0001144204-12-004882.txt : 20120131 0001144204-12-004882.hdr.sgml : 20120131 20120131114528 ACCESSION NUMBER: 0001144204-12-004882 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120131 DATE AS OF CHANGE: 20120131 EFFECTIVENESS DATE: 20120131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EAM Investors, LLC CENTRAL INDEX KEY: 0001510989 IRS NUMBER: 260638588 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14070 FILM NUMBER: 12558028 BUSINESS ADDRESS: STREET 1: 2533 SOUTH COAST HIGHWAY 101 STREET 2: SUITE 240 CITY: CARDIFF BY THE SEA STATE: CA ZIP: 92024 BUSINESS PHONE: 7604795075 MAIL ADDRESS: STREET 1: 2533 SOUTH COAST HIGHWAY 101 STREET 2: SUITE 240 CITY: CARDIFF BY THE SEA STATE: CA ZIP: 92024 FORMER COMPANY: FORMER CONFORMED NAME: Eudaimonia Asset Management LLC DATE OF NAME CHANGE: 20110124 13F-HR 1 v300798_13fhr.txt QUARTERLY HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13-F FORM 13F COVER PAGE Report for the Calendar Year of Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: EAM Investors, LLC Address: 2533 South Coast Highway 101, STE 240 Cardiff by the Sea, CA 92007 13F File Number: 28-14070 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables are considered integral parts of this form. Person signing this report on behalf of reporting manager: Name: Derek Gaertner Title: Chief Operating Officer Phone: 760-479-5075 Signature: Derek Gaertner Place: Cardiff by the Sea, CA Date: January 31, 2012 Report Type: [ ] 13F Holdings Report. [ ] 13F Notice. [X] 13F Combination Report. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 185 Form 13F Information Value Total: 211,424 List of Other Managers Reporting for this Manager: No. 13F File Number Name 28-01190 Russell Investment Company
Title of Value Shares/ SH/ PUT/ Investment Other Voting Authority Name Of Issuer Class CUSIP X1000 PRN Amount PRN Call Discretion Managers Sole Shared None ---------------------------------------------------------------------------------------------------------------------------------- 8X8 INC Equity 282914100 1687 532196 SH Sole 348296 0 183900 ABIOMED INC Equity 003654100 788 42678 SH Sole 8152 0 34526 ACHILLION PHARMA Equity 00448Q201 2365 310390 SH Sole 192346 0 118044 ACTUATE CORP Equity 00508B102 600 102395 SH Sole 18075 0 84320 ACURA PHARMACEUTICALS INC Equity 00509L703 729 208829 SH Sole 181439 0 27390 ADA-ES INC Equity 005208103 2400 106011 SH Sole 70031 0 35980 ADVANCE AMERICA CASH ADVANCE CENTERS INC Equity 00739W107 843 94229 SH Sole 16594 0 77635 AEGERION PHARMACEUTICALS INC Equity 00767E102 621 37085 SH Sole 6530 0 30555 AFFYMAX INC Equity 00826A109 532 80420 SH Sole 14175 0 66245 AGILYSYS INC Equity 00847J105 2054 258379 SH Sole 164459 0 93920 AKORN INC Equity 009728106 891 80081 SH Sole 15515 0 64566 AMER VANGUARD Equity 030371108 752 56343 SH Sole 9933 0 46410 AMERICA'S CAR-MART INC Equity 03062T105 1023 26116 SH Sole 4601 0 21515 AMERICAN SOFTWARE INC Equity 029683109 