0000919574-12-000710.txt : 20120213 0000919574-12-000710.hdr.sgml : 20120213 20120213115706 ACCESSION NUMBER: 0000919574-12-000710 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120213 DATE AS OF CHANGE: 20120213 EFFECTIVENESS DATE: 20120213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Broadfin Capital, LLC CENTRAL INDEX KEY: 0001511901 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14251 FILM NUMBER: 12596643 BUSINESS ADDRESS: STREET 1: 237 PARK AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-808-2463 MAIL ADDRESS: STREET 1: 237 PARK AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 d1263789_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Broadfin Capital, LLC Address: 237 Park Avenue Ninth Floor New York, NY 10017 13F File Number: 028-14251 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kevin Kotler Title: Managing Member Phone: (212) 808-2460 Signature, Place and Date of Signing: /s/ Kevin Kotler New York, New York February 13, 2012 ------------------- --------------------------- -------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 36 Form 13F Information Table Value Total: $217,953 (thousands) List of Other Included Managers: No. Form 13F File Number Name (1) 028-14254 Broadfin Healthcare Master Fund, Ltd. FORM 13F INFORMATION TABLE December 31, 2011

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION MNGRS SOLE SHARED NONE -------------- -------------- ----- ------- ------- --- ---- ---------- ----- ---- ------ ---- ALERE INC COM 01449J105 8,680 375,906 SH DEFINED 1 375,906 ALIGN TECHNOLOGY INC COM 016255101 8,319 350,648 SH DEFINED 1 350,648 ALKERMES PLC SHS G01767105 17,437 1,004,419 SH DEFINED 1 1,004,419 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 3,598 441,508 SH DEFINED 1 441,508 ALPHATEC HOLDINGS INC COM 02081G102 1,495 869,217 SH DEFINED 1 869,217 AMARIN CORP PLC SPONS ADR NEW 023111206 6,438 859,600 SH DEFINED 1 859,600 ANACOR PHARMACEUTICALS INC COM 032420101 4,409 711,049 SH DEFINED 1 711,049 ANGIODYNAMICS INC COM 03475V101 8,886 600,000 SH DEFINED 1 600,000 ANTARES PHARMA INC COM 036642106 4,181 1,900,618 SH DEFINED 1 1,900,618 ARDEA BIOSCIENCES INC COM 03969P107 878 52,246 SH DEFINED 1 52,246 ATRICURE INC COM 04963C209 6,822 614,625 SH DEFINED 1 614,625 BIOLASE TECHNOLOGY INC COM 090911108 1,153 448,542 SH DEFINED 1 448,542 BOSTON SCIENTIFIC CORP COM 101137107 7,789 1,458,600 SH DEFINED 1 1,458,600 CAS MED SYS INC COM PAR $0.004 124769209 76 43,193 SH DEFINED 1 43,193 CONCEPTUS INC COM 206016107 3,626 286,861 SH DEFINED 1 286,861 COVIDIEN PLC SHS G2554F113 7,427 165,000 SH DEFINED 1 165,000 GIVEN IMAGING ORD SHS M52020100 2,841 162,974 SH DEFINED 1 162,974 HEARTWARE INTL INC COM 422368100 1,794 26,000 SH DEFINED 1 26,000 INTELLIPHARMACEUTICS INTL IN COM 458173101 2,670 974,322 SH DEFINED 1 974,322 K V PHARMACEUTICAL CO CL A 482740206 1,221 872,418 SH DEFINED 1 872,418 LANNET INC COM 516012101 10,805 2,444,600 SH DEFINED 1 2,444,600 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 6,650 200,000 SH DEFINED 1 200,000 MEDTRONIC INC COM 585055106 2,522 65,945 SH DEFINED 1 65,945 MERIT MED SYS INC COM 589889104 10,704 800,016 SH DEFINED 1 800,016 NATUS MEDICAL INC DEL COM 639050103 16,127 1,710,227 SH DEFINED 1 1,710,227 NUVASIVE INC COM 670704105 679 53,900 SH DEFINED 1 53,900 PROGENICS PHARMACEUTICALS IN COM 743187106 3,566 417,527 SH DEFINED 1 417,527 QLT INC COM 746927102 2,656 368,873 SH DEFINED 1 368,873 RIGEL PHARMACEUTICALS INC COM NEW 766559603 8,240 1,044,420 SH DEFINED 1 1,044,420 SANOFI SPONSORED ADR 80105N105 9,500 260,000 SH DEFINED 1 260,000 SANTARUS INC COM 802817304 15,226 4,600,100 SH DEFINED 1 4,600,100 SOLTA MED INC COM 83438K103 7,885 2,511,036 SH DEFINED 1 2,511,036 ST JUDE MED INC COM 790849103 7,652 223,098 SH DEFINED 1 223,098 STRYKER CORP COM 863667101 1,889 38,000 SH DEFINED 1 38,000 TEVA PHARMACEUTICAL INDS LTD COM 881624209 12,108 300,000 SH DEFINED 1 300,000 ZIMMER HLDGS INC COM 98956P102 2,003 37,500 SH DEFINED 1 37,500

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