0001140361-12-019083.txt : 20120404
0001140361-12-019083.hdr.sgml : 20120404
20120404113755
ACCESSION NUMBER: 0001140361-12-019083
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120404
DATE AS OF CHANGE: 20120404
EFFECTIVENESS DATE: 20120404
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: West Oak Capital, LLC
CENTRAL INDEX KEY: 0001387399
IRS NUMBER: 562398650
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12100
FILM NUMBER: 12740738
BUSINESS ADDRESS:
STREET 1: 2535 TOWNSGATE ROAD, SUITE 310
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
BUSINESS PHONE: 805 230 8282
MAIL ADDRESS:
STREET 1: 2535 TOWNSGATE ROAD, SUITE 310
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
FORMER COMPANY:
FORMER CONFORMED NAME: Live Oak Capital, LLC
DATE OF NAME CHANGE: 20070122
13F-HR
1
form13fhr.txt
NONE
THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON
PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND
FOR WHICH CONFIDENTIAL TREATMENT EXPIRED ON .
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 3/31/2012
Check here if Amendment []; Amendment Number:
-------
This Amendment (Check only one.): [] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: West Oak Capital, LLC
Address: 2801 Townsgate Road, Suite 112
Westlake Village, CA 91361
(805) 230-8282
Form 13F File Number: 028-12100
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Persons Signing this Report on Behalf of Reporting Manager:
Name: Lisa Snider
Title: Partner
Phone: 805-230-8282
Signature, Place, and Date of Signing:
/s/ Lisa Snider Westlake Village, CA 4/3/2012
--------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 308
Form 13F Information Table Value Total: $118,657,366.89
--------------
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------------- -------------- --------- ----------- ------------------ ---------- -------- ---------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------------- -------------- --------- ----------- --------- --- ---- ---------- -------- --------- ------ ----
3M Company COM 88579Y101 167306.25 1875 SOLE 1875 0 0
A F L A C Inc COM 001055102 409800.3 8830 SOLE 8830 0 0
Abbott Laboratories COM 002824100 1487825.8 24295 SOLE 24295 0 0
Above Technologies COM 003738309 0 120 SOLE 120 0 0
Accenture Ltd Cl A COM G1150G111 292085.4 4460 SOLE 4460 0 0
ACE Limited COM G0070K103 386582 5210 SOLE 5210 0 0
Air Products & Chemicals COM 009158106 1336352.92 14419 SOLE 14419 0 0
Alcatel Lucent Adr COM 013904305 44.08 19 SOLE 19 0 0
Alcoa Inc COM 013817101 960861.6 94480 SOLE 94480 0 0
Alexander & Baldwin Inc COM 014482103 48640 1000 SOLE 1000 0 0
Alleghany Corp Del COM 017175100 927864 2800 SOLE 2800 0 0
Allegheny Tech Inc New COM 01741R102 2799.93 67 SOLE 67 0 0
Allergan Inc COM 018490102 951.7 10 SOLE 10 0 0
Allstate Corporation COM 020002101 267980.88 8033 SOLE 8033 0 0
Altria Group Inc COM 02209S103 196494.96 6306 SOLE 6306 0 0
Amazon.Com Inc COM 023135106 8912.25 45 SOLE 45 0 0
Amcor Ltd Sponsored Adrf COM 02341R302 1179.68 38 SOLE 38 0 0
American Express Company COM 025816109 1414863.9 24390 SOLE 24390 0 0
