0001193125-12-059826.txt : 20120214 0001193125-12-059826.hdr.sgml : 20120214 20120214135059 ACCESSION NUMBER: 0001193125-12-059826 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BALYASNY ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001218710 IRS NUMBER: 364472709 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10402 FILM NUMBER: 12607407 BUSINESS ADDRESS: STREET 1: 181 W MADISON STE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3124992999 MAIL ADDRESS: STREET 1: 181 W MADISON STE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 13F-HR 1 d301361d13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: DECEMBER, 2011 Check here if Amendment [_]; Amendment Number: ----------------- This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: BALYASNY ASSET MANAGEMENT Address: 181 W. MADISON, SUITE 3600 CHICAGO, IL 6062 Form 13F File Number: 28-10402 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: SCOTT SCHROEDER Title: PARTNER Phone: 1 312 499 2974 Signature, Place, and Date of Signing: SCOTT SCHROEDER CHICAGO, ILLINOIS 2/14/2012 ------------------------- ------------------------- ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [if there are no entries in this list, omit this section.] Form I3F File Number Name 28- ------------------------- --------------------------------- [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 291 Form 13F Information Table Value Total: 1,831,685 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there arc no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- --- ------------------- ----------------- [Repeat as necessary.]

SH/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP VALUE QUANTITY PRN P/C DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- ------- --------- --- --- ---------- -------- --------- ------ ---- Halliburton Co Common Stock 406216101 112,158 3,250,000 SH SOLE NONE 3,250,000 0 0 HollyFrontier Corp Common Stock 436106108 105,845 4,523,300 SH SOLE NONE 4,523,300 0 0 Weatherford International Ltd Common Stock H27013103 95,374 6,514,628 SH SOLE NONE 6,514,628 0 0 SPDR S&P 500 ETF Trust ETF 78462F103 78,323 624,088 SH SOLE NONE 624,088 0 0 Shaw Group Inc/The Common Stock 820280105 70,625 2,625,473 SH SOLE NONE 2,625,473 0 0 International Game Technology Common Stock 459902102 32,290 1,877,300 SH SOLE NONE 1,877,300 0 0 Cheniere Energy Inc Common Stock 16411R208 31,284 3,600,000 SH SOLE NONE 3,600,000 0 0 United Rentals Inc Common Stock 911363109 30,312 1,025,800 SH SOLE NONE 1,025,800 0 0 Medtronic Inc Common Stock 585055106 26,236 685,900 SH SOLE NONE 685,900 0 0 Cubist Pharmaceuticals Inc Common Stock 229678107 20,222 510,400 SH SOLE NONE 510,400 0 0 Barnes & Noble Inc Common Stock 067774109 19,389 1,339,034 SH SOLE NONE 1,339,034 0 0 Danaher Corp Common Stock 235851102 19,051 405,000 SH SOLE NONE 405,000 0 0 United Parcel Service Inc Common Stock 911312106 18,298 250,000 SH SOLE NONE 250,000 0 0 Las Vegas Sands Corp Common Stock 517834107 18,246 427,000 SH SOLE NONE 427,000 0 0 Elan Corp PLC ADR 284131208 17,491 1,272,965 SH SOLE NONE 1,272,965 0 0 Macy's Inc Common Stock 55616P104 17,058 530,081 SH SOLE NONE 530,081 0 0 Martin Marietta Materials Inc Common Stock 573284106 16,907 224,200 SH SOLE NONE 224,200 0 0 Onyx Pharmaceuticals Inc Common Stock 