0001085146-12-000349.txt : 20120214 0001085146-12-000349.hdr.sgml : 20120214 20120213211524 ACCESSION NUMBER: 0001085146-12-000349 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120213 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HighTower Advisors, LLC CENTRAL INDEX KEY: 0001462245 IRS NUMBER: 364500709 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13510 FILM NUMBER: 12602048 BUSINESS ADDRESS: STREET 1: 525 WEST MONROE STREET STREET 2: SUITE 2300 CITY: CHICAGO STATE: IL ZIP: 60661 BUSINESS PHONE: 312-962-3831 MAIL ADDRESS: STREET 1: 525 WEST MONROE STREET STREET 2: SUITE 2300 CITY: CHICAGO STATE: IL ZIP: 60661 13F-HR 1 high4q2011r.txt HIGHTOWER ADVISORS, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: HighTower Advisors, LLC Address: 200 W. Madison, Suite 2500 Chicago, IL 60606 13F File Number: 028-13510 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Matthew M. Reynolds Title: Chief Compliance Officer Phone: 312-962-3800 Signature, Place, and Date of Signing: /s/ Matthew M. Reynolds Chicago, IL February 13, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name 028-03621 Advanced Investment Partners 028-14467 Affinity Investments Advisors, LLC 028-00869 Alger Funds 028-10562 AllianceBernstein Strategic Research Managed Account 028-02701 ALLIANZ GLOBAL INV MGD ACCTS 028-05119 ALTA CAPITAL MANAGEMENT 028-01880 ANCHOR CAPITAL ADVISORS 028-01162 ATALANTA/SOSNOFF MANAGEMENT 028-05936 Atlanta Capital Management Company, LLC 028-05620 BRANDES INVESTMENT PARTNERS 028-01398 CAMBIAR INVESTORS LLC 028-11448 Cambridge Financial Group, INC 028-06432 CAMBRIDGE INVESTMENT RES INC 028-02903 Campbell Newman Dividend Growth Equity Managed Account 028-10477 Columbia Management Investment Advisers, LLC 028-03434 Congress Asset Management 028-04121 DAVIS SELECTED ADVISERS 028-05920 Delaware Capital Management 028-01666 Eagle Asset Management, Inc. 028-05269 Earnest Partners Mid Cap Value Managed Account 028-04139 EATON VANCE MANAGEMENT INC. 028-12170 ENERGY INCOME PARTNERS, LLC 028-04139 ENVESTNET ASSET MANAGEMENT 028-11540 Estabrook Capital Management 028-12465 Forward Uniplan Advisors, Inc. 028-03578 FRANKLIN PORTFOLIO ADVISORS 028-06174 Franklin Templeton Portfolio Advisors, Inc. 028-04145 Gannett Welsh & Kotler, Inc. 028-06003 Goldman Sachs Asset Management 028-02013 HARRIS ASSOCIATES LP 028-11678 Haverford Financial Services 028-10649 HAYS ADVISORY, LLC 028-11183 Henderson Global Investors (North Americ 028-06986 HORIZON ASSET MGMT SVCS, LLC 028-12835 HORIZON INVESTMENT SERVICES 028-00797 ING INVESTMENT MANAGEMENT CO 028-00255 Invesco Advisers, Inc. 028-11947 JPMorgan Asset Management 028-11445 KARPUS MANAGEMENT, INC. 028-05792 KAYNE ANDERSON RUDNICK 028-03133 KENNEDY CAPITAL MANAGEMENT 028-05358 Lateef Investment Management 028-10469 Lazard Asset Management LLC 028-01701 LEGG MASON 028-00398 Loomis Sayles 028-00413 LORD ABBETT & CO. LLC 028-06419 Lotsoff Capital Management 028-04057 M.D. SASS INV. SERV., INC. 028-14137 Madison Investment Advisors 028-14137 McDonnell Investment Management, LLC 028-13173 MFS INVESTMENT ADVISORS, INC 028-03692 MILLER HOWARDINVESTMENTS 028-10092 Natixis Asset Management Advisors, L.P. 028-00454 NEUBERGER & BERMAN, LLC 028-05406 New Amsterdam Partners LLC 028-03871 Newgate Capital Management LLC 028-10495 Northern Trust Investments 028-10409 NORTHROAD CAPITAL MANAGEMENT 028-11710 NUVEEN ASSET MANAGEMENT 028-01474 NWQ INVESTMENT MGMT CO LLC 028-02338 Oak Large Cap Growth Managed Account 028-06668 Oak Ridge Investments, LLC 028-10231 OFI Private Investments Inc (Oppenheimer Funds) 028-05248 Pacific Income Advisers 028-04558 PARAMETRIC PORTFOLIO ASSOC 028-14013 Payden & Rygel 028-11296 Penn Capital Management, Inc. 028-10372 Philadelphia International Advisors, LP 028-03687 POLEN CAPITAL MANAGEMENT 028-01549 PRINCIPAL GLOBAL INVSTRS, LLC 028-10887 Quantum Capital Management 028-02634 Reed Conner & Birdwell LLC 028-04884 Renaissance International Equity Managed Account 028-10467 Rice Hall James 028-05655 Riverbridge Partners LLC 028-03511 ROOSEVELT INVESTMENT GROUP 028-05621 SANTA BARBARA ASSET MGNT, INC 028-04691 SCHAFER CULLEN CAPITAL MGMT 028-07312 Security Capital Research & Mgmt. Inc. 028-03381 SEGALL BRYANT & HAMILL 028-06683 TCW Investment Management Co. 028-10665 THE LONDON COMPANY 028-06605 Thornburg Investment Management, Inc. 028-06184 TIMUCUAN ASSET MANAGEMENT INC 028-12572 TRADEWINDS