0000891092-12-002517.txt : 20120502 0000891092-12-002517.hdr.sgml : 20120502 20120502120252 ACCESSION NUMBER: 0000891092-12-002517 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120502 DATE AS OF CHANGE: 20120502 EFFECTIVENESS DATE: 20120502 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IndexIQ Advisors LLC CENTRAL INDEX KEY: 0001415996 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13712 FILM NUMBER: 12803584 BUSINESS ADDRESS: STREET 1: 800 Westchester Avenue CITY: Rye Brook STATE: NY ZIP: 10573 MAIL ADDRESS: STREET 1: 800 Westchester Avenue CITY: Rye Brook STATE: NY ZIP: 10573 13F-HR 1 e48313_13fhr.txt HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ]adds new holdings entries. Institutional Investment Manager Filing this Report: Name: IndexIQ Advisors LLC Address: 800 Westchester Avenue, Suite N-611 Rye Brook, NY 10573 Form 13F File Number: 28-13712 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Adam S. Patti Title: Chief Executive Officer Phone: 914.697.4945 Signature, Place, and Date of Signing: /s/ Adam S. Patti Rye Brook, New York May 2, 2012 ----------------- ------------------- ----------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 179 Form 13F Information Table Value Total: $611,090 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 01 28-13711 Financial Development LLC 02 28-13710 Financial Development Holdco LLC

------------------------------------------------------------------------------------------------------------------------------------ COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------------------------------------------------------------------------------------------------------------ VALUE SHRS or SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY ------------------------------------------------------------------------------------------------------------------------------------ NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ ACADIA RLTY TR COM SH BEN INT 004239109 905 40,135 SH - Defined 01,02 40,135 - - ------------------------------------------------------------------------------------------------------------------------------------ ADECOAGRO S A COM L00849106 434 40,141 SH - Defined 01,02 40,141 - - ------------------------------------------------------------------------------------------------------------------------------------ ADVANCE AMER CASH ADVANCE CT COM 00739W107 351 33,491 SH - Defined 01,02 33,491 - - ------------------------------------------------------------------------------------------------------------------------------------ ALCOA INC COM 013817101 71 7,073 SH - Defined 01,02 7,073 - - ------------------------------------------------------------------------------------------------------------------------------------ ALLIED NEVADA GOLD CORP COM 019344100 114 3,491 SH - Defined 01,02 3,491 - - ------------------------------------------------------------------------------------------------------------------------------------ ALON USA ENERGY INC COM 020520102 6 634 SH - Defined 01,02 634 - - ------------------------------------------------------------------------------------------------------------------------------------ ALPHA NATURAL RESOURCES INC COM 02076X102 335 22,003 SH - Defined 01,02 22,003 - - ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN WTR WKS CO INC NEW COM 030420103 124 3,654 SH - Defined 01,02 3,654 - - ------------------------------------------------------------------------------------------------------------------------------------ ANADARKO PETE CORP COM 032511107 25 318 SH - Defined 01,02 318 - - ------------------------------------------------------------------------------------------------------------------------------------ ANDERSONS INC COM 034164103 767 15,749 SH - Defined 01,02 15,749 - - ------------------------------------------------------------------------------------------------------------------------------------ ANWORTH MORTGAGE ASSET CP COM 037347101 835 126,845 SH - Defined 01,02 126,845 - - ------------------------------------------------------------------------------------------------------------------------------------ APACHE CORP COM 037411105 24 238 SH - Defined 01,02 238 - - ------------------------------------------------------------------------------------------------------------------------------------ ARCH COAL INC COM 039380100 314 29,278 SH - Defined 01,02 29,278 - - ------------------------------------------------------------------------------------------------------------------------------------ ARCHER DANIELS MIDLAND CO COM 039483102 899 28,391 SH - Defined 01,02 28,391 - - ------------------------------------------------------------------------------------------------------------------------------------ ARMOUR RESIDENTIAL REIT INC COM 042315101 1,122 166,283 SH - Defined 01,02 166,283 - - ------------------------------------------------------------------------------------------------------------------------------------ ASHFORD