683399109 16,850 383,400 SH SOLE NONE 383,400 0 0 Powershares QQQ Trust Series 1 ETF 73935A104 16,749 300,000 SH SOLE NONE 300,000 0 0 Tempur-Pedic International Inc Common Stock 88023U101 15,759 300,000 SH SOLE NONE 300,000 0 0 HCA Holdings Inc Common Stock 40412C101 14,593 662,423 SH SOLE NONE 662,423 0 0 Lowe's Cos Inc Common Stock 548661107 14,195 559,300 SH SOLE NONE 559,300 0 0 Consumer Discretionary Select Sector SPDR Fund ETF 81369Y407 13,836 354,600 SH SOLE NONE 354,600 0 0 Fluor Corp Common Stock 343412102 13,598 270,600 SH SOLE NONE 270,600 0 0 Apple Inc Common Stock 037833100 12,798 31,600 SH SOLE NONE 31,600 0 0 Diamond Foods Inc Common Stock 252603105 12,700 393,564 SH SOLE NONE 393,564 0 0 CVS Caremark Corp Common Stock 126650100 12,638 309,900 SH SOLE NONE 309,900 0 0 Novellus Systems Inc Common Stock 670008101 12,593 305,000 SH SOLE NONE 305,000 0 0 TIBCO Software Inc Common Stock 88632Q103 11,922 498,600 SH SOLE NONE 498,600 0 0 Carlisle Cos Inc Common Stock 142339100 11,549 260,700 SH SOLE NONE 260,700 0 0 Citrix Systems Inc Common Stock 177376100 11,305 186,176 SH SOLE NONE 186,176 0 0 Affiliated Managers Group Inc Common Stock 008252108 11,198 116,702 SH SOLE NONE 116,702 0 0 Endo Pharmaceuticals Holdings Inc Common Stock 29264F205 10,981 318,000 SH SOLE NONE 318,000 0 0 Caterpillar Inc Common Stock 149123101 10,953 120,893 SH SOLE NONE 120,893 0 0 Baker Hughes Inc Common Stock 057224107 10,944 225,000 SH SOLE NONE 225,000 0 0 Precision Drilling Corp Common Stock 74022D308 10,894 1,061,779 SH SOLE NONE 1,061,779 0 0 Freeport-McMoRan Copper & Gold Inc Common Stock 35671D857 10,853 295,000 SH SOLE NONE 295,000 0 0 PNC Financial Services Group Inc Common Stock 693475105 10,766 186,678 SH SOLE NONE 186,678 0 0 Steel Dynamics Inc Common Stock 858119100 10,538 801,400 SH SOLE NONE 801,400 0 0 Citigroup Inc Common Stock 172967424 10,513 399,600 SH SOLE NONE 399,600 0 0 Men's Wearhouse Inc/The Common Stock 587118100 10,468 322,991 SH SOLE NONE 322,991 0 0 Financial Select Sector SPDR Fund ETF 81369Y605 10,400 800,000 SH SOLE NONE 800,000 0 0 Fortinet Inc Common Stock 34959E109 10,235 469,300 SH SOLE NONE 469,300 0 0 SanDisk Corp Common Stock 80004C101 10,088 205,000 SH SOLE NONE 205,000 0 0 Tata Motors Ltd ADR 876568502 10,049 594,636 SH SOLE NONE 594,636 0 0 NetApp Inc Common Stock 64110D104 10,018 276,200 SH SOLE NONE 276,200 0 0

SH/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP VALUE QUANTITY PRN P/C DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------ -------------- --------- ----- --------- --- --- ---------- -------- --------- ------ ---- Salesforce.com Inc Common Stock 79466L302 9,760 96,200 SH SOLE NONE 96,200 0 0 Harman International Industries Inc Common Stock 413086109 9,608 252,581 SH SOLE NONE 252,581 0 0 CF Industries Holdings Inc Common Stock 125269100 9,424 65,000 SH SOLE NONE 65,000 0 0 Och-Ziff Capital Management Group LLC Common Stock 67551U105 9,113 1,083,600 SH SOLE NONE 1,083,600 0 0 BMC Software Inc Common Stock 055921100 8,910 271,800 SH SOLE NONE 271,800 0 0 Tesla Motors Inc Common Stock 88160R101 8,888 311,200 SH SOLE NONE 311,200 0 0 Express Scripts Inc Common Stock 302182100 8,692 194,500 SH SOLE NONE 194,500 0 0 Laboratory Corp of America Holdings Common Stock 50540R409 8,580 99,800 SH SOLE NONE 99,800 