GLOBAL INVESTORS 028-02924 TURNER INVESTMENT PARTNERS 028-12465 UNIPLAN - FORWARD MANAGEMENT 028-13508 UNITED CAPITAL FIN ADV, INC 028-01347 W. H. Reaves Long Term Value Managed Account 028-07104 WCM INVESTMENT MANAGEMENT 028-05973 Wedgewood Large Cap Focused Growth Managed Account 028-01204 WENTWORTH, HAUSER AND VIOLICH 028-14230 Windhaven Investment Management, Inc. 028-03676 Winslow Capital Large Cap Growth Managed Account FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 761 Form 13F Information Table Value Total: $1,103,624 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 1ST UNITED BANCORP INC FLA COM 33740N105 28 20000 SH SOLE 20000 0 0 3M CO COM 88579Y101 6750 82583 SH SOLE 82583 0 0 ABBOTT LABS COM 002824100 3941 70082 SH SOLE 70082 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1503 28237 SH SOLE 28237 0 0 ACE LTD SHS H0023R105 513 7319 SH SOLE 7319 0 0 ACTIVISION BLIZZARD INC COM 00507V109 1314 106634 SH SOLE 106634 0 0 ADOBE SYS INC COM 00724F101 263 9307 SH SOLE 9307 0 0 ADTRAN INC COM 00738A106 4099 135892 SH SOLE 135892 0 0 AETNA INC NEW COM 00817Y108 1248 29581 SH SOLE 29581 0 0 AFFILIATED MANAGERS GROUP COM 008252108 300 3126 SH SOLE 3126 0 0 AFLAC INC COM 001055102 949 21944 SH SOLE 21944 0 0 AIR PRODS & CHEMS INC COM 009158106 568 6665 SH SOLE 6665 0 0 ALCOA INC COM 013817101 1376 159030 SH SOLE 159030 0 0 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 206 2980 SH SOLE 2980 0 0 ALEXZA PHARMACEUTICALS INC COM 015384100 9 11200 SH SOLE 11200 0 0 ALLEGHENY TECHNOLOGIES INC NOTE 4.250% 6/0 01741RAD4 76 54000 PRN SOLE 54000 0 0 ALLERGAN INC COM 018490102 1352 15413 SH SOLE 15413 0 0 ALLIANCE DATA SYSTEMS CORP NOTE 1.750% 8/0 018581AD0 160 117000 PRN SOLE 117000 0 0 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 171 12077 SH SOLE 12077 0 0 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 294 15510 SH SOLE 15510 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 1366 82188 SH SOLE 82188 0 0 ALTRIA GROUP INC COM 02209S103 2819 95083 SH SOLE 95083 0 0 AMAZON COM INC COM 023135106 1820 10517 SH SOLE 10517 0 0 AMERICAN CAMPUS CMNTYS INC COM 024835100 337 8023 SH SOLE 8023 0 0 AMERICAN ELEC PWR INC COM 025537101 1491 36085 SH SOLE 36085 0 0 AMERICAN EXPRESS CO COM 025816109 1436 30452 SH SOLE 30452 0 0 AMERICAN STS WTR CO COM 029899101 472 13535 SH SOLE 13535 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 206 6458 SH SOLE 6458 0 0 AMERISOURCEBERGEN CORP COM 03073E105 271 7274 SH SOLE 7274 0 0 AMGEN INC COM 031162100 2842 44267 SH SOLE 44267 0 0 AMGEN INC NOTE 0.375% 2/0 031162AQ3 77 77000 PRN SOLE 77000 0 0 AMPHENOL CORP NEW CL A 032095101 330 7263 SH SOLE 7263 0 0 AMR CORP COM 001765106 4 11016 SH SOLE 11016 0 0 ANADARKO PETE CORP COM 032511107 326 4277 SH SOLE 4277 0 0 ANAREN INC COM 032744104 5912 355730 SH SOLE 355730 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 288 4729 SH SOLE 4729 0 0 ANNALY CAP MGMT INC COM 035710409 727 45570 SH SOLE 45570 0 0 ANSYS INC COM 03662Q105 225 3933 SH SOLE 3933 0 0 APACHE CORP COM 037411105 667 7360 SH SOLE 7360 0 0 APARTMENT INVT & MGMT CO CL A 03748R101 321 14000 SH SOLE 14000 0 0 APOLLO INVT CORP COM 03761U106 319 49581 SH SOLE 49581 0 0 APPLE INC COM 037833100 19514 48182 SH SOLE 48182 0 0 APPLIED MATLS INC COM 038222105 722 67388 SH SOLE 67388 0 0 AQUA AMERICA INC COM 03836W103 1624 73661 SH SOLE 73661 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 923 32260 SH SOLE 32260 0 0 ARES CAP CORP COM 04010L103 182 11787 SH SOLE 11787 0 0 ARM HLDGS PLC SPONSORED ADR 042068106 311 11251 SH SOLE 11251 0 0 ARUBA NETWORKS INC COM 043176106 36 10000 SH CALL SOLE 0 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 2289 49452 SH SOLE 49452 0 0 AT&T INC COM 00206R102 9290 307208 SH SOLE 307208 0 0 ATHENAHEALTH INC COM 04685W103 345 7027 SH SOLE 7027 0 0 ATLAS ENERGY LP COM UNITS LP 04930A104 381 15687 SH SOLE 15687 0 0 ATMEL CORP COM 049513104 91 11190 SH SOLE 11190 0 0 ATMOS ENERGY CORP COM 049560105 305 9151 SH SOLE 9151 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 1806 33432 SH SOLE 33432 0 0 AUTOZONE INC COM 053332102 200 615 SH SOLE 615 0 0 AVALONBAY CMNTYS INC COM 053484101 208 1589 SH SOLE 1589 0 0 AVON PRODS INC COM 054303102 355 20347 SH SOLE 20347 0 0 BAKER HUGHES INC COM 057224107 887 18238 SH SOLE 18238 0 0 BALLY TECHNOLOGIES INC COM 05874B107 251 6354 SH SOLE 6354 0 0 BANK NOVA SCOTIA HALIFAX COM 064149107 746 14983 SH SOLE 