Amerisourcebergen Corp COM 03073e105 1026778 26200 SOLE 26200 0 0
Ametek Inc New COM 031100100 357773 7300 SOLE 7300 0 0
AMG Capital Trust (Conv Pfd) COM 00169X203 4954.95 99 SOLE 99 0 0
Amgen Incorporated COM 031162100 1106242.62 16242 SOLE 16242 0 0
Anadarko Petroleum Corp COM 032511107 285982.65 3615 SOLE 3615 0 0
Analog Devices Inc COM 032654105 943036.5 23635 SOLE 23635 0 0
Apache Corp COM 037411105 744653.75 7375 SOLE 7375 0 0
Apple Computer Inc COM 037833100 194249.82 314 SOLE 314 0 0
Applied Materials Inc COM 038222105 473875 37910 SOLE 37910 0 0
Arrow Electronics Inc COM 042735100 840.8 20 SOLE 20 0 0
Astrazeneca COM 046353108 1086.72 24 SOLE 24 0 0
AT&T COM 00206R102 1122922.25 35705 SOLE 35705 0 0
Auto Data Processing COM 053015103 1347035.2 24080 SOLE 24080 0 0
Autoliv Inc COM 052800109 150664.8 2195 SOLE 2195 0 0
Autozone Inc COM 053332102 757.44 2 SOLE 2 0 0
AvalonBay Communities Inc COM 053484101 158401.6 1120 SOLE 1120 0 0
Avery Dennison Corp COM 053611109 21014 700 SOLE 700 0 0
Babcock & Wilcox Co COM 05615F102 4069.44 157 SOLE 157 0 0
Baidu Inc Adr COM 056752108 9242.1 63 SOLE 63 0 0
Bank of America Corp COM 060505104 196058.72 20254 SOLE 20254 0 0
Barrick Gold Corp COM 067901108 4686.26 106 SOLE 106 0 0
Baxter International Inc COM 071813109 310528.5 5154 SOLE 5154 0 0
Beacon Power Corp New COM 073677205 57.48 3381 SOLE 3381 0 0
Beam Inc COM 073730103 50141.5 850 SOLE 850 0 0
Becton Dickinson & Co COM 075887109 3583.86 46 SOLE 46 0 0
Berkshire Hathaway Cl B COM 084670207 12276 150 SOLE 150 0 0
BHP Biliton Ltd Adr COM 088606108 1058053.36 14329 SOLE 14329 0 0
BHP Billiton Adr New COM 05545E209 3515.68 56 SOLE 56 0 0
Biogen IDEC Inc COM 09062X103 418754.03 3281 SOLE 3281 0 0
Boeing Co COM 097023105 392688.08 5224 SOLE 5224 0 0
Boston Properties Inc COM 101121101 204107.4 1940 SOLE 1940 0 0
Br Amer Tobacco Plc Adrf COM 110448107 1144.33 11 SOLE 11 0 0
Briggs & Stratton Corp COM 109043109 3642 200 SOLE 200 0 0
Bristol-Myers Squibb Co COM 110122108 164366.5 4850 SOLE 4850 0 0
Broadcom Corp COM 111320107 4083.45 105 SOLE 105 0 0
Broadridge COM 11133T103 19352 800 SOLE 800 0 0
C S X Corp COM 126408103 44240 2000 SOLE 2000 0 0
C V S Corp COM 126650100 1242579.9 27570 SOLE 27570 0 0
Callaway Golf COM 131193104 641.7 90 SOLE 90 0 0
Caterpillar Inc COM 149123101 1370547.75 12779 SOLE 12779 0 0
CBS Corporation Cl B New COM 124857202 3374 100 SOLE 100 0 0
Celanese Corp COM 150870103 4680 100 SOLE 100 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------------- -------------- --------- ----------- ------------------ ---------- -------- ---------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------------- -------------- --------- ----------- --------- --- ---- ---------- -------- --------- ------ ----
Celgene Corp COM 151020104 15640 200 SOLE 200 0 0
Centurytel Inc COM 156700106 4879.98 126 SOLE 126 0 0
Check Pt Software Tech COM M22465104 1225.88 19 SOLE 19 0 0
Cheesecake Factory Inc COM 163072101 11156.25 375 SOLE 375 0 0
Chesapeake Energy Corp COM 165167107 2680.65 115 SOLE 115 0 0
Chevrontexaco Corp COM 166764100 2101561.5 19405 SOLE 19405 0 0
Church & Dwight Co Inc COM 171340102 1288.04 26 SOLE 26 0 0
