLE N/A NONE * CENOVUS ENERGY INC COM 15135U109 Common Stock 89 2,690.00 SOLE N/A NONE * CENTERPOINT ENERGY INC COM 15189T107 Common Stock 66 3,295.03 SOLE N/A NONE * CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 15234Q108 Preferred Stock ADR 3 190.00 SOLE N/A NONE CENTRAL EUROPE & RUSSIA FD I COM 153436100 Common Stock 8 264.00 SOLE N/A NONE CENTRAL FD CDA LTD CL A 153501101 Common Stock 141 7,166.00 SOLE N/A NONE CENTRAL VT PUB SVC CORP COM 155771108 Common Stock 110 3,141.00 SOLE N/A NONE * CENTURYLINK INC COM 156700106 Common Stock 163 4,377.41 SOLE N/A NONE * CERADYNE INC COM 156710105 Common Stock 7 250.00 SOLE N/A NONE * CERNER CORP COM 156782104 Common Stock 32 518.00 SOLE N/A NONE * CF INDS HLDGS INC COM 125269100 Common Stock 196 1,351.24 SOLE N/A NONE CH ENERGY GROUP INC COM 12541M102 Common Stock 22 381.60 SOLE N/A NONE * CHARMING SHOPPES INC COM 161133103 Common Stock 0 40.00 SOLE N/A NONE * CHECK POINT SOFTWARE TECH LT ORD M22465104 Common Stock 34 639.00 SOLE N/A NONE * CHECKPOINT SYS INC COM 162825103 Common Stock 1 90.00 SOLE N/A NONE * CHEESECAKE FACTORY INC COM 163072101 Common Stock 6 187.50 SOLE N/A NONE * CHESAPEAKE ENERGY CORP COM 165167107 Common Stock 212 9,511.38 SOLE N/A NONE * CHEVRON CORP NEW COM 166764100 Common Stock 1,684 15,830.52 SOLE N/A NONE * CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 Common Stock 7 180.00 SOLE N/A NONE * CHICOS FAS INC COM 168615102 Common Stock 3 230.00 SOLE N/A NONE * CHIMERA INVT CORP COM 16934Q109 Common Stock 41 16,503.46 SOLE N/A NONE * CHINA BAK BATTERY INC COM 16936Y100 Common Stock 0 251.00 SOLE N/A NONE CHINA BIOLOGIC PRODS INC COM 16938C106 Common Stock 18 1,700.00 SOLE N/A NONE * CHINA FD INC COM 169373107 Common Stock 33 1,612.68 SOLE N/A NONE * CHINA GREEN AGRICULTURE INC COM 16943W105 Common Stock 0 100.00 SOLE N/A NONE * CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 Common Stock ADR 14 380.14 SOLE N/A NONE * CHINA MOBILE LIMITED SPONSORED ADR 16941M109 Common Stock ADR 14 289.44 SOLE N/A NONE * CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 Common Stock ADR 74 705.69 SOLE N/A NONE * CHINA TELECOM CORP LTD SPON ADR H SHS 169426103 Common Stock ADR 26 449.00 SOLE N/A NONE * CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 Common Stock ADR 3 150.00 SOLE N/A NONE * CHIPOTLE MEXICAN GRILL INC COM 169656105 Common Stock 58 173.00 SOLE N/A NONE * CHUBB CORP COM 171232101 Common Stock 44 631.00 SOLE N/A NONE * CHUNGHWA TELECOM CO LTD SPON ADR NEW11 17133Q502 Common Stock ADR 8 240.00 SOLE N/A NONE * CHURCH & DWIGHT INC COM 171340102 Common Stock 8 176.00 SOLE N/A NONE * CIENA CORP COM NEW 171779309 Common Stock 3 275.00 SOLE N/A NONE * CIGNA CORPORATION COM 125509109 Common Stock 23 540.00 SOLE N/A NONE * CIMAREX ENERGY CO COM 171798101 Common Stock 0 4.00 SOLE N/A NONE * CINCINNATI BELL INC NEW COM 171871106 Common Stock 2 500.00 SOLE N/A NONE * CINCINNATI FINL CORP COM 172062101 Common Stock 10 332.00 SOLE N/A NONE * CINEMARK HOLDINGS INC COM 17243V102 Common Stock 28 1,500.00 SOLE N/A NONE * CIRRUS LOGIC INC COM 172755100 Common Stock 2 150.00 SOLE N/A NONE * CISCO SYS INC COM 17275R102 Common Stock 959 53,060.54 SOLE N/A NONE * CIT GROUP INC COM NEW 125581801 Common Stock 22 642.00 SOLE N/A NONE * CITIGROUP INC COM NEW 172967424 Common Stock 186 7,057.22 SOLE N/A NONE * CITIZENS INC CL A 174740100 Common Stock 0 37.00 SOLE N/A NONE

15

SHRS OR PRN AMT VALUE SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------- --------- ------------------- ------- ---------- ----------- -------- --------- * CITRIX SYS INC COM 177376100 Common Stock 3 45.00 SOLE N/A NONE * CITY NATL CORP COM 178566105 Common Stock 0 5.00 SOLE N/A NONE CLAYMORE EXCHANGE TRD FD TR GUGG SHIPPNG ETF 18383Q796 Common Stock 522 35,110.04 SOLE N/A NONE * CLEAN ENERGY FUELS CORP COM 184499101 Common Stock 37 3,000.00 SOLE N/A NONE * CLEAN HARBORS INC COM 184496107 Common Stock 22 352.00 SOLE N/A NONE CLEARBRIDGE ENERGY MLP FD IN COM 184692101 Common Stock 29 1,287.00 SOLE N/A NONE * CLEARWIRE CORP NEW CL A 18538Q105 Common Stock 1 500.00 SOLE N/A NONE * CLECO CORP NEW COM 12561W105 Common Stock 10 255.00 SOLE N/A NONE * CLIFFS NATURAL RESOURCES INC COM 18683K101 Common Stock 437 7,007.33 SOLE N/A NONE * CLOROX CO DEL COM 189054109 Common Stock 133 2,001.07 SOLE N/A NONE * CLOUD PEAK ENERGY INC COM 18911Q102 Common Stock 4 216.00 SOLE N/A NONE CLOUGH GLOBAL EQUITY FD COM 18914C100 Common Stock 4 300.00 SOLE N/A NONE CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 Common Stock 5 500.00 SOLE N/A NONE * CME GROUP INC COM 12572Q105 Common Stock 5 21.00 SOLE N/A NONE * CMS ENERGY CORP COM 125896100 Common Stock 9 398.00 SOLE N/A NONE * CNH GLOBAL N V SHS NEW N20935206 Common Stock 2 47.00 SOLE N/A NONE * CNOOC LTD SPONSORED ADR 126132109 Common Stock ADR 106 608.71 SOLE N/A NONE * COACH INC COM 189754104 Common Stock 189 3,090.62 SOLE N/A NONE * COCA COLA CO COM 191216100 Common Stock 1,723 24,631.14 SOLE N/A NONE * COCA COLA ENTERPRISES INC NE COM 19122T109 Common Stock 5 200.00 SOLE N/A NONE * COEUR D ALENE MINES CORP IDA COM NEW 192108504 Common Stock 4 150.00 SOLE N/A NONE * COGNEX CORP COM 192422103 Common Stock 21 590.00 SOLE N/A NONE * COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 Common Stock 103 1,605.00 SOLE N/A NONE COHEN & STEERS CLOSED END OP COM 19248P106 Common Stock 481 40,146.37 SOLE N/A NONE COHEN & STEERS INFRASTRUCTUR COM 19248A109 Common Stock 20 1,248.00 SOLE N/A NONE COHEN & STEERS REIT & PFD IN COM 19247X100 Common Stock 28 1,996.79 SOLE N/A NONE * COINSTAR INC COM 19259P300 Common Stock 40 870.00 SOLE N/A NONE * COLGATE PALMOLIVE CO COM 194162103 Common Stock 279 3,019.22 SOLE N/A NONE * COLONIAL PPTYS TR COM SH BEN INT 195872106 Common Stock 8 400.00 SOLE N/A NONE * COLUMBIA BKG SYS INC COM 197236102 Common Stock 3 142.55 SOLE N/A NONE * COLUMBIA SPORTSWEAR CO COM 198516106 Common Stock 0 1.00 SOLE N/A NONE * COMCAST CORP NEW CL A 20030N101 Common Stock 116 4,883.70 SOLE N/A NONE * COMCAST CORP NEW CL A SPL 20030N200 Common Stock 12 492.00 SOLE N/A NONE * COMMERCIAL METALS CO COM 201723103 Common Stock 0 36.00 SOLE N/A NONE * COMMONWEALTH REIT COM SH BEN INT 203233101 Common Stock 2 125.00 SOLE N/A NONE * COMMUNITY BK SYS INC COM 203607106 Common Stock 28 1,000.00 SOLE N/A NONE * COMMVAULT SYSTEMS INC COM 204166102 Common Stock 2 58.00 SOLE N/A NONE * COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A 20440T201 Common Stock ADR 4 100.00 SOLE N/A NONE * COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 Common Stock ADR 27 735.00 SOLE N/A NONE * COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 Common Stock ADR 8 422.73 SOLE N/A NONE * COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 Common Stock ADR 13 1,600.00 SOLE N/A NONE * COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 Common Stock ADR 174 4,546.31 SOLE N/A NONE * COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 Common Stock 22 1,756.00 SOLE N/A NONE * COMPASS MINERALS INTL INC COM 20451N101 Common Stock 9 128.00 SOLE N/A NONE * COMPUTER SCIENCES CORP COM 205363104 Common Stock 12 506.00 SOLE N/A NONE * COMTECH TELECOMMUNICATIONS C COM NEW 205826209 Common Stock 1 50.00 SOLE N/A NONE * CONAGRA FOODS INC COM 205887102 Common Stock 53 1,992.00 SOLE N/A NONE * CONOCOPHILLIPS COM 20825C104 Common Stock 1,838 25,218.11 SOLE N/A NONE * CONSOL ENERGY INC COM 20854P109 Common Stock 27 747.65 SOLE N/A NONE * CONSOLIDATED EDISON INC COM 209115104 Common Stock 846 13,636.12 SOLE N/A NONE * CONSTELLATION BRANDS INC CL A 21036P108 Common Stock 2 108.00 SOLE N/A NONE * CONSTELLATION ENERGY GROUP I COM 210371100 Common Stock 2 50.00 SOLE N/A NONE * CONTINENTAL RESOURCES INC COM 212015101 Common Stock 2 27.00 SOLE N/A NONE * CONVERGYS CORP COM 212485106 Common Stock 0 11.00 SOLE N/A NONE * COOPER INDUSTRIES PLC SHS G24140108 Common Stock 12 216.18 SOLE N/A NONE * COPART INC COM 217204106 Common Stock 0 2.00 SOLE N/A NONE

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SHRS OR PRN AMT VALUE SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------- --------- ------------------- ------- ---------- ----------- -------- --------- * CORE LABORATORIES N V COM N22717107 Common Stock 8 70.00 SOLE N/A NONE * CORNING INC COM 219350105 Common Stock 283 21,801.92 SOLE N/A NONE * COSTCO WHSL CORP NEW COM 22160K105 Common Stock 191 2,290.48 SOLE N/A NONE * COUSINS PPTYS INC COM 222795106 Common Stock 0 20.00 SOLE N/A NONE * COVANCE INC COM 222816100 Common Stock 11 250.00 SOLE N/A NONE * COVIDIEN PLC SHS G2554F113 Common Stock 67 1,489.25 SOLE N/A NONE * CPFL ENERGIA S A SPONSORED ADR 126153105 Common Stock ADR 21 731.18 SOLE N/A NONE * CRACKER BARREL OLD CTRY STOR COM 22410J106 Common Stock 34 682.84 SOLE N/A NONE CREDIT SUISSE ASSET MGMT INC COM 224916106 Common Stock 5 1,350.00 SOLE N/A NONE * CREDIT SUISSE GROUP SPONSORED ADR 225401108 Common Stock ADR 31 1,303.00 SOLE N/A NONE CREDIT SUISSE HIGH YLD BND F SH BEN INT 22544F103 Common Stock 97 33,805.26 SOLE N/A NONE * CREE INC COM 225447101 Common Stock 6 261.00 SOLE N/A NONE * CROCS INC COM 227046109 Common Stock 10 700.00 SOLE N/A NONE * CROWN HOLDINGS INC COM 228368106 Common Stock 42 1,257.00 SOLE N/A NONE * CRYOLIFE INC COM 228903100 Common Stock 11 2,200.00 SOLE N/A NONE * CSX CORP COM 126408103 Common Stock 563 26,726.00 SOLE N/A NONE * CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 Common Stock ADR 2 100.00 SOLE N/A NONE * CUBIST PHARMACEUTICALS INC COM 229678107 Common Stock 2 50.00 SOLE N/A NONE * CULLEN FROST BANKERS INC COM 229899109 Common Stock 0 9.00 SOLE N/A NONE * CUMMINS INC COM 231021106 Common Stock 183 2,080.00 SOLE N/A NONE * CURTISS WRIGHT CORP COM 231561101 Common Stock 1 36.00 SOLE N/A NONE CUSHING MLP TOTAL RETURN FD COM SHS 231631102 Common Stock 12 1,340.00 SOLE N/A NONE * CVR PARTNERS LP COM 126633106 Common Stock 4 173.00 SOLE N/A NONE * CVS CAREMARK CORPORATION COM 126650100 Common Stock 140 3,431.88 SOLE N/A NONE CYBEX INTL INC COM 23252E106 Common Stock 0 1.00 SOLE N/A NONE * CYPRESS SEMICONDUCTOR CORP COM 232806109 Common Stock 15 890.00 SOLE N/A NONE * CYS INVTS INC COM 12673A108 Common Stock 85 6,500.00 SOLE N/A NONE * CYTORI THERAPEUTICS INC COM 23283K105 Common Stock 0 28.00 SOLE N/A NONE * D R HORTON INC COM 23331A109 Common Stock 11 834.00 SOLE N/A NONE * DANAHER CORP DEL COM 235851102 Common Stock 36 773.06 SOLE N/A NONE * DARDEN RESTAURANTS INC COM 237194105 Common Stock 102 2,233.35 SOLE N/A NONE * DAVITA INC COM 23918K108 Common Stock 25 325.00 SOLE N/A NONE * DDR CORP COM 23317H102 Common Stock 0 9.00 SOLE N/A NONE * DEAN FOODS CO NEW COM 242370104 Common Stock 2 150.00 SOLE N/A NONE * DECKERS OUTDOOR CORP COM 243537107 Common Stock 12 165.00 SOLE N/A NONE * DEERE & CO COM 244199105 Common Stock 973 12,575.43 SOLE N/A NONE DELAWARE INVT NAT MUNI INC F SH BEN INT 24610T108 Common Stock 6 467.00 SOLE N/A NONE * DELL INC COM 24702R101 Common Stock 16 1,086.00 SOLE N/A NONE * DELPHI FINL GROUP INC CL A 247131105 Common Stock 5 110.00 SOLE N/A NONE * DELTA AIR LINES INC DEL COM NEW 247361702 Common Stock 29 3,539.00 SOLE N/A NONE * DELUXE CORP COM 248019101 Common Stock 0 21.00 SOLE N/A NONE * DENBURY RES INC COM NEW 247916208 Common Stock 8 500.00 SOLE N/A NONE * DENDREON CORP COM 24823Q107 Common Stock 13 1,660.00 SOLE N/A NONE * DENTSPLY INTL INC NEW COM 249030107 Common Stock 19 549.00 SOLE N/A NONE * DEPOMED INC COM 249908104 Common Stock 1 100.00 SOLE N/A NONE DEUTSCHE BANK AG NAMEN AKT D18190898 Common Stock 0 5.00 SOLE N/A NONE * DEVON ENERGY CORP NEW COM 25179M103 Common Stock 34 555.92 SOLE N/A NONE * DEVRY INC DEL COM 251893103 Common Stock 1 28.06 SOLE N/A NONE * DIAGEO P L C SPON ADR NEW 25243Q205 Common Stock ADR 95 1,086.79 SOLE N/A NONE * DIAMOND FOODS INC COM 252603105 Common Stock 2 66.00 SOLE N/A NONE * DIAMOND OFFSHORE DRILLING IN COM 25271C102 Common Stock 37 665.51 SOLE N/A NONE * DIANA CONTAINERSHIPS INC COM Y2069P101 Common Stock 0 67.00 SOLE N/A NONE * DIANA SHIPPING INC COM Y2066G104 Common Stock 11 1,515.00 SOLE N/A NONE * DIGITAL RIV INC COM 25388B104 Common Stock 5 308.00 SOLE N/A NONE * DIGITAL RLTY TR INC COM 253868103 Common Stock 6 83.00 SOLE N/A NONE * DIODES INC COM 254543101 Common Stock 26 1,227.00 SOLE N/A NONE