1758 186049 SH Sole 161704 0 24345 ARABIAN AMERICAN DEVELOPMENT CO Equity 038465100 1221 143935 SH Sole 125080 0 18855 ARCTIC CAT INC Equity 039670104 1119 49635 SH Sole 8740 0 40895 ARGAN INC Equity 04010E109 1235 81213 SH Sole 70560 0 10653 ARIAD PHARMACEUTICALS INC Equity 04033A100 171 13980 SH Sole 4048 0 9932 ASTRONICS CORP Equity 046433108 1125 31405 SH Sole 5545 0 25860 AT CROSS CO-A Equity 227478104 2212 196131 SH Sole 128292 0 67839 ATRICURE INC Equity 04963C209 1041 93814 SH Sole 81497 0 12317 AUTHENTEC INC Equity 052660107 1515 471852 SH Sole 301062 0 170790 AVEO PHARMACEUTICALS INC Equity 053588109 750 43611 SH Sole 8319 0 35292 BALCHEM CORP Equity 057665200 716 17651 SH Sole 3409 0 14242 BARRETT BUSINESS SERVICES Equity 068463108 1651 82693 SH Sole 71860 0 10833 BARRY (R.G.) Equity 068798107 1120 92727 SH Sole 80637 0 12090 BEBE STORES INC Equity 075571109 813 97583 SH Sole 17193 0 80390 BLACK DIAMOND INC Equity 09202G101 1419 189990 SH Sole 165130 0 24860 BLYTH INC Equity 09643P207 563 9910 SH Sole 1754 0 8156 BODY CENTRAL CORP Equity 09689U102 833 33362 SH Sole 5882 0 27480 BOSTON PRIVATE FINANCIAL HOLDINGS INC Equity 101119105 762 95996 SH Sole 16896 0 79100 BRIGHTPOINT INC Equity 109473405 128 11926 SH Sole 3453 0 8473 BUILD-A-BEAR WORKSHOP INC Equity 120076104 1719 203215 SH Sole 176590 0 26625 CALAMP CORP Equity 128126109 1599 376199 SH Sole 326999 0 49200 CALAVO GROWERS I Equity 128246105 702 27341 SH Sole 4811 0 22530 CALLIDUS SOFTWAR Equity 13123E500 1422 221537 SH Sole 192462 0 29075 CAMBREX CORP Equity 132011107 1593 221810 SH Sole 192720 0 29090 CANTEL MEDICAL Equity 138098108 914 32723 SH Sole 5748 0 26975 CARBONITE INC Equity 141337105 147 13278 SH Sole 2341 0 10937 CARIBOU COFFEE CO INC Equity 142042209 2439 174860 SH Sole 108308 0 66552 CARROLS RESTAURANT GROUP INC COM Equity 14574X104 1946 168159 SH Sole 146196 0 21963 CEVA INC Equity 157210105 720 23804 SH Sole 4685 0 19119 CHARMING SHOPPES INC Equity 161133103 819 167145 SH Sole 29470 0 137675 CITIZENS REPUBLIC BANCORP INC Equity 174420307 816 71601 SH Sole 12611 0 58990 CLEARFIELD INC Equity 18482P103 1150 151172 SH Sole 131417 0 19755 COGENT COMMUNICATIONS GROUP INC Equity 19239V302 837 49560 SH Sole 8730 0 40830 COLEMAN CABLE IN Equity 193459302 1034 118869 SH Sole 103304 0 15565 COMPUTER TASK Equity 205477102 1113 79059 SH Sole 68704 0 10355 CONN'S INC Equity 208242107 695 62573 SH Sole 11033 0 51540 CONSTANT CONTACT Equity 210313102 703 30296 SH Sole 5341 0 24955 CONVIO INC Equity 21257W105 1165 105338 SH Sole 91542 0 13796 CORE-MARK HOLDING CO INC Equity 218681104 739 18660 SH Sole 3292 0 15368 CORESITE REALTY CORP Equity 21870Q105 882 49507 SH Sole 8722 0 40785 CURIS INC Equity 231269101 865 184857 SH Sole 32557 0 152300 CVD EQUIPMENT CO Equity 126601103 1861 154710 SH Sole 103019 0 51691 CYANOTECH CORP Equity 232437301 991 142579 SH Sole 123949 0 18630 DATALINK CORP Equity 237934104 1635 197965 SH Sole 123510 