0 0 iShares FTSE China 25 Index Fund ETF 464287184 8,306 238,200 SH SOLE NONE 238,200 0 0 Riverbed Technology Inc Common Stock 768573107 7,873 335,000 SH SOLE NONE 335,000 0 0 Alexion Pharmaceuticals Inc Common Stock 015351109 7,786 108,900 SH SOLE NONE 108,900 0 0 3M Co Common Stock 88579Y101 7,707 94,299 SH SOLE NONE 94,299 0 0 Western Digital Corp Common Stock 958102105 7,707 249,000 SH SOLE NONE 249,000 0 0 CurrencyShares British Pound Sterling Trust ETF 23129S106 7,705 50,000 SH SOLE NONE 50,000 0 0 Blackstone Group LP Common Stock 09253U108 7,537 538,000 SH SOLE NONE 538,000 0 0 Baidu Inc/China ADR 056752108 7,501 64,400 SH SOLE NONE 64,400 0 0 Allergan Inc/United States Common Stock 018490102 7,458 85,000 SH SOLE NONE 85,000 0 0 Thomas & Betts Corp Common Stock 884315102 7,457 136,570 SH SOLE NONE 136,570 0 0 F5 Networks Inc Common Stock 315616102 7,450 70,200 SH SOLE NONE 70,200 0 0 Starbucks Corp Common Stock 855244109 7,366 160,100 SH SOLE NONE 160,100 0 0 Allstate Corp/The Common Stock 020002101 7,324 267,200 SH SOLE NONE 267,200 0 0 CH Robinson Worldwide Inc Common Stock 12541W209 7,166 102,700 SH SOLE NONE 102,700 0 0 iShares iBoxx $ High Yield Corporate Bond Fund ETF 464288513 7,154 80,000 SH SOLE NONE 80,000 0 0 American Express Co Common Stock 025816109 7,154 151,659 SH SOLE NONE 151,659 0 0 T Rowe Price Group Inc Common Stock 74144T108 7,113 124,900 SH SOLE NONE 124,900 0 0 Auxilium Pharmaceuticals Inc Common Stock 05334D107 7,103 356,422 SH SOLE NONE 356,422 0 0 Precision Castparts Corp Common Stock 740189105 7,058 42,831 SH SOLE NONE 42,831 0 0 Honeywell International Inc Common Stock 438516106 6,924 127,400 SH SOLE NONE 127,400 0 0 Lam Research Corp Common Stock 512807108 6,789 183,400 SH SOLE NONE 183,400 0 0 Amarin Corp PLC ADR 023111206 6,693 893,572 SH SOLE NONE 893,572 0 0 Bank of America Corp Common Stock 060505104 6,672 1,200,000 SH SOLE NONE 1,200,000 0 0 Wal-Mart Stores Inc Common Stock 931142103 6,574 110,000 SH SOLE NONE 110,000 0 0 ASML Holding NV Common Stock N07059186 6,539 156,476 SH SOLE NONE 156,476 0 0 Urban Outfitters Inc Common Stock 917047102 6,442 233,750 SH SOLE NONE 233,750 0 0 SAP AG ADR 803054204 6,375 120,400 SH SOLE NONE 120,400 0 0 QLIK Technologies Inc Common Stock 74733T105 6,219 256,964 SH SOLE NONE 256,964 0 0 SPDR S&P Regional Banking ETF ETF 78464A698 6,133 251,251 SH SOLE NONE 251,251 0 0 Chico's FAS Inc Common Stock 168615102 6,127 550,000 SH SOLE NONE 550,000 0 0 Akorn Inc Common Stock 009728106 6,089 547,600 SH SOLE NONE 547,600 0 0 CSX Corp Common Stock 126408103 6,002 285,000 SH SOLE NONE 285,000 0 0 QLT Inc Common Stock 746927102 5,899 819,316 SH SOLE NONE 819,316 0 0 Mohawk Industries Inc Common Stock 608190104 5,841 97,600 SH SOLE NONE 97,600 0 0 CommVault Systems Inc Common Stock 204166102 5,801 135,800 SH SOLE NONE 135,800 0 0 SPX Corp Common Stock 784635104 5,708 94,700 SH SOLE NONE 94,700 0 0 Cisco Systems Inc Common Stock 17275R102 5,616 310,600 SH SOLE NONE 310,600 0 0 MSC Industrial Direct Co Inc Common Stock 553530106 5,558 77,680 SH SOLE NONE 77,680 0 0 Teradyne Inc Common Stock 880770102 5,550 407,200 SH SOLE NONE 407,200 0 0