HOSPITALITY TR INC COM SHS 044103109 575 63,851 SH - Defined 01,02 63,851 - - ------------------------------------------------------------------------------------------------------------------------------------ ASSOCIATED ESTATES RLTY CORP COM 045604105 651 39,837 SH - Defined 01,02 39,837 - - ------------------------------------------------------------------------------------------------------------------------------------ BPZ RESOURCES INC COM 055639108 25 6,271 SH - Defined 01,02 6,271 - - ------------------------------------------------------------------------------------------------------------------------------------ BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 19 452 SH - Defined 01,02 452 - - ------------------------------------------------------------------------------------------------------------------------------------ BARCLAYS BK PLC IPATH S&P MT ETN 06740C519 4,949 107,061 SH - Defined 01,02 107,061 - - ------------------------------------------------------------------------------------------------------------------------------------ BONANZA CREEK ENERGY INC COM 097793103 14 622 SH - Defined 01,02 622 - - ------------------------------------------------------------------------------------------------------------------------------------ BRANDYWINE RLTY TR SH BEN INT NEW 105368203 1,538 133,956 SH - Defined 01,02 133,956 - - ------------------------------------------------------------------------------------------------------------------------------------ BUNGE LIMITED COM G16962105 442 6,453 SH - Defined 01,02 6,453 - - ------------------------------------------------------------------------------------------------------------------------------------ CH ENERGY GROUP INC COM 12541M102 169 2,527 SH - Defined 01,02 2,527 - - ------------------------------------------------------------------------------------------------------------------------------------ CVR ENERGY INC COM 12662P108 941 35,188 SH - Defined 01,02 35,188 - - ------------------------------------------------------------------------------------------------------------------------------------ CVR PARTNERS LP COM 126633106 425 16,142 SH - Defined 01,02 16,142 - - ------------------------------------------------------------------------------------------------------------------------------------ CAPLEASE INC COM 140288101 251 62,203 SH - Defined 01,02 62,203 - - ------------------------------------------------------------------------------------------------------------------------------------ CEDAR REALTY TRUST INC COM NEW 150602209 273 53,346 SH - Defined 01,02 53,346 - - ------------------------------------------------------------------------------------------------------------------------------------ CHEVRON CORP NEW COM 166764100 132 1,231 SH - Defined 01,02 1,231 - - ------------------------------------------------------------------------------------------------------------------------------------ CHIQUITA BRANDS INTL INC COM 170032809 345 39,266 SH - Defined 01,02 39,266 - - ------------------------------------------------------------------------------------------------------------------------------------ CLIFFS NATURAL RESOURCES INC COM 18683K101 63 913 SH - Defined 01,02 913 - - ------------------------------------------------------------------------------------------------------------------------------------ COEUR D ALENE MINES CORP IDA COM NEW 192108504 82 3,442 SH - Defined 01,02 3,442 - - ------------------------------------------------------------------------------------------------------------------------------------ COGDELL SPENCER INC COM 19238U107 301 70,916 SH - Defined 01,02 70,916 - - ------------------------------------------------------------------------------------------------------------------------------------ CONAGRA FOODS INC COM 205887102 512 19,496 SH - Defined 01,02 19,496 - - ------------------------------------------------------------------------------------------------------------------------------------ CONOCOPHILLIPS COM 20825C104 69 906 SH - Defined 01,02 906 - - ------------------------------------------------------------------------------------------------------------------------------------ CONSOL ENERGY INC COM 20854P109 1,127 33,061 SH - Defined 01,02 33,061 - - ------------------------------------------------------------------------------------------------------------------------------------ CONVIO INC COM 21257W105 177 11,459 SH - Defined 01,02 11,459 - - ------------------------------------------------------------------------------------------------------------------------------------ CORE LABORATORIES N V COM N22717107 394 2,996 SH - Defined 01,02 2,996 - - ------------------------------------------------------------------------------------------------------------------------------------ CORN PRODS INTL INC COM 219023108 185 3,201 SH - Defined 01,02 3,201 - - ------------------------------------------------------------------------------------------------------------------------------------ COSAN LTD SHS A G25343107 1,620 109,059 SH - Defined 01,02 109,059 - - ------------------------------------------------------------------------------------------------------------------------------------ COUSINS PPTYS INC COM 222795106 741 97,742 SH - Defined 01,02 97,742 - - ------------------------------------------------------------------------------------------------------------------------------------ CREXUS INVT CORP COM 226553105 744 71,911 SH - Defined 01,02 71,911 - - ------------------------------------------------------------------------------------------------------------------------------------ CUBESMART COM 229663109 1,363 114,557 SH - Defined 01,02 114,557 - - ------------------------------------------------------------------------------------------------------------------------------------ CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 379 3,190 SH - Defined 01,02 3,190 - - ------------------------------------------------------------------------------------------------------------------------------------ CURRENCYSHARES EURO TR EURO SHS 23130C108 912 6,875 SH - Defined 01,02 6,875 - - ------------------------------------------------------------------------------------------------------------------------------------ DCT INDUSTRIAL TRUST INC COM 233153105 1,362 230,827 SH - Defined 01,02 230,827 - - ------------------------------------------------------------------------------------------------------------------------------------ DELPHI FINL GROUP INC CL A 247131105 599 13,378 SH - Defined 01,02 13,378 - - ------------------------------------------------------------------------------------------------------------------------------------ DEVON ENERGY CORP NEW COM 25179M103 19 274 SH - Defined 01,02 274 - - ------------------------------------------------------------------------------------------------------------------------------------ DOLE FOOD CO INC NEW COM 256603101 311 31,140 SH - Defined 01,02 31,140 - - ------------------------------------------------------------------------------------------------------------------------------------ DOMTAR CORP COM NEW 257559203 836 8,770 SH - Defined 01,02 8,770 - - ------------------------------------------------------------------------------------------------------------------------------------ DYNEX CAP INC COM NEW 26817Q506 485 50,792 SH - Defined 01,02 50,792 - - ------------------------------------------------------------------------------------------------------------------------------------ EOG RES INC COM 26875P101 17 152 SH - Defined 01,02 152 - - ------------------------------------------------------------------------------------------------------------------------------------ EDUCATION RLTY TR INC COM 28140H104 934 86,159 SH - Defined 01,02 86,159 - - ------------------------------------------------------------------------------------------------------------------------------------ EL PASO CORP COM 28336L109 2,104 71,207 SH - Defined 01,02 71,207 - - ------------------------------------------------------------------------------------------------------------------------------------ EXXON MOBIL CORP COM 30231G102 281 3,236 SH - Defined 01,02 3,236 - - ------------------------------------------------------------------------------------------------------------------------------------ FELCOR LODGING TR INC COM 31430F101 421 116,923 SH - Defined 01,02 116,923 - - ------------------------------------------------------------------------------------------------------------------------------------ FIRST INDUSTRIAL REALTY TRUS COM 32054K103 1,004 81,299 SH - Defined 01,02 81,299 - - ------------------------------------------------------------------------------------------------------------------------------------ FIRST POTOMAC RLTY TR COM 33610F109 571 47,201 SH - Defined 01,02 47,201 - - ------------------------------------------------------------------------------------------------------------------------------------ FLOWSERVE CORP COM 34354P105 134 1,163 SH - Defined 01,02 1,163 - - ------------------------------------------------------------------------------------------------------------------------------------ FRANKLIN STREET PPTYS CORP COM 35471R106 718 67,720 SH - Defined 01,02 67,720 - - ------------------------------------------------------------------------------------------------------------------------------------ FREEPORT-MCMORAN COPPER & GO COM 35671D857 258 6,775 SH - Defined 01,02 6,775 - - ------------------------------------------------------------------------------------------------------------------------------------ GENERAL MLS INC COM 370334104 1,169 29,636 SH - Defined 01,02 29,636 - - ------------------------------------------------------------------------------------------------------------------------------------ GEORGIA GULF CORP COM PAR$0.01 NEW 373200302 222 6,379 SH - Defined 01,02 6,379 - - ------------------------------------------------------------------------------------------------------------------------------------ GETTY RLTY CORP NEW COM 374297109 396 25,387 SH - Defined 01,02 25,387 - - ------------------------------------------------------------------------------------------------------------------------------------ GLIMCHER RLTY TR SH BEN INT 379302102 1,115 109,089 SH - Defined 01,02 109,089 - - ------------------------------------------------------------------------------------------------------------------------------------ GOODRICH CORP COM 382388106 2,036 16,231 SH - Defined 01,02 16,231 - - ------------------------------------------------------------------------------------------------------------------------------------ GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 799 33,120 SH - Defined 01,02 33,120 - - ------------------------------------------------------------------------------------------------------------------------------------ GRAMERCY CAP CORP COM 384871109 90 33,670 SH - Defined 01,02 33,670 - - ------------------------------------------------------------------------------------------------------------------------------------ GREEN MTN COFFEE ROASTERS IN COM 393122106 196 4,179 SH - Defined 01,02 4,179 - - ------------------------------------------------------------------------------------------------------------------------------------ GULFPORT ENERGY CORP COM NEW 402635304 83 2,834 SH - Defined 01,02 2,834 - - ------------------------------------------------------------------------------------------------------------------------------------ HALLIBURTON CO COM 406216101 18 541 SH - Defined 01,02 541 - - ------------------------------------------------------------------------------------------------------------------------------------ HARLEYSVILLE GROUP INC COM 412824104 313 5,422 SH - Defined 01,02 5,422 - - ------------------------------------------------------------------------------------------------------------------------------------ HARVEST NATURAL RESOURCES IN COM 41754V103 15 2,159 SH - Defined 01,02 2,159 - - ------------------------------------------------------------------------------------------------------------------------------------ HERSHA HOSPITALITY TR SH BEN INT A 427825104 787 144,090 SH - Defined 01,02 144,090 - - ------------------------------------------------------------------------------------------------------------------------------------ HERSHEY CO COM 427866108 596 9,710 SH - Defined 01,02 9,710 - - ------------------------------------------------------------------------------------------------------------------------------------ HORMEL FOODS CORP COM 440452100 3,398 115,100 SH - Defined 01,02 115,100 - - ------------------------------------------------------------------------------------------------------------------------------------ ISTAR FINL INC COM 45031U101 491 67,659 SH - Defined 01,02 67,659 - - ------------------------------------------------------------------------------------------------------------------------------------ ITT CORP NEW COM NEW 450911201 269 11,723 SH - Defined 01,02 11,723 - - ------------------------------------------------------------------------------------------------------------------------------------ IDEX CORP COM 45167R104 71 1,680 SH - Defined 01,02 1,680 - - ------------------------------------------------------------------------------------------------------------------------------------ ILLUMINA INC COM 452327109 2,069 39,325 SH - Defined 01,02 39,325 - - ------------------------------------------------------------------------------------------------------------------------------------ INLAND REAL ESTATE CORP COM NEW 457461200 645 72,696 SH - Defined 01,02 72,696 - - ------------------------------------------------------------------------------------------------------------------------------------ INVESCO MORTGAGE CAPITAL INC COM 46131B100 1,912 108,304 SH - Defined 01,02 108,304 - - ------------------------------------------------------------------------------------------------------------------------------------ INVESTORS REAL ESTATE TR SH BEN INT 461730103 607 78,893 SH - Defined 01,02 78,893 - - ------------------------------------------------------------------------------------------------------------------------------------ ISHARES TR S&P 500 INDEX 464287200 8 59 SH - Defined 01,02 59 - - ------------------------------------------------------------------------------------------------------------------------------------ ISHARES TR BARCLY USAGG B 464287226 28,430 258,803 SH - Defined 01,02 258,803 - - ------------------------------------------------------------------------------------------------------------------------------------ ISHARES TR MSCI EMERG MKT 464287234 1,939 45,154 SH - Defined 01,02 45,154 - - ------------------------------------------------------------------------------------------------------------------------------------ ISHARES