0 74455 DELTA APPAREL Equity 247368103 1536 80463 SH Sole 69938 0 10525 DELTEK INC Equity 24784L105 677 68980 SH Sole 12160 0 56820 DIGIMARC CORP Equity 25381B101 1562 65380 SH Sole 41680 0 23700 DXP ENTERPRISES INC Equity 233377407 842 26158 SH Sole 4603 0 21555 DYCOM INDUSTRIES INC Equity 267475101 779 37252 SH Sole 6557 0 30695 DYNAVAX TECHNOLOGIES CORP Equity 268158102 655 197375 SH Sole 34800 0 162575 ECHO GLOBAL LOGISTICS INC Equity 27875T101 821 50831 SH Sole 8956 0 41875 EDAC TECH Equity 279285100 1508 136558 SH Sole 118661 0 17897 EGAIN COMM CORP Equity 28225C806 1496 216503 SH Sole 188129 0 28374 ENDOLOGIX INC Equity 29266S106 954 83116 SH Sole 15523 0 67593 EXACT SCIENCES Equity 30063P105 695 85605 SH Sole 15080 0 70525 EXLSERVICE HOLDINGS INC Equity 302081104 694 31007 SH Sole 5998 0 25009 FARO TECHNOLOGIES INC Equity 311642102 664 14435 SH Sole 2537 0 11898 FISHER COMMUNICATIONS INC Equity 337756209 1160 40242 SH Sole 34986 0 5256 FLOTEK INDS Equity 343389102 723 72620 SH Sole 12805 0 59815 FSI INTERNATIONAL INC Equity 302633102 721 197117 SH Sole 126987 0 70130 GEORESOURCES INC Equity 372476101 749 25544 SH Sole 4497 0 21047 GLOBAL CASH ACCESS HOLDINGS INC Equity 378967103 1550 348310 SH Sole 302675 0 45635 GLOBECOMM SYSTEMS INC Equity 37956X103 2324 169882 SH Sole 114417 0 55465 GLU MOBILE INC Equity 379890106 1471 468356 SH Sole 313651 0 154705 GP STRATEGIES CORP Equity 36225V104 1105 81998 SH Sole 71253 0 10745 GRAHAM CORP Equity 384556106 1441 64214 SH Sole 55802 0 8412 GSV CAPITAL CORP Equity 36191J101 997 71500 SH Sole 62140 0 9360 HALOZYME THERAPE Equity 40637H109 777 81705 SH Sole 14390 0 67315 HARVARD BIOSCIENCE INC Equity 416906105 114 29490 SH Sole 25640 0 3850 HAYNES INTL INC Equity 420877201 538 9845 SH Sole 1735 0 8110 HEALTHSTREAM INC Equity 42222N103 2654 143866 SH Sole 97741 0 46125 HECKMANN CORP Equity 422680108 731 109875 SH Sole 19370 0 90505 HERITAGE-CRYSTAL CLEAN INC Equity 42726M106 1476 89115 SH Sole 77492 0 11623 HI-TECH PHARMACAL CO INC Equity 42840B101 749 19255 SH Sole 3383 0 15872 HILL INTERNATION Equity 431466101 1674 325630 SH Sole 197425 0 128205 HORNBECK OFFSHORE SERVICES INC Equity 440543106 726 23417 SH Sole 4127 0 19290 HOT TOPIC INC Equity 441339108 530 80176 SH Sole 14106 0 66070 HURCO COS INC Equity 447324104 1010 48081 SH Sole 41769 0 6312 ID SYSTEMS INC Equity 449489103 1493 315631 SH Sole 274371 0 41260 IDENIX PHARMACEUTICALS INC Equity 45166R204 682 91607 SH Sole 16142 0 75465 IMPERVA INC Equity 45321L100 751 21574 SH Sole 3802 0 17772 INCONTACT INC Equity 45336E109 2303 519920 SH Sole 342515 0 177405 INFINITY PHARMACEUTICALS Equity 45665G303 1201 135905 SH Sole 118145 0 17760 INFOSPACE INC Equity 45678T300 717 65240 SH Sole 11500 0 53740 INHIBITEX INC Equity 45719T103 2875 262758 SH Sole 160906 0 101852 IPASS INC Equity 46261V108 1086 781305 SH Sole 679125 0 102180 KEYNOTE SYSTEMS INC Equity 493308100 1754 85403 SH Sole 57963 0 27440 KIT DIGITAL