0001019056-12-000609.txt : 20120511 0001019056-12-000609.hdr.sgml : 20120511 20120511145506 ACCESSION NUMBER: 0001019056-12-000609 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120511 DATE AS OF CHANGE: 20120511 EFFECTIVENESS DATE: 20120511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Geduld E E CENTRAL INDEX KEY: 0001352107 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11643 FILM NUMBER: 12833872 MAIL ADDRESS: STREET 1: C/O COUGAR TRADING LLC STREET 2: 375 PARK AVENUE SUITE 2301 CITY: NEW YORK STATE: NY ZIP: 10152 FORMER COMPANY: FORMER CONFORMED NAME: Geduld Emanuel E DATE OF NAME CHANGE: 20060202 13F-HR 1 geduld_13f.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER Report for the Calendar Year or Quarter Ended: March 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: E E Geduld --------------------------------------- Address: c/o Cougar Trading, LLC --------------------------------------- 1370 Avenue of the Americas, 30th Floor --------------------------------------- New York, NY 10019 --------------------------------------- Form 13F File Number: 28-11643 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: E E Geduld --------------------------------------- Title: --------------------------------------- Phone: 212-319-3500 --------------------------------------- Signature, Place and Date of Signing: /s/ Emanuel E. Geduld New York, NY May 11, 2012 --------------------------- -------------------- -------------------- Report Type (Check only one): [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE 09/30/2011 Report Summary Number of Other Included Managers 0 ----------- Form 13F Information Table Entry Total 340 ----------- Form 13F Information Table Value Total $134,839 ----------- (thousands) List of Other Included Managers None 2

------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRN CALL DISCRETION MANAGERS SOLE SHARE NONE ------------------------------------------------------------------------------------------------------------------------------------ 888 HOLDINGS PLC ORD 0.5P COM B0L4LM9 41.00 40,000 SH SOLE 40,000.00 0 0 ABBOTT LABORATORIES COM 002824100 306.00 5,000 SH SOLE 5,000.00 0 0 ACACIA RESEARCH CORP COM STK COM 003881307 626.00 15,000 SH SOLE 15,000.00 0 0 ADELPHIA RECOVERY SERVICES COM 00685R409 0.00 249,615 SH SOLE 249,615.00 0 0 ADVANCED VIRAL RESH CORP COM STK COM 007928104 0.00 250,000 SH SOLE 250,000.00 0 0 AIRASIA BHD COM B03J9L7 85.00 75,000 SH SOLE 75,000.00 0 0 AKORN INC COM STK COM 009728106 234.00 20,000 SH SOLE 20,000.00 0 0 ALCATEL-LUCENT ADS SPONS ADR 013904305 284.00 125,000 SH SOLE 125,000.00 0 0 ALICORP SA PEN1 'C' SHS COM 2162834 66.00 25,000 SH SOLE 25,000.00 0 0 ALTER NRG CORP COM COM 02145W101 59.00 100,000 SH SOLE 100,000.00 0 0 AMARIN CORPORATION PLC ADR SPONS ADR 023111206 283.00 25,000 SH SOLE 25,000.00 0 0 AMAZON.COM INC COM 023135106 2,025.00 10,000 SH PUT SOLE 10,000.00 0 0 AMEDIA NETWORKS INC COM 023434103 0.00 250,000 SH SOLE 250,000.00 0 0 AMERICAN APPAREL INCCORP COM STK COM 023850100 80.00 100,000 SH SOLE 100,000.00 0 0 AMERICAN HEALTHCHOISINC COM 025929209 0.00 175,000 SH SOLE 175,000.00 0 0 AMERICAN RIVER BANKSHARES COM STK COM 029326105 158.00 20,000 SH SOLE 20,000.00 0 0 AMERICANA DISTBN COM 030556104 0.00 600,000 SH SOLE 600,000.00 0 0 ANAREN INC COM STK COM 032744104 367.00 20,000 SH SOLE 20,000.00 0 0 ANDINA ACQUISITION CORP COM G0440W118 250.00 25,000 SH SOLE 25,000.00 0 0 ANNIES INC COM 03600T104 261.00 7,500 SH SOLE 7,500.00 0 0 ANTRIM ENERGY COM 037243102 50.00 50,000 SH SOLE 50,000.00 0 0 APPLIED NEUROSOLUTIONS INC COM STK COM 03823Y203 2.00 98,668 SH SOLE 98,668.00 0 0 ARCOS DORADOS HOLDINGS INC COM STK COM G0457F107 271.00 15,000 SH SOLE 15,000.00 0 0 ASSOCIATED BANC EQY WARRANT W EXP 11/21/2018 045487113 104.00 51,000 SH SOLE 51,000.00 0 0 