TR IBOXX INV CPBD 464287242 135,917 1,174,734 SH - Defined 01,02 ,174,734 - - ------------------------------------------------------------------------------------------------------------------------------------ ISHARES TR BARCLYS 20+ YR 464287432 2,632 23,458 SH - Defined 01,02 23,458 - - ------------------------------------------------------------------------------------------------------------------------------------ ISHARES TR BARCLYS 1-3 YR 464287457 60,662 719,429 SH - Defined 01,02 719,429 - - ------------------------------------------------------------------------------------------------------------------------------------ ISHARES TR MSCI EAFE INDEX 464287465 18,186 331,254 SH - Defined 01,02 331,254 - - ------------------------------------------------------------------------------------------------------------------------------------ ISHARES TR RUSSELL 2000 464287655 12,092 145,955 SH - Defined 01,02 145,955 - - ------------------------------------------------------------------------------------------------------------------------------------ ISHARES TR HIGH YLD CORP 464288513 13,337 146,821 SH - Defined 01,02 146,821 - - ------------------------------------------------------------------------------------------------------------------------------------ ISHARES TR BARCLYS CR BD 464288620 8,250 75,192 SH - Defined 01,02 75,192 - - ------------------------------------------------------------------------------------------------------------------------------------ ISHARES TR BARCLYS SH TREA 464288679 24,383 221,284 SH - Defined 01,02 221,284 - - ------------------------------------------------------------------------------------------------------------------------------------ ISHARES SILVER TRUST ISHARES 46428Q109 8,700 277,349 SH - Defined 01,02 277,349 - - ------------------------------------------------------------------------------------------------------------------------------------ IVANHOE ENERGY INC COM 465790103 19 18,185 SH - Defined 01,02 18,185 - - ------------------------------------------------------------------------------------------------------------------------------------ JOY GLOBAL INC COM 481165108 1,355 18,439 SH - Defined 01,02 18,439 - - ------------------------------------------------------------------------------------------------------------------------------------ KAPSTONE PAPER & PACKAGING C COM 48562P103 192 9,748 SH - Defined 01,02 9,748 - - ------------------------------------------------------------------------------------------------------------------------------------ KELLOGG CO COM 487836108 873 16,276 SH - Defined 01,02 16,276 - - ------------------------------------------------------------------------------------------------------------------------------------ KEY ENERGY SVCS INC COM 492914106 147 9,521 SH - Defined 01,02 9,521 - - ------------------------------------------------------------------------------------------------------------------------------------ KODIAK OIL & GAS CORP COM 50015Q100 165 16,549 SH - Defined 01,02 16,549 - - ------------------------------------------------------------------------------------------------------------------------------------ KRAFT FOODS INC CL A 50075N104 3,008 79,131 SH - Defined 01,02 79,131 - - ------------------------------------------------------------------------------------------------------------------------------------ LEXINGTON REALTY TRUST COM 529043101 1,141 126,887 SH - Defined 01,02 126,887 - - ------------------------------------------------------------------------------------------------------------------------------------ LINDSAY CORP COM 535555106 721 10,886 SH - Defined 01,02 10,886 - - ------------------------------------------------------------------------------------------------------------------------------------ LOOPNET INC COM 543524300 246 13,094 SH - Defined 01,02 13,094 - - ------------------------------------------------------------------------------------------------------------------------------------ LOUISIANA PAC CORP COM 546347105 264 28,198 SH - Defined 01,02 28,198 - - ------------------------------------------------------------------------------------------------------------------------------------ LUFKIN INDS INC COM 549764108 168 2,088 SH - Defined 01,02 2,088 - - ------------------------------------------------------------------------------------------------------------------------------------ MPG OFFICE TR INC COM 553274101 94 40,203 SH - Defined 01,02 40,203 - - ------------------------------------------------------------------------------------------------------------------------------------ MAGNUM HUNTER RES CORP DEL COM 55973B102 52 8,108 SH - Defined 01,02 8,108 - - ------------------------------------------------------------------------------------------------------------------------------------ MARATHON OIL CORP COM 565849106 13 419 SH - Defined 01,02 419 - - ------------------------------------------------------------------------------------------------------------------------------------ MCCORMICK & CO INC COM NON VTG 579780206 322 5,916 SH - Defined 01,02 5,916 - - ------------------------------------------------------------------------------------------------------------------------------------ MEADWESTVACO CORP COM 583334107 1,105 34,978 SH - Defined 01,02 34,978 - - ------------------------------------------------------------------------------------------------------------------------------------ MEDCO HEALTH SOLUTIONS INC COM 58405U102 1,440 20,483 SH - Defined 01,02 20,483 - - ------------------------------------------------------------------------------------------------------------------------------------ MEDICAL PPTYS TRUST INC COM 58463J304 1,178 126,961 SH - Defined 01,02 126,961 - - ------------------------------------------------------------------------------------------------------------------------------------ MOTOROLA MOBILITY HLDGS INC COM 620097105 1,494 38,081 SH - Defined 01,02 38,081 - - ------------------------------------------------------------------------------------------------------------------------------------ NATIONAL OILWELL VARCO INC COM 637071101 21 266 SH - Defined 01,02 266 - - ------------------------------------------------------------------------------------------------------------------------------------ NEWCASTLE INVT CORP COM 65105M108 620 98,711 SH - Defined 01,02 98,711 - - ------------------------------------------------------------------------------------------------------------------------------------ NEWMONT MINING CORP COM 651639106 1,214 23,687 SH - Defined 01,02 23,687 - - ------------------------------------------------------------------------------------------------------------------------------------ NORTHSTAR RLTY FIN CORP COM 66704R100 564 104,256 SH - Defined 01,02 104,256 - - ------------------------------------------------------------------------------------------------------------------------------------ NOVELLUS SYS INC COM 670008101 761 15,243 SH - Defined 01,02 15,243 - - ------------------------------------------------------------------------------------------------------------------------------------ OCCIDENTAL PETE CORP DEL COM 674599105 49 517 SH - Defined 01,02 517 - - ------------------------------------------------------------------------------------------------------------------------------------ OCEANEERING INTL INC COM 675232102 366 6,796 SH - Defined 01,02 6,796 - - ------------------------------------------------------------------------------------------------------------------------------------ PEABODY ENERGY CORP COM 704549104 1,354 46,758 SH - Defined 01,02 46,758 - - ------------------------------------------------------------------------------------------------------------------------------------ PEBBLEBROOK HOTEL TR COM 70509V100 1,080 47,820 SH - Defined 01,02 47,820 - - ------------------------------------------------------------------------------------------------------------------------------------ PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 795 52,076 SH - Defined 01,02 52,076 - - ------------------------------------------------------------------------------------------------------------------------------------ PENNYMAC MTG INVT TR COM 70931T103 525 28,141 SH - Defined 01,02 28,141 - - ------------------------------------------------------------------------------------------------------------------------------------ PENTAIR INC COM 709631105 100 2,110 SH - Defined 01,02 2,110 - - ------------------------------------------------------------------------------------------------------------------------------------ PEP BOYS MANNY MOE & JACK COM 713278109 225 15,100 SH - Defined 01,02 15,100 - - ------------------------------------------------------------------------------------------------------------------------------------ PETROQUEST ENERGY INC COM 716748108 22 3,588 SH - Defined 01,02 3,588 - - ------------------------------------------------------------------------------------------------------------------------------------ PIONEER DRILLING CO COM 723655106 34 3,869 SH - Defined 01,02 3,869 - - ------------------------------------------------------------------------------------------------------------------------------------ POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 109 3,788 SH - Defined 01,02 3,788 - - ------------------------------------------------------------------------------------------------------------------------------------ POWERSHARES DB G10 CURCY HAR COM UT BEN INT 73935Y102 33,788 1,350,995 SH - Defined 01,02 ,350,995 - - ------------------------------------------------------------------------------------------------------------------------------------ POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 413 13,811 SH - Defined 01,02 13,811 - - ------------------------------------------------------------------------------------------------------------------------------------ POWERSHS