Cisco Systems Inc COM 17275R102 6357 300 SOLE 300 0 0
Citadel Broadcasting Corp COM 17285T106 0.15 26 SOLE 26 0 0
Citigroup Inc COM 172967101 168975.21 4583 SOLE 4583 0 0
Citigroup Inc (Conv Pfd) COM 172967416 1560.45 15 SOLE 15 0 0
City National Corp COM 178566105 149283 2850 SOLE 2850 0 0
Clorox Company COM 189054109 145572 2100 SOLE 2100 0 0
Coca Cola Femsa Sab Adrf COM 191241108 2692.5 25 SOLE 25 0 0
Coca-Cola Company COM 191216100 223902.8 3020 SOLE 3020 0 0
Colgate-Palmolive Co COM 194162103 1347643.6 13690 SOLE 13690 0 0
Companhia De Saneam Adrf COM 20441A102 4329.72 54 SOLE 54 0 0
Conocophillips COM 20825C104 1411102.59 18357 SOLE 18357 0 0
Continental Resources COM 212015101 869.6 10 SOLE 10 0 0
Costco Wholesale Corp New COM 22160K105 1027689.6 11190 SOLE 11190 0 0
Covidien Ltd COM G2554F105 41430.61 757 SOLE 757 0 0
Crown Castle Intl Corp COM 228227104 4589.82 86 SOLE 86 0 0
Crown Northcorp Inc COM 228429106 0 22 SOLE 22 0 0
D R Horton Co COM 23331A109 30040 2000 SOLE 2000 0 0
Danaher Corp Del COM 235851102 1303066.8 23240 SOLE 23240 0 0
Deere & Company COM 244199105 69697.12 848 SOLE 848 0 0
Denbury Res Inc New COM 247916208 4460.4 236 SOLE 236 0 0
Dentsply Intl Inc COM 249030107 1008775.8 24945 SOLE 24945 0 0
Devon Energy Cp New COM 25179M103 276662.25 3825 SOLE 3825 0 0
Diageo Plc New Adr COM 25243Q205 1191.36 12 SOLE 12 0 0
Directv Group Inc COM 25459L106 2347.18 47 SOLE 47 0 0
Discover Financial Svcs COM 254709108 26286 780 SOLE 780 0 0
Disney Walt Co COM 254687106 387063.36 8829 SOLE 8829 0 0
Dow Chemical Company COM 260543103 8742.5 250 SOLE 250 0 0
Dresser Rand Group Inc COM 261608103 1266.84 27 SOLE 27 0 0
Duke Energy Corp New COM 26441C105 124490 5900 SOLE 5900 0 0
DuPont COM 263534109 45381.5 850 SOLE 850 0 0
E M C Corp Mass COM 268648102 1243898.28 41868 SOLE 41868 0 0
E O G Resources Inc COM 26875P101 28450.85 251 SOLE 251 0 0
Edison International COM 281020107 267180.76 6244 SOLE 6244 0 0
El Paso Corporation COM 28336L109 11498.2 382 SOLE 382 0 0
Elan Corp Plc Spon Adr COM 284131208 19896.8 1330 SOLE 1330 0 0
Emerson Electric Co COM 291011104 1379963.1 26265 SOLE 26265 0 0
Encana Corporation COM 292505104 652.08 33 SOLE 33 0 0
Entegris Inc COM 29362U104 23154.15 2445 SOLE 2445 0 0
Esco Technologies Inc COM 296315104 3687 100 SOLE 100 0 0
Estee Lauder Co Inc Cl A COM 518439104 8235.48 132 SOLE 132 0 0
Exelis Inc COM 30162A108 18225 1500 SOLE 1500 0 0
Exelon Corporation COM 30161N101 627.36 16 SOLE 16 0 0
Exxon Mobil Corporation COM 30231G102 1739397.39 19977 SOLE 19977 0 0
F5 Networks Inc COM 315616102 546.64 4 SOLE 4 0 0
Fedex Corporation COM 31428X106 1290.66 14 SOLE 14 0 0
Fidelity Natl Finl Inc COM 31620R105 596155.4 33028 SOLE 33028 0 0
Fidelity Natl Info Svcs COM 31620M106 487302.12 14516 SOLE 14516 0 0
First Horizon Natl Corp COM 320517105 97967.79 9357 SOLE 9357 0 0
Flowserve Corporation COM 34354P105 1293.93 11 SOLE 11 0 0
Ford Motor Company New COM 345370860 34250.68 2714 SOLE 2714 0 0
Fortune Brands Hm & Sec COM 34964C106 18453.5 850 SOLE 850 0 0
Freeport McMoran COP B COM 356710857 8134.88 208 SOLE 208 0 0
