0000009015-12-000017.txt : 20120511 0000009015-12-000017.hdr.sgml : 20120511 20120511094519 ACCESSION NUMBER: 0000009015-12-000017 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120511 DATE AS OF CHANGE: 20120511 EFFECTIVENESS DATE: 20120511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MASSACHUSETTS MUTUAL LIFE INSURANCE CO CENTRAL INDEX KEY: 0000225602 IRS NUMBER: 041590850 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00548 FILM NUMBER: 12832423 BUSINESS ADDRESS: STREET 1: 1295 STATE STREET CITY: SPRINGFIELD STATE: MA ZIP: 01111 BUSINESS PHONE: 4137448411 MAIL ADDRESS: STREET 1: 1295 STATE STREET CITY: SPRINGFIELD STATE: MA ZIP: 01111 13F-HR 1 mm0331201213F.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/2012 Check here if Amendment: [ ] ; Amendment Number: _______ This Amendment(Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Massachusetts Mutual Life Insurance Company Address: 1295 State Street Springfield, Massachusetts 01111 Form 13F File Number: 28-00548 The institutional manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Donald Griffith Title: Vice President Corporate Compliance Phone: (413) 744-5103 Signature, Place, and Date of Signing: /s/ Donald Griffith, Springfield, MA MAY 08, 2012 -------------------------------------------------------------------------- Report Type (Check only one): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s)) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s)) List of other Managers Reporting for this Manager: 28-00060 Babson Capital Management LLC 28-04544 Baring Asset Management LLC 28-12028 Cornerstone Real Estate Advisers LLC 28-00203 OppenheimerFunds, Inc. 28-10498 First Mercantile Trust Company 28-10231 OFI Private Investments Inc. 28-10234 OFI Institutional Asset Management, Inc. Babson Capital Management LLC (Babson Capital), Baring Asset Management LLC (Baring), Cornerstone Real Estate Advisers LLC (Cornerstone), OppenheimerFunds, Inc. (Oppenheimer),OFI Private Investments Inc. (OFI), OFI Institutional Asset Management, Inc. (OFII), and First Mercantile Trust Company (First Mercantile) are all indirect, majority-owned or wholly-owned subsidiaries of Massachusetts Mutual Life Insurance Company (MassMutual). Babson Capital, Baring, Cornerstone, Oppenheimer, OFI, OFII and First Mercantile have indicated that they exercise investment discretion with respect to the securities positions reported in each firm's Form 13F filing. Nevertheless, such positions are deemed reported on behalf of MassMutual to the extent that MassMutual is deemed to share investment discretion over the positions as a result of its ownership interests in Babson Capital, Baring, Cornerstone, Oppenheimer, OFI, OFII, and First Mercantile and for the limited and exclusive purpose of MassMutual's compliance with Section 13(f) of the Securities Exchange Act of 1934, as amended. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 65 Form 13F Information Table Value Total: 28,607 FORM 13F INFORMATION TABLE
VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVEST. OTHER NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRET. MGRS SOLE SHARED NONE -------------------------------- -------- --------- ---------- ------- --- ---- -------- ----- ---- ------ ---- 3M CO COM 88579Y101 455 5095 SH SOLE 5095 3M CO COM 88579Y101 12 135 SH SHARED-DEFINED 135 ABBOTT LABORATORIES COM 002824100 307 5005 SH SOLE 5005 ABBOTT LABORATORIES COM 002824100 26 424 SH SHARED-DEFINED 424 AMERICAN EXPRESS CO COM 025816109 318 5500 SH SOLE 5500 APPLE INC COM 037833100 225 375 SH SOLE 375 APPLE INC COM 037833100 43 71 SH SHARED-DEFINED 71 BANK OF AMERICA