SH/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP VALUE QUANTITY PRN P/C DISCRETION MANAGERS SOLE SHARED NONE -------------------------------- -------------- --------- ----- --------- --- --- ---------- -------- --------- ------ ---- DISH Network Corp Common Stock 25470M109 5,508 193,400 SH SOLE NONE 193,400 0 0 Rockwell Automation Inc Common Stock 773903109 5,481 74,700 SH SOLE NONE 74,700 0 0 Gardner Denver Inc Common Stock 365558105 5,356 69,500 SH SOLE NONE 69,500 0 0 BlackRock Inc Common Stock 09247X101 5,329 29,900 SH SOLE NONE 29,900 0 0 Dover Corp Common Stock 260003108 5,323 91,700 SH SOLE NONE 91,700 0 0 Wabash National Corp Common Stock 929566107 5,256 670,442 SH SOLE NONE 670,442 0 0 Monsanto Co Common Stock 61166W101 5,255 75,000 SH SOLE NONE 75,000 0 0 Marvell Technology Group Ltd Common Stock G5876H105 5,251 379,100 SH SOLE NONE 379,100 0 0 Terex Corp Common Stock 880779103 5,099 377,400 SH SOLE NONE 377,400 0 0 Con-way Inc Common Stock 205944101 5,086 174,400 SH SOLE NONE 174,400 0 0 True Religion Apparel Inc Common Stock 89784N104 5,079 146,869 SH SOLE NONE 146,869 0 0 Illumina Inc Common Stock 452327109 5,017 164,600 SH SOLE NONE 164,600 0 0 YM Biosciences Inc Common Stock 984238105 4,996 3,046,100 SH SOLE NONE 3,046,100 0 0 hhgregg Inc Common Stock 42833L108 4,866 336,776 SH SOLE NONE 336,776 0 0 Google Inc Common Stock 38259P508 4,844 7,500 SH SOLE NONE 7,500 0 0 Yahoo! Inc Common Stock 984332106 4,839 300,000 SH SOLE NONE 300,000 0 0 Manitowoc Co Inc/The Common Stock 563571108 4,777 519,800 SH SOLE NONE 519,800 0 0 Cheesecake Factory Inc/The Common Stock 163072101 4,750 161,836 SH SOLE NONE 161,836 0 0 Validus Holdings Ltd Common Stock G9319H102 4,725 150,000 SH SOLE NONE 150,000 0 0 Charming Shoppes Inc Common Stock 161133103 4,716 962,400 SH SOLE NONE 962,400 0 0 American Eagle Outfitters Inc Common Stock 02553E106 4,697 307,200 SH SOLE NONE 307,200 0 0 Focus Media Holding Ltd ADR 34415V109 4,674 239,800 SH SOLE NONE 239,800 0 0 Deckers Outdoor Corp Common Stock 243537107 4,534 60,000 SH SOLE NONE 60,000 0 0 Pfizer Inc Common Stock 717081103 4,523 209,000 SH SOLE NONE 209,000 0 0 Visteon Corp/New Common Stock 92839U206 4,495 90,000 SH SOLE NONE 90,000 0 0 American Axle & Manufacturing Holdings Inc Common Stock 024061103 4,328 437,600 SH SOLE NONE 437,600 0 0 VeriFone Systems Inc Common Stock 92342Y109 4,284 120,600 SH SOLE NONE 120,600 0 0 Zimmer Holdings Inc Common Stock 98956P102 4,274 80,000 SH SOLE NONE 80,000 0 0 Astec Industries Inc Common Stock 046224101 4,263 132,346 SH SOLE NONE 132,346 0 0 Union Pacific Corp Common Stock 907818108 4,259 40,200 SH SOLE NONE 40,200 0 0 Magna International Inc Common Stock 559222401 4,164 125,000 SH SOLE NONE 125,000 0 0 Merck & Co Inc Common Stock 58933Y105 4,147 110,000 SH SOLE NONE 110,000 0 0 Potash Corp of Saskatchewan Inc Common Stock 73755L107 4,145 100,400 SH SOLE NONE 100,400 0 0 Werner Enterprises Inc Common Stock 950755108 4,138 171,700 SH SOLE NONE 171,700 0 0 Scientific Games Corp Common Stock 80874P109 4,074 420,000 SH SOLE NONE 420,000 0 0 Pegasystems Inc Common Stock 705573103 4,022 136,800 SH SOLE NONE 136,800 0 0 FMC Corp Common Stock 302491303 3,960 46,024 SH SOLE NONE 46,024 0 0 Targacept Inc Common Stock 87611R306 3,920 703,800 SH SOLE NONE 703,800 0 0 Applied Materials Inc Common Stock 038222105 3,910 365,124 SH SOLE NONE 365,124 0 0 Leapfrog Enterprises Inc Common Stock 52186N106 3,835 686,000 SH SOLE NONE 686,000 