17

SHRS OR PRN AMT VALUE SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------- --------- ------------------- ------- ---------- ----------- -------- --------- * DIRECTV COM CL A 25490A101 Common Stock 105 2,453.00 SOLE N/A NONE * DISCOVER FINL SVCS COM 254709108 Common Stock 6 264.00 SOLE N/A NONE * DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 Common Stock 119 2,901.00 SOLE N/A NONE * DISNEY WALT CO COM DISNEY 254687106 Common Stock 542 14,464.33 SOLE N/A NONE DIVIDEND & INCOME FD INC COM 25538A105 Common Stock 3 755.73 SOLE N/A NONE DNP SELECT INCOME FD COM 23325P104 Common Stock 25 2,303.00 SOLE N/A NONE * DOLBY LABORATORIES INC COM 25659T107 Common Stock 1 36.00 SOLE N/A NONE * DOLLAR GEN CORP NEW COM 256677105 Common Stock 7 170.00 SOLE N/A NONE * DOLLAR TREE INC COM 256746108 Common Stock 62 746.00 SOLE N/A NONE * DOMINION RES INC VA NEW COM 25746U109 Common Stock 144 2,721.04 SOLE N/A NONE * DORAL FINL CORP COM NEW 25811P886 Common Stock 0 5.00 SOLE N/A NONE * DORCHESTER MINERALS LP COM UNIT 25820R105 Common Stock 14 600.00 SOLE N/A NONE * DOVER CORP COM 260003108 Common Stock 23 390.00 SOLE N/A NONE * DOW CHEM CO COM 260543103 Common Stock 117 4,058.99 SOLE N/A NONE * DR PEPPER SNAPPLE GROUP INC COM 26138E109 Common Stock 29 730.61 SOLE N/A NONE * DR REDDYS LABS LTD ADR 256135203 Common Stock ADR 9 300.00 SOLE N/A NONE * DREAMWORKS ANIMATION SKG INC CL A 26153C103 Common Stock 9 517.00 SOLE N/A NONE DREYFUS MUN INCOME INC COM 26201R102 Common Stock 8 800.00 SOLE N/A NONE DREYFUS STRATEGIC MUN BD FD COM 26202F107 Common Stock 40 4,659.76 SOLE N/A NONE DREYFUS STRATEGIC MUNS INC COM 261932107 Common Stock 7 743.00 SOLE N/A NONE * DRIL-QUIP INC COM 262037104 Common Stock 13 196.00 SOLE N/A NONE * DRYSHIPS INC SHS Y2109Q101 Common Stock 13 6,462.00 SOLE N/A NONE * DTE ENERGY CO COM 233331107 Common Stock 181 3,329.00 SOLE N/A NONE * DU PONT E I DE NEMOURS & CO COM 263534109 Common Stock 389 8,501.65 SOLE N/A NONE * DUFF & PHELPS CORP NEW CL A 26433B107 Common Stock 1 40.00 SOLE N/A NONE * DUKE ENERGY CORP NEW COM 26441C105 Common Stock 203 9,214.88 SOLE N/A NONE * DUKE REALTY CORP COM NEW 264411505 Common Stock 0 31.00 SOLE N/A NONE * DUN & BRADSTREET CORP DEL NE COM 26483E100 Common Stock 10 127.39 SOLE N/A NONE * DUNKIN BRANDS GROUP INC COM 265504100 Common Stock 5 200.00 SOLE N/A NONE DWS HIGH INCOME TR SHS NEW 23337C208 Common Stock 15 1,500.00 SOLE N/A NONE DWS MULTI MKT INCOME TR SHS 23338L108 Common Stock 113 11,217.58 SOLE N/A NONE * DYAX CORP COM 26746E103 Common Stock 5 3,500.00 SOLE N/A NONE * DYNEGY INC DEL COM 26817G300 Common Stock 1 200.00 SOLE N/A NONE * DYNEX CAP INC COM NEW 26817Q506 Common Stock 6 654.00 SOLE N/A NONE * EAGLE BULK SHIPPING INC COM Y2187A101 Common Stock 0 300.00 SOLE N/A NONE * EAST WEST BANCORP INC COM 27579R104 Common Stock 3 155.00 SOLE N/A NONE * EASTMAN CHEM CO COM 277432100 Common Stock 137 3,504.96 SOLE N/A NONE * EASTMAN KODAK CO COM 277461109 Common Stock 0 568.00 SOLE N/A NONE * EATON CORP COM 278058102 Common Stock 26 590.67 SOLE N/A NONE * EATON VANCE CORP COM NON VTG 278265103 Common Stock 60 2,555.00 SOLE N/A NONE EATON VANCE ENHANCED EQ INC COM 278274105 Common Stock 58 5,741.73 SOLE N/A NONE EATON VANCE ENH EQTY INC FD COM 278277108 Common Stock 4 400.00 SOLE N/A NONE EATON VANCE FLTING RATE INC COM 278279104 Common Stock 26 1,802.00 SOLE N/A NONE EATON VANCE LTD DUR INCOME F COM 27828H105 Common Stock 184 12,103.00 SOLE N/A NONE EATON VANCE MUN BD FD COM 27827X101 Common Stock 38 2,992.85 SOLE N/A NONE EATON VANCE MUNI INCOME TRUS SH BEN INT 27826U108 Common Stock 3 200.00 SOLE N/A NONE EATON VANCE PA MUN BD FD COM 27828W102 Common Stock 57 4,253.43 SOLE N/A NONE EATON VANCE SH TM DR DIVR IN COM 27828V104 Common Stock 18 1,084.00 SOLE N/A NONE EATON VANCE SR FLTNG RTE TR COM 27828Q105 Common Stock 4 266.00 SOLE N/A NONE EATON VANCE SR INCOME TR SH BEN INT 27826S103 Common Stock 1 200.00 SOLE N/A NONE EATON VANCE TAX ADVT DIV INC COM 27828G107 Common Stock 110 7,500.00 SOLE N/A NONE EATON VANCE TX ADV GLB DIV O COM 27828U106 Common Stock 5 292.00 SOLE N/A NONE EATON VANCE TAX MNGED BUY WR COM 27828X100 Common Stock 34 2,650.00 SOLE N/A NONE EATON VANCE TX MNG BY WRT OP COM 27828Y108 Common Stock 108 9,181.00 SOLE N/A NONE EATON VANCE TXMGD GL BUYWR O COM 27829C105 Common Stock 106 10,337.00 SOLE N/A NONE EATON VANCE TX MGD DIV EQ IN COM 27828N102 Common Stock 95 10,680.00 SOLE N/A NONE

18

SHRS OR PRN AMT VALUE SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------- --------- ------------------- ------- ---------- ----------- -------- --------- * EBAY INC COM 278642103 Common Stock 80 2,627.00 SOLE N/A NONE * ECA MARCELLUS TR I COM UNIT 26827L109 Common Stock 6 250.00 SOLE N/A NONE * ECHELON CORP COM 27874N105 Common Stock 0 60.00 SOLE N/A NONE * ECOLAB INC COM 278865100 Common Stock 19 333.00 SOLE N/A NONE * EDISON INTL COM 281020107 Common Stock 8 192.00 SOLE N/A NONE * EDWARDS LIFESCIENCES CORP COM 28176E108 Common Stock 1 20.00 SOLE N/A NONE * EL PASO CORP COM 28336L109 Common Stock 30 1,111.00 SOLE N/A NONE * EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 Common Stock 86 2,488.00 SOLE N/A NONE * ELAN PLC ADR 284131208 Common Stock ADR 18 1,275.00 SOLE N/A NONE * ELDORADO GOLD CORP NEW COM 284902103 Common Stock 6 442.78 SOLE N/A NONE * CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 Common Stock ADR 1 80.00 SOLE N/A NONE * ELECTRONIC ARTS INC COM 285512109 Common Stock 0 3.00 SOLE N/A NONE * LILLY ELI & CO COM 532457108 Common Stock 356 8,558.15 SOLE N/A NONE * EMBRAER S A SP ADR REP 4 COM 29082A107 Preferred Stock ADR 5 200.00 SOLE N/A NONE * E M C CORP MASS COM 268648102 Common Stock 138 6,396.00 SOLE N/A NONE * EMCOR GROUP INC COM 29084Q100 Common Stock 0 7.00 SOLE N/A NONE * EMERSON ELEC CO COM 291011104 Common Stock 25 539.00 SOLE N/A NONE * ENBRIDGE ENERGY PARTNERS L P COM 29250R106 Common Stock 45 1,355.00 SOLE N/A NONE * ENBRIDGE INC COM 29250N105 Common Stock 1 20.00 SOLE N/A NONE * ENCANA CORP COM 292505104 Common Stock 26 1,402.26 SOLE N/A NONE * ENDO PHARMACEUTICALS HLDGS I COM 29264F205 Common Stock 1 21.00 SOLE N/A NONE * ENDURANCE SPECIALTY HLDGS LT SHS G30397106 Common Stock 4 100.00 SOLE N/A NONE * ENERGEN CORP COM 29265N108 Common Stock 8 157.00 SOLE N/A NONE * ENERGIZER HLDGS INC COM 29266R108 Common Stock 3 45.00 SOLE N/A NONE ENERGY INCOME & GROWTH FD COM 292697109 Common Stock 24 845.00 SOLE N/A NONE * ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 Common Stock 145 3,569.00 SOLE N/A NONE * ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 Common Stock 714 15,572.29 SOLE N/A NONE * ENERGYSOLUTIONS INC COM 292756202 Common Stock 5 1,550.00 SOLE N/A NONE * ENERPLUS CORP COM 292766102 Common Stock 93 3,672.80 SOLE N/A NONE * ENERSIS S A SPONSORED ADR 29274F104 Common Stock ADR 1 76.00 SOLE N/A NONE * ENI S P A SPONSORED ADR 26874R108 Common Stock ADR 1 21.00 SOLE N/A NONE * ENPRO INDS INC COM 29355X107 Common Stock 2 68.00 SOLE N/A NONE * ENSCO PLC SPONSORED ADR 29358Q109 Common Stock ADR 4 81.00 SOLE N/A NONE * ENTERGY CORP NEW COM 29364G103 Common Stock 21 290.00 SOLE N/A NONE * ENTERPRISE PRODS PARTNERS L COM 293792107 Common Stock 806 17,383.23 SOLE N/A NONE ENTREMED INC COM NEW 29382F202 Common Stock 0 9.00 SOLE N/A NONE * EOG RES INC COM 26875P101 Common Stock 19 196.88 SOLE N/A NONE * EQUIFAX INC COM 294429105 Common Stock 0 4.00 SOLE N/A NONE * EQUINIX INC COM NEW 29444U502 Common Stock 3 34.00 SOLE N/A NONE * EQUITY ONE COM 294752100 Common Stock 1 40.00 SOLE N/A NONE * EQUITY RESIDENTIAL SH BEN INT 29476L107 Common Stock 56 980.00 SOLE N/A NONE * ERICSSON L M TEL CO ADR B SEK 10 294821608 Common Stock ADR 8 814.83 SOLE N/A NONE ERIE INDTY CO CL A 29530P102 Common Stock 122 1,559.46 SOLE N/A NONE * LAUDER ESTEE COS INC CL A 518439104 Common Stock 57 508.34 SOLE N/A NONE * ESTERLINE TECHNOLOGIES CORP COM 297425100 Common Stock 21 373.00 SOLE N/A NONE * EV ENERGY PARTNERS LP COM UNITS 26926V107 Common Stock 94 1,420.27 SOLE N/A NONE * EVERCORE PARTNERS INC CLASS A 29977A105 Common Stock 1 20.40 SOLE N/A NONE * EVERGREEN ENERGY INC NEW COM NEW DELETED 30024B203 Common Stock 0 42.00 SOLE N/A NONE * EXELIS INC COM ADDED 30162A108 Common Stock 5 605.00 SOLE N/A NONE * EXELIXIS INC COM 30161Q104 Common Stock 17 3,672.00 SOLE N/A NONE * EXELON CORP COM 30161N101 Common Stock 761 17,547.12 SOLE N/A NONE EXPEDIA INC DEL COM NEW ADDED 30212P303 Common Stock 23 784.00 SOLE N/A NONE * EXPEDITORS INTL WASH INC COM 302130109 Common Stock 34 824.65 SOLE N/A NONE * EXPRESS SCRIPTS INC COM 302182100 Common Stock 210 4,699.58 SOLE N/A NONE * EXXON MOBIL CORP COM 30231G102 Common Stock 5,145 60,698.68 SOLE N/A NONE * FNB CORP PA COM 302520101 Common Stock 7 637.00 SOLE N/A NONE

19

SHRS OR PRN AMT VALUE SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------- --------- ------------------- ------- ---------- ----------- -------- --------- * F5 NETWORKS INC COM 315616102 Common Stock 429 4,042.00 SOLE N/A NONE * FACTSET RESH SYS INC COM 303075105 Common Stock 0 1.00 SOLE N/A NONE * FAIR ISAAC CORP COM 303250104 Common Stock 0 6.00 SOLE N/A NONE * FAMILY DLR STORES INC COM 307000109 Common Stock 142 2,460.00 SOLE N/A NONE * FASTENAL CO COM 311900104 Common Stock 1 25.00 SOLE N/A NONE * FEDERAL SIGNAL CORP COM 313855108 Common Stock 1 307.26 SOLE N/A NONE * FEDERATED INVS INC PA CL B 314211103 Common Stock 0 18.00 SOLE N/A NONE FEDERATED PREM INTR MUN INC COM 31423M105 Common Stock 28 2,040.00 SOLE N/A NONE * FEDEX CORP COM 31428X106 Common Stock 416 4,985.32 SOLE N/A NONE * FEI CO COM 30241L109 Common Stock 10 253.00 SOLE N/A NONE * FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 Common Stock 36 1,881.00 SOLE N/A NONE * FIDELITY NATIONAL FINANCIAL CL A 31620R105 Common Stock 16 1,000.00 SOLE N/A NONE * FIDELITY NATL INFORMATION SV COM 31620M106 Common Stock 0 9.00 SOLE N/A NONE FIDUCIARY CLAYMORE MLP OPP F COM 31647Q106 Common Stock 3 160.00 SOLE N/A NONE * FIFTH STREET FINANCE CORP COM 31678A103 Common Stock 21 2,196.38 SOLE N/A NONE * FIFTH THIRD BANCORP COM 316773100 Common Stock 214 16,808.83 SOLE N/A NONE * FIRST CASH FINL SVCS INC COM 31942D107 Common Stock 14 388.00 SOLE N/A NONE * FIRST CMNTY BANCSHARES INC N COM 31983A103 Common Stock 15 1,214.00 SOLE N/A NONE * FIRST MIDWEST BANCORP DEL COM 320867104 Common Stock 0 9.00 SOLE N/A NONE * FIRST NIAGARA FINL GP INC COM 33582V108 Common Stock 11 1,280.00 SOLE N/A NONE * FIRST REP BK SAN FRAN CALI N COM 33616C100 Common Stock 0 12.00 SOLE N/A NONE * FIRST SOLAR INC COM 336433107 Common Stock 27 802.00 SOLE N/A NONE FIRST TR/ABERDEEN EMERG OPT COM 33731K102 Common Stock 359 20,161.10 SOLE N/A NONE FIRST TRUST SPECIALTY FINANC COM BEN INTR 33733G109 Common Stock 9 1,500.00 SOLE N/A NONE * FIRSTENERGY CORP COM 337932107 Common Stock 91 2,047.95 SOLE N/A NONE * FIRSTMERIT CORP COM 337915102 Common Stock 2 160.00 SOLE N/A NONE * FISERV INC COM 337738108 Common Stock 20 345.00 SOLE N/A NONE * FIVE STAR QUALITY CARE INC COM 33832D106 Common Stock 0 1.00 SOLE N/A NONE FLAHERTY & CRMRN CLYMRE T R COM 338479108 Common Stock 4 205.00 SOLE N/A NONE FLAHERTY & CRUMRINE PFD INC COM 338480106 Common Stock 28 2,000.00 SOLE N/A NONE FLAHERTY & CRUMRINE PFD INC COM 33848E106 Common Stock 26 2,330.00 SOLE N/A NONE * FLEXTRONICS INTL LTD ORD Y2573F102 Common Stock 6 1,000.00 SOLE N/A NONE * FLIR SYS INC COM 302445101 Common Stock 4 170.00 SOLE N/A NONE * FLOWSERVE CORP COM 34354P105 Common Stock 10 100.00 SOLE N/A NONE * FLUOR CORP NEW COM 343412102 Common Stock 38 749.24 SOLE N/A NONE * FMC TECHNOLOGIES INC COM 30249U101 Common Stock 14 274.00 SOLE N/A NONE * FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 Common Stock ADR 12 168.75 SOLE N/A NONE * FOOT LOCKER INC COM 344849104 Common Stock 22 920.00 SOLE N/A NONE * FORD MTR CO DEL COM PAR $0.01 345370860 Common Stock 665 61,846.00 SOLE N/A NONE * FOREST CITY ENTERPRISES INC CL A 345550107 Common Stock 0 19.00 SOLE N/A NONE * FOREST LABS INC COM 345838106 Common Stock 3 91.00 SOLE N/A NONE * FORESTAR GROUP INC COM 346233109 Common Stock 1 72.00 SOLE N/A NONE * FOSSIL INC COM 349882100 Common Stock 16 200.00 SOLE N/A NONE * FRANCE TELECOM SPONSORED ADR 35177Q105 Common Stock ADR 7 420.00 SOLE N/A NONE * FRANKLIN RES INC COM 354613101 Common Stock 4 38.00 SOLE N/A NONE FRANKLIN UNVL TR SH BEN INT 355145103 Common Stock 6 939.86 SOLE N/A NONE * FREEPORT-MCMORAN COPPER & GO COM 35671D857 Common Stock 475 12,910.30 SOLE N/A NONE * FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 Common Stock ADR 3 40.00 SOLE N/A NONE * FRONTIER COMMUNICATIONS CORP COM 35906A108 Common Stock 65 12,586.40 SOLE N/A NONE * FRONTLINE LTD SHS G3682E127 Common Stock 2 382.00 SOLE N/A NONE * FUELCELL ENERGY INC COM 35952H106 Common Stock 0 100.00 SOLE N/A NONE * FURIEX PHARMACEUTICALS INC COM 36106P101 Common Stock 0 10.00 SOLE N/A NONE GABELLI DIVD & INCOME TR COM 36242H104 Common Stock 7 480.00 SOLE N/A NONE GABELLI EQUITY TR INC COM 362397101 Common Stock 3 518.00 SOLE N/A NONE GABELLI GLOBL UTIL & INCOME COM SH BEN INT 36242L105 Common Stock 3 140.00 SOLE N/A NONE GABELLI UTIL TR COM 36240A101 Common Stock 8 995.00 SOLE N/A NONE