14983 0 0 BANK OF AMERICA CORPORATION *W EXP 10/28/201 060505153 13 41175 SH SOLE 41175 0 0 BANK OF AMERICA CORPORATION 7.25%CNV PFD L 060505682 574 730 SH SOLE 730 0 0 BANK OF AMERICA CORPORATION COM 060505104 2616 470558 SH SOLE 470558 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 670 33676 SH SOLE 33676 0 0 BARCLAYS BANK PLC ADR PFD SR 5 06739H362 59 2665 SH SOLE 2665 0 0 BARCLAYS BANK PLC ADS7.75%PFD S4 06739H511 2 86 SH SOLE 86 0 0 BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 794 40178 SH SOLE 40178 0 0 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 651 15417 SH SOLE 15417 0 0 BARCLAYS BK PLC IPATH S&P MT ETN 06740C519 261 4305 SH SOLE 4305 0 0 BARRICK GOLD CORP COM 067901108 1649 36453 SH SOLE 36453 0 0 BAXTER INTL INC COM 071813109 1365 27596 SH SOLE 27596 0 0 BB&T CORP COM 054937107 6108 242682 SH SOLE 242682 0 0 BCE INC COM NEW 05534B760 321 7712 SH SOLE 7712 0 0 BECTON DICKINSON & CO COM 075887109 383 5127 SH SOLE 5127 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1607 14 SH SOLE 14 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 5156 67571 SH SOLE 67571 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 475 6719 SH SOLE 6719 0 0 BLACKBAUD INC COM 09227Q100 200 7235 SH SOLE 7235 0 0 BLACKROCK CREDIT ALL IN TR I COM SHS 09249V103 110 10459 SH SOLE 10459 0 0 BLACKROCK CREDIT ALL INC TR COM 09255H105 305 30987 SH SOLE 30987 0 0 BLACKROCK ENERGY & RES TR COM 09250U101 276 11274 SH SOLE 11274 0 0 BLACKROCK INC COM 09247X101 243 1364 SH SOLE 1364 0 0 BLACKROCK INCOME TR INC COM 09247F100 730 99639 SH SOLE 99639 0 0 BLACKROCK MUNI 2018 TERM TR COM 09248C106 327 19710 SH SOLE 19710 0 0 BLACKROCK MUNI INTER DR FD I COM 09253X102 221 14450 SH SOLE 14450 0 0 BLACKROCK MUNI N Y INTER DUR COM 09255F109 684 47576 SH SOLE 47576 0 0 BLACKROCK MUNIHLDS INVSTM QL COM 09254P108 252 17216 SH SOLE 17216 0 0 BLACKROCK MUNIVEST FD INC COM 09253R105 117 11245 SH SOLE 11245 0 0 BLACKROCK MUNIYIELD NY QLTY COM 09255E102 809 57432 SH SOLE 57432 0 0 BLACKROCK MUNIYIELD QUALITY COM 09254F100 897 56728 SH SOLE 56728 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 175 12458 SH SOLE 12458 0 0 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 2506 90568 SH SOLE 90568 0 0 BOEING CO COM 097023105 2339 132408 SH SOLE 132408 0 0 BORGWARNER INC NOTE 3.500% 4/1 099724AF3 148 76000 PRN SOLE 76000 0 0 BOSTON PPTYS LTD PARTNERSHIP NOTE 3.750% 5/1 10112RAG9 58 51000 PRN SOLE 51000 0 0 BOSTON PROPERTIES INC COM 101121101 666 6685 SH SOLE 6685 0 0 BOSTON SCIENTIFIC CORP COM 101137107 75 13993 SH SOLE 13993 0 0 BP PLC SPONSORED ADR 055622104 1099 25703 SH SOLE 25703 0 0 BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 242 12710 SH SOLE 12710 0 0 BRIGHTPOINT INC COM NEW 109473405 348 32311 SH SOLE 32311 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 5634 159872 SH SOLE 159872 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 423 4453 SH SOLE 4453 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 3960 762993 SH SOLE 762993 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 757 27530 SH SOLE 27530 0 0 BROWN & BROWN INC COM 115236101 236 10412 SH SOLE 10412 0 0 BROWN FORMAN CORP CL A 115637100 435 5493 SH SOLE 5493 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 1043 16295 SH SOLE 16295 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 926 13267 SH SOLE 13267 0 0 CABOT MICROELECTRONICS CORP COM 12709P103 237 5013 SH SOLE 5013 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 222 21372 SH SOLE 21372 0 0 CAMDEN PPTY TR SH BEN INT 133131102 216 3473 SH SOLE 3473 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 1078 21919 SH SOLE 21919 0 0 CANADIAN NAT RES LTD COM 136385101 261 6983 SH SOLE 6983 0 0 CANADIAN PAC RY LTD COM 13645T100 230 3402 SH SOLE 3402 0 0 CAPITAL ONE FINL CORP COM 14040H105 2856 67529 SH SOLE 67529 0 0 CARDINAL HEALTH INC COM 14149Y108 686 16890 SH SOLE 16890 0 0 CARLISLE COS INC COM 142339100 475 10730 SH SOLE 10730 0 0 CASS INFORMATION SYS INC COM 14808P109 204 5608 SH SOLE 5608 0 0 CATERPILLAR INC DEL COM 149123101 1689 18640 SH SOLE 18640 0 0 CBIZ INC COM 124805102 0 26563 SH SOLE 26563 0 0 CBS CORP NEW CL B 124857202 345 12710 SH SOLE 12710 0 0 CDN IMPERIAL BK OF COMMERCE COM 136069101 772 10668 SH SOLE 10668 0 0 CELGENE CORP COM 151020104 5195 76848 SH SOLE 76848 0 0 CENOVUS ENERGY INC COM 15135U109 213 6401 SH SOLE 6401 0 0 CENTRAL EUROPEAN DIST CORP NOTE 3.000% 3/1 