0 0 United Therapeutics Corp Common Stock 91307C102 3,780 80,000 SH SOLE NONE 80,000 0 0 Vulcan Materials Co Common Stock 929160109 3,778 96,000 SH SOLE NONE 96,000 0 0 Crane Co Common Stock 224399105 3,776 80,841 SH SOLE NONE 80,841 0 0 Par Pharmaceutical Cos Inc Common Stock 69888P106 3,764 115,000 SH SOLE NONE 115,000 0 0 Family Dollar Stores Inc Common Stock 307000109 3,748 65,000 SH SOLE NONE 65,000 0 0 Ctrip.com International Ltd ADR 22943F100 3,746 160,100 SH SOLE NONE 160,100 0 0 Sourcefire Inc Common Stock 83616T108 3,743 115,600 SH SOLE NONE 115,600 0 0

SH/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP VALUE QUANTITY PRN P/C DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------- -------------- --------- ----- --------- --- --- ---------- -------- --------- ------ ---- Juniper Networks Inc Common Stock 48203R104 3,682 180,400 SH SOLE NONE 180,400 0 0 Skyworks Solutions Inc Common Stock 83088M102 3,645 224,720 SH SOLE NONE 224,720 0 0 iShares Barclays 20+ Year Treasury Bond Fund ETF 464287432 3,638 30,000 SH SOLE NONE 30,000 0 0 Morgan Stanley Common Stock 617446448 3,631 240,000 SH SOLE NONE 240,000 0 0 Ross Stores Inc Common Stock 778296103 3,546 74,600 SH SOLE NONE 74,600 0 0 Marriott International Inc/DE Common Stock 571903202 3,512 120,400 SH SOLE NONE 120,400 0 0 Pier 1 Imports Inc Common Stock 720279108 3,483 250,000 SH SOLE NONE 250,000 0 0 Whole Foods Market Inc Common Stock 966837106 3,479 50,000 SH SOLE NONE 50,000 0 0 Corn Products International Inc Common Stock 219023108 3,155 60,000 SH SOLE NONE 60,000 0 0 Keryx Biopharmaceuticals Inc Common Stock 492515101 3,138 1,240,270 SH SOLE NONE 1,240,270 0 0 Big Lots Inc Common Stock 089302103 3,096 82,000 SH SOLE NONE 82,000 0 0 Stryker Corp Common Stock 863667101 2,983 60,000 SH SOLE NONE 60,000 0 0 ARM Holdings PLC ADR 042068106 2,905 105,000 SH SOLE NONE 105,000 0 0 KLA-Tencor Corp Common Stock 482480100 2,905 60,200 SH SOLE NONE 60,200 0 0 Anthera Pharmaceuticals Inc Common Stock 03674U102 2,900 472,309 SH SOLE NONE 472,309 0 0 Bed Bath & Beyond Inc Common Stock 075896100 2,887 49,800 SH SOLE NONE 49,800 0 0 Goldcorp Inc Common Stock 380956409 2,876 65,000 SH SOLE NONE 65,000 0 0 Ashland Inc Common Stock 044209104 2,858 50,000 SH SOLE NONE 50,000 0 0 Oncothyreon Inc Common Stock 682324108 2,730 360,200 SH SOLE NONE 360,200 0 0 Cymer Inc Common Stock 232572107 2,727 54,800 SH SOLE NONE 54,800 0 0 Swift Transportation Co Common Stock 87074U101 2,634 319,700 SH SOLE NONE 319,700 0 0 Old Dominion Freight Line Inc Common Stock 679580100 2,590 63,900 SH SOLE NONE 63,900 0 0 Ariad Pharmaceuticals Inc Common Stock 04033A100 2,536 206,980 SH SOLE NONE 206,980 0 0 Aetna Inc Common Stock 00817Y108 2,531 60,000 SH SOLE NONE 60,000 0 0 Packaging Corp of America Common Stock 695156109 2,524 100,000 SH SOLE NONE 100,000 0 0 Childrens Place Retail Stores Inc/ The Common Stock 168905107 2,523 47,500 SH SOLE NONE 47,500 0 0 Mosaic Co/The Common Stock 61945C103 2,511 49,800 SH SOLE NONE 49,800 0 0 Teva Pharmaceutical Industries Ltd ADR 881624209 2,477 61,370 SH SOLE NONE 61,370 0 0 Michael Kors Holdings Ltd Common Stock G60754101 2,418 88,732 SH SOLE NONE 88,732 0 0 Endologix Inc Common Stock 29266S106 2,406 209,600 SH SOLE NONE 209,600 0 0 Boyd Gaming Corp Common Stock 103304101 2,350 315,000 