ASSURED GUARANTY LTD (BERMUDA) COM STK COM G0585R106 413.00 25,000 SH SOLE 25,000.00 0 0 ATLAS ESTATES LD (UKM LISTING) COM B0WDBP8 21.00 52,961 SH SOLE 52,961.00 0 0 ATLAS PIPELINE PARTNERS L P COM STK COM 049392103 531.00 15,000 SH SOLE 15,000.00 0 0 AUGUSTA RESOURCE COM 050912203 96.00 35,000 SH SOLE 35,000.00 0 0 AUSTRALIAN STOCK EXCHANGE SHS COM Q1080Z105 430.00 12,500 SH SOLE 12,500.00 0 0 AVATAR HOLDINGS INC COM STK COM 00234P102 637.00 52,300 SH SOLE 52,300.00 0 0 AVESIS INC COM STK COM 053650107 48.00 144,200 SH SOLE 144,200.00 0 0 AVI BIOPHARMA INC WRNT EXP 8/25/2014 W EXP 08/25/2014 002346146 7.00 32,050 SH SOLE 32,050.00 0 0 AVIAT NETWORKS INC INC COM STK COM 05366Y102 103.00 36,500 SH SOLE 36,500.00 0 0

3

------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRN CALL DISCRETION MANAGERS SOLE SHARE NONE ------------------------------------------------------------------------------------------------------------------------------------ B & G FOODS INC NEW CLASS A CLASS A 05508R106 450.00 20,000 SH SOLE 20,000.00 0 0 BANK OF AMERICA CORP COM 060505104 1,914.00 200,000 SH CALL SOLE 200,000.00 0 0 BANK OF AMERICA CORP COM STK COM 060505104 24,689.00 2,579,791 SH SOLE 2,579,791.00 0 0 BANK OF AMERICA CORP WARRANT W EXP 10/28/2018 060505153 184.00 175,000 SH SOLE 175,000.00 0 0 BANK OF AMERICA CORPWT EXP 1/16/19 W EXP 1/16/2019 060505146 465.00 100,000 SH SOLE 100,000.00 0 0 BANK OF IRELAND COM 3070732 498.00 3,000,000 SH SOLE 3,000,000.00 0 0 BEAM INC COM 073730103 439.00 7,500 SH SOLE 7,500.00 0 0 BERKSHIRE HILLS BANCORP INC COM STK COM 084680107 573.00 25,000 SH SOLE 25,000.00 0 0 BJ'S RESTAURANTS INC COM 09180C106 504.00 10,000 SH SOLE 10,000.00 0 0 BLACK DIAMOND INC COM STK COM 09202G101 232.00 25,000 SH SOLE 25,000.00 0 0 BLACKSTONE GROUP LP COM 09253U108 956.00 60,000 SH SOLE 60,000.00 0 0 BLUEFLY INC COM STK COM 096227301 72.00 40,000 SH SOLE 40,000.00 0 0 BM&F BOVESPA SA COM B2RHNV9 462.00 75,000 SH SOLE 75,000.00 0 0 BOLSA A (MEX LISTING) COM B39VVF6 101.00 50,000 SH SOLE 50,000.00 0 0 BOLSA DE VALOR. COP1 COM B24FPF4 39.00 2,058,500 SH SOLE 2,058,500.00 0 0 BOMBARDIER CL-B CLASS B 097751200 104.00 25,000 SH SOLE 25,000.00 0 0 BOSTON SCIENTIFIC CORP COM STK COM 101137107 748.00 125,000 SH SOLE 125,000.00 0 0 BRASIL BROKERS PARTICIPACOES COM B28XFX2 214.00 50,000 SH SOLE 50,000.00 0 0 BRIGHTCOVE INC COM 10921T101 372.00 15,000 SH SOLE 15,000.00 0 0 BROADWIND ENERGY INC COM STK COM 11161T108 24.00 50,000 SH SOLE 50,000.00 0 0 BURSA MALAYSIA BHD COM B06FV38 84.00 35,000 SH SOLE 35,000.00 0 0 BWIN.PARTY DIGITAL ENTERTAINMENT PLC COM B53TNH6 186.00 75,000 SH SOLE 75,000.00 0 0 CANACCORD CAP INC COM COM 134801109 333.00 40,000 SH SOLE 40,000.00 0 0 CAPITAL TRUST INC CL A REIT CLASS A 14052H506 94.00 25,000 SH SOLE 25,000.00 0 0 CAPSTONE TURBINE CORP COM STK COM 14067D102 332.00 325,000 SH SOLE 325,000.00 0 0 CARGO CONNECTION LOGISTICS HL COM STK COM 141794107 0.00 200,000 SH SOLE 200,000.00 0 0 CARIBOU COFFEE INC COM STK COM 142042209 475.00 25,500 SH SOLE 25,500.00 0 0 CARNIVAL CORP COM 143658300 802.00 25,000 SH PUT SOLE 25,000.00 0 0 CARROLS HOLDINGS CORP COM 14574X104 610.00 40,000 SH SOLE 40,000.00 0 0 CASTLE BRANDS INC COM STK COM 148435100 7.00 25,000 SH SOLE 25,000.00 0 0 CELLDEX THERAPEUTICS INC COM STK COM 15117B103 61.00 12,000 SH SOLE 12,000.00 0 0 CENTERLINE HLDG CO COM STK COM 15188T108 24.00 205,000 SH SOLE 205,000.00 0 0 CENTRAL WIRELESS INC COM STK COM 15607P109 0.00 660,000 SH SOLE 660,000.00 0 0 CHARMING SHOPPES INC COM STK COM 161133103 236.00 40,000 SH SOLE 40,000.00 0 0 CHEFS WAREHOUSE HOLDINGS LLC COM 163086101 1,088.00 47,000 SH SOLE 47,000.00 0 0 CHEVRON CORP COM 166764100 536.00 5,000 SH SOLE 5,000.00 0 0 CHINA HEALTHCARE AQUISITION WRNT W EXP 4/18/2012 16939Q112 0.00 29,300 SH SOLE 29,300.00 0 0 CHINA HYDROELECTRIC WARRANT EXP W EXP 01/25/2014 G2112E145 0.00 14,000 SH SOLE 14,000.00 0 0 CHINA MOBILE MEDIA TECHNOLOGY COM COM 16950C109 0.00 74,000 SH SOLE 74,000.00 0 0 CHROMADEX CORP COM STK COM 171077100 20.00 30,000 SH SOLE 30,000.00 0 0 CIRRUS LOGIC INC COM STK COM 172755100 1,666.00 70,000 SH SOLE 70,000.00 0 0