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SHRS OR PRN AMT VALUE SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------- --------- ------------------- ------- ---------- ----------- -------- --------- * GAFISA S A SPONS ADR 362607301 Common Stock ADR 1 206.00 SOLE N/A NONE * GALLAGHER ARTHUR J & CO COM 363576109 Common Stock 11 335.65 SOLE N/A NONE * GAMESTOP CORP NEW CL A 36467W109 Common Stock 36 1,504.00 SOLE N/A NONE * GANNETT INC COM 364730101 Common Stock 5 363.00 SOLE N/A NONE * GAP INC DEL COM 364760108 Common Stock 3 173.00 SOLE N/A NONE * GARDNER DENVER INC COM 365558105 Common Stock 25 325.00 SOLE N/A NONE * GARMIN LTD SHS H2906T109 Common Stock 6 160.00 SOLE N/A NONE * GATX CORP COM 361448103 Common Stock 2 50.00 SOLE N/A NONE * GAYLORD ENTMT CO NEW COM 367905106 Common Stock 5 200.00 SOLE N/A NONE GEEKNET INC COM NEW 36846Q203 Common Stock 2 120.00 SOLE N/A NONE * GENCO SHIPPING & TRADING LTD SHS Y2685T107 Common Stock 1 200.00 SOLE N/A NONE * GENERAL CABLE CORP DEL NEW COM 369300108 Common Stock 3 112.00 SOLE N/A NONE * GENERAL DYNAMICS CORP COM 369550108 Common Stock 72 1,086.00 SOLE N/A NONE * GENERAL ELECTRIC CO COM 369604103 Common Stock 2,980 166,400.93 SOLE N/A NONE * GENERAL MLS INC COM 370334104 Common Stock 529 13,086.46 SOLE N/A NONE * GENERAL MTRS CO COM 37045V100 Common Stock 111 5,499.00 SOLE N/A NONE GENERAL MTRS CO *W EXP 07/10/201 37045V118 Warrants 7 580.00 SOLE N/A NONE GENERAL MTRS CO *W EXP 07/10/201 37045V126 Warrants 5 580.00 SOLE N/A NONE * GENESEE & WYO INC CL A 371559105 Common Stock 6 100.00 SOLE N/A NONE * GENESIS ENERGY L P UNIT LTD PARTN 371927104 Common Stock 39 1,400.00 SOLE N/A NONE * GENON ENERGY INC COM 37244E107 Common Stock 1 493.00 SOLE N/A NONE * GENTEX CORP COM 371901109 Common Stock 82 2,770.00 SOLE N/A NONE * GENUINE PARTS CO COM 372460105 Common Stock 176 2,882.00 SOLE N/A NONE * GENWORTH FINL INC COM CL A 37247D106 Common Stock 18 2,761.00 SOLE N/A NONE * GERON CORP COM 374163103 Common Stock 0 15.00 SOLE N/A NONE * GETTY RLTY CORP NEW COM 374297109 Common Stock 2 150.00 SOLE N/A NONE * GILEAD SCIENCES INC COM 375558103 Common Stock 185 4,516.00 SOLE N/A NONE * GIVEN IMAGING ORD SHS M52020100 Common Stock 3 200.00 SOLE N/A NONE * GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 Common Stock ADR 102 2,237.38 SOLE N/A NONE * GLOBAL PMTS INC COM 37940X102 Common Stock 12 243.00 SOLE N/A NONE * GOLAR LNG LTD BERMUDA SHS G9456A100 Common Stock 3 70.35 SOLE N/A NONE * GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 Common Stock ADR 23 1,514.00 SOLE N/A NONE * GOLDCORP INC NEW COM 380956409 Common Stock 29 650.57 SOLE N/A NONE * GOLDMAN SACHS GROUP INC COM 38141G104 Common Stock 566 6,258.98 SOLE N/A NONE * GOODRICH CORP COM 382388106 Common Stock 42 343.00 SOLE N/A NONE * GOODYEAR TIRE & RUBR CO COM 382550101 Common Stock 27 1,932.00 SOLE N/A NONE * GOOGLE INC CL A 38259P508 Common Stock 615 952.00 SOLE N/A NONE * GRACE W R & CO DEL NEW COM 38388F108 Common Stock 7 152.00 SOLE N/A NONE * GRACO INC COM 384109104 Common Stock 0 3.00 SOLE N/A NONE * GRAINGER W W INC COM 384802104 Common Stock 32 171.77 SOLE N/A NONE * GRAMERCY CAP CORP COM 384871109 Common Stock 3 1,352.00 SOLE N/A NONE * GREEN MTN COFFEE ROASTERS IN COM 393122106 Common Stock 42 943.00 SOLE N/A NONE * GREEN PLAINS RENEWABLE ENERG COM 393222104 Common Stock 5 483.00 SOLE N/A NONE GREENE COUNTY BANCORP INC COM 394357107 Common Stock 9 500.00 SOLE N/A NONE * GREENHILL & CO INC COM 395259104 Common Stock 1 25.00 SOLE N/A NONE GREENHUNTER ENERGY INC COM 39530A104 Common Stock 1 1,000.00 SOLE N/A NONE * GREIF INC CL A 397624107 Common Stock 144 3,167.86 SOLE N/A NONE * GROUPON INC COM CL A ADDED 399473107 Common Stock 10 500.00 SOLE N/A NONE GRUBB & ELLIS CO COM PAR $0.01 400095204 Common Stock 0 2,200.00 SOLE N/A NONE * GT ADVANCED TECHNOLOGIES INC COM 36191U106 Common Stock 29 3,975.00 SOLE N/A NONE * GTX INC DEL COM 40052B108 Common Stock 1 201.00 SOLE N/A NONE * GUANGSHEN RY LTD SPONSORED ADR 40065W107 Common Stock ADR 92 5,230.00 SOLE N/A NONE * GUESS INC COM 401617105 Common Stock 32 1,063.71 SOLE N/A NONE GUGGENHEIM ENHNCD EQTY INCM COM 40167B100 Common Stock 3 411.00 SOLE N/A NONE GUGGENHEIM ENHANCED EQUITY S COM 40167K100 Common Stock 1 83.00 SOLE N/A NONE GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 Common Stock 10 500.00 SOLE N/A NONE

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SHRS OR PRN AMT VALUE SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------- --------- ------------------- ------- ---------- ----------- -------- --------- * GULFPORT ENERGY CORP COM NEW 402635304 Common Stock 9 300.00 SOLE N/A NONE * HAEMONETICS CORP COM 405024100 Common Stock 2 35.00 SOLE N/A NONE * HAIN CELESTIAL GROUP INC COM 405217100 Common Stock 4 112.00 SOLE N/A NONE * HALLIBURTON CO COM 406216101 Common Stock 204 5,909.03 SOLE N/A NONE HANCOCK JOHN INVS TR COM 410142103 Common Stock 17 770.84 SOLE N/A NONE HANCOCK JOHN PFD INCOME FD SH BEN INT 41013W108 Common Stock 18 848.09 SOLE N/A NONE HANCOCK JOHN TAX-ADV DIV INC COM 41013V100 Common Stock 9 500.00 SOLE N/A NONE * HANESBRANDS INC COM 410345102 Common Stock 4 179.00 SOLE N/A NONE * HANSEN NAT CORP COM 411310105 Common Stock 104 1,126.00 SOLE N/A NONE * HANWHA SOLARONE CO LTD SPONSORED ADR 41135V103 Common Stock ADR 2 2,045.00 SOLE N/A NONE * HARLEY DAVIDSON INC COM 412822108 Common Stock 17 435.00 SOLE N/A NONE * HARMAN INTL INDS INC COM 413086109 Common Stock 1 25.00 SOLE N/A NONE * HARRIS CORP DEL COM 413875105 Common Stock 23 645.00 SOLE N/A NONE * HARSCO CORP COM 415864107 Common Stock 2 90.00 SOLE N/A NONE * HARTFORD FINL SVCS GROUP INC COM 416515104 Common Stock 31 1,892.10 SOLE N/A NONE * HASBRO INC COM 418056107 Common Stock 21 662.00 SOLE N/A NONE * HATTERAS FINL CORP COM 41902R103 Common Stock 224 8,476.00 SOLE N/A NONE * HAWAIIAN ELEC INDUSTRIES COM 419870100 Common Stock 91 3,450.00 SOLE N/A NONE HAWTHORN BANCSHARES INC COM 420476103 Common Stock 3 561.00 SOLE N/A NONE * HCA HOLDINGS INC COM 40412C101 Common Stock 1 42.00 SOLE N/A NONE * HCC INS HLDGS INC COM 404132102 Common Stock 0 13.00 SOLE N/A NONE * HCP INC COM 40414L109 Common Stock 17 411.00 SOLE N/A NONE * HEADWATERS INC COM 42210P102 Common Stock 0 100.00 SOLE N/A NONE * HEALTH CARE REIT INC COM 42217K106 Common Stock 45 820.00 SOLE N/A NONE * HEALTHCARE RLTY TR COM 421946104 Common Stock 0 25.00 SOLE N/A NONE * HEALTHSOUTH CORP COM NEW 421924309 Common Stock 0 21.00 SOLE N/A NONE * HEALTHSPRING INC COM 42224N101 Common Stock 205 3,760.00 SOLE N/A NONE * HEALTHWAYS INC COM 422245100 Common Stock 0 1.00 SOLE N/A NONE * HEARTLAND PMT SYS INC COM 42235N108 Common Stock 12 500.00 SOLE N/A NONE * HECLA MNG CO COM 422704106 Common Stock 2 300.00 SOLE N/A NONE * HEINZ H J CO COM 423074103 Common Stock 638 11,811.38 SOLE N/A NONE HELIOS ADVANTAGE INCOME FD I COM NEW 42327W206 Common Stock 5 600.00 SOLE N/A NONE HELIOS HIGH INCOME FD INC COM NEW 42327X204 Common Stock 4 500.00 SOLE N/A NONE HELIOS MULTI SEC HI INC FD I COM NEW 42327Y202 Common Stock 3 500.00 SOLE N/A NONE * HELMERICH & PAYNE INC COM 423452101 Common Stock 4 69.00 SOLE N/A NONE * HENRY JACK & ASSOC INC COM 426281101 Common Stock 0 4.00 SOLE N/A NONE * SCHEIN HENRY INC COM 806407102 Common Stock 0 3.00 SOLE N/A NONE * HERBALIFE LTD COM USD SHS G4412G101 Common Stock 124 2,407.71 SOLE N/A NONE * HERCULES OFFSHORE INC COM 427093109 Common Stock 6 1,360.00 SOLE N/A NONE HERITAGE FINL CORP WASH COM 42722X106 Common Stock 4 315.00 SOLE N/A NONE * HERSHEY CO COM 427866108 Common Stock 40 655.00 SOLE N/A NONE * HESS CORP COM 42809H107 Common Stock 77 1,349.00 SOLE N/A NONE * HEWLETT PACKARD CO COM 428236103 Common Stock 238 9,225.94 SOLE N/A NONE * HEXCEL CORP NEW COM 428291108 Common Stock 4 165.00 SOLE N/A NONE * HIGHER ONE HLDGS INC COM 42983D104 Common Stock 3 156.00 SOLE N/A NONE HIGHLAND CR STRATEGIES FD COM 43005Q107 Common Stock 22 3,495.00 SOLE N/A NONE * HITACHI LIMITED ADR 10 COM 433578507 Common Stock ADR 37 711.00 SOLE N/A NONE * HMS HLDGS CORP COM 40425J101 Common Stock 14 450.00 SOLE N/A NONE * HOLLYFRONTIER CORP COM 436106108 Common Stock 12 496.00 SOLE N/A NONE * HOME BANCSHARES INC COM 436893200 Common Stock 15 594.00 SOLE N/A NONE * HOME DEPOT INC COM 437076102 Common Stock 195 4,641.16 SOLE N/A NONE * HOME PROPERTIES INC COM 437306103 Common Stock 44 767.00 SOLE N/A NONE * HOMEAWAY INC COM 43739Q100 Common Stock 0 10.00 SOLE N/A NONE * HONDA MOTOR LTD AMERN SHS 438128308 Common Stock ADR 9 281.00 SOLE N/A NONE * HONEYWELL INTL INC COM 438516106 Common Stock 245 4,516.39 SOLE N/A NONE * HORMEL FOODS CORP COM 440452100 Common Stock 10 335.00 SOLE N/A NONE

22

SHRS OR PRN AMT VALUE SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------- --------- ------------------- ------- ---------- ----------- -------- --------- * HOSPIRA INC COM 441060100 Common Stock 11 364.00 SOLE N/A NONE * HOVNANIAN ENTERPRISES INC CL A 442487203 Common Stock 1 744.00 SOLE N/A NONE HSBC HLDGS PLC ADR A 1/40PF A 404280604 Preferred Stock 36 1,500.00 SOLE N/A NONE * HSBC HLDGS PLC SPON ADR NEW 404280406 Common Stock ADR 3 79.00 SOLE N/A NONE * HSN INC COM 404303109 Common Stock 0 2.00 SOLE N/A NONE * HUANENG PWR INTL INC SPON ADR H SHS 443304100 Common Stock ADR 17 801.00 SOLE N/A NONE * HUBBELL INC CL A 443510102 Common Stock 6 100.00 SOLE N/A NONE * HUBBELL INC CL B 443510201 Common Stock 13 200.00 SOLE N/A NONE * HUDSON CITY BANCORP COM 443683107 Common Stock 210 33,526.63 SOLE N/A NONE * HUGOTON RTY TR TEX UNIT BEN INT 444717102 Common Stock 20 1,085.24 SOLE N/A NONE * HUMAN GENOME SCIENCES INC COM 444903108 Common Stock 12 1,661.00 SOLE N/A NONE * HUMANA INC COM 444859102 Common Stock 23 268.00 SOLE N/A NONE * HUNT J B TRANS SVCS INC COM 445658107 Common Stock 14 320.00 SOLE N/A NONE * HUNTINGTON BANCSHARES INC COM 446150104 Common Stock 0 59.00 SOLE N/A NONE * HUNTINGTON INGALLS INDS INC COM 446413106 Common Stock 2 67.00 SOLE N/A NONE * HUNTSMAN CORP COM 447011107 Common Stock 9 850.00 SOLE N/A NONE * HUTCHINSON TECHNOLOGY INC COM 448407106 Common Stock 2 1,000.00 SOLE N/A NONE * HYPERDYNAMICS CORP COM 448954107 Common Stock 5 1,900.00 SOLE N/A NONE * IAC INTERACTIVECORP COM PAR $.001 44919P508 Common Stock 0 5.00 SOLE N/A NONE * IAMGOLD CORP COM 450913108 Common Stock 9 554.96 SOLE N/A NONE * IBERIABANK CORP COM 450828108 Common Stock 3 57.00 SOLE N/A NONE * ICG GROUP INC COM 44928D108 Common Stock 3 337.00 SOLE N/A NONE * IDEX CORP COM 45167R104 Common Stock 0 5.00 SOLE N/A NONE * IHS INC CL A 451734107 Common Stock 0 1.00 SOLE N/A NONE * ILLINOIS TOOL WKS INC COM 452308109 Common Stock 352 7,529.00 SOLE N/A NONE * ILLUMINA INC COM 452327109 Common Stock 6 200.00 SOLE N/A NONE * IMAX CORP COM 45245E109 Common Stock 15 800.00 SOLE N/A NONE * IMMUNOGEN INC COM 45253H101 Common Stock 0 24.00 SOLE N/A NONE * IMPAX LABORATORIES INC COM 45256B101 Common Stock 18 889.00 SOLE N/A NONE * IMPERIAL OIL LTD COM NEW 453038408 Common Stock 40 899.00 SOLE N/A NONE * INCYTE CORP COM 45337C102 Common Stock 1 35.00 SOLE N/A NONE * INDIA FD INC COM 454089103 Common Stock 39 2,063.41 SOLE N/A NONE * INERGY L P UNIT LTD PTNR 456615103 Common Stock 61 2,510.00 SOLE N/A NONE * INFORMATICA CORP COM 45666Q102 Common Stock 22 608.00 SOLE N/A NONE * INFOSYS LTD SPONSORED ADR 456788108 Common Stock ADR 5 107.00 SOLE N/A NONE ING ASIA PAC HGH DIVID EQ IN COM 44983J107 Common Stock 21 1,488.00 SOLE N/A NONE ING GLOBAL EQTY DIV & PREM O COM 45684E107 Common Stock 189 21,925.64 SOLE N/A NONE * ING GROEP N V SPONSORED ADR 456837103 Common Stock ADR 0 65.00 SOLE N/A NONE ING PRIME RATE TR SH BEN INT 44977W106 Common Stock 2 450.00 SOLE N/A NONE * INGERSOLL-RAND PLC SHS G47791101 Common Stock 24 795.00 SOLE N/A NONE * INGRAM MICRO INC CL A 457153104 Common Stock 14 787.00 SOLE N/A NONE * INTEGRA LIFESCIENCES HLDGS C COM NEW 457985208 Common Stock 0 5.00 SOLE N/A NONE * INTEGRYS ENERGY GROUP INC COM 45822P105 Common Stock 7 120.00 SOLE N/A NONE * INTEL CORP COM 458140100 Common Stock 1,094 45,111.71 SOLE N/A NONE * INTERCONTINENTALEXCHANGE INC COM 45865V100 Common Stock 18 146.00 SOLE N/A NONE * INTERDIGITAL INC COM 45867G101 Common Stock 2 42.00 SOLE N/A NONE * INTERNATIONAL BUSINESS MACHS COM 459200101 Common Stock 3,329 18,103.36 SOLE N/A NONE * INTERNATIONAL GAME TECHNOLOG COM 459902102 Common Stock 1 45.00 SOLE N/A NONE * INTL PAPER CO COM 460146103 Common Stock 205 6,936.88 SOLE N/A NONE * INTERNATIONAL SPEEDWAY CORP CL A 460335201 Common Stock 11 434.00 SOLE N/A NONE * INTERPUBLIC GROUP COS INC COM 460690100 Common Stock 0 50.00 SOLE N/A NONE * INTERSIL CORP CL A 46069S109 Common Stock 0 11.00 SOLE N/A NONE * INTERVAL LEISURE GROUP INC COM 46113M108 Common Stock 0 2.00 SOLE N/A NONE * INTERNATIONAL FLAVORS&FRAGRA COM 459506101 Common Stock 6 123.00 SOLE N/A NONE * INTUIT COM 461202103 Common Stock 45 852.00 SOLE N/A NONE * INTUITIVE SURGICAL INC COM NEW 46120E602 Common Stock 69 149.00 SOLE N/A NONE