SH SOLE NONE 315,000 0 0 Netease.com ADR 64110W102 2,321 51,750 SH SOLE NONE 51,750 0 0 Domino's Pizza Inc Common Stock 25754A201 2,275 67,000 SH SOLE NONE 67,000 0 0 Consumer Staples Select Sector SPDR Fund ETF 81369Y308 2,268 69,800 SH SOLE NONE 69,800 0 0 Brunswick Corp/DE Common Stock 117043109 2,203 122,000 SH SOLE NONE 122,000 0 0 Responsys Inc Common Stock 761248103 2,197 247,136 SH SOLE NONE 247,136 0 0 CME Group Inc Common Stock 12572Q105 2,193 9,000 SH SOLE NONE 9,000 0 0 Sara Lee Corp Common Stock 803111103 2,176 115,000 SH SOLE NONE 115,000 0 0 EMC Corp/Massachusetts Common Stock 268648102 2,154 100,000 SH SOLE NONE 100,000 0 0 TiVo Inc Common Stock 888706108 2,153 240,000 SH SOLE NONE 240,000 0 0 Hercules Offshore Inc Common Stock 427093109 2,035 458,385 SH SOLE NONE 458,385 0 0 Zions Bancorporation Common Stock 989701107 2,035 125,000 SH SOLE NONE 125,000 0 0 General Motors Co Common Stock 37045V100 2,027 100,000 SH SOLE NONE 100,000 0 0 Bally Technologies Inc Common Stock 05874B107 1,978 50,000 SH SOLE NONE 50,000 0 0 Fifth Third Bancorp Common Stock 316773100 1,949 153,200 SH SOLE NONE 153,200 0 0 Smithfield Foods Inc Common Stock 832248108 1,904 78,400 SH SOLE NONE 78,400 0 0 Electronic Arts Inc Common Stock 285512109 1,854 90,000 SH SOLE NONE 90,000 0 0

SH/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP VALUE QUANTITY PRN P/C DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- ----- --------- --- ---- ---------- -------- --------- ------ ---- Bristol-Myers Squibb Co Common Stock 110122108 1,727 49,000 SH SOLE NONE 49,000 0 0 Select Comfort Corp Common Stock 81616X103 1,700 78,400 SH SOLE NONE 78,400 0 0 Halliburton Co Call 406216901 1,694 1,100,000 SH Call SOLE NONE 1,100,000 0 0 Wells Fargo & Co Common Stock 949746101 1,654 60,000 SH SOLE NONE 60,000 0 0 Red Hat Inc Common Stock 756577102 1,652 40,000 SH SOLE NONE 40,000 0 0 Honda Motor Co Ltd ADR 438128308 1,528 50,000 SH SOLE NONE 50,000 0 0 Dendreon Corp Common Stock 24823Q107 1,520 200,000 SH SOLE NONE 200,000 0 0 Rock-Tenn Co Common Stock 772739207 1,443 25,000 SH SOLE NONE 25,000 0 0 Kimberly-Clark Corp Common Stock 494368103 1,427 19,400 SH SOLE NONE 19,400 0 0 iShares Dow Jones US Real Estate Index Fund ETF 464287739 1,420 25,000 SH SOLE NONE 25,000 0 0 Panera Bread Co Common Stock 69840W108 1,415 10,000 SH SOLE NONE 10,000 0 0 Melco Crown Entertainment Ltd ADR 585464100 1,327 137,925 SH SOLE NONE 137,925 0 0 Celanese Corp Common Stock 150870103 1,319 29,800 SH SOLE NONE 29,800 0 0 Amazon.com Inc Common Stock 023135106 1,298 7,500 SH SOLE NONE 7,500 0 0 Informatica Corp Common Stock 45666Q102 1,293 35,000 SH SOLE NONE 35,000 0 0 Cullen/Frost Bankers Inc Common Stock 229899109 1,286 24,300 SH SOLE NONE 24,300 0 0 Home Depot Inc/The Common Stock 437076102 1,261 30,000 SH SOLE NONE 30,000 0 0 News Corp Common Stock 65248E104 1,249 70,000 SH SOLE NONE 70,000 0 0 Darling International Inc Common Stock 237266101 1,228 92,400 SH SOLE NONE 92,400 0 0 BB&T Corp Common Stock 054937107 1,221 48,500 SH SOLE NONE 48,500 0 0 WellCare Health Plans Inc Common Stock 94946T106 1,192 22,700 SH SOLE NONE 22,700 0 0 Granite Construction Inc Common Stock 387328107 1,186 50,000 SH SOLE NONE 50,000 0 0 Skullcandy Inc Put 83083J954 1,179 480,000 SH Put SOLE NONE 480,000 0 0 GNC Holdings