153435AA0 83 104000 PRN SOLE 104000 0 0 CENTURYLINK INC COM 156700106 1583 42553 SH SOLE 42553 0 0 CEPHEID COM 15670R107 451 13094 SH SOLE 13094 0 0 CF INDS HLDGS INC COM 125269100 259 1787 SH SOLE 1787 0 0 CFS BANCORP INC COM 12525D102 111 25834 SH SOLE 25834 0 0 CHARMING SHOPPES INC COM 161133103 81 16500 SH SOLE 16500 0 0 CHART INDS INC NOTE 2.000% 8/0 16115QAC4 11 10000 PRN SOLE 10000 0 0 CHEESECAKE FACTORY INC COM 163072101 227 7744 SH SOLE 7744 0 0 CHEMED CORP NEW COM 16359R103 333 6494 SH SOLE 6494 0 0 CHEROKEE INC DEL NEW COM 16444H102 120 10279 SH SOLE 10279 0 0 CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1 165167BZ9 15 17000 PRN SOLE 17000 0 0 CHEVRON CORP NEW COM 166764100 13579 127620 SH SOLE 127620 0 0 CHIMERA INVT CORP COM 16934Q109 63 25096 SH SOLE 25096 0 0 CHINA SHEN ZHOU MNG & RES IN COM 16942H109 25 20000 SH SOLE 20000 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 329 975 SH SOLE 975 0 0 CHUBB CORP COM 171232101 826 11935 SH SOLE 11935 0 0 CHURCH & DWIGHT INC COM 171340102 529 11565 SH SOLE 11565 0 0 CISCO SYS INC COM 17275R102 4799 265408 SH SOLE 265408 0 0 CITIGROUP INC COM NEW 172967424 2040 77548 SH SOLE 77548 0 0 CLARCOR INC COM 179895107 321 6416 SH SOLE 6416 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2013 18383M589 1977 95394 SH SOLE 95394 0 0 CLEARWIRE CORP NEW CL A 18538Q105 98 50497 SH SOLE 50497 0 0 CLOROX CO DEL COM 189054109 942 14155 SH SOLE 14155 0 0 CMS ENERGY CORP COM 125896100 582 26373 SH SOLE 26373 0 0 COACH INC COM 189754104 1339 21936 SH SOLE 21936 0 0 COCA COLA CO COM 191216100 4449 63591 SH SOLE 63591 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 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CREDIT SUISSE NASSAU BRH VIX SHT TRM FT 22542D761 333 10417 SH SOLE 10417 0 0 CROWN CASTLE INTL CORP COM 228227104 418 9332 SH SOLE 9332 0 0 CSG SYS INTL INC COM 126349109 335 22785 SH SOLE 22785 0 0 CSX CORP COM 126408103 505 23994 SH SOLE 23994 0 0 CVS CAREMARK CORPORATION COM 126650100 3514 86167 SH SOLE 86167 0 0 DANAHER CORP DEL COM 235851102 555 11795 SH SOLE 11795 0 0 DARDEN RESTAURANTS INC COM 237194105 238 5214 SH SOLE 5214 0 0 DCP MIDSTREAM PARTNERS LP COM UT LTD PTN 23311P100 204 4288 SH SOLE 4288 0 0 DECKERS OUTDOOR CORP COM 243537107 215 2840 SH SOLE 2840 0 0 DEERE & CO COM 244199105 1879 24297 SH SOLE 24297 0 0 DELAWARE INV MN MUN INC FD I COM 24610V103 154 11379 SH SOLE 11379 0 0 DELCATH SYS INC COM 24661P104 485 159077 SH SOLE 159077 0 0 DELIA'S INC NEW COM 246911101 18 17600 SH SOLE 17600 0 0 DELL INC COM 24702R101 1971 134738 SH SOLE 134738 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 142 17519 SH SOLE 17519 0 0 DENDREON CORP NOTE 2.875% 1/1 24823QAC1 14 20000 PRN 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2289 30853 SH SOLE 30853 0 0 ISHARES TR RUSSELL MCP GR 464287481 1009 18337 SH SOLE 18337 0 0 ISHARES TR RUSSELL MCP VL 464287473 368 8479 SH SOLE 8479 0 0 ISHARES TR RUSSELL MIDCAP 464287499 1885 19156 SH SOLE 19156 0 0 ISHARES TR RUSSELL1000GRW 464287614 5744 99402 SH SOLE 99402 0 0 ISHARES TR RUSSELL1000VAL 464287598 3402 53595 SH SOLE 53595 0 0 ISHARES TR S&P 100 IDX FD 464287101 272 4763 SH SOLE 4763 0 0 ISHARES TR S&P 1500 INDEX 464287150 728 12728 SH SOLE 12728 0 0 ISHARES TR S&P 500 INDEX 464287200 3414 27102 SH SOLE 27102 0 0 ISHARES TR S&P CITINT TBD 464288117 806 8072 SH SOLE 8072 0 0 ISHARES TR S&P GBL INF 464287291 3717 63318 SH SOLE 63318 0 0 ISHARES TR S&P MIDCAP 400 464287507 473 5397 SH SOLE 5397 0 0 ISHARES TR S&P MIDCP VALU 464287705 809 10646 SH SOLE 10646 0 0 ISHARES TR S&P NA TECH FD 464287549 272 4575 SH SOLE 4575 0 0 ISHARES TR S&P NTL AMTFREE 464288414 1256 11603 SH SOLE 11603 0 0 ISHARES TR S&P SH NTL AMTFR 464288158 372 3490 SH SOLE 3490 0 0 ISHARES TR S&P 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SOLE 3938 0 0 OIL STS INTL INC COM 678026105 313 4105 SH SOLE 4105 0 0 OLD REP INTL CORP COM 680223104 339 36576 SH SOLE 36576 0 0 ON SEMICONDUCTOR CORP COM 682189105 256 33212 SH SOLE 33212 0 0 ON SEMICONDUCTOR CORP NOTE 2.625%12/1 682189AG0 56 51000 PRN SOLE 51000 0 0 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 980 16974 SH SOLE 16974 0 0 OPEN TEXT CORP COM 683715106 1633 31938 SH SOLE 31938 0 0 ORACLE CORP COM 68389X105 6282 252525 SH SOLE 252525 0 0 P C CONNECTION COM 69318J100 291 26199 SH SOLE 26199 0 0 PEABODY ENERGY CORP COM 704549104 1199 36219 SH SOLE 36219 0 0 PENN NATL GAMING INC COM 