General Dynamics Corp COM 369550108 2889.51 39 SOLE 39 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------------- -------------- --------- ----------- ------------------ ---------- -------- ---------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------------- -------------- --------- ----------- --------- --- ---- ---------- -------- --------- ------ ----
General Electric Company COM 369604103 1115434.32 55716 SOLE 55716 0 0
General Mills Inc COM 370334104 1020413.1 25755 SOLE 25755 0 0
General Mtrs B (Conv Pfd) COM 37045V209 1648.06 38 SOLE 38 0 0
Gilead Sciences Inc COM 37558103 26389.98 541 SOLE 541 0 0
Glaxosmithkline Plc Adr COM 37733W105 11918.4 260 SOLE 260 0 0
Google Inc Class A COM 38259P508 6469.2 10 SOLE 10 0 0
Guess Inc COM 401617105 757.2 24 SOLE 24 0 0
Guggenheim S&P 500 Equal Weight COM 78355W106 237828.5 4550 SOLE 4550 0 0
ETF
Harley Davidson Inc COM 412822108 29766 600 SOLE 600 0 0
Hartford Finl (Conv Pfd) COM 416515708 1605.8 74 SOLE 74 0 0
Hartford Finl Svcs Grp COM 416515104 21950 1000 SOLE 1000 0 0
Heinz H J Co COM 423074103 8034 150 SOLE 150 0 0
Hess Corporation COM 42809H107 329311.5 5530 SOLE 5530 0 0
Hewlett-Packard Company COM 428236103 48954 2050 SOLE 2050 0 0
Home Depot Inc COM 437076102 1427564.43 28557 SOLE 28557 0 0
Honeywell International COM 438516106 287630.72 4706 SOLE 4706 0 0
HSBC Hldgs Plc Adr New COM 404280406 6211.91 139 SOLE 139 0 0
Hudson City Bancorp Inc COM 443683107 2462.25 335 SOLE 335 0 0
Humana Inc COM 444859102 36740 400 SOLE 400 0 0
Huntington Ingalls Inds COM 446413106 356.85 9 SOLE 9 0 0
I T T Industries Inc COM 450911102 17317.5 750 SOLE 750 0 0
Infacare Pharmaceutical COM 45665N100 0.05 50000 SOLE 50000 0 0
Intel Corp COM 458140100 1632786.54 57533 SOLE 57533 0 0
Internet Capital Group COM 46059C205 46.1 5 SOLE 5 0 0
Interpublic Group Of Cos COM 460690100 3906 350 SOLE 350 0 0
Intl Business Machines COM 459200101 2225618.75 10625 SOLE 10625 0 0
Intuit Inc COM 461202103 5092.08 84 SOLE 84 0 0
Investment Tech Grp New COM 46145F105 1430496.45 120717 SOLE 120717 0 0
Iron Mountain Inc New COM 462846106 660654 22860 SOLE 22860 0 0
Ishares Dj Select Div Fd COM 464287168 60608.5 1075 SOLE 1075 0 0
Ishares Msci Brazil Index COM 464286400 6538 100 SOLE 100 0 0
Ishares Msci Hk Idx Fd COM 464286871 3453.52 196 SOLE 196 0 0
Ishares Msci Mexico COM 464286822 4580.64 72 SOLE 72 0 0
Ishares Msci Singapore COM 464286673 3757 289 SOLE 289 0 0
Ishares Russell Midcap COM 464287499 100431 900 SOLE 900 0 0
Ishares Russell Midcap COM 464287473 4845 100 SOLE 100 0 0
Ishares S&P Asia 50 COM 464288430 132515.25 2935 SOLE 2935 0 0
iShares Silver Trust COM 46428Q109 6410 200 SOLE 200 0 0
Ishares Tr Dj US Basic COM 464287838 17852.5 250 SOLE 250 0 0
Ishares Tr Russell COM 464287655 178138.75 2125 SOLE 2125 0 0
Ishares Tr S&P Midcap COM 464287507 24930 250 SOLE 250 0 0
Ishares Xinhua China 25 COM 464287184 14836 400 SOLE 400 0 0
J M Smucker Co New COM 832696405 81440 1000 SOLE 1000 0 0
J P Morgan Chase & Co COM 46625H100 1573494.3 34110 SOLE 34110 0 0
Jack In The Box Inc COM 466367109 1676.5 70 SOLE 70 0 0
Jefferies Group Inc New COM 472319102 28067908.05 1473381 SOLE 1473381 0 0