DB MULTI SECT COMM DB GOLD FUND 73936B606 16,112 278,854 SH - Defined 01,02 278,854 - - ------------------------------------------------------------------------------------------------------------------------------------ PRESTIGE BRANDS HLDGS INC COM 74112D101 301 17,215 SH - Defined 01,02 17,215 - - ------------------------------------------------------------------------------------------------------------------------------------ PROSHARES TR II VIX MDTRM FUTR 74347W684 9 157 SH - Defined 01,02 157 - - ------------------------------------------------------------------------------------------------------------------------------------ PROSHARES TR II ULTRASHRT EURO 74347W882 512 27,005 SH - Defined 01,02 27,005 - - ------------------------------------------------------------------------------------------------------------------------------------ PROSHARES TR SHT MSCI NEW 74347X575 206 7,958 SH - Defined 01,02 7,958 - - ------------------------------------------------------------------------------------------------------------------------------------ PROSHARES TR REAL EST NEW 11 74348A871 313 10,601 SH - Defined 01,02 10,601 - - ------------------------------------------------------------------------------------------------------------------------------------ RAIT FINANCIAL TRUST COM NEW 749227609 232 46,688 SH - Defined 01,02 46,688 - - ------------------------------------------------------------------------------------------------------------------------------------ RSC HOLDINGS INC COM 74972L102 488 21,620 SH - Defined 01,02 21,620 - - ------------------------------------------------------------------------------------------------------------------------------------ RALCORP HLDGS INC NEW COM 751028101 173 2,329 SH - Defined 01,02 2,329 - - ------------------------------------------------------------------------------------------------------------------------------------ RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 751452202 444 36,354 SH - Defined 01,02 36,354 - - ------------------------------------------------------------------------------------------------------------------------------------ REDWOOD TR INC COM 758075402 826 73,718 SH - Defined 01,02 73,718 - - ------------------------------------------------------------------------------------------------------------------------------------ RESOURCE CAP CORP COM 76120W302 420 77,859 SH - Defined 01,02 77,859 - - ------------------------------------------------------------------------------------------------------------------------------------ ROYAL GOLD INC COM 780287108 160 2,450 SH - Defined 01,02 2,450 - - ------------------------------------------------------------------------------------------------------------------------------------ SPDR S&P 500 ETF TR TR UNIT 78462F103 7,116 50,569 SH - Defined 01,02 50,569 - - ------------------------------------------------------------------------------------------------------------------------------------ SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 259 7,036 SH - Defined 01,02 7,036 - - ------------------------------------------------------------------------------------------------------------------------------------ SPDR SERIES TRUST BRCLYS CAP CONV 78464A359 30,550 766,439 SH - Defined 01,02 766,439 - - ------------------------------------------------------------------------------------------------------------------------------------ SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 10,985 279,026 SH - Defined 01,02 279,026 - - ------------------------------------------------------------------------------------------------------------------------------------ SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 594 10,288 SH - Defined 01,02 10,288 - - ------------------------------------------------------------------------------------------------------------------------------------ SPDR SERIES TRUST BRCLYS 1-3MT ETF 78464A680 20,615 449,911 SH - Defined 01,02 449,911 - - ------------------------------------------------------------------------------------------------------------------------------------ SABRA HEALTH CARE REIT INC COM 78573L106 569 34,602 SH - Defined 01,02 34,602 - - ------------------------------------------------------------------------------------------------------------------------------------ SARA LEE CORP COM 803111103 639 29,678 SH - Defined 01,02 29,678 - - ------------------------------------------------------------------------------------------------------------------------------------ SCHLUMBERGER LTD COM 806857108 60 862 SH - Defined 01,02 862 - - ------------------------------------------------------------------------------------------------------------------------------------ SEABOARD CORP COM 811543107 970 497 SH - Defined 01,02 497 - - ------------------------------------------------------------------------------------------------------------------------------------ SEMGROUP CORP