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SHRS OR PRN AMT VALUE SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------- --------- ------------------- ------- ---------- ----------- -------- --------- * INVESCO LTD SHS G491BT108 Common Stock 3 165.00 SOLE N/A NONE * INVESCO MORTGAGE CAPITAL INC COM 46131B100 Common Stock 2 161.36 SOLE N/A NONE INVESCO MUNI INCOME OPP TRST COM 46132X101 Common Stock 7 1,000.00 SOLE N/A NONE INVESCO QUALITY MUNI INC TRS COM 46133G107 Common Stock 9 660.00 SOLE N/A NONE INVESCO VAN KAMPEN ADVANTAGE SH BEN INT 46132E103 Common Stock 9 697.01 SOLE N/A NONE INVESCO VAN KAMP DYN CRDT OP COM 46132R104 Common Stock 11 1,000.00 SOLE N/A NONE INVESCO VAN KAMPEN PA VALUE COM 46132K109 Common Stock 5 322.00 SOLE N/A NONE INVESCO VAN KAMPEN SELECT MU SH BEN INT 46132G108 Common Stock 22 1,710.23 SOLE N/A NONE INVESCO VAN KAMPEN SR INC TR COM 46131H107 Common Stock 2 504.00 SOLE N/A NONE INVESCO VAN KAMPEN TR INVT G COM 46131M106 Common Stock 9 622.41 SOLE N/A NONE INVESCO VAN KAMPEN TR INVT G COM 46131T101 Common Stock 141 9,237.38 SOLE N/A NONE * INVESTORS BANCORP INC COM 46146P102 Common Stock 22 1,660.00 SOLE N/A NONE * IPG PHOTONICS CORP COM 44980X109 Common Stock 8 225.00 SOLE N/A NONE * IRELAND BK SPNSRD ADR NEW ADDED 46267Q202 Common Stock ADR 3 740.00 SOLE N/A NONE * IROBOT CORP COM 462726100 Common Stock 3 100.00 SOLE N/A NONE * IRON MTN INC COM 462846106 Common Stock 2 75.00 SOLE N/A NONE ISHARES TR 10+YR GOVT/CR 464289479 Common Stock 33 550.00 SOLE N/A NONE ISHARES TR BRC 0-5 YR TIP 46429B747 Common Stock 61 600.00 SOLE N/A NONE ISHARES TR MSCI ACWI EX 464289164 Common Stock 2 119.00 SOLE N/A NONE ISHARES TR MSCI EMG MATS 464289198 Common Stock 43 2,250.00 SOLE N/A NONE * ISIS PHARMACEUTICALS INC COM 464330109 Common Stock 0 32.00 SOLE N/A NONE * ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 Preferred Stock ADR 2 98.97 SOLE N/A NONE * ITC HLDGS CORP COM 465685105 Common Stock 2 26.00 SOLE N/A NONE * ITRON INC COM 465741106 Common Stock 13 374.00 SOLE N/A NONE * ITT CORP NEW COM NEW ADDED 450911201 Common Stock 6 301.00 SOLE N/A NONE * ITT EDUCATIONAL SERVICES INC COM 45068B109 Common Stock 27 475.00 SOLE N/A NONE ITURAN LOCATION AND CONTROL SHS M6158M104 Common Stock 2 180.00 SOLE N/A NONE * IVANHOE MINES LTD COM 46579N103 Common Stock 4 207.00 SOLE N/A NONE * J2 GLOBAL INC COM ADDED 48123V102 Common Stock 19 663.35 SOLE N/A NONE * JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 Common Stock ADR 2 1,276.00 SOLE N/A NONE * JACOBS ENGR GROUP INC DEL COM 469814107 Common Stock 23 562.00 SOLE N/A NONE * JANUS CAP GROUP INC COM 47102X105 Common Stock 43 6,868.15 SOLE N/A NONE JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 Common Stock 17 2,400.00 SOLE N/A NONE * JAZZ PHARMACEUTICALS INC COM 472147107 Common Stock 15 400.00 SOLE N/A NONE * JDS UNIPHASE CORP COM PAR $0.001 46612J507 Common Stock 7 687.00 SOLE N/A NONE * JEFFERIES GROUP INC NEW COM 472319102 Common Stock 2 115.00 SOLE N/A NONE * JETBLUE AIRWAYS CORP COM 477143101 Common Stock 0 75.00 SOLE N/A NONE * JINKOSOLAR HLDG CO LTD SPONSORED ADR 47759T100 Common Stock ADR 2 335.00 SOLE N/A NONE * JOHNSON & JOHNSON COM 478160104 Common Stock 1,813 27,647.88 SOLE N/A NONE * JOHNSON CTLS INC COM 478366107 Common Stock 359 11,488.32 SOLE N/A NONE * JONES LANG LASALLE INC COM 48020Q107 Common Stock 1 22.00 SOLE N/A NONE * JOY GLOBAL INC COM 481165108 Common Stock 182 2,431.77 SOLE N/A NONE * JPMORGAN CHASE & CO COM 46625H100 Common Stock 857 25,781.57 SOLE N/A NONE * JUNIPER NETWORKS INC COM 48203R104 Common Stock 25 1,207.00 SOLE N/A NONE * KAMAN CORP COM 483548103 Common Stock 11 400.52 SOLE N/A NONE * KANSAS CITY SOUTHERN COM NEW 485170302 Common Stock 42 620.00 SOLE N/A NONE KAYNE ANDERSON MLP INVSMNT C COM 486606106 Common Stock 197 6,482.00 SOLE N/A NONE * KB HOME COM 48666K109 Common Stock 6 834.00 SOLE N/A NONE * KBR INC COM 48242W106 Common Stock 133 4,763.00 SOLE N/A NONE * KELLOGG CO COM 487836108 Common Stock 88 1,731.19 SOLE N/A NONE * KELLY SVCS INC CL B 488152307 Common Stock 0 32.00 SOLE N/A NONE * KENNAMETAL INC COM 489170100 Common Stock 1 30.00 SOLE N/A NONE * KERYX BIOPHARMACEUTICALS INC COM 492515101 Common Stock 60 23,600.00 SOLE N/A NONE * KEYCORP NEW COM 493267108 Common Stock 3 390.00 SOLE N/A NONE * KEYNOTE SYS INC COM 493308100 Common Stock 2 102.00 SOLE N/A NONE * KIMBERLY CLARK CORP COM 494368103 Common Stock 134 1,824.25 SOLE N/A NONE

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SHRS OR PRN AMT VALUE SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------- --------- ------------------- ------- ---------- ----------- -------- --------- * KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 Common Stock 1,501 17,668.70 SOLE N/A NONE * KINDER MORGAN MANAGEMENT LLC SHS 49455U100 Common Stock 1 14.00 SOLE N/A NONE * KINDRED HEALTHCARE INC COM 494580103 Common Stock 2 160.00 SOLE N/A NONE * KINROSS GOLD CORP COM NO PAR 496902404 Common Stock 11 1,000.00 SOLE N/A NONE * KIRBY CORP COM 497266106 Common Stock 2 25.00 SOLE N/A NONE * KKR & CO L P DEL COM UNITS 48248M102 Common Stock 4 300.00 SOLE N/A NONE * KKR FINANCIAL HLDGS LLC COM 48248A306 Common Stock 5 613.75 SOLE N/A NONE * KLA-TENCOR CORP COM 482480100 Common Stock 1 25.00 SOLE N/A NONE * KNIGHT TRANSN INC COM 499064103 Common Stock 1 94.00 SOLE N/A NONE * KOHLBERG CAPITAL CORP COM 500233101 Common Stock 42 6,614.21 SOLE N/A NONE * KOHLS CORP COM 500255104 Common Stock 30 614.00 SOLE N/A NONE * KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW 500472303 Common Stock ADR 3 127.00 SOLE N/A NONE * KOREA ELECTRIC PWR SPONSORED ADR 500631106 Common Stock ADR 3 251.00 SOLE N/A NONE * KORN FERRY INTL COM NEW 500643200 Common Stock 7 400.00 SOLE N/A NONE * KRAFT FOODS INC CL A 50075N104 Common Stock 441 11,806.49 SOLE N/A NONE * KROGER CO COM 501044101 Common Stock 7 283.00 SOLE N/A NONE * KT CORP SPONSORED ADR 48268K101 Common Stock ADR 2 98.00 SOLE N/A NONE KUBOTA CORP ADR 501173207 Common Stock ADR 0 11.00 SOLE N/A NONE * KVH INDS INC COM 482738101 Common Stock 1 175.00 SOLE N/A NONE * L & L ENERGY INC COM 50162D100 Common Stock 5 1,900.00 SOLE N/A NONE * L-3 COMMUNICATIONS HLDGS INC COM 502424104 Common Stock 59 887.97 SOLE N/A NONE * LABORATORY CORP AMER HLDGS COM NEW 50540R409 Common Stock 41 478.00 SOLE N/A NONE LANDAUER INC COM 51476K103 Common Stock 10 193.00 SOLE N/A NONE * LAS VEGAS SANDS CORP COM 517834107 Common Stock 9 200.00 SOLE N/A NONE * LDK SOLAR CO LTD SPONSORED ADR 50183L107 Common Stock ADR 4 1,030.00 SOLE N/A NONE * LEGACY RESERVES LP UNIT LP INT 524707304 Common Stock 42 1,500.00 SOLE N/A NONE * LEGG MASON INC COM 524901105 Common Stock 7 300.00 SOLE N/A NONE * LEGGETT & PLATT INC COM 524660107 Common Stock 75 3,268.68 SOLE N/A NONE * LENDER PROCESSING SVCS INC COM 52602E102 Common Stock 0 33.00 SOLE N/A NONE * LENNAR CORP CL A 526057104 Common Stock 13 674.82 SOLE N/A NONE * LEVEL 3 COMMUNICATIONS INC COM NEW ADDED 52729N308 Common Stock 15 882.00 SOLE N/A NONE * LEXMARK INTL NEW CL A 529771107 Common Stock 2 70.00 SOLE N/A NONE * LHC GROUP INC COM 50187A107 Common Stock 6 500.00 SOLE N/A NONE * LIBERTY GLOBAL INC COM SER A 530555101 Common Stock 1 35.00 SOLE N/A NONE * LIBERTY GLOBAL INC COM SER C 530555309 Common Stock 1 35.00 SOLE N/A NONE * LIBERTY INTERACTIVE CORPORAT INT COM SER A 53071M104 Common Stock 2 126.00 SOLE N/A NONE * LIBERTY MEDIA CORPORATION LIB CAP COM A ADDED 530322106 Common Stock 5 66.00 SOLE N/A NONE * LIFE TECHNOLOGIES CORP COM 53217V109 Common Stock 24 612.00 SOLE N/A NONE * LIFE TIME FITNESS INC COM 53217R207 Common Stock 5 100.00 SOLE N/A NONE * LIMITED BRANDS INC COM 532716107 Common Stock 48 1,188.00 SOLE N/A NONE * LINCOLN ELEC HLDGS INC COM 533900106 Common Stock 9 230.00 SOLE N/A NONE * LINCOLN NATL CORP IND COM 534187109 Common Stock 17 894.00 SOLE N/A NONE * LINEAR TECHNOLOGY CORP COM 535678106 Common Stock 6 190.63 SOLE N/A NONE * LINN ENERGY LLC UNIT LTD LIAB 536020100 Common Stock 481 12,684.66 SOLE N/A NONE * LIONS GATE ENTMNT CORP COM NEW 535919203 Common Stock 4 450.00 SOLE N/A NONE * LIVE NATION ENTERTAINMENT IN COM 538034109 Common Stock 0 20.00 SOLE N/A NONE * LIVEPERSON INC COM 538146101 Common Stock 6 500.00 SOLE N/A NONE * LKQ CORP COM 501889208 Common Stock 0 10.00 SOLE N/A NONE * LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 Common Stock ADR 2 1,000.00 SOLE N/A NONE LMP REAL ESTATE INCOME FD IN COM 50208C108 Common Stock 3 300.00 SOLE N/A NONE * LOCKHEED MARTIN CORP COM 539830109 Common Stock 241 2,975.00 SOLE N/A NONE * LOEWS CORP COM 540424108 Common Stock 10 263.00 SOLE N/A NONE * LORAL SPACE & COMMUNICATNS I COM 543881106 Common Stock 2 26.00 SOLE N/A NONE * LORILLARD INC COM 544147101 Common Stock 150 1,316.40 SOLE N/A NONE * LOWES COS INC COM 548661107 Common Stock 56 2,202.75 SOLE N/A NONE * LSB INDS INC COM 502160104 Common Stock 24 860.00 SOLE N/A NONE

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SHRS OR PRN AMT VALUE SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------- --------- ------------------- ------- ---------- ----------- -------- --------- * LSI CORPORATION COM 502161102 Common Stock 1 223.00 SOLE N/A NONE * LULULEMON ATHLETICA INC COM 550021109 Common Stock 212 4,533.00 SOLE N/A NONE * LUMINEX CORP DEL COM 55027E102 Common Stock 2 105.00 SOLE N/A NONE * M & T BK CORP COM 55261F104 Common Stock 5 60.00 SOLE N/A NONE * MACYS INC COM 55616P104 Common Stock 113 3,510.35 SOLE N/A NONE * MADDEN STEVEN LTD COM 556269108 Common Stock 11 327.00 SOLE N/A NONE MADISON CLAYMORE CALL &EQTY COM 556582104 Common Stock 2 300.00 SOLE N/A NONE * MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 Common Stock 113 1,639.43 SOLE N/A NONE * MAGNA INTL INC COM 559222401 Common Stock 8 243.00 SOLE N/A NONE * MAGNUM HUNTER RES CORP DEL COM 55973B102 Common Stock 11 2,000.00 SOLE N/A NONE * MANITOWOC INC COM 563571108 Common Stock 3 327.67 SOLE N/A NONE * MANPOWERGROUP INC COM 56418H100 Common Stock 0 6.00 SOLE N/A NONE * MANULIFE FINL CORP COM 56501R106 Common Stock 126 11,890.61 SOLE N/A NONE * MARATHON OIL CORP COM 565849106 Common Stock 208 7,104.64 SOLE N/A NONE * MARATHON PETE CORP COM 56585A102 Common Stock 157 4,727.00 SOLE N/A NONE * MARINEMAX INC COM 567908108 Common Stock 2 253.00 SOLE N/A NONE MARKEL CORP COM 570535104 Common Stock 0 1.00 SOLE N/A NONE * MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 Common Stock 42 756.00 SOLE N/A NONE * MARRIOTT INTL INC NEW CL A 571903202 Common Stock 7 229.00 SOLE N/A NONE * MARRIOTT VACATIONS WRLDWDE C COM ADDED 57164Y107 Common Stock 0 22.00 SOLE N/A NONE * MARSH & MCLENNAN COS INC COM 571748102 Common Stock 3 108.00 SOLE N/A NONE * MARTIN MIDSTREAM PRTNRS L P UNIT L P INT 573331105 Common Stock 50 1,450.00 SOLE N/A NONE * MASCO CORP COM 574599106 Common Stock 4 367.00 SOLE N/A NONE * MASTEC INC COM 576323109 Common Stock 2 100.00 SOLE N/A NONE * MASTERCARD INC CL A 57636Q104 Common Stock 59 158.00 SOLE N/A NONE MATERIAL SCIENCES CORP COM 576674105 Common Stock 0 1.00 SOLE N/A NONE * MATTEL INC COM 577081102 Common Stock 4 140.00 SOLE N/A NONE * MAXIM INTEGRATED PRODS INC COM 57772K101 Common Stock 3 100.00 SOLE N/A NONE * MAXLINEAR INC CL A 57776J100 Common Stock 1 300.00 SOLE N/A NONE * MCCORMICK & CO INC COM NON VTG 579780206 Common Stock 14 270.00 SOLE N/A NONE * MCDERMOTT INTL INC COM 580037109 Common Stock 2 205.00 SOLE N/A NONE * MCDONALDS CORP COM 580135101 Common Stock 1,613 16,081.63 SOLE N/A NONE * MCGRAW HILL COS INC COM 580645109 Common Stock 21 468.00 SOLE N/A NONE * MCKESSON CORP COM 58155Q103 Common Stock 113 1,447.03 SOLE N/A NONE * MDU RES GROUP INC COM 552690109 Common Stock 12 538.02 SOLE N/A NONE * MEAD JOHNSON NUTRITION CO COM 582839106 Common Stock 53 766.00 SOLE N/A NONE * MEADWESTVACO CORP COM 583334107 Common Stock 4 136.00 SOLE N/A NONE * MECHEL OAO SPONSORED ADR 583840103 Common Stock ADR 3 302.00 SOLE N/A NONE * MEDCO HEALTH SOLUTIONS INC COM 58405U102 Common Stock 87 1,552.00 SOLE N/A NONE * MEDICAL PPTYS TRUST INC COM 58463J304 Common Stock 10 1,000.00 SOLE N/A NONE * MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 Common Stock 0 13.00 SOLE N/A NONE * MEDNAX INC COM 58502B106 Common Stock 4 60.00 SOLE N/A NONE * MEDTRONIC INC COM 585055106 Common Stock 38 1,006.00 SOLE N/A NONE * MEMC ELECTR MATLS INC COM 552715104 Common Stock 0 116.00 SOLE N/A NONE * MERCADOLIBRE INC COM 58733R102 Common Stock 8 100.00 SOLE N/A NONE * MERCK & CO INC NEW COM 58933Y105 Common Stock 581 15,419.63 SOLE N/A NONE * MERIT MED SYS INC COM 589889104 Common Stock 3 260.00 SOLE N/A NONE * MERITAGE HOMES CORP COM 59001A102 Common Stock 3 150.00 SOLE N/A NONE * MERITOR INC COM 59001K100 Common Stock 0 25.00 SOLE N/A NONE * METHANEX CORP COM 59151K108 Common Stock 1 35.00 SOLE N/A NONE * METLIFE INC COM 59156R108 Common Stock 1,186 38,050.66 SOLE N/A NONE * METROPCS COMMUNICATIONS INC COM 591708102 Common Stock 0 27.00 SOLE N/A NONE * METTLER TOLEDO INTERNATIONAL COM 592688105 Common Stock 0 1.00 SOLE N/A NONE * MFA FINANCIAL INC COM 55272X102 Common Stock 2 300.00 SOLE N/A NONE MFS CHARTER INCOME TR SH BEN INT 552727109 Common Stock 27 3,000.00 SOLE N/A NONE MFS HIGH YIELD MUN TR SH BEN INT 59318E102 Common Stock 11 2,407.27 SOLE N/A NONE