707569109 395 10391 SH SOLE 10391 0 0 PENN VA RESOURCES PARTNERS L COM 707884102 407 15960 SH SOLE 15960 0 0 PENN WEST PETE LTD NEW COM 707887105 267 13490 SH SOLE 13490 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 494 38413 SH SOLE 38413 0 0 PEPCO HOLDINGS INC COM 713291102 297 14637 SH SOLE 14637 0 0 PEPSICO INC COM 713448108 11605 174909 SH SOLE 174909 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 578 23250 SH SOLE 23250 0 0 PFIZER INC COM 717081103 10174 945246 SH SOLE 945246 0 0 PHILIP MORRIS INTL INC COM 718172109 4906 62516 SH SOLE 62516 0 0 PIMCO CALIF MUN INCOME FD II COM 72200M108 222 23667 SH SOLE 23667 0 0 PIMCO ETF TR 1-5 US TIP IDX 72201R205 2205 41324 SH SOLE 41324 0 0 PIMCO ETF TR ENHAN SHRT MAT 72201R833 2286 22825 SH SOLE 22825 0 0 PIONEER HIGH INCOME TR COM 72369H106 191 11000 SH SOLE 11000 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 5064 68947 SH SOLE 68947 0 0 PLUM CREEK TIMBER CO INC COM 729251108 314 8580 SH SOLE 8580 0 0 PMC-SIERRA INC COM 69344F106 77 13908 SH SOLE 13908 0 0 PNC FINL SVCS GROUP INC COM 693475105 832 14425 SH SOLE 14425 0 0 POLARIS INDS INC COM 731068102 902 16105 SH SOLE 16105 0 0 PORTFOLIO RECOVERY ASSOCS IN COM 73640Q105 204 3028 SH SOLE 3028 0 0 POTASH CORP SASK INC COM 73755L107 276 6690 SH SOLE 6690 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 1513 56377 SH SOLE 56377 0 0 POWERSHARES ETF TR II BUILD AMER ETF 73937B407 2953 102909 SH SOLE 102909 0 0 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 2327 144382 SH SOLE 144382 0 0 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 2051 37576 SH SOLE 37576 0 0 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 537 8944 SH SOLE 8944 0 0 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 414 24597 SH SOLE 24597 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 253 10644 SH SOLE 10644 0 0 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 211 15390 SH SOLE 15390 0 0 POWERSHARES GLOBAL ETF TRUST EMER MRKT PORT 73936T763 313 15473 SH SOLE 15473 0 0 POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAFI 73936T557 266 14416 SH SOLE 14416 0 0 POWERSHARES GLOBAL ETF TRUST INSUR NATL MUN 73936T474 427 17465 SH SOLE 17465 0 0 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 457 16691 SH SOLE 16691 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1287 23047 SH SOLE 23047 0 0 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 355 12300 SH SOLE 12300 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 1254 55805 SH SOLE 55805 0 0 PPG INDS INC COM 693506107 207 2484 SH SOLE 2484 0 0 PPL CORP COM 69351T106 3244 110271 SH SOLE 110271 0 0 PRAXAIR INC COM 74005P104 1232 11525 SH SOLE 11525 0 0 PRICE T ROWE GROUP INC COM 74144T108 1032 18120 SH SOLE 18120 0 0 PROCTER & GAMBLE CO COM 742718109 11863 817343 SH SOLE 817343 0 0 PROGRESS ENERGY INC COM 743263105 213 3804 SH SOLE 3804 0 0 PROLOGIS NOTE 2.625% 5/1 74340XAS0 24 24000 PRN SOLE 24000 0 0 PROSHARES TR PSHS CS 130/30 74347R248 516 9094 SH SOLE 9094 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347R297 1023 56639 SH SOLE 56639 0 0 PROSHARES TR SHRT 20+YR TRE 74347X849 2370 76020 SH SOLE 76020 0 0 PROVIDENT ENERGY LTD NEW COM 74386V100 186 19206 SH SOLE 19206 0 0 PRUDENTIAL FINL INC COM 744320102 489 9764 SH SOLE 9764 0 0 PUBLIC STORAGE COM 74460D109 505 3754 SH SOLE 3754 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 348 10551 SH SOLE 10551 0 0 QEP RES INC COM 74733V100 1224 41780 SH SOLE 41780 0 0 QUALCOMM INC COM 747525103 5586 102128 SH SOLE 102128 0 0 QUEST DIAGNOSTICS INC COM 74834L100 760 13093 SH SOLE 13093 0 0 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 456 10972 SH SOLE 10972 0 0 RALPH LAUREN CORP CL A 751212101 1851 13405 SH SOLE 13405 0 0 RAYMOND JAMES FINANCIAL INC COM 754730109 226 7297 SH SOLE 7297 0 0 RAYONIER INC COM 754907103 238 5327 SH SOLE 5327 0 0 RAYTHEON CO COM NEW 755111507 1263 26115 SH SOLE 26115 0 0 REALTY INCOME CORP COM 756109104 235 6720 SH SOLE 6720 0 0 REINSURANCE GROUP AMER INC COM NEW 759351604 285 5454 SH SOLE 5454 0 0 RENAISSANCERE HOLDINGS LTD COM G7496G103 491 6604 SH SOLE 6604 0 0 RESEARCH IN MOTION LTD COM 760975102 458 31601 SH SOLE 31601 0 0 RF MICRODEVICES INC COM 749941100 72 13267 SH SOLE 13267 0 0 RIGEL PHARMACEUTICALS INC COM NEW 766559603 79 10000 SH SOLE 10000 0 0 RITCHIE BROS AUCTIONEERS COM 767744105 207 9377 SH SOLE 9377 0 0 RITE AID CORP COM 767754104 21 16502 SH SOLE 