Inc Common Stock 36191G107 1,154 39,847 SH SOLE NONE 39,847 0 0 iShares MSCI Australia Index Fund ETF 464286103 1,072 50,000 SH SOLE NONE 50,000 0 0 Nutrisystem Inc Common Stock 67069D108 970 75,000 SH SOLE NONE 75,000 0 0 Jamba Inc Common Stock 47023A101 965 736,300 SH SOLE NONE 736,300 0 0 Salix Pharmaceuticals Ltd Common Stock 795435106 957 20,000 SH SOLE NONE 20,000 0 0 Brinker International Inc Common Stock 109641100 937 35,000 SH SOLE NONE 35,000 0 0 SPDR S&P Retail ETF Put 78464A950 925 675,000 SH Put SOLE NONE 675,000 0 0 Chicago Bridge & Iron Co NV Common Stock 167250109 907 24,002 SH SOLE NONE 24,002 0 0 Wyndham Worldwide Corp Common Stock 98310W108 832 22,000 SH SOLE NONE 22,000 0 0 PharmAthene Inc Common Stock 71714G102 827 651,300 SH SOLE NONE 651,300 0 0 Primerica Inc Common Stock 74164M108 813 35,000 SH SOLE NONE 35,000 0 0 Invesco Ltd Common Stock G491BT108 804 40,000 SH SOLE NONE 40,000 0 0 SIGA Technologies Inc Common Stock 826917106 795 315,600 SH SOLE NONE 315,600 0 0 Intuit Inc Common Stock 461202103 789 15,000 SH SOLE NONE 15,000 0 0 Brown & Brown Inc Common Stock 115236101 788 34,800 SH SOLE NONE 34,800 0 0 State Street Corp Common Stock 857477103 770 19,100 SH SOLE NONE 19,100 0 0 Las Vegas Sands Corp Call 517834907 766 540,000 SH Call SOLE NONE 540,000 0 0 Symantec Corp Common Stock 871503108 765 48,900 SH SOLE NONE 48,900 0 0 iShares Silver Trust Put 46428Q959 759 600,000 SH Put SOLE NONE 600,000 0 0 InterMune Inc Common Stock 45884X103 759 60,200 SH SOLE NONE 60,200 0 0 First American Financial Corp Common Stock 31847R102 755 59,605 SH SOLE NONE 59,605 0 0 Baidu Inc/China Call 056752908 752 100,000 SH Call SOLE NONE 100,000 0 0 RenaissanceRe Holdings Ltd Common Stock G7496G103 736 9,900 SH SOLE NONE 9,900 0 0 Texas Instruments Inc Common Stock 882508104 728 25,000 SH SOLE NONE 25,000 0 0

SH/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP VALUE QUANTITY PRN P/C DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- ----- --------- --- ---- ---------- -------- --------- ------ ---- Shire PLC ADR 82481R106 727 7,000 SH SOLE NONE 7,000 0 0 Emulex Corp Common Stock 292475209 686 100,000 SH SOLE NONE 100,000 0 0 Amphenol Corp Common Stock 032095101 681 15,000 SH SOLE NONE 15,000 0 0 MB Financial Inc Common Stock 55264U108 679 39,700 SH SOLE NONE 39,700 0 0 Canadian Pacific Railway Ltd Common Stock 13645T100 677 10,000 SH SOLE NONE 10,000 0 0 Abaxis Inc Common Stock 002567105 672 24,300 SH SOLE NONE 24,300 0 0 H&R Block Inc Common Stock 093671105 653 40,000 SH SOLE NONE 40,000 0 0 SPDR S&P 500 ETF Trust Put 78462F953 651 285,000 SH Put SOLE NONE 285,000 0 0 Corning Inc Common Stock 219350105 649 50,000 SH SOLE NONE 50,000 0 0 Research In Motion Ltd Put 760975952 618 1,100,000 SH Put SOLE NONE 1,100,000 0 0 Raymond James Financial Inc Common Stock 754730109 610 19,700 SH SOLE NONE 19,700 0 0 Marsh & McLennan Cos Inc Common Stock 571748102 604 19,100 SH SOLE NONE 19,100 0 0 SolarWinds Inc Put 83416B959 600 240,000 SH Put SOLE NONE 240,000 0 0 East West Bancorp Inc Common Stock 27579R104 581 29,400 SH SOLE NONE 29,400 0 0 AMC Networks Inc Common Stock 00164V103 564 15,000 SH SOLE NONE 15,000 0 0 Momenta Pharmaceuticals Inc Common Stock 60877T100 560 32,200 SH SOLE NONE 32,200 0 0 Huntington Bancshares Inc/OH Common Stock 446150104 