Johnson & Johnson COM 478160104 1492903.08 22548 SOLE 22548 0 0
Kellogg Company COM 487836108 107480 2000 SOLE 2000 0 0
Kimberly-Clark Corp COM 494368103 3355.65 45 SOLE 45 0 0
KLA Tencor Corp COM 482480100 1516819.15 27745 SOLE 27745 0 0
Kraft Foods Inc COM 50075N104 143426.06 3737 SOLE 3737 0 0
L-3 Communications Hldgs COM 502424104 7158 100 SOLE 100 0 0
Lender Processing Services Inc COM 52602E102 185369.32 7258 SOLE 7258 0 0
Lennar Corp COM 526057104 1170807.05 44065 SOLE 44065 0 0
Lexmark Intl Inc Cl A COM 529771107 18254.5 550 SOLE 550 0 0
Linear Technology Corp COM 535678106 798004.8 24160 SOLE 24160 0 0
Lockheed Martin Corp COM 539830109 1139500 12500 SOLE 12500 0 0
Macys Inc COM 55616P104 174038 4325 SOLE 4325 0 0
Marathon Oil Corp COM 565849106 12892 400 SOLE 400 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------------- -------------- --------- ----------- ------------------ ---------- -------- ---------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------------- -------------- --------- ----------- --------- --- ---- ---------- -------- --------- ------ ----
Martha Stewart Lvng Omni COM 573083102 3820 1000 SOLE 1000 0 0
Mattel Incorporated COM 577081102 3208.22 94 SOLE 94 0 0
Mc Cormick & Co Inc N-Vt COM 579780206 312465.5 5675 SOLE 5675 0 0
Mc Donalds Corp COM 580135101 1877397.32 19087 SOLE 19087 0 0
McGraw-Hill Cos COM 580645109 63284 1300 SOLE 1300 0 0
Mead Johnson Nutrition COM 582839106 2694.08 32 SOLE 32 0 0
Medcohealth Solutions COM 58405U102 195293.4 2778 SOLE 2778 0 0
Medtronic Inc COM 585055106 39540 1000 SOLE 1000 0 0
Merck & Co Inc COM 589331107 170406.75 4425 SOLE 4425 0 0
Metlife Inc COM 59156R108 4788 126 SOLE 126 0 0
Micron Technology Inc COM 595112103 4047.5 500 SOLE 500 0 0
Microsoft Corp COM 594918104 1406164.92 43548 SOLE 43548 0 0
Mid-America Apartment Communities COM 59522J103 205955.1 3035 SOLE 3035 0 0
Molycorp Inc COM 608753109 3442 100 SOLE 100 0 0
Monsanto Co New Del COM 61166W101 4970.28 61 SOLE 61 0 0
Morgan Stanley COM 617446448 30903.6 1560 SOLE 1560 0 0
New York Cmnty Bancorp COM 649445103 4478.5 325 SOLE 325 0 0
NextEra Energy COM 65339F101 1574757.28 25469.146 SOLE 25469.146 0 0
Nike Inc Class B COM 654106103 9157.68 84 SOLE 84 0 0
Noble Energy Inc COM 655044105 2907.54 29 SOLE 29 0 0
Nordstrom Inc COM 655664100 1851.96 33 SOLE 33 0 0
Norfolk Southern Corp COM 655844108 6232.86 93 SOLE 93 0 0
Nortel Networks Cp New COM 8.4 464 SOLE 464 0 0
Northern Trust COM 665859104 554110.55 11585 SOLE 11585 0 0
Northrop Grumman Corp COM 666807102 3400.1 55 SOLE 55 0 0
Novagold Res Inc New COM 66987E206 4362 600 SOLE 600 0 0
Novartis AG Spon Adr COM 66987V109 1196938 21260 SOLE 21260 0 0
O Reilly Automotive New COM 67103H107 1300.04 14 SOLE 14 0 0
Occidental Petroleum Corp COM 674599105 930934 9550 SOLE 9550 0 0
Oracle Corporation COM 68389X105 1266305.46 42882 SOLE 42882 0 0
Owens Corning Inc COM 690742101 1296.48 37 SOLE 37 0 0
P P G Industries Inc COM 693506107 5470.08 56 SOLE 56 0 0
Paladin Res Ltd Ord COM Q72653126 3734.8 2000 SOLE 2000 0 0
Parker-Hannifin Corp COM 701094104 8603 100 SOLE 100 0 0