16502 0 0 ROCKWELL AUTOMATION INC COM 773903109 326 4445 SH SOLE 4445 0 0 ROCKWELL COLLINS INC COM 774341101 291 5263 SH SOLE 5263 0 0 ROLLINS INC COM 775711104 363 16332 SH SOLE 16332 0 0 ROSS STORES INC COM 778296103 503 10583 SH SOLE 10583 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 5017 68643 SH SOLE 68643 0 0 RPC INC COM 749660106 214 11727 SH SOLE 11727 0 0 RPM INTL INC COM 749685103 402 16368 SH SOLE 16368 0 0 RYDEX ETF TRUST S&P500 PUR GRW 78355W403 238 5495 SH SOLE 5495 0 0 SAFEWAY INC COM NEW 786514208 389 18482 SH SOLE 18482 0 0 SALIX PHARMACEUTICALS INC NOTE 2.750% 5/1 795435AC0 66 51000 PRN SOLE 51000 0 0 SANDRIDGE ENERGY INC COM 80007P307 170 20784 SH SOLE 20784 0 0 SANDRIDGE MISSISSIPPIAN TR I UNIT BEN INT 80007T101 230 7400 SH SOLE 7400 0 0 SANOFI SPONSORED ADR 80105N105 3503 95865 SH SOLE 95865 0 0 SARA LEE CORP COM 803111103 578 30543 SH SOLE 30543 0 0 SATCON TECHNOLOGY CORP COM 803893106 21 35000 SH SOLE 35000 0 0 SBA COMMUNICATIONS CORP NOTE 1.875% 5/0 78388JAN6 90 80000 PRN SOLE 80000 0 0 SCHEIN HENRY INC COM 806407102 213 3300 SH SOLE 3300 0 0 SCHLUMBERGER LTD COM 806857108 6026 88212 SH SOLE 88212 0 0 SEACOR HOLDINGS INC COM 811904101 2217 27656 SH SOLE 27656 0 0 SEADRILL LIMITED SHS G7945E105 248 7486 SH SOLE 7486 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 376 22950 SH SOLE 22950 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 4693 144451 SH SOLE 144451 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 2742 79043 SH SOLE 79043 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 645 9324 SH SOLE 9324 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 4604 354118 SH SOLE 354118 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 3449 102183 SH SOLE 102183 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 3372 93712 SH SOLE 93712 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2119 83278 SH SOLE 83278 0 0 SEMPRA ENERGY COM 816851109 217 3953 SH SOLE 3953 0 0 SEMTECH CORP COM 816850101 240 9675 SH SOLE 9675 0 0 SHERWIN WILLIAMS CO COM 824348106 277 3100 SH SOLE 3100 0 0 SIGMA ALDRICH CORP COM 826552101 467 7481 SH SOLE 7481 0 0 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 216 10540 SH SOLE 10540 0 0 SIMON PPTY GROUP INC NEW COM 828806109 582 4513 SH SOLE 4513 0 0 SIRIUS XM RADIO INC COM 82967N108 221 121342 SH SOLE 121342 0 0 SIRIUS XM RADIO INC COM 82967N108 12 40000 SH CALL SOLE 0 0 0 SIRONA DENTAL SYSTEMS INC COM 82966C103 278 6304 SH SOLE 6304 0 0 SLM CORP COM 78442P106 233 17391 SH SOLE 17391 0 0 SMITHFIELD FOODS INC COM 832248108 385 15861 SH SOLE 15861 0 0 SMUCKER J M CO COM NEW 832696405 235 3006 SH SOLE 3006 0 0 SOUTHERN CO COM 842587107 860 18577 SH SOLE 18577 0 0 SOUTHWEST AIRLS CO COM 844741108 92 10758 SH SOLE 10758 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 885 7260 SH SOLE 7260 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 28162 185290 SH SOLE 185290 0 0 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 408 11695 SH SOLE 11695 0 0 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 2254 79187 SH SOLE 79187 0 0 SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 595 12683 SH SOLE 12683 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 53109 423177 SH SOLE 423177 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 48 36000 SH PUT SOLE 36000 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 235 1473 SH SOLE 1473 0 0 SPDR SERIES TRUST AEROSPACE DEF 78464A631 913 16433 SH SOLE 16433 0 0 SPDR SERIES TRUST BARC CAPTL ETF 78464A474 1897 62990 SH SOLE 62990 0 0 SPDR SERIES TRUST BRCLYS 1-3MT ETF 78464A680 1578 34442 SH SOLE 34442 0 0 SPDR SERIES TRUST BRCLYS CAP CONV 78464A359 529 14614 SH SOLE 14614 0 0 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 1465 38097 SH SOLE 38097 0 0 SPDR SERIES TRUST COMP SOFTWARE 78464A599 1005 17944 SH SOLE 17944 0 0 SPDR SERIES TRUST DJ REIT ETF 78464A607 2006 31156 SH SOLE 31156 0 0 SPDR SERIES TRUST MORGAN TECH ETF 78464A102 1087 18535 SH SOLE 18535 0 0 SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 608 24995 SH SOLE 24995 0 0 SPDR SERIES TRUST S&P 500 GROWTH 78464A409 662 11317 SH SOLE 11317 0 0 SPDR SERIES TRUST S&P 500 VALUE 78464A508 201 3197 SH SOLE 3197 0 0 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 482 7193 SH SOLE 7193 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 3556 66013 SH SOLE 66013 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 2486 