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SHRS OR PRN AMT VALUE SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------- --------- ------------------- ------- ---------- ----------- -------- --------- MFS INTERMARKET INCOME TRUST SH BEN INT 59318R103 Common Stock 13 1,600.00 SOLE N/A NONE MFS INTER INCOME TR SH BEN INT 55273C107 Common Stock 100 15,878.04 SOLE N/A NONE MFS MULTIMARKET INCOME TR SH BEN INT 552737108 Common Stock 18 2,624.72 SOLE N/A NONE MFS MUN INCOME TR SH BEN INT 552738106 Common Stock 9 1,249.00 SOLE N/A NONE * MGM RESORTS INTERNATIONAL COM 552953101 Common Stock 58 5,600.00 SOLE N/A NONE * MICROCHIP TECHNOLOGY INC COM 595017104 Common Stock 41 1,130.53 SOLE N/A NONE * MICRON TECHNOLOGY INC COM 595112103 Common Stock 16 2,601.00 SOLE N/A NONE * MICROSOFT CORP COM 594918104 Common Stock 1,212 46,689.30 SOLE N/A NONE * MICROSTRATEGY INC CL A NEW 594972408 Common Stock 1 5.00 SOLE N/A NONE * MICROVISION INC DEL COM 594960106 Common Stock 2 5,000.00 SOLE N/A NONE * MIPS TECHNOLOGIES INC COM 604567107 Common Stock 0 9.00 SOLE N/A NONE * MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 Common Stock ADR 0 106.00 SOLE N/A NONE * MOLEX INC COM 608554101 Common Stock 41 1,712.45 SOLE N/A NONE * MOLSON COORS BREWING CO CL B 60871R209 Common Stock 8 187.00 SOLE N/A NONE * MOLYCORP INC DEL COM 608753109 Common Stock 11 450.00 SOLE N/A NONE * MONRO MUFFLER BRAKE INC COM 610236101 Common Stock 9 225.00 SOLE N/A NONE * MONSANTO CO NEW COM 61166W101 Common Stock 220 3,137.00 SOLE N/A NONE * MONSTER WORLDWIDE INC COM 611742107 Common Stock 2 245.00 SOLE N/A NONE * MONTPELIER RE HOLDINGS LTD SHS G62185106 Common Stock 3 160.00 SOLE N/A NONE * MOODYS CORP COM 615369105 Common Stock 52 1,541.20 SOLE N/A NONE * MOOG INC CL A 615394202 Common Stock 3 65.00 SOLE N/A NONE MORGAN STANLEY CHINA A SH FD COM 617468103 Common Stock 17 900.00 SOLE N/A NONE * MORGAN STANLEY COM NEW 617446448 Common Stock 65 4,266.90 SOLE N/A NONE MORGAN STANLEY EM MKTS DM DE COM 617477104 Common Stock 107 7,594.00 SOLE N/A NONE * MORGAN STANLEY INDIA INVS FD COM 61745C105 Common Stock 6 400.00 SOLE N/A NONE * MORNINGSTAR INC COM 617700109 Common Stock 0 5.00 SOLE N/A NONE * MOSAIC CO NEW COM 61945C103 Common Stock 122 2,418.00 SOLE N/A NONE * MOTOROLA MOBILITY HLDGS INC COM 620097105 Common Stock 38 979.00 SOLE N/A NONE * MOTOROLA SOLUTIONS INC COM NEW 620076307 Common Stock 15 319.47 SOLE N/A NONE * MOVADO GROUP INC COM 624580106 Common Stock 33 1,800.00 SOLE N/A NONE * MURPHY OIL CORP COM 626717102 Common Stock 1 26.00 SOLE N/A NONE MV OIL TR TR UNITS 553859109 Common Stock 16 405.55 SOLE N/A NONE * MYLAN INC COM 628530107 Common Stock 116 5,421.00 SOLE N/A NONE * MYRIAD GENETICS INC COM 62855J104 Common Stock 8 365.00 SOLE N/A NONE * NABORS INDUSTRIES LTD SHS G6359F103 Common Stock 51 2,950.00 SOLE N/A NONE * NASDAQ OMX GROUP INC COM 631103108 Common Stock 2 78.00 SOLE N/A NONE * NATIONAL BK GREECE S A SPN ADR REP 1 SH ADDED 633643606 Common Stock ADR 2 1,200.00 SOLE N/A NONE * NATIONAL FUEL GAS CO N J COM 636180101 Common Stock 46 820.00 SOLE N/A NONE * NATIONAL GRID PLC SPON ADR NEW 636274300 Common Stock ADR 325 6,697.00 SOLE N/A NONE * NATIONAL HEALTH INVS INC COM 63633D104 Common Stock 11 250.00 SOLE N/A NONE NATIONAL HEALTHCARE CORP COM 635906100 Common Stock 11 269.00 SOLE N/A NONE * NATIONAL OILWELL VARCO INC COM 637071101 Common Stock 83 1,216.51 SOLE N/A NONE * NATIONAL PENN BANCSHARES INC COM 637138108 Common Stock 1 167.00 SOLE N/A NONE * NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 Common Stock 24 879.14 SOLE N/A NONE * NATUS MEDICAL INC DEL COM 639050103 Common Stock 14 1,450.00 SOLE N/A NONE * NAVIOS MARITIME PARTNERS L P UNIT LPI Y62267102 Common Stock 7 491.95 SOLE N/A NONE * NBT BANCORP INC COM 628778102 Common Stock 5 209.00 SOLE N/A NONE * NCR CORP NEW COM 62886E108 Common Stock 2 102.00 SOLE N/A NONE * NEKTAR THERAPEUTICS COM 640268108 Common Stock 3 500.00 SOLE N/A NONE * NETAPP INC COM 64110D104 Common Stock 14 389.00 SOLE N/A NONE * NETFLIX INC COM 64110L106 Common Stock 36 524.00 SOLE N/A NONE NEUBERGER BERMAN INTER MUNI COM 64124P101 Common Stock 31 1,977.00 SOLE N/A NONE NEUBERGER BERMAN NY INT MUN COM 64124K102 Common Stock 12 750.00 SOLE N/A NONE NEUBERGER BERMAN RE ES SEC F COM 64190A103 Common Stock 2 563.00 SOLE N/A NONE NEW AMER HIGH INCOME FD INC COM NEW 641876800 Common Stock 33 3,260.00 SOLE N/A NONE * NEW YORK CMNTY BANCORP INC COM 649445103 Common Stock 33 2,699.00 SOLE N/A NONE

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SHRS OR PRN AMT VALUE SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------- --------- ------------------- ------- ---------- ----------- -------- --------- * NEWELL RUBBERMAID INC COM 651229106 Common Stock 8 518.75 SOLE N/A NONE * NEWFIELD EXPL CO COM 651290108 Common Stock 8 211.00 SOLE N/A NONE * NEWMONT MINING CORP COM 651639106 Common Stock 60 998.24 SOLE N/A NONE * NEWS CORP CL A 65248E104 Common Stock 2 128.00 SOLE N/A NONE * NEWS CORP CL B 65248E203 Common Stock 12 640.00 SOLE N/A NONE * NEXEN INC COM 65334H102 Common Stock 2 113.00 SOLE N/A NONE * NEXTERA ENERGY INC COM 65339F101 Common Stock 159 2,604.00 SOLE N/A NONE NFJ DIVID INT & PREM STRTGY COM SHS 65337H109 Common Stock 346 21,616.00 SOLE N/A NONE * NICE SYS LTD SPONSORED ADR 653656108 Common Stock ADR 3 75.00 SOLE N/A NONE * NIKE INC CL B 654106103 Common Stock 126 1,311.00 SOLE N/A NONE * NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 Common Stock ADR 42 1,677.18 SOLE N/A NONE * NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 Common Stock 46 1,519.76 SOLE N/A NONE * NOBLE ENERGY INC COM 655044105 Common Stock 6 64.00 SOLE N/A NONE * NOKIA CORP SPONSORED ADR 654902204 Common Stock ADR 12 2,545.73 SOLE N/A NONE * NORDIC AMERICAN TANKERS LIMI COM G65773106 Common Stock 2 175.00 SOLE N/A NONE * NORDSON CORP COM 655663102 Common Stock 12 300.00 SOLE N/A NONE * NORDSTROM INC COM 655664100 Common Stock 53 1,073.00 SOLE N/A NONE * NORFOLK SOUTHERN CORP COM 655844108 Common Stock 866 11,887.87 SOLE N/A NONE * NOMURA HLDGS INC SPONSORED ADR 65535H208 Common Stock ADR 0 45.00 SOLE N/A NONE * NORTH AMERN PALLADIUM LTD COM 656912102 Common Stock 6 2,500.00 SOLE N/A NONE * NORTHEAST UTILS COM 664397106 Common Stock 54 1,485.00 SOLE N/A NONE * NORTHERN TR CORP COM 665859104 Common Stock 22 546.00 SOLE N/A NONE * NORTHROP GRUMMAN CORP COM 666807102 Common Stock 74 1,266.14 SOLE N/A NONE * NORTHSTAR RLTY FIN CORP COM 66704R100 Common Stock 14 2,980.37 SOLE N/A NONE * NOVAGOLD RES INC COM NEW 66987E206 Common Stock 43 5,100.00 SOLE N/A NONE * NOVARTIS A G SPONSORED ADR 66987V109 Common Stock ADR 695 12,157.56 SOLE N/A NONE * NOVAVAX INC COM 670002104 Common Stock 1 1,100.00 SOLE N/A NONE * NOVELLUS SYS INC COM 670008101 Common Stock 1 29.00 SOLE N/A NONE * NOVO-NORDISK A S ADR 670100205 Common Stock ADR 208 1,806.07 SOLE N/A NONE * NRG ENERGY INC COM NEW 629377508 Common Stock 1 50.00 SOLE N/A NONE * NTT DOCOMO INC SPONS ADR 62942M201 Common Stock ADR 1 34.00 SOLE N/A NONE * NU SKIN ENTERPRISES INC CL A 67018T105 Common Stock 3 70.00 SOLE N/A NONE * NUANCE COMMUNICATIONS INC COM 67020Y100 Common Stock 156 6,200.00 SOLE N/A NONE * NUCOR CORP COM 670346105 Common Stock 77 1,939.27 SOLE N/A NONE * NUSTAR ENERGY LP UNIT COM 67058H102 Common Stock 167 2,947.00 SOLE N/A NONE * NUTRI SYS INC NEW COM 67069D108 Common Stock 3 200.00 SOLE N/A NONE * NUVASIVE INC COM 670704105 Common Stock 0 15.00 SOLE N/A NONE NUVEEN ARIZ DIVID ADVANTAGE COM 67071P107 Common Stock 6 400.00 SOLE N/A NONE NUVEEN CORE EQUITY ALPHA FUN COM 67090X107 Common Stock 75 6,043.00 SOLE N/A NONE NUVEEN DIVERSIFIED COMMODTY COM UT BEN INT 67074P104 Common Stock 6 300.00 SOLE N/A NONE NUVEEN DIVERSIFIED DIV INCM COM 6706EP105 Common Stock 4 430.00 SOLE N/A NONE NUVEEN DIV ADVANTAGE MUN FD COM 67070F100 Common Stock 53 3,558.75 SOLE N/A NONE NUVEEN DIV ADV MUNI FD 3 COM SH BEN INT 67070X101 Common Stock 16 1,095.00 SOLE N/A NONE NUVEEN DIVID ADVANTAGE MUN F COM 67066V101 Common Stock 155 10,634.21 SOLE N/A NONE NUVEEN EQUITY PREM & GROWTH COM 6706EW100 Common Stock 13 1,065.00 SOLE N/A NONE NUVEEN EQUITY PREM ADV FD COM 6706ET107 Common Stock 304 26,530.00 SOLE N/A NONE NUVEEN EQUITY PREM INCOME FD COM 6706ER101 Common Stock 49 4,408.00 SOLE N/A NONE NUVEEN EQTY PRM OPPORTUNITYF COM 6706EM102 Common Stock 281 24,633.00 SOLE N/A NONE NUVEEN FLOATING RATE INCOME COM 67072T108 Common Stock 15 1,400.00 SOLE N/A NONE NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 Common Stock 2 199.00 SOLE N/A NONE NUVEEN GLB GOVT ENHANCED IN COM 67073C104 Common Stock 262 18,505.00 SOLE N/A NONE NUVEEN GBL VL OPPORTUNITIES COM 6706EH103 Common Stock 7 445.00 SOLE N/A NONE NUVEEN MTG OPPORTUNITY TERM COM 670735109 Common Stock 1,232 60,528.27 SOLE N/A NONE NUVEEN MULT CURR ST GV INCM COM 67090N109 Common Stock 340 28,035.00 SOLE N/A NONE NUVEEN MULT STRAT INCM GR FD COM SHS 67073D102 Common Stock 91 11,364.80 SOLE N/A NONE NUVEEN MULTI STRAT INC & GR COM 67073B106 Common Stock 21 2,669.00 SOLE N/A NONE

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SHRS OR PRN AMT VALUE SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------- --------- ------------------- ------- ---------- ----------- -------- --------- NUVEEN MUN HIGH INC OPPTY FD COM 670683101 Common Stock 151 13,202.40 SOLE N/A NONE NUVEEN MUN HIGH INCOME OPP F COM 670682103 Common Stock 15 1,250.00 SOLE N/A NONE NUVEEN MUN MKT OPPORTUNITY F COM 67062W103 Common Stock 7 473.00 SOLE N/A NONE NUVEEN INSD MUN OPPORTUNITY COM 670984103 Common Stock 71 4,735.51 SOLE N/A NONE NUVEEN MUN ADVANTAGE FD INC COM 67062H106 Common Stock 70 4,760.63 SOLE N/A NONE NUVEEN MUN VALUE FD INC COM 670928100 Common Stock 37 3,800.00 SOLE N/A NONE NUVEEN PA DIVID ADVANTAGE MU COM 67071W102 Common Stock 14 1,000.00 SOLE N/A NONE NUVEEN PREMIER INSD MUN INCO COM 670987106 Common Stock 40 2,475.00 SOLE N/A NONE NUVEEN QUALITY PFD INCOME FD COM 67072C105 Common Stock 49 6,320.00 SOLE N/A NONE NUVEEN QUALITY PFD INC FD 3 COM 67072W101 Common Stock 12 1,490.00 SOLE N/A NONE NUVEEN QUALITY PFD INCOME FD COM 67071S101 Common Stock 65 8,597.63 SOLE N/A NONE NUVEEN REAL ESTATE INCOME FD COM 67071B108 Common Stock 655 62,741.36 SOLE N/A NONE NUVEEN SELECT TAX FREE INCM SH BEN INT 67062F100 Common Stock 37 2,523.00 SOLE N/A NONE NUVEEN SR INCOME FD COM 67067Y104 Common Stock 28 4,242.00 SOLE N/A NONE NUVEEN TAX ADVANTAGED DIV GR COM 67073G105 Common Stock 7 610.00 SOLE N/A NONE * NVIDIA CORP COM 67066G104 Common Stock 254 18,297.00 SOLE N/A NONE NVR INC COM 62944T105 Common Stock 7 10.00 SOLE N/A NONE * NXP SEMICONDUCTORS N V COM N6596X109 Common Stock 1 74.00 SOLE N/A NONE * NYSE EURONEXT COM 629491101 Common Stock 14 538.00 SOLE N/A NONE * OM GROUP INC COM 670872100 Common Stock 20 900.00 SOLE N/A NONE * O REILLY AUTOMOTIVE INC NEW COM 67103H107 Common Stock 6 70.00 SOLE N/A NONE * OCCIDENTAL PETE CORP DEL COM 674599105 Common Stock 144 1,531.90 SOLE N/A NONE * OCEAN RIG UDW INC SHS ADDED Y64354205 Common Stock 0 34.00 SOLE N/A NONE * OCEANEERING INTL INC COM 675232102 Common Stock 0 2.00 SOLE N/A NONE * OCWEN FINL CORP COM NEW 675746309 Common Stock 4 298.00 SOLE N/A NONE * OFFICE DEPOT INC COM 676220106 Common Stock 0 22.00 SOLE N/A NONE * OGE ENERGY CORP COM 670837103 Common Stock 167 2,941.90 SOLE N/A NONE * OILSANDS QUEST INC COM 678046103 Common Stock 2 8,500.00 SOLE N/A NONE * OLD REP INTL CORP COM 680223104 Common Stock 1 94.00 SOLE N/A NONE * OLIN CORP COM PAR $1 680665205 Common Stock 68 3,460.00 SOLE N/A NONE * OMNICARE INC COM 681904108 Common Stock 14 400.00 SOLE N/A NONE * OMNICOM GROUP INC COM 681919106 Common Stock 16 355.00 SOLE N/A NONE * OMNIVISION TECHNOLOGIES INC COM 682128103 Common Stock 20 1,600.00 SOLE N/A NONE * ON SEMICONDUCTOR CORP COM 682189105 Common Stock 3 421.00 SOLE N/A NONE * ONEOK INC NEW COM 682680103 Common Stock 81 936.51 SOLE N/A NONE * ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 Common Stock 89 1,534.39 SOLE N/A NONE * OPEN TEXT CORP COM 683715106 Common Stock 8 150.00 SOLE N/A NONE * OPENWAVE SYS INC COM NEW 683718308 Common Stock 5 3,000.00 SOLE N/A NONE * OPKO HEALTH INC COM 68375N103 Common Stock 11 2,250.00 SOLE N/A NONE * ORACLE CORP COM 68389X105 Common Stock 859 33,498.67 SOLE N/A NONE * OREXIGEN THERAPEUTICS INC COM 686164104 Common Stock 2 1,245.00 SOLE N/A NONE ORIX CORP SPONSORED ADR 686330101 Common Stock ADR 0 4.00 SOLE N/A NONE * OSHKOSH CORP COM 688239201 Common Stock 6 285.00 SOLE N/A NONE * OSI SYSTEMS INC COM 671044105 Common Stock 1 20.00 SOLE N/A NONE OTELCO INC UNIT 99/99/9999 688823202 Common Stock 11 778.16 SOLE N/A NONE * OTTER TAIL CORP COM 689648103 Common Stock 16 713.00 SOLE N/A NONE * OWENS & MINOR INC NEW COM 690732102 Common Stock 1 45.00 SOLE N/A NONE * OWENS CORNING NEW COM 690742101 Common Stock 16 548.00 SOLE N/A NONE OWENS CORNING NEW *W EXP 10/31/201 690742127 Warrants 0 32.00 SOLE N/A NONE * OWENS ILL INC COM NEW 690768403 Common Stock 0 12.00 SOLE N/A NONE * PACCAR INC COM 693718108 Common Stock 6 156.00 SOLE N/A NONE PACHOLDER HIGH YIELD FD INC COM 693742108 Common Stock 99 11,065.00 SOLE N/A NONE * PALL CORP COM 696429307 Common Stock 1 16.00 SOLE N/A NONE * PAN AMERICAN SILVER CORP COM 697900108 Common Stock 43 1,950.42 SOLE N/A NONE * PANASONIC CORP ADR 69832A205 Common Stock ADR 2 277.02 SOLE N/A NONE * PANDORA MEDIA INC COM 698354107 Common Stock 2 200.00 SOLE N/A NONE