4

------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRN CALL DISCRETION MANAGERS SOLE SHARE NONE ------------------------------------------------------------------------------------------------------------------------------------ CIT GROUP INC COM STK COM 125581801 619.00 15,000 SH SOLE 15,000.00 0 0 CITIGROUP INC COM STK COM 172967424 1,974.00 54,000 SH SOLE 54,000.00 0 0 CITIGROUP INC WRNT AEXP 01/04/2019 W EXP 01/04/2019 172967226 11.00 25,000 SH SOLE 25,000.00 0 0 CITIGROUP INC WRNT BEXP 10/28/2018 W EXP 10/28/2018 172967234 4.00 50,000 SH SOLE 50,000.00 0 0 CLAL BIOTECH (ISR LISTING) COM B23GNK9 39.00 10,000 SH SOLE 10,000.00 0 0 CLINICAL DATA CVR COM STK COM 187CVR998 0.00 25,000 SH SOLE 25,000.00 0 0 COBALT INTL ENERGY INC COM STK COM 19075F106 300.00 10,000 SH SOLE 10,000.00 0 0 COCA COLA CO COM 191216100 370.00 5,000 SH SOLE 5,000.00 0 0 COMPOSITE TECHNOLOGY CORP COM STK COM 20461S108 0.00 145,000 SH SOLE 145,000.00 0 0 CONVERTED ORGANICS INC WRNT W EXP 12/31/2014 21254S131 0.00 18,000 SH SOLE 18,000.00 0 0 CORNING INC COM STK COM 219350105 405.00 28,750 SH SOLE 28,750.00 0 0 Coronado Biosciences Inc. Common COM 21976U109 127.00 15,000 SH SOLE 15,000.00 0 0 CORRIDOR COMMUNICATIONS CORP COM 220261101 0.00 200,000 SH SOLE 200,000.00 0 0 COWEN GROUP INC COM 223622101 481.00 177,448 SH SOLE 177,448.00 0 0 CRAFT BREWERS ALLIANCE INC COM 224122101 230.00 30,000 SH SOLE 30,000.00 0 0 CULLEN AGRIC HLDG CORP WRNT W EXP 10/21/2013 229894118 0.00 125,600 SH SOLE 125,600.00 0 0 CURIS INC COM STK COM 231269101 241.00 50,000 SH SOLE 50,000.00 0 0 DAMPSKIBSSELSKABET TORM A/S ADR SPONS ADR 891072100 10.00 15,000 SH SOLE 15,000.00 0 0 DARLING INTL INC COM STK COM 237266101 348.00 20,000 SH SOLE 20,000.00 0 0 DECKERS OUTDOOR CORP COM STK COM 243537107 315.00 5,000 SH SOLE 5,000.00 0 0 DEMANDWARE INC COM STK COM 24802Y105 615.00 20,625 SH SOLE 20,625.00 0 0 DENNYS CORP COM STK COM 24869P104 2,404.00 595,000 SH SOLE 595,000.00 0 0 DIAMOND FOODS INC COM COM 252603105 571.00 25,000 SH SOLE 25,000.00 0 0 DISTRIBUTED ENERGY SYS CORP COM STK COM 25475V104 0.00 50,000 SH SOLE 50,000.00 0 0 DYNAVOX INC-CLASS A CLASS A 26817F104 92.00 30,000 SH SOLE 30,000.00 0 0

5

------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRN CALL DISCRETION MANAGERS SOLE SHARE NONE ------------------------------------------------------------------------------------------------------------------------------------ E TRADE FINL CORP COM STK COM 269246401 110.00 10,000 SH SOLE 10,000.00 0 0 ECHO THERAPEUTICS INC COM STK COM 27876L107 51.00 25,000 SH SOLE 25,000.00 0 0 ELAN CORP PLC ADR SPONS ADR 284131208 225.00 15,000 SH SOLE 15,000.00 0 0 ELECTRONIC GAME CARD INC COM STK COM 285716106 0.00 25,000 SH SOLE 25,000.00 0 0 ELIZABETH ARDEN INC COM STK COM 28660G106 350.00 10,000 SH SOLE 10,000.00 0 0 EMISPHERE TECHNOLOGIES INC COM STK COM 291345106 10.00 25,000 SH SOLE 25,000.00 0 0 ENDOVASC INC COM STK COM 29267B102 0.00 255,000 SH SOLE 255,000.00 0 0 ENERGIZER HOLDINGS INC COM STK COM 29266R108 371.00 5,000 SH SOLE 5,000.00 0 0 ENERGY WORLD CORP LTD COM 6317726 81.00 100,000 SH SOLE 100,000.00 0 0 ENTECH SOLAR INC COM STK COM 29362Y106 0.00 25,000 SH SOLE 25,000.00 0 0 ENTREMED INC COM STK COM 29382F202 65.00 30,000 SH SOLE 30,000.00 0 0 ENTROPIC COMMUNICATIONS INC COM COM 29384R105 991.00 170,000 SH SOLE 170,000.00 0 0 EQUITY LIFESTYLE PROPERTIES IN COM REIT COM 29472R108 1,046.00 15,000 SH SOLE 15,000.00 0 0 EUROGAS INC COM STK COM 298734104 0.00 260,000 SH SOLE 260,000.00 0 0 