47181 SH SOLE 47181 0 0 SPDR SERIES TRUST S&P PHARMAC 78464A722 1161 22618 SH SOLE 22618 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 1130 21503 SH SOLE 21503 0 0 SPECTRA ENERGY CORP COM 847560109 298 9678 SH SOLE 9678 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 159 11555 SH SOLE 11555 0 0 ST JUDE MED INC COM 790849103 205 5978 SH SOLE 5978 0 0 STAAR SURGICAL CO COM PAR $0.01 852312305 145 13862 SH SOLE 13862 0 0 STANLEY BLACK & DECKER INC COM 854502101 284 4194 SH SOLE 4194 0 0 STANLEY WKS FRNT 5/1 854616AM1 23 21000 PRN SOLE 21000 0 0 STARBUCKS CORP COM 855244109 1433 31151 SH SOLE 31151 0 0 STEEL DYNAMICS INC COM 858119100 797 60587 SH SOLE 60587 0 0 STERICYCLE INC COM 858912108 232 2974 SH SOLE 2974 0 0 STRYKER CORP COM 863667101 2407 48418 SH SOLE 48418 0 0 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 87 15752 SH SOLE 15752 0 0 SUNCOR ENERGY INC NEW COM 867224107 338 11713 SH SOLE 11713 0 0 SUPERVALU INC COM 868536103 395 48617 SH SOLE 48617 0 0 SWEDISH EXPT CR CORP ROG AGRI ETN22 870297603 1536 171603 SH SOLE 171603 0 0 SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 2807 329781 SH SOLE 329781 0 0 SYMANTEC CORP NOTE 1.000% 6/1 871503AF5 14 13000 PRN SOLE 13000 0 0 SYNTEL INC COM 87162H103 303 6488 SH SOLE 6488 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1540 119326 SH SOLE 119326 0 0 TANGER FACTORY OUTLET CTRS I COM 875465106 210 7170 SH SOLE 7170 0 0 TARGET CORP COM 87612E106 1232 24046 SH SOLE 24046 0 0 TASEKO MINES LTD COM 876511106 55 20000 SH SOLE 20000 0 0 TECHNE CORP COM 878377100 310 4540 SH SOLE 4540 0 0 TECO ENERGY INC COM 872375100 1632 85250 SH SOLE 85250 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 109 11541 SH SOLE 11541 0 0 TERADYNE INC COM 880770102 138 10093 SH SOLE 10093 0 0 TEVA PHARMACEUTICAL FIN LLC DBCV 0.250% 2/0 88163VAE9 51 49000 PRN SOLE 49000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 4270 105796 SH SOLE 105796 0 0 TEXAS INSTRS INC COM 882508104 332 11403 SH SOLE 11403 0 0 THRESHOLD PHARMACEUTICAL INC COM NEW 885807206 143 117589 SH SOLE 117589 0 0 TIFFANY & CO NEW COM 886547108 224 3383 SH SOLE 3383 0 0 TIME WARNER CABLE INC COM 88732J207 617 9702 SH SOLE 9702 0 0 TIME WARNER INC COM NEW 887317303 1245 34444 SH SOLE 34444 0 0 TIMKEN CO COM 887389104 533 13759 SH SOLE 13759 0 0 TJX COS INC NEW COM 872540109 1008 15617 SH SOLE 15617 0 0 TORCHMARK CORP COM 891027104 254 5861 SH SOLE 5861 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 969 12956 SH SOLE 12956 0 0 TOTAL S A SPONSORED ADR 89151E109 3236 63315 SH SOLE 63315 0 0 TOWNEBANK PORTSMOUTH VA COM 89214P109 143 11680 SH SOLE 11680 0 0 TRANSOCEAN INC NOTE 1.500%12/1 893830AW9 55 56000 PRN SOLE 56000 0 0 TRANSOCEAN LTD REG SHS H8817H100 723 18838 SH SOLE 18838 0 0 TRAVELERS COMPANIES INC COM 89417E109 954 16123 SH SOLE 16123 0 0 TRIQUINT SEMICONDUCTOR INC COM 89674K103 75 15389 SH SOLE 15389 0 0 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 264 8089 SH SOLE 8089 0 0 TUPPERWARE BRANDS CORP COM 899896104 201 3595 SH SOLE 3595 0 0 TYCO INTERNATIONAL LTD SHS H89128104 340 7288 SH SOLE 7288 0 0 UAL CORP NOTE 4.500% 6/3 902549AH7 39 43000 PRN SOLE 43000 0 0 UGI CORP NEW COM 902681105 2432 82729 SH SOLE 82729 0 0 ULTIMATE SOFTWARE GROUP INC COM 90385D107 360 5525 SH SOLE 5525 0 0 UNILEVER N V N Y SHS NEW 904784709 3169 92209 SH SOLE 92209 0 0 UNILEVER PLC SPON ADR NEW 904767704 2519 75145 SH SOLE 75145 0 0 UNION PAC CORP COM 907818108 1443 13618 SH SOLE 13618 0 0 UNISOURCE ENERGY CORP COM 909205106 1535 41571 SH SOLE 41571 0 0 UNITED CONTL HLDGS INC COM 910047109 208 11040 SH SOLE 11040 0 0 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 25 11894 SH SOLE 11894 0 0 UNITED NAT FOODS INC COM 911163103 229 5712 SH SOLE 5712 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1201 16405 SH SOLE 16405 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 422 11086 SH SOLE 11086 0 0 UNITED STATES STL CORP NEW COM 912909108 835 31545 SH SOLE 31545 0 0 UNITED STATES STL CORP NEW NOTE 4.000% 5/1 912909AE8 23 21000 PRN SOLE 21000 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1665 22779 SH SOLE 22779 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1880 45904 SH SOLE 45904 0 0 US BANCORP DEL COM NEW 902973304 483 17864 SH SOLE 17864 0 0 USANA HEALTH SCIENCES INC COM 90328M107 431 14188 SH SOLE 14188 0 0 V F CORP COM 918204108 307 2414 SH SOLE 2414 0 0 VALERO ENERGY CORP NEW COM 91913Y100 