CL A 81663A105 76 2,614 SH - Defined 01,02 2,614 - - ------------------------------------------------------------------------------------------------------------------------------------ SMITHFIELD FOODS INC COM 832248108 4,563 207,148 SH - Defined 01,02 207,148 - - ------------------------------------------------------------------------------------------------------------------------------------ SMUCKER J M CO COM NEW 832696405 410 5,045 SH - Defined 01,02 5,045 - - ------------------------------------------------------------------------------------------------------------------------------------ SOLUTIA INC COM NEW 834376501 594 21,252 SH - Defined 01,02 21,252 - - ------------------------------------------------------------------------------------------------------------------------------------ STARWOOD PPTY TR INC COM 85571B105 917 43,646 SH - Defined 01,02 43,646 - - ------------------------------------------------------------------------------------------------------------------------------------ STONE ENERGY CORP COM 861642106 88 3,075 SH - Defined 01,02 3,075 - - ------------------------------------------------------------------------------------------------------------------------------------ SUNOCO INC COM 86764P109 256 6,719 SH - Defined 01,02 6,719 - - ------------------------------------------------------------------------------------------------------------------------------------ SUNSTONE HOTEL INVS INC NEW COM 867892101 1,084 111,333 SH - Defined 01,02 111,333 - - ------------------------------------------------------------------------------------------------------------------------------------ TALEO CORP CL A 87424N104 1,159 25,235 SH - Defined 01,02 25,235 - - ------------------------------------------------------------------------------------------------------------------------------------ TESORO CORP COM 881609101 235 8,745 SH - Defined 01,02 8,745 - - ------------------------------------------------------------------------------------------------------------------------------------ THOMAS & BETTS CORP COM 884315102 471 6,544 SH - Defined 01,02 6,544 - - ------------------------------------------------------------------------------------------------------------------------------------ TORO CO COM 891092108 1,833 25,774 SH - Defined 01,02 25,774 - - ------------------------------------------------------------------------------------------------------------------------------------ TRANSGLOBE ENERGY CORP COM 893662106 55 4,594 SH - Defined 01,02 4,594 - - ------------------------------------------------------------------------------------------------------------------------------------ TYSON FOODS INC CL A 902494103 3,127 163,277 SH - Defined 01,02 163,277 - - ------------------------------------------------------------------------------------------------------------------------------------ VAALCO ENERGY INC COM NEW 91851C201 34 3,593 SH - Defined 01,02 3,593 - - ------------------------------------------------------------------------------------------------------------------------------------ VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 43,718 540,067 SH - Defined 01,02 540,067 - - ------------------------------------------------------------------------------------------------------------------------------------ VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 29,011 348,359 SH - Defined 01,02 348,359 - - ------------------------------------------------------------------------------------------------------------------------------------ VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 3,712 109,080 SH - Defined 01,02 109,080 - - ------------------------------------------------------------------------------------------------------------------------------------ VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 2,616 60,174 SH - Defined 01,02 60,174 - - ------------------------------------------------------------------------------------------------------------------------------------ VULCAN MATLS CO COM 929160109 448 10,484 SH - Defined 01,02 10,484 - - ------------------------------------------------------------------------------------------------------------------------------------ WESTERN REFNG INC COM 959319104 63 3,371 SH - Defined 01,02 3,371 - - ------------------------------------------------------------------------------------------------------------------------------------ YONGYE INTL INC COM 98607B106 101 32,492 SH - Defined 01,02 32,492 - - ------------------------------------------------------------------------------------------------------------------------------------ ZHONGPIN INC COM 98952K107 298 26,487 SH - Defined 01,02 26,487 - - ------------------------------------------------------------------------------------------------------------------------------------ 179 $ 611,090 ------------------------------------------------------------------------------------------------------------------------------------