Penske Automotive Group COM 70959W103 1309.1 53 SOLE 53 0 0
Pepsico Incorporated COM 713448108 1044614.48 15652 SOLE 15652 0 0
Perkinelmer Inc COM 714046109 97895 3500 SOLE 3500 0 0
Pfizer Incorporated COM 717081103 125848.89 5571 SOLE 5571 0 0
Philip Morris Intl Inc COM 718172109 593930.1 6645 SOLE 6645 0 0
Piper Jaffray Cos New COM 724078100 466.82 17 SOLE 17 0 0
Pipesaver Technologies COM 724086103 0 1500 SOLE 1500 0 0
Pitney Bowes Inc COM 724479100 1153.1 65 SOLE 65 0 0
PNC Finl Services Gp Inc COM 693475105 6536.72 101 SOLE 101 0 0
Potash Corp Sask Inc COM 73755L107 676238.75 14465 SOLE 14465 0 0
PPL Corporation (Conv Pfd) COM 69351T601 3513.25 65 SOLE 65 0 0
Precision Castparts Corp COM 740189105 4713.66 27 SOLE 27 0 0
Priceline.Com Inc New COM 741503403 14399.4 20 SOLE 20 0 0
Principal Financial Grp COM 74251V102 927.83 31 SOLE 31 0 0
Procter & Gamble Co COM 742718109 1268844.36 18781 SOLE 18781 0 0
Public Storage Inc COM 74460D109 216559.2 1560 SOLE 1560 0 0
Qualcomm Inc COM 747525103 1690920 24750 SOLE 24750 0 0
Radioshack Corporation COM 750438103 3754.8 596 SOLE 596 0 0
Range Resources Corp COM 75281A109 22023.75 375 SOLE 375 0 0
Redhat Inc COM 756577102 9059.2 149 SOLE 149 0 0
Renaissancere Hldgs Incf COM G7496G103 1593.69 21 SOLE 21 0 0
Reynolds American Inc COM 761713106 8228.88 198 SOLE 198 0 0
Rockwell Automation Inc COM 773903109 1442.16 18 SOLE 18 0 0
Royal Dutch Shell A Adrf COM 780259206 1016877.96 14284 SOLE 14284 0 0
Sanofi Aventis Adr COM 80105N105 3457.52 88 SOLE 88 0 0
Schlumberger Ltd COM 806857108 3212.64 46 SOLE 46 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------------- -------------- --------- ----------- ------------------ ---------- -------- ---------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------------- -------------- --------- ----------- --------- --- ---- ---------- -------- --------- ------ ----
Sears Holdings Corp COM 812350106 292835.79 4391 SOLE 4391 0 0
Sector Spdr Engy Select COM 81369Y506 21372.75 295 SOLE 295 0 0
Sector SPDR Technology Shares COM 81369Y803 11430 375 SOLE 375 0 0
Sempra Energy COM 816851109 1198344 19600 SOLE 19600 0 0
Semtech Corp COM 816850101 30770.1 1074 SOLE 1074 0 0
Shaw Group Inc COM 820280105 309.9 10 SOLE 10 0 0
Sherwin-Williams Co COM 824348106 27452.5 250 SOLE 250 0 0
Simon Property Group COM 828806109 245389.8 1670 SOLE 1670 0 0
Siti-Sites.Com Inc COM 0.03 33 SOLE 33 0 0
Snap On Inc COM 833034101 91965 1500 SOLE 1500 0 0
Southwestern Energy Co COM 845467109 1977.6 64 SOLE 64 0 0
Stanley Black (Conv Pfd) COM 854502309 2208.42 18 SOLE 18 0 0
Stanley Works COM 854616109 871986.5 11165 SOLE 11165 0 0
Starbucks Corp COM 855244109 1624615.56 28668 SOLE 28668 0 0
Starwood Htls & Resorts COM 85590A701 4060.08 72 SOLE 72 0 0
State Street Corp COM 857477103 2936.32 64 SOLE 64 0 0
Statoilhydro Asa Adr COM 85771P102 1376.5 50 SOLE 50 0 0
Stellarnet Inc Ser B Pfd COM 85856W105 0.17 16670 SOLE 16670 0 0
Stericycle Inc COM 858912108 898919.2 10676 SOLE 10676 0 0
Strattec Security Corp COM 863111100 464.6 20 SOLE 20 0 0
Streettracks Gold Trust Index COM 78463V107 150719.5 925 SOLE 925 0 0