393 18663 SH SOLE 18663 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 273 3134 SH SOLE 3134 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 5701 70516 SH SOLE 70516 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 5034 60260 SH SOLE 60260 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 390 7516 SH SOLE 7516 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 1933 31306 SH SOLE 31306 0 0 VANGUARD INDEX FDS REIT ETF 922908553 3008 51857 SH SOLE 51857 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 515 7387 SH SOLE 7387 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2247 34945 SH SOLE 34945 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 1414 26930 SH SOLE 26930 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1741 43897 SH SOLE 43897 0 0 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 4671 122242 SH SOLE 122242 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 354 4300 SH SOLE 4300 0 0 VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 402 5160 SH SOLE 5160 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 1780 30417 SH SOLE 30417 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 34831 637341 SH SOLE 637341 0 0 VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 457 14925 SH SOLE 14925 0 0 VANGUARD WORLD FD MEGA GRWTH IND 921910816 420 8734 SH SOLE 8734 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 2425 39237 SH SOLE 39237 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 967 11865 SH SOLE 11865 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 203 2011 SH SOLE 2011 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 354 5787 SH SOLE 5787 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 854 13920 SH SOLE 13920 0 0 VARIAN MED SYS INC COM 92220P105 1399 20836 SH SOLE 20836 0 0 VECTOR GROUP LTD COM 92240M108 931 64597 SH SOLE 64597 0 0 VENTAS INC COM 92276F100 315 5722 SH SOLE 5722 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 8907 222014 SH SOLE 222014 0 0 VISA INC COM CL A 92826C839 6021 59306 SH SOLE 59306 0 0 VIVUS INC COM 928551100 341 35000 SH SOLE 35000 0 0 VMWARE INC CL A COM 928563402 811 9747 SH SOLE 9747 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 4830 172315 SH SOLE 172315 0 0 VORNADO RLTY L P DEB 3.875% 4/1 929043AC1 74 73000 PRN SOLE 73000 0 0 WAL MART STORES INC COM 931142103 5303 88743 SH SOLE 88743 0 0 WALGREEN CO COM 931422109 972 29413 SH SOLE 29413 0 0 WASTE MGMT INC DEL COM 94106L109 252 7690 SH SOLE 7690 0 0 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 374 25566 SH SOLE 25566 0 0 WELLCARE HEALTH PLANS INC COM 94946T106 634 12067 SH SOLE 12067 0 0 WELLS FARGO & CO NEW COM 949746101 2246 81477 SH SOLE 81477 0 0 WELLS FARGO ADVANTAGE MULTI COM SHS 94987D101 344 23252 SH SOLE 23252 0 0 WESCO INTL INC COM 95082P105 267 5040 SH SOLE 5040 0 0 WESTERN ASSET CLYM INFL OPP COM 95766R104 368 29200 SH SOLE 29200 0 0 WESTERN ASSET INVT GRADE DEF COM 95790A101 205 9368 SH SOLE 9368 0 0 WESTERN ASSET VAR RT STRG FD COM 957667108 446 30002 SH SOLE 30002 0 0 WESTERN ASST MNG MUN FD INC COM 95766M105 2356 175681 SH SOLE 175681 0 0 WESTERN COPPER & GOLD CORP COM 95805V108 47 30000 SH SOLE 30000 0 0 WESTERN UN CO COM 959802109 396 21694 SH SOLE 21694 0 0 WEYERHAEUSER CO COM 962166104 251 32186 SH SOLE 32186 0 0 WHOLE FOODS MKT INC COM 966837106 658 9457 SH SOLE 9457 0 0 WILEY JOHN & SONS INC CL A 968223206 2959 66642 SH SOLE 66642 0 0 WILLIAMS COS INC DEL COM 969457100 1316 39850 SH SOLE 39850 0 0 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 473 7892 SH SOLE 7892 0 0 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 249 6406 SH SOLE 6406 0 0 WISCONSIN ENERGY CORP COM 976657106 502 14367 SH SOLE 14367 0 0 WISDOMTREE TRUST CHINESE YUAN ETF 97717W182 3285 130424 SH SOLE 130424 0 0 WOLVERINE WORLD WIDE INC COM 978097103 200 5608 SH SOLE 5608 0 0 WORLD FUEL SVCS CORP COM 981475106 461 10989 SH SOLE 10989 0 0 WRIGHT EXPRESS CORP COM 98233Q105 246 4525 SH SOLE 4525 0 0 WYNDHAM WORLDWIDE CORP COM 98310W108 207 5473 SH SOLE 5473 0 0 XEROX CORP COM 984121103 496 62327 SH SOLE 62327 0 0 YAHOO INC COM 984332106 176 10918 SH SOLE 10918 0 0 YM BIOSCIENCES INC COM 984238105 1 12500 SH CALL SOLE 0 0 0 YUM BRANDS INC COM 988498101 1921 32555 SH SOLE 32555 0 0 ZIMMER HLDGS INC COM 98956P102 810 15166 SH SOLE 15166 0 0 ZIONS BANCORPORATION COM 989701107 320 19632 SH SOLE 19632 0 0 ZIX CORP COM 98974P100 72 25500 SH SOLE 25500 0 0