EXACTTARGET INC COM 30064K105 685.00 26,350 SH SOLE 26,350.00 0 0 EXAMWORKS GROUP INC COM STK COM 30066A105 124.00 10,000 SH SOLE 10,000.00 0 0 EXTERRAN HOLDINGS INC COM 30225X103 264.00 20,000 SH SOLE 20,000.00 0 0 FARMER BROTHERS CO COM STK COM 307675108 163.00 15,000 SH SOLE 15,000.00 0 0 FEIHE INTL INC COM STK COM 31429Y103 32.00 10,000 SH SOLE 10,000.00 0 0 FIDELITY NATIONAL FINANCIAL CL A CLASS A 31620R105 451.00 25,000 SH SOLE 25,000.00 0 0 FINANCIAL SELECT SECTOR SPDR SPONS ADR 81369Y605 158.00 10,000 SH SOLE 10,000.00 0 0 FINANCIAL TECHNOLOGIES (INDIA) LD COM B287HL6 23.00 20,000 SH SOLE 20,000.00 0 0 FORD MOTOR WRNT EXP 01/01/2013 W EXP 01/01/2013 345370134 331.00 95,000 SH SOLE 95,000.00 0 0 FORTRESS INVESTMENT GROUP LLC COM COM 34958B106 374.00 105,000 SH SOLE 105,000.00 0 0 FRANKLIN FINANCIAL CORP/VA COM STK COM 35353C102 571.00 42,500 SH SOLE 42,500.00 0 0 FREDERICK'S OF HOLLYWOOD GROUP INC COM 35582T108 28.00 100,000 SH SOLE 100,000.00 0 0 FREIGHTCAR AMERICA COM STK COM 357023100 337.00 15,000 SH SOLE 15,000.00 0 0 FXCM INC COM 302693106 195.00 15,000 SH SOLE 15,000.00 0 0 GALECTIN THERAPEUTICS INC COM STK COM 363225202 232.00 57,500 SH SOLE 57,500.00 0 0 GALECTIN THERAPEUTICS WRNT W EXP 3/28/2017 363225111 46.00 40,000 SH SOLE 40,000.00 0 0 GEEKNET INC COM STK COM 36846Q203 145.00 10,000 SH SOLE 10,000.00 0 0 GENERAL MOTORS COM 37045V100 745.00 29,063 SH SOLE 29,063.00 0 0 GENERAL MOTORS CORP NOTES 8.375% jul 15 2033 NOTE 8.375% 07/15/2033 370442BT1 0.00 1,000,000 PRIN SOLE 1,000,000.00 0 0 GENERAL MOTORS CW16 WRNT EXP 07/10/2016 W EXP 07/10/2016 37045V118 562.00 33,779 SH SOLE 33,779.00 0 0 GENEREX BIOTECHNOLOGY CORP DEL COM STK COM 371485103 1.00 10,000 SH SOLE 10,000.00 0 0 GENOMED INC COM STK COM 37243C102 0.00 475,000 SH SOLE 475,000.00 0 0 GENTEX CORP COM COM 371901109 306.00 12,500 SH SOLE 12,500.00 0 0 GEROVA FINANCIAL GROUP LTD WRNT W EXP 1/16/2014 G38490176 0.00 21,000 SH SOLE 21,000.00 0 0 GI DYNAMICS INC COM B5T6W85 27.00 25,000 SH SOLE 25,000.00 0 0 GLOBAL AIRCRAFT SOLUTIONS INC COM STK COM 378964100 0.00 100,000 SH SOLE 100,000.00 0 0 GLOBAL PWR EQUIP GROUP INC COM STK COM 37941P306 416.00 15,000 SH SOLE 15,000.00 0 0 GLOBAL X FDS COLUMBIA 20 ETF COM 37950E200 212.00 10,000 SH SOLE 10,000.00 0 0 GOLDMAN SACHS GROUP INC COM STK COM 38141G104 622.00 5,000 SH SOLE 5,000.00 0 0 GPS INDUSTRIES INC COM STK COM 383870102 0.00 150,000 SH SOLE 150,000.00 0 0 GROWERS DIRECT COFFEE CO STK COM 399849108 0.00 25,000 SH SOLE 25,000.00 0 0 GUIDEWIRE SOFTWARE INC COM 40171V100 1,000.00 32,500 SH SOLE 32,500.00 0 0

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------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRN CALL DISCRETION MANAGERS SOLE SHARE NONE ------------------------------------------------------------------------------------------------------------------------------------ HALOZYME THERAPEUTICS INC COM STK COM 40637H109 1,595.00 125,000 SH SOLE 125,000.00 0 0 HARD TO TREAT DISEASES INC COM STK COM 41164A103 0.00 500,000 SH SOLE 500,000.00 0 0 HARDINGE BROTHERS INC COM STK COM 412324303 95.00 10,000 SH SOLE 10,000.00 0 0 HARRIS INTERACTIVE INC COM STK COM 414549105 47.00 35,000 SH SOLE 35,000.00 0 0 HARTMARX CORP COM STK COM 417119104 0.00 76,200 SH SOLE 76,200.00 0 0 HEALTH DISCOVERY CORP COM STK COM 42218R100 2.00 25,000 SH SOLE 25,000.00 0 0 HEALTHY FAST FOOD INC WRNT W EXP 3/19/2013 90349P113 0.00 25,000 SH SOLE 25,000.00 0 0 HEALTHY FAST FOOD INC WRNT W EXP 3/19/2013 90349P121 0.00 50,000 SH SOLE 50,000.00 0 0 HECKMANN CORP COM STK COM 422680108 216.00 50,000 SH SOLE 50,000.00 0 0 HELLENIC EXCHANGES SA ORDS (GRE LISTING) COM 4108278 119.00 30,000 SH SOLE 30,000.00 0 0 HERCULES OFFSHORE INC COM STK COM 427093109 210.00 44,500 SH SOLE 44,500.00 0 0 HERITAGE OAKS BANCORP COM STK COM 42724R107 1,463.00 287,500 SH