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SHRS OR PRN AMT VALUE SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------- --------- ------------------- ------- ---------- ----------- -------- --------- * PANERA BREAD CO CL A 69840W108 Common Stock 106 746.00 SOLE N/A NONE * PARKER DRILLING CO COM 701081101 Common Stock 1 80.00 SOLE N/A NONE * PARKER HANNIFIN CORP COM 701094104 Common Stock 21 280.00 SOLE N/A NONE * PARTNERRE LTD COM G6852T105 Common Stock 0 6.00 SOLE N/A NONE * PATRIOT COAL CORP COM 70336T104 Common Stock 1 80.00 SOLE N/A NONE * PAYCHEX INC COM 704326107 Common Stock 187 6,202.47 SOLE N/A NONE PCM FUND INC COM 69323T101 Common Stock 167 15,480.00 SOLE N/A NONE * PDL BIOPHARMA INC COM 69329Y104 Common Stock 12 1,900.00 SOLE N/A NONE * PEABODY ENERGY CORP COM 704549104 Common Stock 93 2,805.00 SOLE N/A NONE * PEARSON PLC SPONSORED ADR 705015105 Common Stock ADR 1 65.00 SOLE N/A NONE * PEBBLEBROOK HOTEL TR COM 70509V100 Common Stock 1 27.00 SOLE N/A NONE * PEGASYSTEMS INC COM 705573103 Common Stock 15 525.00 SOLE N/A NONE * PENGROWTH ENERGY CORP COM 70706P104 Common Stock 64 6,095.00 SOLE N/A NONE * PENN VA CORP COM 707882106 Common Stock 3 600.00 SOLE N/A NONE * PENN VA RESOURCES PARTNERS L COM 707884102 Common Stock 83 3,258.00 SOLE N/A NONE * PENN WEST PETE LTD NEW COM 707887105 Common Stock 68 3,450.00 SOLE N/A NONE * PENNEY J C INC COM 708160106 Common Stock 33 952.00 SOLE N/A NONE * PENNYMAC MTG INVT TR COM 70931T103 Common Stock 5 300.00 SOLE N/A NONE * PENSKE AUTOMOTIVE GRP INC COM 70959W103 Common Stock 0 1.01 SOLE N/A NONE * PEOPLES UNITED FINANCIAL INC COM 712704105 Common Stock 41 3,200.00 SOLE N/A NONE * PEPCO HOLDINGS INC COM 713291102 Common Stock 15 723.95 SOLE N/A NONE * PEPSICO INC COM 713448108 Common Stock 688 10,363.84 SOLE N/A NONE * PERFECT WORLD CO LTD SPON ADR REP B 71372U104 Common Stock ADR 10 1,000.00 SOLE N/A NONE * PERMIAN BASIN RTY TR UNIT BEN INT 714236106 Common Stock 7 324.12 SOLE N/A NONE PERNIX THERAPEUTICS HLDGS IN COM 71426V108 Common Stock 1 69.00 SOLE N/A NONE * PERRIGO CO COM 714290103 Common Stock 18 189.00 SOLE N/A NONE * P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 Common Stock ADR 2 75.00 SOLE N/A NONE * PETROCHINA CO LTD SPONSORED ADR 71646E100 Common Stock ADR 26 213.00 SOLE N/A NONE * PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 Common Stock ADR 501 20,171.48 SOLE N/A NONE * PETSMART INC COM 716768106 Common Stock 1 20.00 SOLE N/A NONE * PFIZER INC COM 717081103 Common Stock 958 44,284.34 SOLE N/A NONE * PG&E CORP COM 69331C108 Common Stock 54 1,298.71 SOLE N/A NONE * PHARMASSET INC COM 71715N106 Common Stock 3 26.00 SOLE N/A NONE * PHH CORP COM NEW 693320202 Common Stock 0 8.00 SOLE N/A NONE * PHILIP MORRIS INTL INC COM 718172109 Common Stock 2,203 28,073.63 SOLE N/A NONE * PHOENIX COS INC NEW COM 71902E109 Common Stock 12 7,300.00 SOLE N/A NONE * PIER 1 IMPORTS INC COM 720279108 Common Stock 22 1,600.00 SOLE N/A NONE PIMCO CA MUNICIPAL INCOME FD COM 72200N106 Common Stock 44 3,237.68 SOLE N/A NONE PIMCO CALIF MUN INCOME FD II COM 72200M108 Common Stock 3 305.00 SOLE N/A NONE PIMCO CORPORATE INCOME FD COM 72200U100 Common Stock 176 11,032.50 SOLE N/A NONE PIMCO CORPORATE OPP FD COM 72201B101 Common Stock 686 39,490.61 SOLE N/A NONE PIMCO ETF TR 0-5 HIGH YIELD 72201R783 Common Stock 40 410.00 SOLE N/A NONE PIMCO ETF TR 15+ YR US TIPS 72201R304 Common Stock 6 92.00 SOLE N/A NONE PIMCO ETF TR INTER MUN BD ST 72201R866 Common Stock 84 1,587.06 SOLE N/A NONE PIMCO ETF TR SHTRM MUN BOND 72201R874 Common Stock 15 290.00 SOLE N/A NONE PIMCO GLOBAL STOCKSPLS INCM COM 722011103 Common Stock 1,527 81,465.35 SOLE N/A NONE PIMCO INCOME OPPORTUNITY FD COM 72202B100 Common Stock 154 6,102.00 SOLE N/A NONE PIMCO INCOME STRATEGY FUND COM 72201H108 Common Stock 10 1,000.00 SOLE N/A NONE PIMCO INCOME STRATEGY FUND I COM 72201J104 Common Stock 10 1,077.00 SOLE N/A NONE PIMCO MUNICIPAL INCOME FD COM 72200R107 Common Stock 67 4,742.12 SOLE N/A NONE PIMCO MUN INCOME FD II COM 72200W106 Common Stock 6 546.00 SOLE N/A NONE PIMCO MUN INCOME FD III COM 72201A103 Common Stock 36 3,258.38 SOLE N/A NONE PIMCO NEW YORK MUN FD II COM 72200Y102 Common Stock 12 1,000.00 SOLE N/A NONE PIMCO STRATEGIC GBL GOV FD I COM 72200X104 Common Stock 79 7,048.00 SOLE N/A NONE * PINNACLE WEST CAP CORP COM 723484101 Common Stock 14 300.00 SOLE N/A NONE PIONEER DIV HIGH INCOME TRUS COM BENE INTER 723653101 Common Stock 24 1,265.00 SOLE N/A NONE

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SHRS OR PRN AMT VALUE SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------- --------- ------------------- ------- ---------- ----------- -------- --------- PIONEER FLOATING RATE TR COM 72369J102 Common Stock 22 1,800.00 SOLE N/A NONE PIONEER HIGH INCOME TR COM 72369H106 Common Stock 389 22,475.00 SOLE N/A NONE PIONEER MUN HIGH INCOME ADV COM 723762100 Common Stock 42 2,919.24 SOLE N/A NONE PIONEER MUN HIGH INCOME TR COM SHS 723763108 Common Stock 167 11,206.57 SOLE N/A NONE * PIONEER NAT RES CO COM 723787107 Common Stock 2 17.00 SOLE N/A NONE PIONEER SOUTHWST ENRG PRTNR UNIT LP INT 72388B106 Common Stock 11 407.00 SOLE N/A NONE * PITNEY BOWES INC COM 724479100 Common Stock 64 3,475.85 SOLE N/A NONE * PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 Common Stock 520 7,079.60 SOLE N/A NONE * PLAINS EXPL& PRODTN CO COM 726505100 Common Stock 7 200.00 SOLE N/A NONE * PLANTRONICS INC NEW COM 727493108 Common Stock 0 5.00 SOLE N/A NONE * PLEXUS CORP COM 729132100 Common Stock 5 175.00 SOLE N/A NONE * PLUM CREEK TIMBER CO INC COM 729251108 Common Stock 54 1,472.00 SOLE N/A NONE * PMC-SIERRA INC COM 69344F106 Common Stock 2 441.00 SOLE N/A NONE * PNC FINL SVCS GROUP INC COM 693475105 Common Stock 107 1,854.00 SOLE N/A NONE * POLARIS INDS INC COM 731068102 Common Stock 5 98.00 SOLE N/A NONE * POLYONE CORP COM 73179P106 Common Stock 2 200.00 SOLE N/A NONE * PORTFOLIO RECOVERY ASSOCS IN COM 73640Q105 Common Stock 3 39.00 SOLE N/A NONE * PORTLAND GEN ELEC CO COM NEW 736508847 Common Stock 32 1,247.54 SOLE N/A NONE * POSCO SPONSORED ADR 693483109 Common Stock ADR 26 321.15 SOLE N/A NONE * POTASH CORP SASK INC COM 73755L107 Common Stock 235 5,693.53 SOLE N/A NONE * POTLATCH CORP NEW COM 737630103 Common Stock 8 252.00 SOLE N/A NONE POWERSHARES ETF TRUST II INTL CORP BOND 73936Q835 Common Stock 3 100.00 SOLE N/A NONE * POWERWAVE TECHNOLOGIES INC COM NEW ADDED 739363307 Common Stock 0 18.00 SOLE N/A NONE * PPG INDS INC COM 693506107 Common Stock 531 6,354.88 SOLE N/A NONE * PPL CORP COM 69351T106 Common Stock 244 8,306.44 SOLE N/A NONE * PRAXAIR INC COM 74005P104 Common Stock 40 370.00 SOLE N/A NONE * PRECISION CASTPARTS CORP COM 740189105 Common Stock 46 279.13 SOLE N/A NONE * PRECISION DRILLING CORP COM 2010 74022D308 Common Stock 0 42.00 SOLE N/A NONE * PRICE T ROWE GROUP INC COM 74144T108 Common Stock 21 372.00 SOLE N/A NONE * PRICELINE COM INC COM NEW 741503403 Common Stock 77 164.00 SOLE N/A NONE * PRICESMART INC COM 741511109 Common Stock 1 16.00 SOLE N/A NONE * PRINCIPAL FINL GROUP INC COM 74251V102 Common Stock 9 349.00 SOLE N/A NONE * PROCTER & GAMBLE CO COM 742718109 Common Stock 2,720 40,777.60 SOLE N/A NONE * PROGRESS ENERGY INC COM 743263105 Common Stock 184 3,283.00 SOLE N/A NONE * PROGRESSIVE CORP OHIO COM 743315103 Common Stock 16 844.68 SOLE N/A NONE * PROLOGIS INC COM 74340W103 Common Stock 1 31.46 SOLE N/A NONE * PROTECTIVE LIFE CORP COM 743674103 Common Stock 3 135.00 SOLE N/A NONE * PROVIDENT ENERGY LTD NEW COM 74386V100 Common Stock 9 900.00 SOLE N/A NONE * PROVIDENT NEW YORK BANCORP COM 744028101 Common Stock 13 2,000.00 SOLE N/A NONE * PRUDENTIAL FINL INC COM 744320102 Common Stock 359 7,163.37 SOLE N/A NONE * PUBLIC STORAGE COM 74460D109 Common Stock 23 168.00 SOLE N/A NONE * PUBLIC SVC ENTERPRISE GROUP COM 744573106 Common Stock 175 5,286.93 SOLE N/A NONE * PULTE GROUP INC COM 745867101 Common Stock 7 1,056.00 SOLE N/A NONE PUTNAM MANAGED MUN INCOM TR COM 746823103 Common Stock 34 4,591.40 SOLE N/A NONE PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 Common Stock 23 4,530.00 SOLE N/A NONE * PVH CORP COM 693656100 Common Stock 65 928.62 SOLE N/A NONE * QEP RES INC COM 74733V100 Common Stock 13 458.00 SOLE N/A NONE * QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 Common Stock ADR 5 295.00 SOLE N/A NONE * QLIK TECHNOLOGIES INC COM 74733T105 Common Stock 13 545.00 SOLE N/A NONE * QLOGIC CORP COM 747277101 Common Stock 0 20.00 SOLE N/A NONE QUAKER CHEM CORP COM 747316107 Common Stock 100 2,576.13 SOLE N/A NONE * QUALCOMM INC COM 747525103 Common Stock 499 9,127.89 SOLE N/A NONE * QUANTUM CORP COM DSSG 747906204 Common Stock 0 100.00 SOLE N/A NONE * QUANTUM FUEL SYS TECH WORLDW COM NEW 74765E208 Common Stock 0 50.00 SOLE N/A NONE * QUEST DIAGNOSTICS INC COM 74834L100 Common Stock 12 199.06 SOLE N/A NONE * QUESTAR CORP COM 748356102 Common Stock 0 8.00 SOLE N/A NONE

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SHRS OR PRN AMT VALUE SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------- --------- ------------------- ------- ---------- ----------- -------- --------- * QUIDEL CORP COM 74838J101 Common Stock 3 181.00 SOLE N/A NONE * DONNELLEY R R & SONS CO COM 257867101 Common Stock 16 1,137.00 SOLE N/A NONE * RACKSPACE HOSTING INC COM 750086100 Common Stock 35 819.00 SOLE N/A NONE * RADIOSHACK CORP COM 750438103 Common Stock 1 137.00 SOLE N/A NONE * RADNET INC COM 750491102 Common Stock 1 250.00 SOLE N/A NONE * RALCORP HLDGS INC NEW COM 751028101 Common Stock 98 1,145.00 SOLE N/A NONE * RALPH LAUREN CORP CL A 751212101 Common Stock 60 434.42 SOLE N/A NONE * RAMBUS INC DEL COM 750917106 Common Stock 1 175.00 SOLE N/A NONE * RANDGOLD RES LTD ADR 752344309 Common Stock ADR 56 548.00 SOLE N/A NONE * RANGE RES CORP COM 75281A109 Common Stock 16 254.50 SOLE N/A NONE * RAYMOND JAMES FINANCIAL INC COM 754730109 Common Stock 4 133.00 SOLE N/A NONE * RAYONIER INC COM 754907103 Common Stock 0 10.00 SOLE N/A NONE * RAYTHEON CO COM NEW 755111507 Common Stock 54 1,123.23 SOLE N/A NONE * REALTY INCOME CORP COM 756109104 Common Stock 4 113.00 SOLE N/A NONE REAVES UTIL INCOME FD COM SH BEN INT 756158101 Common Stock 69 2,656.48 SOLE N/A NONE * RED HAT INC COM 756577102 Common Stock 8 200.00 SOLE N/A NONE * REGAL BELOIT CORP COM 758750103 Common Stock 5 91.00 SOLE N/A NONE * REGAL ENTMT GROUP CL A 758766109 Common Stock 125 10,488.00 SOLE N/A NONE * REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 Common Stock 45 1,800.00 SOLE N/A NONE * REGIONS FINANCIAL CORP NEW COM 7591EP100 Common Stock 31 7,300.55 SOLE N/A NONE * REINSURANCE GROUP AMER INC COM NEW 759351604 Common Stock 11 210.00 SOLE N/A NONE * RENESOLA LTD SPONS ADS 75971T103 Common Stock ADR 1 850.00 SOLE N/A NONE * REPUBLIC SVCS INC COM 760759100 Common Stock 9 311.00 SOLE N/A NONE * RESEARCH FRONTIERS INC COM 760911107 Common Stock 2 700.00 SOLE N/A NONE * RESEARCH IN MOTION LTD COM 760975102 Common Stock 30 2,049.00 SOLE N/A NONE * RESOURCE AMERICA INC CL A 761195205 Common Stock 4 820.00 SOLE N/A NONE * RESOURCE CAP CORP COM 76120W302 Common Stock 18 3,136.11 SOLE N/A NONE RESPONSYS INC COM 761248103 Common Stock 17 1,875.00 SOLE N/A NONE * RETAIL OPPORTUNITY INVTS COR COM 76131N101 Common Stock 8 650.00 SOLE N/A NONE * REYNOLDS AMERICAN INC COM 761713106 Common Stock 514 12,408.70 SOLE N/A NONE * RF MICRODEVICES INC COM 749941100 Common Stock 6 1,050.00 SOLE N/A NONE * RIO TINTO PLC SPONSORED ADR 767204100 Common Stock ADR 114 2,333.00 SOLE N/A NONE * RITE AID CORP COM 767754104 Common Stock 9 7,115.00 SOLE N/A NONE * RIVERBED TECHNOLOGY INC COM 768573107 Common Stock 49 2,086.00 SOLE N/A NONE * ROBERT HALF INTL INC COM 770323103 Common Stock 10 367.00 SOLE N/A NONE * ROCK-TENN CO CL A 772739207 Common Stock 0 1.01 SOLE N/A NONE * ROCKWELL AUTOMATION INC COM 773903109 Common Stock 14 187.00 SOLE N/A NONE * ROCKWELL COLLINS INC COM 774341101 Common Stock 13 226.00 SOLE N/A NONE * ROCKWOOD HLDGS INC COM 774415103 Common Stock 23 580.00 SOLE N/A NONE * ROFIN SINAR TECHNOLOGIES INC COM 775043102 Common Stock 0 2.00 SOLE N/A NONE * ROGERS COMMUNICATIONS INC CL B 775109200 Common Stock 10 257.07 SOLE N/A NONE * ROPER INDS INC NEW COM 776696106 Common Stock 12 133.00 SOLE N/A NONE * ROSS STORES INC COM 778296103 Common Stock 6 122.05 SOLE N/A NONE * ROVI CORP COM 779376102 Common Stock 8 335.00 SOLE N/A NONE * ROWAN COS INC COM 779382100 Common Stock 9 308.00 SOLE N/A NONE * ROYAL BK CDA MONTREAL QUE COM 780087102 Common Stock 108 2,128.17 SOLE N/A NONE ROYAL BK SCOTLAND GROUP PLC ADR PREF SER N 780097770 Preferred Stock 3 300.00 SOLE N/A NONE ROYAL BK SCOTLAND GROUP PLC SP ADR L RP PF 780097788 Preferred Stock ADR 38 2,562.79 SOLE N/A NONE * ROYAL DUTCH SHELL PLC SPON ADR B 780259107 Common Stock ADR 7 93.00 SOLE N/A NONE * ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 Common Stock ADR 51 698.00 SOLE N/A NONE ROYCE FOCUS TR COM 78080N108 Common Stock 7 1,117.00 SOLE N/A NONE ROYCE VALUE TR INC COM 780910105 Common Stock 31 2,541.00 SOLE N/A NONE * RPC INC COM 749660106 Common Stock 19 1,025.00 SOLE N/A NONE * RPM INTL INC COM 749685103 Common Stock 22 910.00 SOLE N/A NONE * RUBY TUESDAY INC COM 781182100 Common Stock 0 27.00 SOLE N/A NONE * SAFEWAY INC COM NEW 786514208 Common Stock 2 94.00 SOLE N/A NONE