INC Equity 482470200 565 66892 SH Sole 12650 0 54242 KODIAK OIL & GAS CORP Equity 50015Q100 98 10283 SH Sole 2977 0 7306 KONA GRILL INC Equity 50047H201 1213 198262 SH Sole 172365 0 25897 KRISPY KREME Equity 501014104 632 96568 SH Sole 18544 0 78024 KULICKE & SOFFA INDUSTRIES INC Equity 501242101 510 55154 SH Sole 9714 0 45440 LATTICE SEMICONDUCTOR CORP Equity 518415104 630 106045 SH Sole 18665 0 87380 LIQUIDITY SERVICES INC Equity 53635B107 1061 28753 SH Sole 5519 0 23234 LITHIA MOTORS INC Equity 536797103 914 41814 SH Sole 7818 0 33996 LIZ CLAIBORNE INC Equity 539320101 835 96722 SH Sole 17042 0 79680 MAJESCO ENTERTAI Equity 560690208 1505 616787 SH Sole 396462 0 220325 MARTHA STEWART LIVING OMNIMEDIA Equity 573083102 1347 306240 SH Sole 266305 0 39935 MAXWELL TECHNOLOGIES INC Equity 577767106 666 40986 SH Sole 7226 0 33760 MEDALLION FINL Equity 583928106 1446 127070 SH Sole 110405 0 16665 MEDIWARE INFO Equity 584946107 1113 86813 SH Sole 75425 0 11388 MELA SCIENCES INC Equity 55277R100 1189 322246 SH Sole 202729 0 119517 METROPOLITAN HEALTH NETWORKS COM Equity 592142103 2642 353687 SH Sole 234367 0 119320 MICROMET INC Equity 59509C105 771 107199 SH Sole 20543 0 86656 MISTRAS GROUP INC Equity 60649T107 984 38584 SH Sole 6779 0 31805 MITCHAM INDS Equity 606501104 2859 130927 SH Sole 85769 0 45158 MITEK SYSTEMS Equity 606710200 1868 257663 SH Sole 166883 0 90780 MONOTYPE IMAGING Equity 61022P100 700 44875 SH Sole 7910 0 36965 MOVADO GROUP INC Equity 624580106 701 38604 SH Sole 6784 0 31820 MULTI-COLOR CORP Equity 625383104 655 25439 SH Sole 4484 0 20955 MULTIMEDIA GAMES INC Equity 625453105 2745 345737 SH Sole 221992 0 123745 NANOMETRICS INC Equity 630077105 607 32939 SH Sole 5809 0 27130 NATURE'S SUNSHNE Equity 639027101 1358 87527 SH Sole 76092 0 11435 NETLIST INC Equity 64118P109 2073 825820 SH Sole 532938 0 292882 OCZ TECHNOLOGY GROUP INC Equity 67086E303 688 104090 SH Sole 19997 0 84093 OMNICELL INC Equity 68213N109 996 60292 SH Sole 11510 0 48782 ON ASSIGNMENT INC Equity 682159108 776 69399 SH Sole 12234 0 57165 ONCOTHYREON INC Equity 682324108 574 75682 SH Sole 13337 0 62345 OPKO HEALTH Equity 68375N103 78 15898 SH Sole 4602 0 11296 OPTIMER PHARMACEUTICALS INC Equity 68401H104 510 41638 SH Sole 7333 0 34305 ORASURE TECHNOLOGIES INC Equity 68554V108 736 80799 SH Sole 14184 0 66615 ORBITZ WORLDWIDE Equity 68557K109 797 211996 SH Sole 37321 0 174675 OXFORD INDUSTRIES INC Equity 691497309 1178 26114 SH Sole 4853 0 21261 PC CONNECTION Equity 69318J100 1339 120775 SH Sole 104955 0 15820 PEET'S COFFEE & TEA INC Equity 705560100 967 15426 SH Sole 2712 0 12714 PERVASIVE SOFTWA Equity 715710109 616 105788 SH Sole 91976 0 13812 PHARMACYCLICS Equity 716933106 750 50580 SH Sole 9758 0 40822 PIZZA INN HOLDINGS INC Equity 725846109 1413 256827 SH Sole 223171 0 33656 PREMIERE GLOBAL SERVICES INC Equity 740585104 679 80214 SH Sole 14124 0 66090 PRIMORIS SERVICES CORP Equity 74164F103 945 63312 SH Sole 11147 