SOLE 287,500.00 0 0 HK EXCHANGES & CLEARING ORD COM 572993GA5 924.00 55,000 SH SOLE 55,000.00 0 0 HONEYWELL INTL INC DEL COM 438516106 314.00 5,150 SH SOLE 5,150.00 0 0 HUTCHINSON TECHNOLOGY INC COM STK COM 448407106 220.00 100,000 SH SOLE 100,000.00 0 0 HYDRON TECH INC COM 449020205 2.00 100,000 SH SOLE 100,000.00 0 0 IBX GROUP INC COM STK COM 449229103 0.00 200,000 SH SOLE 200,000.00 0 0 IGENE BIOTECHNOLOGY INC COM STK COM 451695100 0.00 100,000 SH SOLE 100,000.00 0 0 ILLUMINA INC COM STK COM 452327109 526.00 10,000 SH SOLE 10,000.00 0 0 IMAGINATION TECHNOLOGIES GROUP 10P ORDS COM 930312 329.00 30,000 SH SOLE 30,000.00 0 0 IMAX CORP CAD COM (USD) COM 2473859 1,222.00 50,000 SH SOLE 50,000.00 0 0 INDIA GLOBALIZATION CAP CW11 EXP 3/8/13 W EXP 3/8/2013 45408X118 4.00 157,798 SH SOLE 157,798.00 0 0 INSULET CORP COM 45784P101 383.00 20,000 SH SOLE 20,000.00 0 0 INTEGRAL VISION INC COM STK COM 45811H106 21.00 1,069,107 SH SOLE 1,069,107.00 0 0 INTERXION HOLDING NV COM N47279109 359.00 20,000 SH SOLE 20,000.00 0 0 IRIDIUM COMMUNICATINOS INC COM 46269C110 51.00 20,000 SH SOLE 20,000.00 0 0 ISHARES MSCI ALL PERU CAPPED COM 464289842 467.00 10,000 SH SOLE 10,000.00 0 0 ISIP TELECOM INC COM STK RSTD COM 464990993 0.00 10,000 SH SOLE 10,000.00 0 0 ISONICS CORP COM STK COM 464895309 0.00 25,000 SH SOLE 25,000.00 0 0 IVANHOE MINES LIMITED COM 46579N103 157.00 10,000 SH SOLE 10,000.00 0 0

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------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRN CALL DISCRETION MANAGERS SOLE SHARE NONE ------------------------------------------------------------------------------------------------------------------------------------ JM SMUCKER CO COM STK COM 832696405 407.00 5,000 SH SOLE 5,000.00 0 0 JMP GROUP INC COM STK COM 46629U107 480.00 65,000 SH SOLE 65,000.00 0 0 JOHNSON & JOHNSON COM 478160104 330.00 5,000 SH SOLE 5,000.00 0 0 JP MORGAN CHASE WRNT EXP 10/28/2018 W EXP 10/28/2018 46634E114 602.00 45,000 SH SOLE 45,000.00 0 0 KB HOME COM STK COM 48666K109 223.00 25,000 SH SOLE 25,000.00 0 0 KENNEDY-WILSON HLDGS INC WRNT W EXP 11/14/2013 489398115 70.00 25,000 SH SOLE 25,000.00 0 0 KEYCORP COM 493267108 85.00 10,000 SH SOLE 10,000.00 0 0 KEYNOTE SYS INC COM STK COM 493308100 988.00 50,000 SH SOLE 50,000.00 0 0 KHD HUMBOLDT WEDAG INTERNATIONAL COM 4570060 244.00 30,000 SH SOLE 30,000.00 0 0 KIMBERLY CLARK CORP COM 494368103 369.00 5,000 SH SOLE 5,000.00 0 0 KODIAK OIL & GAS CO COM 50015Q100 349.00 35,000 SH SOLE 35,000.00 0 0 KOHLS CORP COM STK COM 500255104 500.00 10,000 SH SOLE 10,000.00 0 0 KONA GRILL COM 50047H201 163.00 30,000 SH SOLE 30,000.00 0 0 LADENBURG THALMANN FINL SVCS COM STK COM 50575Q102 712.00 400,000 SH SOLE 400,000.00 0 0 LAKELAND BANCORP INC COM STK COM 511637100 103.00 10,500 SH SOLE 10,500.00 0 0 LENDER PRC SR COM 52602E102 650.00 25,000 SH SOLE 25,000.00 0 0 LENNAR CORP CL A COM STK COM 526057104 1,359.00 50,000 SH SOLE 50,000.00 0 0 LIFESTREAM TECHNOLOGIES INC COM STK COM 53219K101 0.00 575,000 SH SOLE 575,000.00 0 0 LINN ENERGY LLC COM STK COM 536020100 553.00 14,500 SH SOLE 14,500.00 0 0 LIONS GATE ENTERTAINMENT CORP COM 535919203 139.00 10,000 SH SOLE 10,000.00 0 0 LIVEPERSON INC COM STK COM 538146101 419.00 25,000 SH SOLE 25,000.00 0 0 LUBYS INC COM STK COM 549282101 328.00 54,000 SH SOLE 54,000.00 0 0 MAIDENFORM BRANDS INC COM STK COM 560305104 450.00 20,000 SH SOLE 20,000.00 0 0 MARVELL TECHNOLOGY GROUP LTD COM STK COM G5876H105 787.00 50,000 SH SOLE 50,000.00 0 0 MERA PHARMACEUTICALS INC COM STK COM 58732R103 1.00 200,000 SH SOLE 200,000.00 0 0 MERCATOR MINERALS LTD COM 587582107 13.00 10,000 SH SOLE 10,000.00 0 0 MERGE HEALTHCARE INC COM STK COM 589499102 59.00 10,000 SH SOLE 10,000.00 0 0 MGM ENERGY CORP COM COM 59318A100 5.00 25,000 SH SOLE 25,000.00 0 0 MICHAEL KORS HOLDINGS LIMITED