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SHRS OR PRN AMT VALUE SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------- --------- ------------------- ------- ---------- ----------- -------- --------- * SAKS INC COM 79377W108 Common Stock 78 7,950.00 SOLE N/A NONE * SALESFORCE COM INC COM 79466L302 Common Stock 17 167.00 SOLE N/A NONE * SALLY BEAUTY HLDGS INC COM 79546E104 Common Stock 2 115.00 SOLE N/A NONE * SANDISK CORP COM 80004C101 Common Stock 43 871.00 SOLE N/A NONE * SANDRIDGE ENERGY INC COM 80007P307 Common Stock 5 669.00 SOLE N/A NONE * SANDRIDGE PERMIAN TR COM UNIT BEN INT 80007A102 Common Stock 91 4,000.00 SOLE N/A NONE * SANOFI RIGHT 12/31/2020 80105N113 Rights 0 251.00 SOLE N/A NONE * SANOFI SPONSORED ADR 80105N105 Common Stock ADR 99 2,718.00 SOLE N/A NONE * SARA LEE CORP COM 803111103 Common Stock 80 4,206.77 SOLE N/A NONE * SASOL LTD SPONSORED ADR 803866300 Common Stock ADR 17 350.00 SOLE N/A NONE * SBA COMMUNICATIONS CORP COM 78388J106 Common Stock 12 271.00 SOLE N/A NONE * SCANSOURCE INC COM 806037107 Common Stock 26 733.00 SOLE N/A NONE * SCHLUMBERGER LTD COM 806857108 Common Stock 295 4,322.00 SOLE N/A NONE * SCHOOL SPECIALTY INC COM 807863105 Common Stock 0 190.00 SOLE N/A NONE * SCHULMAN A INC COM 808194104 Common Stock 0 9.00 SOLE N/A NONE * SCHWAB CHARLES CORP NEW COM 808513105 Common Stock 13 1,129.39 SOLE N/A NONE * SCIENTIFIC GAMES CORP CL A 80874P109 Common Stock 0 2.00 SOLE N/A NONE * SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 Common Stock 36 837.00 SOLE N/A NONE * SEABRIDGE GOLD INC COM 811916105 Common Stock 3 170.00 SOLE N/A NONE * SEACOR HOLDINGS INC COM 811904101 Common Stock 5 59.00 SOLE N/A NONE * SEAGATE TECHNOLOGY PLC SHS G7945M107 Common Stock 3 171.00 SOLE N/A NONE * SEALED AIR CORP NEW COM 81211K100 Common Stock 7 387.58 SOLE N/A NONE * SEARS HLDGS CORP COM 812350106 Common Stock 3 87.00 SOLE N/A NONE * SEASPAN CORP SHS Y75638109 Common Stock 8 550.00 SOLE N/A NONE * SEATTLE GENETICS INC COM 812578102 Common Stock 1 30.00 SOLE N/A NONE * SEI INVESTMENTS CO COM 784117103 Common Stock 0 7.00 SOLE N/A NONE * SEMPRA ENERGY COM 816851109 Common Stock 71 1,284.00 SOLE N/A NONE * SENIOR HSG PPTYS TR SH BEN INT 81721M109 Common Stock 29 1,300.00 SOLE N/A NONE * SENSIENT TECHNOLOGIES CORP COM 81725T100 Common Stock 1 38.00 SOLE N/A NONE * SHAW COMMUNICATIONS INC CL B CONV 82028K200 Common Stock 4 200.00 SOLE N/A NONE * SHERWIN WILLIAMS CO COM 824348106 Common Stock 39 437.00 SOLE N/A NONE * SHIP FINANCE INTERNATIONAL L SHS G81075106 Common Stock 10 1,119.13 SOLE N/A NONE * SIEMENS A G SPONSORED ADR 826197501 Common Stock ADR 73 765.00 SOLE N/A NONE * SIGMA ALDRICH CORP COM 826552101 Common Stock 1 20.00 SOLE N/A NONE * SILVER WHEATON CORP COM 828336107 Common Stock 95 3,278.62 SOLE N/A NONE * SIMON PPTY GROUP INC NEW COM 828806109 Common Stock 113 878.00 SOLE N/A NONE * SINA CORP ORD G81477104 Common Stock 16 310.00 SOLE N/A NONE * SINOVAC BIOTECH LTD SHS P8696W104 Common Stock 2 1,000.00 SOLE N/A NONE * SIRIUS XM RADIO INC COM 82967N108 Common Stock 125 68,417.00 SOLE N/A NONE * SIRONA DENTAL SYSTEMS INC COM 82966C103 Common Stock 19 435.00 SOLE N/A NONE * SK TELECOM LTD SPONSORED ADR 78440P108 Common Stock ADR 4 294.00 SOLE N/A NONE * SKYWORKS SOLUTIONS INC COM 83088M102 Common Stock 10 630.00 SOLE N/A NONE * SLM CORP COM 78442P106 Common Stock 22 1,624.00 SOLE N/A NONE * SM ENERGY CO COM 78454L100 Common Stock 8 105.00 SOLE N/A NONE * SMARTHEAT INC COM 83172F104 Common Stock 2 6,350.00 SOLE N/A NONE * SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 Common Stock ADR 0 6.00 SOLE N/A NONE * SMITH MICRO SOFTWARE INC COM 832154108 Common Stock 0 288.00 SOLE N/A NONE * SMITHFIELD FOODS INC COM 832248108 Common Stock 20 836.00 SOLE N/A NONE * SMUCKER J M CO COM NEW 832696405 Common Stock 102 1,309.00 SOLE N/A NONE * SNAP ON INC COM 833034101 Common Stock 3 55.00 SOLE N/A NONE * SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 Common Stock ADR 2 46.00 SOLE N/A NONE * SOLAR CAP LTD COM 83413U100 Common Stock 4 200.00 SOLE N/A NONE * SOLAZYME INC COM 83415T101 Common Stock 6 500.00 SOLE N/A NONE * SONIC CORP COM 835451105 Common Stock 1 192.00 SOLE N/A NONE * SONOCO PRODS CO COM 835495102 Common Stock 15 440.00 SOLE N/A NONE * SOTHEBYS COM 835898107 Common Stock 8 274.00 SOLE N/A NONE

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SHRS OR PRN AMT VALUE SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------- --------- ------------------- ------- ---------- ----------- -------- --------- * SOURCEFIRE INC COM 83616T108 Common Stock 0 13.00 SOLE N/A NONE SOUTHERN CMNTY FINL CORP COM 842632101 Common Stock 2 1,400.00 SOLE N/A NONE * SOUTHERN CO COM 842587107 Common Stock 557 12,040.30 SOLE N/A NONE * SOUTHERN COPPER CORP COM 84265V105 Common Stock 85 2,829.00 SOLE N/A NONE * SOUTHERN UN CO NEW COM 844030106 Common Stock 6 139.00 SOLE N/A NONE * SOUTHWEST AIRLS CO COM 844741108 Common Stock 17 1,950.00 SOLE N/A NONE * SOUTHWESTERN ENERGY CO COM 845467109 Common Stock 6 190.00 SOLE N/A NONE SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 Common Stock 26 690.00 SOLE N/A NONE SPDR SERIES TRUST BRCLYS CAP CONV 78464A359 Common Stock 122 3,371.00 SOLE N/A NONE SPDR SERIES TRUST NUV HGHYLD MUN 78464A284 Common Stock 4 70.00 SOLE N/A NONE SPDR SERIES TRUST BARC CAPTL ETF 78464A474 Common Stock 8 279.00 SOLE N/A NONE * SPECTRA ENERGY CORP COM 847560109 Common Stock 124 4,023.61 SOLE N/A NONE * SPECTRA ENERGY PARTNERS LP COM 84756N109 Common Stock 48 1,500.00 SOLE N/A NONE * SPECTRUM PHARMACEUTICALS INC COM 84763A108 Common Stock 1 100.00 SOLE N/A NONE * SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 Common Stock 0 15.00 SOLE N/A NONE * SPRINT NEXTEL CORP COM SER 1 852061100 Common Stock 3 1,397.00 SOLE N/A NONE * SPX CORP COM 784635104 Common Stock 1 13.00 SOLE N/A NONE * ST JUDE MED INC COM 790849103 Common Stock 16 470.00 SOLE N/A NONE * STANLEY BLACK & DECKER INC COM 854502101 Common Stock 9 127.00 SOLE N/A NONE * STAPLES INC COM 855030102 Common Stock 79 5,653.00 SOLE N/A NONE * STAR SCIENTIFIC INC COM 85517P101 Common Stock 2 1,000.00 SOLE N/A NONE * STARBUCKS CORP COM 855244109 Common Stock 274 5,947.39 SOLE N/A NONE * STATE STR CORP COM 857477103 Common Stock 6 141.00 SOLE N/A NONE * STATOIL ASA SPONSORED ADR 85771P102 Common Stock ADR 33 1,279.00 SOLE N/A NONE * STEC INC COM 784774101 Common Stock 8 929.00 SOLE N/A NONE STEMCELLS INC COM NEW 85857R204 Common Stock 0 6.00 SOLE N/A NONE * STERICYCLE INC COM 858912108 Common Stock 61 783.00 SOLE N/A NONE * STMICROELECTRONICS N V NY REGISTRY 861012102 Common Stock 33 5,578.23 SOLE N/A NONE * STONEMOR PARTNERS L P COM UNITS 86183Q100 Common Stock 20 850.00 SOLE N/A NONE STRATEGIC GLOBAL INCOME FD COM 862719101 Common Stock 8 810.00 SOLE N/A NONE * STRYKER CORP COM 863667101 Common Stock 167 3,352.68 SOLE N/A NONE * SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 Common Stock 83 1,750.00 SOLE N/A NONE * SUN LIFE FINL INC COM 866796105 Common Stock 21 1,157.00 SOLE N/A NONE * SUNCOR ENERGY INC NEW COM 867224107 Common Stock 18 612.00 SOLE N/A NONE * SUNOCO INC COM 86764P109 Common Stock 0 8.00 SOLE N/A NONE * SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 Common Stock 335 8,501.84 SOLE N/A NONE * SUNPOWER CORP COM ADDED 867652406 Common Stock 4 630.00 SOLE N/A NONE * SUNTECH PWR HLDGS CO LTD ADR 86800C104 Common Stock ADR 2 690.00 SOLE N/A NONE * SUNTRUST BKS INC COM 867914103 Common Stock 12 689.69 SOLE N/A NONE * SUPER MICRO COMPUTER INC COM 86800U104 Common Stock 2 130.00 SOLE N/A NONE * SUPERIOR ENERGY SVCS INC COM 868157108 Common Stock 2 73.00 SOLE N/A NONE * SUPERVALU INC COM 868536103 Common Stock 31 3,782.22 SOLE N/A NONE * SUSQUEHANNA BANCSHARES INC P COM 869099101 Common Stock 0 40.00 SOLE N/A NONE * SWIFT ENERGY CO COM 870738101 Common Stock 4 139.00 SOLE N/A NONE * SWISHER HYGIENE INC COM 870808102 Common Stock 19 5,000.00 SOLE N/A NONE * SXC HEALTH SOLUTIONS CORP COM 78505P100 Common Stock 23 410.00 SOLE N/A NONE * SYCAMORE NETWORKS INC COM NEW 871206405 Common Stock 1 38.00 SOLE N/A NONE * SYMANTEC CORP COM 871503108 Common Stock 4 237.00 SOLE N/A NONE * SYNAPTICS INC COM 87157D109 Common Stock 6 200.00 SOLE N/A NONE * SYNGENTA AG SPONSORED ADR 87160A100 Common Stock ADR 3 45.00 SOLE N/A NONE * SYNNEX CORP COM 87162W100 Common Stock 1 18.00 SOLE N/A NONE * SYNOVUS FINL CORP COM 87161C105 Common Stock 0 125.00 SOLE N/A NONE SYPRIS SOLUTIONS INC COM 871655106 Common Stock 0 1.00 SOLE N/A NONE * SYSCO CORP COM 871829107 Common Stock 55 1,863.93 SOLE N/A NONE * TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 Common Stock ADR 22 1,704.00 SOLE N/A NONE * TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 Common Stock 5 400.00 SOLE N/A NONE

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SHRS OR PRN AMT VALUE SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------- --------- ------------------- ------- ---------- ----------- -------- --------- * TAL INTL GROUP INC COM 874083108 Common Stock 6 200.00 SOLE N/A NONE * TALISMAN ENERGY INC COM 87425E103 Common Stock 5 408.00 SOLE N/A NONE * TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 Common Stock 122 3,263.00 SOLE N/A NONE * TARGET CORP COM 87612E106 Common Stock 42 822.65 SOLE N/A NONE * TATA MTRS LTD SPONSORED ADR 876568502 Common Stock ADR 258 15,249.27 SOLE N/A NONE * TC PIPELINES LP UT COM LTD PRT 87233Q108 Common Stock 19 400.00 SOLE N/A NONE * TE CONNECTIVITY LTD REG SHS H84989104 Common Stock 15 493.23 SOLE N/A NONE * TECO ENERGY INC COM 872375100 Common Stock 24 1,255.99 SOLE N/A NONE * TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 Common Stock 22 650.00 SOLE N/A NONE * TEEKAY TANKERS LTD CL A Y8565N102 Common Stock 1 218.08 SOLE N/A NONE * TEKELEC COM 879101103 Common Stock 9 779.00 SOLE N/A NONE * TELE NORTE LESTE PART S A SPON ADR PFD 879246106 Preferred Stock ADR 11 1,194.87 SOLE N/A NONE * TELECOM CORP NEW ZEALAND LTD SPONSORED ADR 879278208 Common Stock ADR 13 1,601.00 SOLE N/A NONE TELECOM ITALIA S P A NEW SPON ADR SVGS 87927Y201 Common Stock ADR 4 400.00 SOLE N/A NONE * TELEDYNE TECHNOLOGIES INC COM 879360105 Common Stock 3 50.00 SOLE N/A NONE * TELEFONICA BRASIL SA SPONSORED ADR ADDED 87936R106 Common Stock ADR 3 97.00 SOLE N/A NONE * TELEFONICA S A SPONSORED ADR 879382208 Common Stock ADR 66 3,824.51 SOLE N/A NONE * TELLABS INC COM 879664100 Common Stock 2 451.00 SOLE N/A NONE TEMPLETON DRAGON FD INC COM 88018T101 Common Stock 3 100.00 SOLE N/A NONE TEMPLETON EMERG MKTS INCOME COM 880192109 Common Stock 37 2,391.84 SOLE N/A NONE TEMPLETON GLOBAL INCOME FD COM 880198106 Common Stock 1,205 127,503.28 SOLE N/A NONE * TEMPUR PEDIC INTL INC COM 88023U101 Common Stock 5 101.00 SOLE N/A NONE * TENARIS S A SPONSORED ADR 88031M109 Common Stock ADR 0 5.00 SOLE N/A NONE * TENET HEALTHCARE CORP COM 88033G100 Common Stock 1 210.00 SOLE N/A NONE * TENNECO INC COM 880349105 Common Stock 1 28.00 SOLE N/A NONE * TERADATA CORP DEL COM 88076W103 Common Stock 81 1,672.00 SOLE N/A NONE * TEREX CORP NEW COM 880779103 Common Stock 0 22.00 SOLE N/A NONE * TERRA NITROGEN CO L P COM UNIT 881005201 Common Stock 7 39.00 SOLE N/A NONE * TEVA PHARMACEUTICAL INDS LTD ADR 881624209 Common Stock ADR 567 14,059.71 SOLE N/A NONE * TEXAS INSTRS INC COM 882508104 Common Stock 11 386.00 SOLE N/A NONE TEXAS PAC LD TR SUB CTF PROP I T 882610108 Common Stock 27 675.00 SOLE N/A NONE * TEXTRON INC COM 883203101 Common Stock 2 100.00 SOLE N/A NONE * TFS FINL CORP COM 87240R107 Common Stock 44 4,945.00 SOLE N/A NONE * ST JOE CO COM 790148100 Common Stock 3 200.00 SOLE N/A NONE * SCOTTS MIRACLE GRO CO CL A 810186106 Common Stock 4 95.00 SOLE N/A NONE * THERMO FISHER SCIENTIFIC INC COM 883556102 Common Stock 22 485.00 SOLE N/A NONE * THOMSON REUTERS CORP COM 884903105 Common Stock 1 36.00 SOLE N/A NONE * TIBCO SOFTWARE INC COM 88632Q103 Common Stock 12 519.00 SOLE N/A NONE * TIDEWATER INC COM 886423102 Common Stock 3 53.68 SOLE N/A NONE * TIFFANY & CO NEW COM 886547108 Common Stock 73 1,100.56 SOLE N/A NONE * TIME WARNER CABLE INC COM 88732J207 Common Stock 18 279.63 SOLE N/A NONE * TIME WARNER INC COM NEW 887317303 Common Stock 36 987.91 SOLE N/A NONE * TIMKEN CO COM 887389104 Common Stock 16 412.00 SOLE N/A NONE * TITAN MACHY INC COM 88830R101 Common Stock 78 3,600.00 SOLE N/A NONE * TITANIUM METALS CORP COM NEW 888339207 Common Stock 1 71.00 SOLE N/A NONE * TJX COS INC NEW COM 872540109 Common Stock 101 1,567.75 SOLE N/A NONE * TNS INC COM 872960109 Common Stock 3 166.00 SOLE N/A NONE * TOLL BROTHERS INC COM 889478103 Common Stock 14 692.00 SOLE N/A NONE * TOOTSIE ROLL INDS INC COM 890516107 Common Stock 0 3.00 SOLE N/A NONE * TORO CO COM 891092108 Common Stock 4 65.00 SOLE N/A NONE * TORONTO DOMINION BK ONT COM NEW 891160509 Common Stock 197 2,627.00 SOLE N/A NONE TORTOISE ENERGY INFRSTRCTR C COM 89147L100 Common Stock 10 250.00 SOLE N/A NONE * TOTAL S A SPONSORED ADR 89151E109 Common Stock ADR 241 4,716.80 SOLE N/A NONE * TOTAL SYS SVCS INC COM 891906109 Common Stock 16 811.00 SOLE N/A NONE * TOYOTA MOTOR CORP SP ADR REP2COM 892331307 Common Stock ADR 37 556.06 SOLE N/A NONE * TRACTOR SUPPLY CO COM 892356106 Common Stock 51 720.17 SOLE N/A NONE

