0000898432-12-000647.txt : 20120515
0000898432-12-000647.hdr.sgml : 20120515
20120515162541
ACCESSION NUMBER: 0000898432-12-000647
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120515
DATE AS OF CHANGE: 20120515
EFFECTIVENESS DATE: 20120515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARBER ASSET MANAGEMENT LLC
CENTRAL INDEX KEY: 0001387921
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12251
FILM NUMBER: 12845132
BUSINESS ADDRESS:
STREET 1: 200 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10166
BUSINESS PHONE: 212-808-7370
MAIL ADDRESS:
STREET 1: 200 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10166
13F-HR
1
a13f-hr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2012
----------------------
Check here if Amendment [ ]; Amendment Number:
------------
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager filing this Report:
Name: Harber Asset Management, LLC
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237 Park Ave
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Suite 900
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New York, NY 10017
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Form 13F File Number: 28- 12251
-----------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Harold W. Berry III
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Title: Managing Member
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Phone: (212) 808-7430
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Signature, Place, and Date of Signing:
/s/ Harold W. Berry III New York, NY May 15, 2012
-------------------------------- ------------------ ------------------
[Signature] [City, State] [Date]
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
1
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
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Form 13F Information Table Entry Total: 45
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Form 13F Information Table Value Total: $72,082
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(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
1 28-06273 Graham Partners, L.P.
2
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
TITLE OF VALUE SHARES SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (X1000) HELD PRN CALL DISCRETION MANAGERS SHARED NONE
AIXTRON AG-SPONSORED ADR SPONSORED ADR 009606104 1,317 76,000 SH SHARED-DEFINED 1 76,000
ANCESTRY COM INC COM 032803108 300 13,200 SH SHARED-DEFINED 1 13,200
AT&T INC COM 00206R102 2,206 70,650 SH SHARED-DEFINED 1 70,650
AVNET INC COM 053807103 1,176 32,323 SH SHARED-DEFINED 1 32,323
BROADCOM CORP CL A 111320107 943 24,000 SH SHARED-DEFINED 1 24,000
GROUPE CGI INC CL A SUB VTG 39945C109 2,257 101,537 SH SHARED-DEFINED 1 101,537
CISCO SYS INC COM 17275R102 1,623 76,774 SH SHARED-DEFINED 1 76,774
COMSCORE INC COM 20564W105 1,335 62,450 SH SHARED-DEFINED 1 62,450
COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 1,211 176,300 SH SHARED-DEFINED 1 176,300
CONVIO INC COM 21257W105 818 52,900 SH SHARED-DEFINED 1 52,900
CORNING INC COM 219350105 1,971 140,000 SH SHARED-DEFINED 1 140,000
DICE HLDGS INC COM 253017107 2,866 307,200 SH SHARED-DEFINED 1 307,200
E M C CORP MASS COM 268648102 2,282 76,400 SH SHARED-DEFINED 1 76,400
ERICSSON L M TEL CO ADR B SEK 10 294821608 2,939 285,100 SH SHARED-DEFINED 1 285,100
FLEXTRONICS INTL LTD ORD Y2573F102 867 120,100 SH SHARED-DEFINED 1 120,100
FULLER H B CO COM 359694106 1,647 50,175 SH SHARED-DEFINED 1 50,175
GOOGLE INC CL A 38259P508 2,988 4,660 SH SHARED-DEFINED 1 4,660
INTEGRATED SILICON SOLUTION COM 45812P107 581 52,100 SH SHARED-DEFINED 1 52,100
INTEVAC INC COM 461148108 2,500 294,200 SH SHARED-DEFINED 1 294,200
KMG CHEMICALS INC COM 482564101 1,453 80,550 SH SHARED-DEFINED 1 80,550
KOHLS CORP COM 500255104 2,291 45,800 SH SHARED-DEFINED 1 45,800
LAM RESEARCH CORP COM 512807108 2,498 56,000 SH SHARED-DEFINED 1 56,000
MAC-GRAY CORP COM 554153106 1,425 94,194 SH SHARED-DEFINED 1 94,194
MARVELL TECHNOLOGY GROUP LTD COM G5876H105 3,572 227,107 SH SHARED-DEFINED 1 227,107
MICROSOFT CORP COM 594918104 1,032 32,000 SH SHARED-DEFINED 1 32,000
MICROSTRATEGY INC CL A NEW 594972408 728 5,200 SH SHARED-DEFINED 1 5,200
NETAPP INC COM 64110D104 2,193 49,000 SH SHARED-DEFINED 1 49,000
NII HLDGS INC CL B NEW 62913F201 1,942 106,083 SH SHARED-DEFINED 1 106,083
NII HLDGS INC NOTE 3.125% 6/1 62913FAJ1 501 500,000 SH SHARED-DEFINED 1 500,000
ORACLE CORP COM 68389X105 1,253 43,000 SH SHARED-DEFINED 1 43,000
ORBOTECH LTD ORD M75253100 3,327 287,100 SH SHARED-DEFINED 1 287,100
PC-TEL INC COM 69325Q105 343 51,645 SH SHARED-DEFINED 1 51,645
PEGASYSTEMS INC COM 705573103 2,167 56,800 SH SHARED-DEFINED 1 56,800
PULSE ELECTRONICS CORP NOTE 7.000% 74586WAA4 850 1,000,000 SH SHARED-DEFINED 1 1,000,000
12/1
RADWARE LTD COM M81873107 1,497 40,000 SH SHARED-DEFINED 1 40,000
SILICON GRAPHICS INTL CORP COM 82706L108 1,415 146,200 SH SHARED-DEFINED 1 146,200
SONUS NETWORKS INC COM 835916107 2,168 747,700 SH SHARED-DEFINED 1 747,700
STR HOLDINGS INC COM 78478V100 605 125,000 SH SHARED-DEFINED 1 125,000
SYMMETRICOM INC COM 871543104 51 9,002 SH SHARED-DEFINED 1 9,002
TRIQUINT SEMICONDUCTOR INC COM 89674K103 2,404 348,700 SH SHARED-DEFINED 1 348,700
TRW AUTOMOTIVE HLDGS CORP COM 87264S106 1,679 36,150 SH SHARED-DEFINED 1 36,150
TYSON FOODS INC CL A 902494103 1,177 61,500 SH SHARED-DEFINED 1 61,500
VISHAY INTERTECHNOLOGY INC COM 928298108 1,163 95,700 SH SHARED-DEFINED 1 95,700
WESTELL TECHNOLOGIES INC CL A 957541105 1,302 558,981 SH SHARED-DEFINED 1 558,981
WHITING PETE CORP NEW COM 966387102 1,219 22,450 SH SHARED-DEFINED 1 22,450
3