COM STK COM G60754101 916.00 19,664 SH SOLE 19,664.00 0 0 MICRON TECHNOLOGY INC COM STK COM 595112103 648.00 80,000 SH SOLE 80,000.00 0 0 MICROSOFT CORP COM STK COM 594918104 1,619.00 50,200 SH SOLE 50,200.00 0 0 MILLENNIAL MEDIA INC COM 60040N105 235.00 10,000 SH SOLE 10,000.00 0 0 MINDSPEED TECHNOLOGIES INC COM STK COM 602682205 255.00 40,000 SH SOLE 40,000.00 0 0 MIPS TECHNOLOGIES INC CL A COM STK COM 604567107 272.00 50,000 SH SOLE 50,000.00 0 0 MONACO COACH CORP COM STK COM 60886R103 0.00 50,000 SH SOLE 50,000.00 0 0 MORPHOSYS AG NPV ORDS COM 5531000 1,282.00 50,000 SH SOLE 50,000.00 0 0

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------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRN CALL DISCRETION MANAGERS SOLE SHARE NONE ------------------------------------------------------------------------------------------------------------------------------------ NATIONAL PATENT DEVELOPMENT CO COM STK COM 637132101 75.00 25,000 SH SOLE 25,000.00 0 0 NAVIOS MARITIME HOLDINGS INC COM STK COM Y62196103 149.00 35,525 SH SOLE 35,525.00 0 0 NETAPP INC C COM STK COM 64110D104 672.00 15,000 SH SOLE 15,000.00 0 0 NEW YORK REGIONAL RAIL CORP COM STK COM 649768108 0.00 400,000 SH SOLE 400,000.00 0 0 NEXTMART INC COM STK COM 65338F102 0.00 50,000 SH SOLE 50,000.00 0 0 NOKIA CORP COM 654902204 275.00 50,000 SH CALL SOLE 50,000.00 0 0 NORTH ATLANTIC DRILLING LTD(NOR LISTING COM B43T197 193.00 100,000 SH SOLE 100,000.00 0 0 NOVADAQ TECH COM 66987G102 590.00 90,000 SH SOLE 90,000.00 0 0 NPS PHARMACEUTICALS INC COM STK COM 62936P103 410.00 60,000 SH SOLE 60,000.00 0 0 NVIDIA CORP COM STK COM 67066G104 539.00 35,000 SH SOLE 35,000.00 0 0 NZX LIMITED COM 6623155 173.00 75,000 SH SOLE 75,000.00 0 0 OCH-ZIFF CAPITAL MANAGEMENT COM 67551U105 789.00 85,000 SH SOLE 85,000.00 0 0 OCLARO INC COM STK COM 67555N206 315.00 80,000 SH SOLE 80,000.00 0 0 OILTANKING PARTNERS LP COM 678049107 307.00 10,000 SH SOLE 10,000.00 0 0 ONE VOICE TECHNOLOGIES INC COM STK COM 682421201 0.00 20,000 SH SOLE 20,000.00 0 0 OPEXA THERAPEUTICS INC-CW13 W EXP 02/13/2013 68372T111 4.00 22,500 SH SOLE 22,500.00 0 0 OPKO HEALTH INC COM COM 68375N103 993.00 210,000 SH SOLE 210,000.00 0 0 OPTIONABLE INC COM STK COM 684006109 2.00 70,000 SH SOLE 70,000.00 0 0 ORGANA GARDENS INTL COM STK COM 68618Y106 0.00 25,000 SH SOLE 25,000.00 0 0 PACE OIL & GAS LTD COM COM 69374D104 197.00 40,000 SH SOLE 40,000.00 0 0 PACIFIC ETHANOL INC COM STK COM 69423U206 55.00 50,000 SH SOLE 50,000.00 0 0 PARAMETRIC SOUND CORP COM STK COM 699172201 145.00 32,120 SH SOLE 32,120.00 0 0 PARAMETRIC TECHNOLOGY CORP COM STK COM 699173209 559.00 20,000 SH SOLE 20,000.00 0 0 PATHFINDER MINERALS PLC (UKM LISTING) COM B4MB7K7 14.00 300,000 SH SOLE 300,000.00 0 0 PEOPLESTRING CORP COM STK COM 71272D103 23.00 350,650 SH SOLE 350,650.00 0 0 PETROLEUM GEO-SERVICES ASA NEW SHARE COM B1L7YL5 146.00 10,000 SH SOLE 10,000.00 0 0 PFSWEB INC COM STK COM 717098206 79.00 20,000 SH SOLE 20,000.00 0 0 PHOSCAN CHEMICAL CORP COM 71921E106 14.00 40,000 SH SOLE 40,000.00 0 0 PHOTOMEDEX INC COM STK COM 719358301 162.00 12,500 SH SOLE 12,500.00 0 0 PHYSICIANS FORMULA HLDGS INC COM 719427106 135.00 45,000 SH SOLE 45,000.00 0 0 PINNACLE ENTERTAINMENT COM 723456109 115.00 10,000 SH SOLE 10,000.00 0 0 PLAYTECH LTD (UKM LISTING) COM B0ZC743 146.00 25,000 SH SOLE 25,000.00 0 0 PLUM CREEK TIMBER COMPANY INC COM REIT COM 729251108 208.00 5,000 SH SOLE 5,000.00 0 0 POWERSHARES QQQ TRUST COM 73935A104 4,729.00 70,000 SH PUT SOLE 70,000.00 0 0 PRESTIGE BRANDS HOLDINGS INC COM STK COM 74112D101 262.00 15,000 SH SOLE 15,000.00 0 0 PROTO LABS INC COM 743713109 1,251.00 36,700 SH SOLE 36,700.00 0 0 PULSE ELECTRONICS CORP COM STK COM 74586W106 50.00 20,000 SH SOLE 20,000.00 0 0 PULTE GROUP INC COM STK COM 745867101 266.00 30,000 SH SOLE 30,000.00 0 0 PURESAFE WATER