0 52165 PROCERA NETWORKS INC Equity 74269U203 3294 211421 SH Sole 137826 0 73595 PROGENICS PHARMACEUTICALS INC Equity 743187106 574 67265 SH Sole 11855 0 55410 PROS HOLDINGS INC COM Equity 74346Y103 664 44596 SH Sole 7856 0 36740 QUIDEL CORP Equity 74838J101 616 40723 SH Sole 7173 0 33550 RAPTOR PHARMACEUTICAL CORP Equity 75382F106 2107 336640 SH Sole 215730 0 120910 RENTECH INC Equity 760112102 626 477551 SH Sole 84036 0 393515 REX ENERGY CORP Equity 761565100 853 57792 SH Sole 10888 0 46904 RTI BIOLOGICS INC Equity 74975N105 1929 434523 SH Sole 272386 0 162137 SARATOGA RESOURCES INC/TX Equity 803521103 518 70983 SH Sole 61673 0 9310 SCHIFF NUTRITION INTERNATIONAL INC Equity 806693107 557 52064 SH Sole 9174 0 42890 SMART BALANCE INC Equity 83169Y108 674 125680 SH Sole 22145 0 103535 SMITH & WESSON HOLDINGS CORP Equity 831756101 2202 504965 SH Sole 316435 0 188530 SPECTRANETICS CORP Equity 84760C107 1732 239957 SH Sole 149512 0 90445 SPECTRUM PHARMACEUTICALS INC Equity 84763A108 783 53496 SH Sole 9411 0 44085 SPS COMMERCE INC Equity 78463M107 3218 124005 SH Sole 85000 0 39005 STAAR SURGICAL Equity 852312305 2468 235225 SH Sole 153787 0 81438 STAMPS.COM INC Equity 852857200 1994 76297 SH Sole 48950 0 27347 STANDARD MOTOR PRODUCTS INC Equity 853666105 961 47906 SH Sole 8991 0 38915 STURM RUGER & CO Equity 864159108 708 21151 SH Sole 3726 0 17425 SURMODICS INC Equity 868873100 1552 105887 SH Sole 91995 0 13892 SUSSER HOLDINGS CORP Equity 869233106 878 38828 SH Sole 6838 0 31990 SWS GROUP INC Equity 78503N107 1384 201420 SH Sole 175010 0 26410 SYNERGETICS USA Equity 87160G107 2778 376440 SH Sole 256955 0 119485 TANGOE INC Equity 87582Y108 892 57908 SH Sole 10203 0 47705 TASER INTERNATIONAL INC Equity 87651B104 713 139278 SH Sole 24528 0 114750 TEAM INC Equity 878155100 743 24975 SH Sole 4405 0 20570 TELULAR CORP Equity 87970T208 1458 194355 SH Sole 168865 0 25490 TGC INDUSTRIES Equity 872417308 1367 191400 SH Sole 166295 0 25105 THERMON GROUP HOLDINGS INC Equity 88362T103 916 51959 SH Sole 9154 0 42805 TOWN SPORTS INTERNATIONAL HOLDINGS INC Equity 89214A102 1000 136114 SH Sole 118259 0 17855 TRANSCEPT PHARMACEUTICALS INC Equity 89354M106 89 11421 SH Sole 3306 0 8115 TRIUS THERAPEUTICS INC Equity 89685K100 1237 173003 SH Sole 150388 0 22615 TWIN DISC INC Equity 901476101 737 20284 SH Sole 3802 0 16482 ULTRATECH INC Equity 904034105 532 21638 SH Sole 3800 0 17838 UNIVERSAL STAINL Equity 913837100 1975 52874 SH Sole 34872 0 18002 UNIVERSAL TRUCKLOAD SERVICES INC Equity 91388P105 1057 58218 SH Sole 50578 0 7640 VIRTUS INVESTMENT PARTNERS INC Equity 92828Q109 848 11161 SH Sole 1965 0 9196 VISTA GOLD CORP Equity 927926303 406 132199 SH Sole 23299 0 108900 VITACOST.COM INC Equity 92847A200 1430 229960 SH Sole 199830 0 30130 WINMARK CORP Equity 974250102 1712 29833 SH Sole 25922 0 3911 XPO Logistics Inc Equity 983793100 1946 157570 SH Sole 100319 0 57251 ZYGO CORP Equity 989855101 1659 93989 SH Sole 81677 0 12312