SC 13G/A 1 d300789dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 3 Schedule 13G Amendment No. 3

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G/A

Under the Securities Exchange Act of 1934

(Amendment No. 3)*

 

 

Pervasive Software Inc.

(Name of Issuer)

 

 

Common Stock

(Title of Class of Securities)

715710109

(CUSIP Number)

December 31, 2011

(Date of Event which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 715710109  

 

  (1)   

Names of reporting persons.

I.R.S. Identification Nos. of above persons (entities only).

 

Michael E. Hoskins

  (2)  

Check the appropriate box if a member of a group (see instructions)

 

(a)  x

(b)  ¨

  (3)  

SEC use only

 

  (4)  

Citizenship or place of organization

 

United States of America

Number of

shares

beneficially

owned by

each

reporting

person

with:

   (5)    

Sole voting power

 

1,451,135*

   (6)   

Shared voting power

 

0

   (7)   

Sole dispositive power

 

1,451,135

   (8)   

Shared dispositive power

 

0

  (9)

 

Aggregate amount beneficially owned by each reporting person

 

1,451,135*

(10)

 

Check if the aggregate amount in Row (9) excludes certain shares (see instructions)

 

(11)

 

Percent of class represented by amount in Row (9)

 

9.0%

(12)

 

Type of reporting person (see instructions)

 

IN

 

* Of these shares, 1,400,000 are held in the name of Rotenburg, L.P., a Texas limited partnership, of which Cordoba, LLC, a Texas limited liability company is the general partner. Mr. Hoskins is the managing member of Cordoba, LLC and in this capacity has sole voting and dispositive power over such shares.

 

Page 2 of 8


 

CUSIP No. 715710109  

 

  (1)   

Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only).

 

Rotenburg, L.P.

  (2)  

Check the appropriate box if a member of a group (see instructions)

 

(a)  x

(b)  ¨

  (3)  

SEC use only

 

  (4)  

Citizenship or place of organization

 

Partnership organized under the laws of Texas

Number of

shares

beneficially

owned by

each

reporting

person

with:

   (5)    

Sole voting power

 

1,400,000

   (6)   

Shared voting power

 

0

   (7)   

Sole dispositive power

 

1,400,000

   (8)   

Shared dispositive power

 

0

  (9)

 

Aggregate amount beneficially owned by each reporting person

 

1,400,000

(10)

 

Check if the aggregate amount in Row (9) excludes certain shares (see instructions)

 

(11)

 

Percent of class represented by amount in Row (9)

 

8.7%

(12)

 

Type of reporting person (see instructions)

 

PN

 

Page 3 of 8


 

CUSIP No. 715710109  

 

  (1)   

Names of reporting persons.

I.R.S. Identification Nos. of above persons (entities only).

 

Armidale, L.P.

  (2)  

Check the appropriate box if a member of a group (see instructions)

 

(a)  x

(b)  ¨

  (3)  

SEC use only

 

  (4)  

Citizenship or place of organization

 

Partnership organized under the laws of Texas

Number of

shares

beneficially

owned by

each

reporting

person

with:

   (5)    

Sole voting power

 

0

   (6)   

Shared voting power

 

0

   (7)   

Sole dispositive power

 

0

   (8)   

Shared dispositive power

 

0

  (9)

 

Aggregate amount beneficially owned by each reporting person

 

0

(10)

 

Check if the aggregate amount in Row (9) excludes certain shares (see instructions)

 

(11)

 

Percent of class represented by amount in Row (9)

 

0%

(12)

 

Type of reporting person (see instructions)

 

PN

 

Page 4 of 8


Item 1.

 

  (a) Name of Issuer: Pervasive Software Inc.

 

  (b) Address of Issuer’s Principal Executive Offices: 12365 Riata Trace Parkway, Building B, Austin, TX 78727

Item 2.

 

  (a) Name of Person Filing:

Michael E. Hoskins

Rotenburg, L.P., a Texas limited partnership, of which Cordoba, LLC, a Texas limited liablity company is the general partner. Mr. Hoskins is the managing member of Cordoba, LLC

 

  (b) Address of Principal Business Office or, if none, Residence:

Michael E. Hoskins

12365 Riata Trace Parkway, Building B

Austin, TX 78727

Rotenburg, L.P., a Texas limited partnership

c/o Lowenberg Wealth Management Group

815A Brazos Street, Suite 266

Austin, TX 78701

 

  (c) Citizenship:

Michael E. Hoskins—United States of America

Rotenburg, L.P. – organized unter the laws of the State of Texas

 

  (d) Title of Class of Securities: Common Stock

 

  (e) CUSIP Number: 715710109

 

Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

Not applicable.

 

Page 5 of 8


Item 4. Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

  (a) Amount beneficially owed:

1,451,135*

 

  (b) Percent of class:

9%

 

  (c) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote

1,451,135 shares*

 

  (ii) Shared power to vote or to direct the vote

0 shares

 

  (iii) Sole power to dispose or to direct the disposition of

1,451,135 shares*

 

  (iv) Shared power to dispose or to direct the disposition of

0 shares

 

* Of these shares, 1,400,000 are held in the name of Rotenburg, L.P., a Texas limited partnership, of which Cordoba, LLC, a Texas limited liability company is the general partner. Mr. Hoskins is the managing member of Cordoba, LLC and in this capacity has sole voting and dispositive power over such shares.

 

Item 5. Ownership of Five Percent or Less of a Class

Not applicable.

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person

Not applicable.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

Not applicable.

 

Item 8. Identification and Classification of Members of the Group

Michael E. Hoskins

Rotenburg, L.P., a Texas limited partnership, of which Cordoba, LLC, a Texas limited liablity company is the general partner. Mr. Hoskins is the managing member of Cordoba, LLC

 

Page 6 of 8


Item 9. Notice of Dissolution of Group

Not applicable.

 

Item 10. Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

Page 7 of 8


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

  February 14, 2012
  Date
  /s/ Michael E. Hoskins
  Signature
  Michael E. Hoskins
  Name/ Title
  ROTENBURG, L.P. a Texas limited partnership
  By: CORDOBA LLC, a Texas limited liability company
      By: Michael E. Hoskins, managing member

 

  February 14, 2012
  Date

 

  /s/ Michael E. Hoskins
  Signature

 

  Michael E. Hoskins
  Name/ Title

 

ARMIDALE L.P. a Texas limited partnership
  By: SALAMANCA, LLC, a Texas limited liability company
      By: Michael E. Hoskins, managing member

 

  February 14, 2012
  Date

 

  /s/ Michael E. Hoskins
  Signature

 

  Michael E. Hoskins
  Name/ Title