SYSTEMS INC COM STK COM 74624H103 5.00 95,000 SH SOLE 95,000.00 0 0 QUANTUM CORP COM STK COM 747906204 197.00 75,000 SH SOLE 75,000.00 0 0 QUEPASA CORP COM NEW COM 74833W206 777.00 175,000 SH SOLE 175,000.00 0 0 QUSTREAM CORP COM 749131108 0.00 25,000 SH SOLE 25,000.00 0 0 RADWARE LTD COM STK COM M81873107 1,498.00 40,000 SH SOLE 40,000.00 0 0 RAYONIER INC COM STK COM 754907103 220.00 5,000 SH SOLE 5,000.00 0 0 REDIFF.COM INDIA LTD ADR SPONS ADR 757479100 68.00 10,000 SH SOLE 10,000.00 0 0 REGIONAL MANAGEMENT CORP COM STK COM 75902K106 336.00 20,000 SH SOLE 20,000.00 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 428.00 65,000 SH SOLE 65,000.00 0 0 REIS INC INC COM STK COM 75936P105 368.00 41,302 SH SOLE 41,302.00 0 0

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------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRN CALL DISCRETION MANAGERS SOLE SHARE NONE ------------------------------------------------------------------------------------------------------------------------------------ REPROS THERAPEUTICS INC COM 76028H209 85.00 20,000 SH CALL SOLE 20,000.00 0 0 REPROS THERAPEUTICS INC COM STK COM 76028H209 254.00 60,000 SH SOLE 60,000.00 0 0 RESOLUTE ENERGY WRNT EXP 9/28/14 W EXP 9/28/2014 76116A116 67.00 45,000 SH SOLE 45,000.00 0 0 RESPONSE GENETICS INC COM 76123U105 201.00 100,300 SH SOLE 100,300.00 0 0 RETRACTABLE TECHNOLOGIES INC COM STK COM 76129W105 14.00 10,000 SH SOLE 10,000.00 0 0 REXNORD CORP COM 76169B102 207.00 9,792 SH SOLE 9,792.00 0 0 RITE AID CORP COM STK COM 767754104 87.00 50,000 SH SOLE 50,000.00 0 0 RODINA OIL CORP CL-AWRNT EXP 5/28/2012 W EXP 5/28/2012 77487N117 0.00 50,000 SH SOLE 50,000.00 0 0 RODINIA OIL CORP CLASS A CLASS A 77487N109 6.00 40,000 SH SOLE 40,000.00 0 0 RODMAN & RENSHAW CAPGROUP INC COM COM 77487R100 104.00 99,867 SH SOLE 99,867.00 0 0 ROVI CORPORATION COM STK COM 779376102 570.00 17,500 SH SOLE 17,500.00 0 0 RUBICON LIMITED NZD COM 572993ZM8 37.00 130,000 SH SOLE 130,000.00 0 0 SAFE BULKERS INC COM STK COM Y7388L103 236.00 35,300 SH SOLE 35,300.00 0 0 SANOFI CONTGNT VAL RIGHTS COM 80105N113 135.00 100,000 SH SOLE 100,000.00 0 0 SARA LEE CORP COM COM 803111103 215.00 10,000 SH SOLE 10,000.00 0 0 SCHWAB CHARLES CORP NEW COM STK COM 808513105 359.00 25,000 SH SOLE 25,000.00 0 0 SCORES HOLDING CO INC COM STK COM 80917W202 0.00 10,000 SH SOLE 10,000.00 0 0 SEA CONTAINERS LTD CL A COM STK CLASS A 811371707 0.00 75,000 SH SOLE 75,000.00 0 0 SEAGATE TECHNOLOGY COM G7945M107 943.00 35,000 SH PUT SOLE 35,000.00 0 0 SEALED AIR CORP NEW COM STK COM 81211K100 290.00 15,000 SH SOLE 15,000.00 0 0 SENSATA TECHNOLOGIES HOLDINGS NV COM STK COM N7902X106 502.00 15,000 SH SOLE 15,000.00 0 0 SEQUENOM INC COM 817337405 285.00 70,000 SH SOLE 70,000.00 0 0 SGOCO TECHNOLOGY LTD WT W EXP 99/99/9999 G80751111 1.00 26,100 SH SOLE 26,100.00 0 0 SILICON IMAGE INC COM STK COM 82705T102 882.00 150,000 SH SOLE 150,000.00 0 0 SILICON MOTION TECHNOLOGY CORP ADR SPONS ADR 82706C108 1,065.00 55,000 SH SOLE 55,000.00 0 0 SINGAPORE EXCHANGE COM 6303866 414.00 75,000 SH SOLE 75,000.00 0 0 SIONIX CORP COM STK COM 829400100 15.00 200,000 SH SOLE 200,000.00 0 0 SIRIUS XM RADIO INC COM STK COM 82967N108 231.00 100,000 SH SOLE 100,000.00 0 0 SITESTAR CORP COM STK COM 82980W101 8.00 250,000 SH SOLE 250,000.00 0 0 SLM CORP COM STK COM 78442P106 158.00 10,000 SH SOLE 10,000.00 0 0 SONUS NETWORKS INC COM STK COM 835916107 319.00 110,000 SH SOLE 110,000.00 0 0 SPARE BUCKUP INC COM 84650T103 0.00 32,285 SH SOLE 32,285.00 0 0 SPIRIT AIRLINES INC COM 848577102 201.00 10,000 SH SOLE 10,000.00 0 0 SPREADTRUM COMMUNICATION SPONS ADR SPONS ADR 849415203 495.00 30,000 SH SOLE 30,000.00 0 0 ST JUDE MEDICAL INC COM 790849103 1,329.00 30,000 SH SOLE 30,000.00 0 0 STANDARD PAC CORP COM STK COM 85375C101 156.00 35,000 SH SOLE 35,000.00 0 0 STONEPATH GROUP INC COM STK COM 861837102 0.00 165,000 SH SOLE 165,000.00 0 0 SWISHER HYGIENE INC COM COM 870808102 123.00 50,000 SH SOLE 50,000.00 0 0 TCF FINANCIAL EQY WARRANT W EXP 11/14/2018 872275128 53.00 25,000 SH SOLE 25,000.00 0 0 THE HOWARD HUGHS COM 44267D107 639.00 10,000 SH SOLE 10,000.00 0 0