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SHRS OR PRN AMT VALUE SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------- --------- ------------------- ------- ---------- ----------- -------- --------- * TRANSALTA CORP COM 89346D107 Common Stock 1 50.00 SOLE N/A NONE * TRANSATLANTIC HLDGS INC COM 893521104 Common Stock 13 244.87 SOLE N/A NONE * TRANSCANADA CORP COM 89353D107 Common Stock 8 186.94 SOLE N/A NONE * TRANSDIGM GROUP INC COM 893641100 Common Stock 13 135.00 SOLE N/A NONE * TRANSOCEAN LTD REG SHS H8817H100 Common Stock 130 3,394.91 SOLE N/A NONE * TRAVELERS COMPANIES INC COM 89417E109 Common Stock 156 2,637.12 SOLE N/A NONE * TRAVELZOO INC COM 89421Q106 Common Stock 57 2,300.00 SOLE N/A NONE * TREEHOUSE FOODS INC COM 89469A104 Common Stock 37 566.00 SOLE N/A NONE * TREX CO INC COM 89531P105 Common Stock 2 75.00 SOLE N/A NONE * TRI CONTL CORP COM 895436103 Common Stock 0 12.00 SOLE N/A NONE * TRIANGLE CAP CORP COM 895848109 Common Stock 6 310.11 SOLE N/A NONE * TRINITY INDS INC COM 896522109 Common Stock 14 472.97 SOLE N/A NONE TRIPADVISOR INC COM ADDED 896945201 Common Stock 20 784.00 SOLE N/A NONE * TRIQUINT SEMICONDUCTOR INC COM 89674K103 Common Stock 0 100.00 SOLE N/A NONE * TRIUMPH GROUP INC NEW COM 896818101 Common Stock 5 92.00 SOLE N/A NONE * TRUE RELIGION APPAREL INC COM 89784N104 Common Stock 0 1.00 SOLE N/A NONE * TRUSTMARK CORP COM 898402102 Common Stock 2 100.00 SOLE N/A NONE * TRW AUTOMOTIVE HLDGS CORP COM 87264S106 Common Stock 30 925.00 SOLE N/A NONE TS&W CLAYMORE TAX ADVNTG BL COM 87280R108 Common Stock 7 600.00 SOLE N/A NONE * TUPPERWARE BRANDS CORP COM 899896104 Common Stock 56 999.00 SOLE N/A NONE * TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 Common Stock ADR 1 100.00 SOLE N/A NONE * TW TELECOM INC COM 87311L104 Common Stock 0 1.00 SOLE N/A NONE * TYCO INTERNATIONAL LTD SHS H89128104 Common Stock 52 1,120.53 SOLE N/A NONE * TYSON FOODS INC CL A 902494103 Common Stock 5 233.00 SOLE N/A NONE * U S AIRWAYS GROUP INC COM 90341W108 Common Stock 16 3,225.00 SOLE N/A NONE U S PHYSICAL THERAPY INC COM 90337L108 Common Stock 0 1.00 SOLE N/A NONE * UBS AG SHS NEW H89231338 Common Stock 4 327.00 SOLE N/A NONE * UGI CORP NEW COM 902681105 Common Stock 3 109.00 SOLE N/A NONE * UIL HLDG CORP COM 902748102 Common Stock 344 9,726.00 SOLE N/A NONE * ULTA SALON COSMETCS & FRAG I COM 90384S303 Common Stock 120 1,856.00 SOLE N/A NONE * ULTRA PETROLEUM CORP COM 903914109 Common Stock 10 339.00 SOLE N/A NONE * UMPQUA HLDGS CORP COM 904214103 Common Stock 0 12.00 SOLE N/A NONE * UNDER ARMOUR INC CL A 904311107 Common Stock 133 1,853.00 SOLE N/A NONE * UNILEVER N V N Y SHS NEW 904784709 Common Stock 477 13,872.75 SOLE N/A NONE * UNILEVER PLC SPON ADR NEW 904767704 Common Stock ADR 100 2,978.00 SOLE N/A NONE * UNION PAC CORP COM 907818108 Common Stock 371 3,501.00 SOLE N/A NONE * UNITED CONTL HLDGS INC COM 910047109 Common Stock 42 2,204.00 SOLE N/A NONE * UNITED ONLINE INC COM 911268100 Common Stock 14 2,500.00 SOLE N/A NONE * UNITED PARCEL SERVICE INC CL B 911312106 Common Stock 301 4,115.00 SOLE N/A NONE * UNITED RENTALS INC COM 911363109 Common Stock 6 207.00 SOLE N/A NONE * UNITED STATES STL CORP NEW COM 912909108 Common Stock 122 4,599.15 SOLE N/A NONE * UNITED TECHNOLOGIES CORP COM 913017109 Common Stock 567 7,759.46 SOLE N/A NONE * UNITEDHEALTH GROUP INC COM 91324P102 Common Stock 320 6,322.77 SOLE N/A NONE * UNIVERSAL CORP VA COM 913456109 Common Stock 1 22.00 SOLE N/A NONE * UNIVERSAL HLTH SVCS INC CL B 913903100 Common Stock 0 2.00 SOLE N/A NONE * URBAN OUTFITTERS INC COM 917047102 Common Stock 5 165.00 SOLE N/A NONE * URS CORP NEW COM 903236107 Common Stock 2 60.00 SOLE N/A NONE * US BANCORP DEL COM NEW 902973304 Common Stock 91 3,356.55 SOLE N/A NONE * V F CORP COM 918204108 Common Stock 6 50.00 SOLE N/A NONE * VALASSIS COMMUNICATIONS INC COM 918866104 Common Stock 0 20.00 SOLE N/A NONE * VALE S A ADR 91912E105 Common Stock ADR 106 4,934.11 SOLE N/A NONE * VALEANT PHARMACEUTICALS INTL COM 91911K102 Common Stock 4 90.00 SOLE N/A NONE * VALERO ENERGY CORP NEW COM 91913Y100 Common Stock 385 18,279.13 SOLE N/A NONE * VALLEY NATL BANCORP COM 919794107 Common Stock 9 762.92 SOLE N/A NONE * VALSPAR CORP COM 920355104 Common Stock 43 1,100.00 SOLE N/A NONE * VALUECLICK INC COM 92046N102 Common Stock 0 4.00 SOLE N/A NONE

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SHRS OR PRN AMT VALUE SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------- --------- ------------------- ------- ---------- ----------- -------- --------- * VANGUARD INDEX FDS S&P 500 ETF SH 922908413 Common Stock 45 780.54 SOLE N/A NONE * VANGUARD NATURAL RESOURCES L COM UNIT 92205F106 Common Stock 132 4,790.00 SOLE N/A NONE * VARIAN MED SYS INC COM 92220P105 Common Stock 21 310.30 SOLE N/A NONE * VASCO DATA SEC INTL INC COM 92230Y104 Common Stock 8 1,200.00 SOLE N/A NONE * VECTOR GROUP LTD COM 92240M108 Common Stock 15 851.00 SOLE N/A NONE * VECTREN CORP COM 92240G101 Common Stock 6 203.20 SOLE N/A NONE * VEECO INSTRS INC DEL COM 922417100 Common Stock 6 300.00 SOLE N/A NONE * VENTAS INC COM 92276F100 Common Stock 22 398.00 SOLE N/A NONE * VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 Common Stock ADR 27 2,400.00 SOLE N/A NONE * VERIFONE SYS INC COM 92342Y109 Common Stock 4 100.00 SOLE N/A NONE * VERISIGN INC COM 92343E102 Common Stock 1 15.00 SOLE N/A NONE * VERISK ANALYTICS INC CL A 92345Y106 Common Stock 9 218.00 SOLE N/A NONE * VERIZON COMMUNICATIONS INC COM 92343V104 Common Stock 2,066 51,495.57 SOLE N/A NONE * VERTEX PHARMACEUTICALS INC COM 92532F100 Common Stock 105 3,162.00 SOLE N/A NONE * VIACOM INC NEW CL B 92553P201 Common Stock 48 1,063.00 SOLE N/A NONE * VICOR CORP COM 925815102 Common Stock 0 1.00 SOLE N/A NONE * VIMPELCOM LTD SPONSORED ADR 92719A106 Common Stock ADR 6 677.95 SOLE N/A NONE * VIROPHARMA INC COM 928241108 Common Stock 5 200.00 SOLE N/A NONE * VISA INC COM CL A 92826C839 Common Stock 169 1,665.75 SOLE N/A NONE * VISTEON CORP COM NEW 92839U206 Common Stock 51 1,030.00 SOLE N/A NONE * VIVUS INC COM 928551100 Common Stock 3 303.00 SOLE N/A NONE * VMWARE INC CL A COM 928563402 Common Stock 3 33.00 SOLE N/A NONE * VOC ENERGY TR TR UNIT 91829B103 Common Stock 11 500.00 SOLE N/A NONE * VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 Common Stock ADR 537 19,148.60 SOLE N/A NONE * VORNADO RLTY TR SH BEN INT 929042109 Common Stock 43 560.00 SOLE N/A NONE * VULCAN MATLS CO COM 929160109 Common Stock 7 167.00 SOLE N/A NONE W P CAREY & CO LLC COM 92930Y107 Common Stock 20 490.00 SOLE N/A NONE * WABTEC CORP COM 929740108 Common Stock 9 130.00 SOLE N/A NONE WACOAL HOLDINGS CORP ADR 930004205 Common Stock ADR 4 57.00 SOLE N/A NONE * WAL MART STORES INC COM 931142103 Common Stock 717 12,005.48 SOLE N/A NONE * WALGREEN CO COM 931422109 Common Stock 465 14,071.54 SOLE N/A NONE * WALTER ENERGY INC COM 93317Q105 Common Stock 7 111.00 SOLE N/A NONE * WARNER CHILCOTT PLC IRELAND SHS A G94368100 Common Stock 0 20.00 SOLE N/A NONE * WASHINGTON FED INC COM 938824109 Common Stock 23 1,652.00 SOLE N/A NONE * WASTE MGMT INC DEL COM 94106L109 Common Stock 114 3,490.00 SOLE N/A NONE * WATSCO INC COM 942622200 Common Stock 3 40.00 SOLE N/A NONE * WATSON PHARMACEUTICALS INC COM 942683103 Common Stock 17 280.00 SOLE N/A NONE * WAUSAU PAPER CORP COM 943315101 Common Stock 0 2.00 SOLE N/A NONE * WD-40 CO COM 929236107 Common Stock 1 22.00 SOLE N/A NONE * WEATHERFORD INTERNATIONAL LT REG SHS H27013103 Common Stock 42 2,899.00 SOLE N/A NONE * WEBMD HEALTH CORP COM 94770V102 Common Stock 32 849.00 SOLE N/A NONE * WEBSTER FINL CORP CONN COM 947890109 Common Stock 4 214.00 SOLE N/A NONE * WEIGHT WATCHERS INTL INC NEW COM 948626106 Common Stock 2 30.00 SOLE N/A NONE WEIS MKTS INC COM 948849104 Common Stock 1 25.00 SOLE N/A NONE * WELLCARE HEALTH PLANS INC COM 94946T106 Common Stock 11 200.00 SOLE N/A NONE * WELLPOINT INC COM 94973V107 Common Stock 52 779.82 SOLE N/A NONE * WELLS FARGO & CO NEW COM 949746101 Common Stock 389 14,099.91 SOLE N/A NONE WELLS FARGO & CO NEW PERP PFD CNV A 949746804 Preferred Stock Convertible 205 194.00 SOLE N/A NONE WELLS FARGO ADVANTAGE INCOME COM SHS 94987B105 Common Stock 108 10,646.61 SOLE N/A NONE WELLS FARGO ADVANTAGE UTILS COM 94987E109 Common Stock 6 500.00 SOLE N/A NONE WELLS FARGO ADV GLB DIV OPP COM 94987C103 Common Stock 3 354.86 SOLE N/A NONE * WESTAR ENERGY INC COM 95709T100 Common Stock 17 584.00 SOLE N/A NONE WESTERN ASSET EMRG MKT DEBT COM 95766A101 Common Stock 4 200.00 SOLE N/A NONE WESTERN ASSET GLB HI INCOME COM 95766B109 Common Stock 30 2,366.68 SOLE N/A NONE WESTERN ASSET MUN HI INCM FD COM 95766N103 Common Stock 3 400.00 SOLE N/A NONE WESTERN ASSET HIGH INCM OPP COM 95766K109 Common Stock 41 6,581.39 SOLE N/A NONE

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SHRS OR PRN AMT VALUE SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------- --------- ------------------- ------- ---------- ----------- -------- --------- WESTERN ASSET HIGH INCM FD I COM 95766J102 Common Stock 78 8,130.33 SOLE N/A NONE WESTERN ASST MNG MUN FD INC COM 95766M105 Common Stock 9 651.87 SOLE N/A NONE WESTERN ASSET PREMIER BD FD SHS BEN INT 957664105 Common Stock 14 862.00 SOLE N/A NONE WESTERN ASSET WORLDWIDE INCO COM 957668106 Common Stock 5 350.00 SOLE N/A NONE * WESTERN DIGITAL CORP COM 958102105 Common Stock 15 500.00 SOLE N/A NONE * WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 Common Stock 121 2,924.00 SOLE N/A NONE * WESTERN REFNG INC COM 959319104 Common Stock 32 2,433.00 SOLE N/A NONE * WESTERN UN CO COM 959802109 Common Stock 3 164.00 SOLE N/A NONE WESTPAC BKG CORP SPONSORED ADR 961214301 Common Stock ADR 2 24.00 SOLE N/A NONE * WESTPORT INNOVATIONS INC COM NEW 960908309 Common Stock 6 182.00 SOLE N/A NONE * WEYERHAEUSER CO COM 962166104 Common Stock 6 317.00 SOLE N/A NONE * WGL HLDGS INC COM 92924F106 Common Stock 4 90.00 SOLE N/A NONE * WHIRLPOOL CORP COM 963320106 Common Stock 34 722.00 SOLE N/A NONE * WHITING PETE CORP NEW COM 966387102 Common Stock 20 425.00 SOLE N/A NONE * WHOLE FOODS MKT INC COM 966837106 Common Stock 154 2,206.68 SOLE N/A NONE * WILEY JOHN & SONS INC CL A 968223206 Common Stock 0 4.00 SOLE N/A NONE * WILLIAMS COS INC DEL COM 969457100 Common Stock 33 992.00 SOLE N/A NONE * WILLIAMS PARTNERS L P COM UNIT L P 96950F104 Common Stock 239 3,976.00 SOLE N/A NONE * WILLIAMS SONOMA INC COM 969904101 Common Stock 9 240.00 SOLE N/A NONE * WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 Common Stock 24 622.00 SOLE N/A NONE * WINDSTREAM CORP COM 97381W104 Common Stock 323 27,551.73 SOLE N/A NONE * WIPRO LTD SPON ADR 1 SH 97651M109 Common Stock ADR 25 2,500.63 SOLE N/A NONE * WMS INDS INC COM 929297109 Common Stock 1 25.00 SOLE N/A NONE * WOLVERINE WORLD WIDE INC COM 978097103 Common Stock 1 15.00 SOLE N/A NONE * WORLD FUEL SVCS CORP COM 981475106 Common Stock 31 741.00 SOLE N/A NONE * WORLD WRESTLING ENTMT INC CL A 98156Q108 Common Stock 24 2,526.77 SOLE N/A NONE * WYNDHAM WORLDWIDE CORP COM 98310W108 Common Stock 34 896.00 SOLE N/A NONE * WYNN RESORTS LTD COM 983134107 Common Stock 42 376.00 SOLE N/A NONE * XCEL ENERGY INC COM 98389B100 Common Stock 34 1,223.00 SOLE N/A NONE * XEROX CORP COM 984121103 Common Stock 40 5,003.48 SOLE N/A NONE * XILINX INC COM 983919101 Common Stock 7 204.00 SOLE N/A NONE * XL GROUP PLC SHS G98290102 Common Stock 1 59.00 SOLE N/A NONE * XYLEM INC COM ADDED 98419M100 Common Stock 23 905.00 SOLE N/A NONE * XYRATEX LTD COM G98268108 Common Stock 5 400.00 SOLE N/A NONE * YAHOO INC COM 984332106 Common Stock 58 3,602.00 SOLE N/A NONE * YAMANA GOLD INC COM 98462Y100 Common Stock 16 1,101.00 SOLE N/A NONE * YANZHOU COAL MNG CO LTD SPON ADR H SHS 984846105 Common Stock ADR 58 2,755.00 SOLE N/A NONE * YOUKU COM INC SPONSORED ADR 98742U100 Common Stock ADR 1 46.00 SOLE N/A NONE * YUM BRANDS INC COM 988498101 Common Stock 132 2,237.76 SOLE N/A NONE * ZAGG INC COM 98884U108 Common Stock 6 903.00 SOLE N/A NONE * ZEBRA TECHNOLOGIES CORP CL A 989207105 Common Stock 0 1.00 SOLE N/A NONE * ZIMMER HLDGS INC COM 98956P102 Common Stock 88 1,656.00 SOLE N/A NONE * ZUMIEZ INC COM 989817101 Common Stock 8 300.00 SOLE N/A NONE ZWEIG TOTAL RETURN FD INC COM 989837109 Common Stock 1 256.64 SOLE N/A NONE

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