549 100,000 SH SOLE NONE 100,000 0 0 Fortress Investment Group LLC Common Stock 34958B106 547 161,896 SH SOLE NONE 161,896 0 0 Harry Winston Diamond Corp Common Stock 41587B100 541 50,800 SH SOLE NONE 50,800 0 0 Jack in the Box Inc Common Stock 466367109 518 24,800 SH SOLE NONE 24,800 0 0 Susquehanna Bancshares Inc Common Stock 869099101 503 60,000 SH SOLE NONE 60,000 0 0 TIBCO Software Inc Call 88632Q903 487 412,600 SH Call SOLE NONE 412,600 0 0 ICICI Bank Ltd ADR 45104G104 486 18,400 SH SOLE NONE 18,400 0 0 SPDR Gold Shares Put 78463V957 482 250,000 SH Put SOLE NONE 250,000 0 0 Best Buy Co Inc Common Stock 086516101 467 20,000 SH SOLE NONE 20,000 0 0 Goldman Sachs Group Inc/The Common Stock 38141G104 452 5,000 SH SOLE NONE 5,000 0 0 Capitol Federal Financial Inc Common Stock 14057J101 449 38,900 SH SOLE NONE 38,900 0 0 Community Health Systems Inc Common Stock 203668108 436 25,000 SH SOLE NONE 25,000 0 0 Fortinet Inc Call 34959E909 435 168,600 SH Call SOLE NONE 168,600 0 0 First Niagara Financial Group Inc Common Stock 33582V108 411 47,600 SH SOLE NONE 47,600 0 0 Stamps.com Inc Common Stock 852857200 392 15,000 SH SOLE NONE 15,000 0 0 Citrix Systems Inc Call 177376950 384 170,000 SH Call SOLE NONE 170,000 0 0 Universal Display Corp Call 91347P905 370 100,000 SH Call SOLE NONE 100,000 0 0 Jive Software Inc Common Stock 47760A108 366 22,845 SH SOLE NONE 22,845 0 0 NetApp Inc Call 64110D904 351 180,200 SH Call SOLE NONE 180,200 0 0 Horace Mann Educators Corp Common Stock 440327104 343 25,000 SH SOLE NONE 25,000 0 0 Illumina Inc Call 452327909 323 79,800 SH Call SOLE NONE 79,800 0 0 Acme Packet Inc Common Stock 004764106 309 10,000 SH SOLE NONE 10,000 0 0 LSI Corp Common Stock 502161102 298 50,000 SH SOLE NONE 50,000 0 0 InterMune Inc Call 45884X903 296 100,000 SH Call SOLE NONE 100,000 0 0 Sonic Corp Common Stock 835451105 289 43,000 SH SOLE NONE 43,000 0 0 Tesla Motors Inc Call 88160R901 284 180,200 SH Call SOLE NONE 180,200 0 0 GLG Life Tech Corp Common Stock 361793201 275 305,609 SH SOLE NONE 305,609 0 0 Morgan Stanley Call 617446908 270 300,000 SH Call SOLE NONE 300,000 0 0 Skechers U.S.A. Inc Common Stock 830566105 261 21,570 SH SOLE NONE 21,570 0 0 Cathay General Bancorp Common Stock 149150104 255 17,064 SH SOLE NONE 17,064 0 0 Dendreon Corp Call 24823Q907 228 400,000 SH Call SOLE NONE 400,000 0 0

SH/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP VALUE QUANTITY PRN P/C DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- ----- --------- --- ---- ---------- -------- --------- ------ ---- Riverbed Technology Inc Call 768573907 226 120,000 SH Call SOLE NONE 120,000 0 0 QLIK Technologies Inc Call 74733T905 209 169,500 SH Call SOLE NONE 169,500 0 0 Pantry Inc/The Common Stock 698657103 207 17,300 SH SOLE NONE 17,300 0 0 Western Digital Corp Call 958102905 206 97,600 SH Call SOLE NONE 97,600 0 0 MFA Financial Inc REIT 55272X102 202 30,000 SH SOLE NONE 30,000 0 0 OfficeMax Inc Common Stock 67622P101 197 43,500 SH SOLE NONE 43,500 0 0 Trustco Bank Corp NY Common Stock 898349105 182 32,400 SH SOLE NONE 32,400 0 0 Targacept Inc Call 87611R906 173 1,300,000 SH Call SOLE NONE 1,300,000 0 0 Kodiak Oil & Gas Corp Put 50015Q950 150 2,000,000 SH Put SOLE NONE 2,000,000 0 0 Western Liberty Bancorp Common Stock 961443108 55 20,012 SH SOLE NONE 20,012 0 0