Supervalu Inc COM 868536103 14716 2600 SOLE 2600 0 0
Sysco Corporation COM 871829107 39052 1300 SOLE 1300 0 0
T J X Cos Inc COM 872540109 10206.72 256 SOLE 256 0 0
T Rowe Price Group Inc COM 74144T108 1014582.05 15445 SOLE 15445 0 0
Target Corporation COM 7612E1061 1168656.21 20049 SOLE 20049 0 0
TE Connectivity Ltd COM H84989104 22182 600 SOLE 600 0 0
Technip Adr COM 878546209 1422.95 48 SOLE 48 0 0
Teledyne Technologies COM 879360105 18942 300 SOLE 300 0 0
Teva Pharm Inds Ltd Adr COM 881624209 260489.7 5715 SOLE 5715 0 0
Texas Instruments Inc COM 882508104 505974.84 15215 SOLE 15215 0 0
The Charles Schwab Corp COM 808513105 784827 53940 SOLE 53940 0 0
Tibco Software Inc COM 88632Q103 6260 200 SOLE 200 0 0
Tiffany & Co New COM 886547108 42012 600 SOLE 600 0 0
Titan Oil & Gas Inc New COM 888309101 65 650 SOLE 650 0 0
Toronto Dominion Bank COM 891160509 1194.2 14 SOLE 14 0 0
Touch America Holding COM 891539108 0.36 3600 SOLE 3600 0 0
Travelers Companies Inc COM 89417E109 7534.91 127 SOLE 127 0 0
Treasury Metals Inc COM 894647106 1297.38 1315 SOLE 1315 0 0
Triumph Group Inc New COM 896818101 2431.24 38 SOLE 38 0 0
Tyco Intl Ltd New COM G9143X208 41347.8 741 SOLE 741 0 0
U S Bancorp Del New COM 902973304 1619493.12 51072 SOLE 51072 0 0
U.S. Natural Gas Fund COM 912318110 6073.13 375 SOLE 375 0 0
Union Pacific Corp COM 907818108 56444 515 SOLE 515 0 0
United Parcel Service B COM 911312106 59050.44 732 SOLE 732 0 0
United Technologies Corp COM 913017109 339358.46 4102 SOLE 4102 0 0
V F Corporation COM 918204108 8799.85 59 SOLE 59 0 0
Vale Capital II 2012f (Conv Pfd) COM 91912F201 1505.35 23 SOLE 23 0 0
Valero Energy Corp New COM 91913Y100 2317.04 88 SOLE 88 0 0
Vanguard Growth COM 92290736 64458 900 SOLE 900 0 0
Ventas COM 92276F100 195931.8 3420 SOLE 3420 0 0
Verizon Communications COM 92343V104 1453051.44 37722 SOLE 37722 0 0
Visa Inc Cl A COM 92826C839 4283.28 36 SOLE 36 0 0
Visteon Corp COM 92839U107 53.46 1 SOLE 1 0 0
Visteon Corp 15 Wts COM 92839U115 18.9 2 SOLE 2 0 0
Vodafone Group Plc Adr COM 92857W209 969645.81 34251 SOLE 34251 0 0
Wal-Mart Stores Inc COM 931142103 58292 950 SOLE 950 0 0
Washington Mutual Inc COM 939322103 2.14 2142 SOLE 2142 0 0
Waste Management Inc Del COM 94106L109 1935.45 55 SOLE 55 0 0
Wellpoint Health Networks COM 94973V107 98482.5 1350 SOLE 1350 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------------- -------------- --------- ----------- ------------------ ---------- -------- ---------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------------- -------------- --------- ----------- --------- --- ---- ---------- -------- --------- ------ ----
Wells Fargo & Co New COM 949746101 1565339.09 45359 SOLE 45359 0 0
Wells Fargo (Pfd) COM 949746879 1569.78 54 SOLE 54 0 0
Wells Fargo L (Pfd) COM 949746804 2227.5 2 SOLE 2 0 0
Weyerhaeuser Co COM 962166104 7202 325 SOLE 325 0 0
Wisconsin Energy COM 976657106 949336.75 26825 SOLE 26825 0 0
Xylem Inc COM 98419M100 42480 1500 SOLE 1500 0 0
Yahoo Inc COM 984332106 1545.5 100 SOLE 100 0 0
Yamana Gold Inc COM 98462Y100 1052.04 66 SOLE 66 0 0
Zimmer Holdings Inc COM 98956P102 18270 280 SOLE 280 0 0