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------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRN CALL DISCRETION MANAGERS SOLE SHARE NONE ------------------------------------------------------------------------------------------------------------------------------------ THE ST. JOE COMPANY COM STK COM 790148100 285.00 15,000 SH SOLE 15,000.00 0 0 THEGLOBE.COM INC COM STK COM 88335R101 0.00 100,000 SH SOLE 100,000.00 0 0 TITANIUM ASSET MGMT RSTD COM 88899G970 0.00 100,000 SH SOLE 100,000.00 0 0 TIVO INC COM STK COM 888706108 303.00 25,300 SH SOLE 25,300.00 0 0 TOLL BROTHERS INC COM STK COM 889478103 480.00 20,000 SH SOLE 20,000.00 0 0 TOWERSTREAM CORP COM TK COM 892000100 428.00 90,000 SH SOLE 90,000.00 0 0 TRANSGENOMIC INC COM STK COM 89365K206 60.00 50,000 SH SOLE 50,000.00 0 0 Trio Merger Corp. Warrants Expires 06/19 W EXP 6/19/2016 896697117 38.00 50,000 SH SOLE 50,000.00 0 0 TRIO MERGET CORP COM STK COM 896697109 485.00 50,000 SH SOLE 50,000.00 0 0 TRIUMPH APPAREL CORP COM STK COM 896787108 0.00 100,000 SH SOLE 100,000.00 0 0 TRONOX INC. COM 897051306 1,307.00 7,500 SH SOLE 7,500.00 0 0 TYCO INTERNATIONAL LTD COM H89128104 562.00 10,000 SH SOLE 10,000.00 0 0 UNDERGROUND SOLUTIONS INC COM STK COM 904323102 4.00 25,000 SH SOLE 25,000.00 0 0 UNIFI INC COM STK COM 904677200 338.00 35,000 SH SOLE 35,000.00 0 0 URALS ENERGY PUBLIC LTD (UKM LISTING) COM B0FHR59 3.00 25,000 SH SOLE 25,000.00 0 0 US GLOBAL NANOSPACE INC COM STK COM 91729J107 0.00 275,000 SH SOLE 275,000.00 0 0 USA TECHNOLOGIES INC WARRNT W EXP 12/31/2013 90328S195 43.00 79,000 SH SOLE 79,000.00 0 0 U-SWIRL INC WT CL C COM STK COM 90349P105 2.00 15,000 SH SOLE 15,000.00 0 0 VAALDIAM MINING INC COM COM 918471103 2.00 20,000 SH SOLE 20,000.00 0 0 VALLEY NATIONAL BANCORP COM STK COM 919794107 130.00 10,000 SH SOLE 10,000.00 0 0 VELOCITY EXPRESS CORP COM STK COM 92257T707 0.00 37,833 SH SOLE 37,833.00 0 0 VELTI PLC LONDON COM STK COM G93285107 407.00 30,000 SH SOLE 30,000.00 0 0 VIRNETX HOLDING CORP COM STK COM 92823T108 598.00 25,000 SH SOLE 25,000.00 0 0 VISION-SCIENCES INC DEL COM STK COM 927912105 1,057.00 614,628 SH SOLE 614,628.00 0 0 VOCERA COMMUNICATIONS INC COM 92857F107 363.00 15,500 SH SOLE 15,500.00 0 0 WARDERLY INTL HLDGS LTD (HOK LISTING) COM 6572224 0.00 500,000 SH SOLE 500,000.00 0 0 WARSAW STOCK EXCHANGE (POL LISTING) COM B55XKV9 264.00 20,000 SH SOLE 20,000.00 0 0 WEST COAST BANCORP ORE NEW COM STK COM 952145209 4,541.00 240,000 SH SOLE 240,000.00 0 0 WEYERHAEUSER CO COM STK COM 962166104 438.00 20,000 SH SOLE 20,000.00 0 0 WEYERHAEUSERCO COM 962166104 438.00 20,000 SH CALL SOLE 20,000.00 0 0 WI-LAN INC COM COM 928972108 412.00 80,000 SH SOLE 80,000.00 0 0 WILLIAMS COMPANIES INC COM STK COM 969457100 304.00 9,870 SH SOLE 9,870.00 0 0 WILSHIRE BANCORP INC COM COM 97186T108 193.00 40,000 SH SOLE 40,000.00 0 0 WORLD ENERGY SOLUTIONS INC DEL COM STK COM 98145W208 144.00 30,000 SH SOLE 30,000.00 0 0 WORLD HEALTH ENERGY HLDGS INC COM STK COM 98148H109 0.00 150,000 SH SOLE 150,000.00 0 0 WORLD HEART CORP DELAWARE COM 980905400 26.00 95,100 SH SOLE 95,100.00 0 0 XECHEM INTERNATIONAL INC COM STK COM 983895301 7.00 350,500 SH SOLE 350,500.00 0 0 XTREME COIL DRILLING CORP COM COM 98417D102 31.00 10,000 SH SOLE 10,000.00 0 0 YAHOO INC COM STK COM 984332106 236.00 15,500 SH SOLE 15,500.00 0 0 ZANN CORP COM STK COM 98906U300 0.00 25,000 SH SOLE 25,000.00 0 0 ZAP COM STK COM 98912M201 6.00 32,500 SH SOLE 32,500.00 0 0 134,839.00

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