COM 060505104 243 25380 SH SOLE 25380 BANK OF AMERICA COM 060505104 11 1165 SH SHARED-DEFINED 1165 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 275 3390 SH SOLE 3390 CISCO SYS INC COM 17275R102 249 11790 SH SOLE 11790 CISCO SYS INC COM 17275R102 2 100 SH SHARED-DEFINED 100 CONSOLIDATED EDISON INC COM 209115104 320 5474 SH SHARED-DEFINED 5474 DISCOVER FINL SVCS COM 254709108 283 8495 SH SOLE 8495 EBAY INC COM 278642103 189 5125 SH SOLE 5125 EBAY INC COM 278642103 71 1917 SH SHARED-DEFINED 1917 EXELON CORP COM 30161N101 227 5780 SH SOLE 5780 EXXON MOBIL CORP COM 30231G102 719 8285 SH SOLE 8285 EXXON MOBIL CORP COM 30231G102 36 414 SH SHARED-DEFINED 414 GENERAL DYNAMICS CORP COM 369550108 286 3895 SH SOLE 3895 GENERAL ELECTRIC CO COM 369604103 221 11015 SH SOLE 11015 GOOGLE INC CL A 38259P508 323 503 SH SOLE 503 GOOGLE INC CL A 38259P508 6 9 SH SHARED-DEFINED 9 ISHARES TR MSCI EMERG MKT 464287234 1098 25557 SH SHARED-DEFINED 25557 ISHARES TR MSCI EAFE INDEX 464287465 2940 53553 SH SHARED-DEFINED 53553 ISHARES TR DJ SEL DIV INX 464287168 1636 29234 SH SHARED-DEFINED 29234 ISHARES TR MID CORE INDEX 464288208 223 2312 SH SHARED-DEFINED 2312 ISHARES TR RUSSELL MCP GR 464287481 205 3261 SH SHARED-DEFINED 3261 ISHARES TR RUSSELL MIDCAP 464287499 683 6172 SH SHARED-DEFINED 6172 ISHARES TR RUSSELL 1000 VAL 464287598 571 8156 SH SHARED-DEFINED 8156 ISHARES TR RUSSELL 1000 GRW 464287614 512 7747 SH SHARED-DEFINED 7747 ISHARES TR S&P MIDCP VALUE 400 464287705 331 3876 SH SHARED-DEFINED 3876 ISHARES TR S&P SMLCAP 600 464287804 1205 15789 SH SHARED-DEFINED 15789 JPMORGAN CHASE & CO COM 46625H100 401 8713 SH SOLE 8713 JPMORGAN CHASE & CO COM 46625H100 25 545 SH SHARED-DEFINED 545 JOHNSON & JOHNSON COM 478160104 385 5838 SH SOLE 5838 JOHNSON & JOHNSON COM 478160104 92 1399 SH SHARED-DEFINED 1399 JOHNSON CONTROLS COM 478366107 207 6385 SH SOLE 6385 LOWES COS INC COM 548661107 473 15065 SH SOLE 15065 LOWES COS INC COM 548661107 11 350 SH SHARED-DEFINED 350 MANNKIND CORP COM 56400P201 34 13820 SH SHARED-DEFINED 13820 MICROSOFT CORP COM 594918104 404 12535 SH SOLE 12535 MICROSOFT CORP COM 594918104 139 4324 SH SHARED-DEFINED 4324 NATL OILWELL VARCO COM 637071101 210 2640 SH SOLE 2640 NOVARTIS A G SPONSORED ADR 66987V109 269 4855 SH SOLE 4855 NOVARTIS A G SPONSORED ADR 66987V109 16 290 SH SHARED-DEFINED 290 PAYCHEX INC COM 704326107 271 8740 SH SOLE 8740 PEPSICO INC COM 713448108 326 4914 SH SOLE 4914 PEPSICO INC COM 713448108 24 360 SH SHARED-DEFINED 360 PFIZER INC COM 717081103 279 12339 SH SOLE 12339 PFIZER INC COM 717081103 39 1731 SH SHARED-DEFINED 1731 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 660 22909 SH SHARED-DEFINED 22909 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 2605 38569 SH SHARED-DEFINED 38569 PROCTER & GAMBLE CO COM 742718109 387 5754 SH SOLE 5754 PROCTER & GAMBLE CO COM 742718109 31 464 SH SHARED-DEFINED 464 SPDR S&P 500 ETF TR TR UNIT 78462F103 2081 14780 SH SHARED-DEFINED 14780 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 782 4328 SH SHARED-DEFINED 4328 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 408 10359 SH SHARED-DEFINED 10359 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 259 4328 SH SHARED-DEFINED 4328 TRANSCANADA CORP COM 89353D107 303 7040 SH SOLE 7040 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 427 5276 SH SHARED-DEFINED 5276 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1253 15044 SH SHARED-DEFINED 15044 VANGUARD INDEX FDS SML CP GRW ETF 922908595 586 6739 SH SHARED-DEFINED 6739 VANGUARD INDEX FDS GROWTH ETF 922908736 707 9957 SH SHARED-DEFINED 9957 ZIMMER HOLDINGS INC COM 98956P102 262 4075 SH SOLE 4075