0001164691-12-000038.txt : 20120518 0001164691-12-000038.hdr.sgml : 20120518 20120518134554 ACCESSION NUMBER: 0001164691-12-000038 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20120518 DATE AS OF CHANGE: 20120518 EFFECTIVENESS DATE: 20120518 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alyeska Investment Group, L.P. CENTRAL INDEX KEY: 0001453072 IRS NUMBER: 261919051 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13284 FILM NUMBER: 12854845 BUSINESS ADDRESS: STREET 1: 77 WEST WACKER DRIVE STREET 2: 7TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-899-7902 MAIL ADDRESS: STREET 1: 77 WEST WACKER DRIVE STREET 2: 7TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 13F-HR/A 1 alsk13fhra209302011.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended September 30, 2011 Check here if Amendment [X]; Amendment Number: 2 This Amendment (Check only one.) [ ] is a restatement. [X] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Alyeska Investment Group, L.P. Address: 77 West Wacker Drive 7th Floor Chicago, IL 60601 Form 13F File Number: 028-13284 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jason Bragg Title: CFO Phone: (312) 899-7902 Signature, Place, and Date of Signing: /s/ Jason Bragg Chicago, IL May 18, 2012 ----------------------------- ----------------- ------------------ [Signature] [City, State] [Date] Report type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 List of 13(f) Securities used for this report: Third quarter 2011 Form 13F Information Table Entry Total: 234 Form 13F Information Table Value Total: $3,872,193 (thousands) Confidential information has been omitted from this public Form 13F report and filed separately with the Commission. List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- -------------------- ---- 1 028-13417 Alyeska Master Fund, L.P. FORM 13F INFORMATION TABLE

Column Column Column Column Column Column Column Column 1 2 3 4 5 6 7 8 ------------------- --------- --------- ------- --------------------------- ------ ------- ------------- NAME TITLE SH OF OF VALUE OR PRN SH/ PUT/ INVST OTR VTNG ISSUER CLS CUSIP x$1000 AMT PRN CALL DSCRTN MGR AUTHORITY ------------------- --------- --------- ------- ------ ------ ---- ------ ------ --------- ABBOTT LABS COM 002824100 $3,132 61,252 SH SOLE 1 61,252 ABBOTT LABS COM 002824100 $5,165 101,000 SH CALL SOLE 1 101,000 ABBOTT LABS COM 002824100 $7,717 150,900 SH PUT SOLE 1 150,900 ABERCROMBIE & FITCH CO CL A 002896207 $28,058 455,790 SH SOLE 1 455,790 AEROFLEX HLDG CORP COM 007767106 $4,474 491,643 SH SOLE 1 491,643 AFFILIATED MANAGERS GROUP COM 008252108 $37,870 485,200 SH SOLE 1 485,200 AGCO CORP COM 001084102 $15,430 446,349 SH SOLE 1 446,349 ALEXION PHARMACEUTICALS INC COM 015351109 $19,778 308,741 SH SOLE 1 308,741 ALLEGHENY TECHNOLOGIES INC COM 01741R102 $16,997 459,507 SH SOLE 1 459,507 ALLIANCE DATA SYSTEMS CORP COM 018581108 $1,391 15,000 SH PUT SOLE 1 15,000 ALLIANCE DATA SYSTEMS CORP COM 018581108 $282 3,039 SH SOLE 1 3,039 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 $33,171 1,840,800 SH SOLE 1 1,840,800 AMARIN CORP PLC SPONS ADR NEW 023111206 $12,185 1,324,422 SH SOLE 1 1,324,422 AMERICAN CAP MTG INVT CORP COM 02504A104 $4,840 289,830 SH SOLE 1 289,830 AMERICAN CAPITAL AGENCY CORP COM 02503X105 $4,065 150,000 SH SOLE 1 150,000 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 $19,353 1,651,300 SH CALL SOLE 1 1,651,300 ANCESTRY COM INC COM 032803108 $3,437 146,239 SH SOLE 1 146,239 ANTHERA PHARMACEUTICALS INC COM 03674U102 $2,387 500,365 SH SOLE 1 500,365 AON CORP COM 037389103 $23,401 557,440 SH SOLE 1 557,440 APACHE CORP COM 037411105 $1,685 21,000 SH SOLE 1 21,000 ARVINMERITOR INC FRNT 4.625% 3/0 043353AF8 $20,152 26,545,000 PRN SOLE 1 26,545,000 ASSOCIATED BANC CORP COM 045487105 $3,561 382,932 SH SOLE 1 382,932 AUTOZONE INC COM 053332102 $15,448 48,396 SH SOLE 1 48,396 AVEO PHARMACEUTICALS INC- RS COM 053588109 $272 17,694 SH SOLE 1 17,694 AVEO PHARMACEUTICALS INC COM 053588109 $7,817 507,902 SH SOLE 1 507,902 AVIS BUDGET GROUP NOTE 3.500%10/0 053774AB1 $13,759 14,200,000 PRN SOLE 1 14,200,000 BAKER HUGHES INC COM 057224107 $14,744 319,487 SH SOLE 1 319,487 BAXTER INTL INC COM 071813109 $51,154 911,195 SH SOLE 1 911,195 BED BATH & BEYOND INC COM 075896100 $23,764 414,660 SH SOLE 1 414,660 BIOGEN IDEC INC COM 09062X103 $20,991 225,347 SH SOLE 1 225,347 BIOMARIN PHARMACEUTICAL INC COM 09061G101 $26,314 825,672 SH SOLE 1 825,672 BJS WHOLESALE CLUB INC COM 05548J106 $1,184 23,100 SH SOLE 1 23,100 BLACKBOARD INC COM 091935502 $56,671 1,268,932 SH SOLE 1 1,268,932 BLACKROCK INC COM 09247X101 $23,638 159,708 SH SOLE 1 159,708 BORGWARNER INC COM 099724106 $13,982 231,000 SH SOLE 1 231,000 BP PLC SPONSORED ADR 055622104 $20,529 569,142 SH SOLE 1 569,142 BRISTOL MYERS SQUIBB CO COM 110122108 $15,690 500,000 SH SOLE 1 500,000 BROADWIND ENERGY INC COM 11161T108 $666 2,080,000 SH SOLE 1 2,080,000 CABOT OIL & GAS CORP COM 127097103 $6,191 100,000 SH SOLE 1 100,000 CAMERON INTERNATIONAL CORP COM 13342B105 $14,111 339,700 SH SOLE 1 339,700 CARNIVAL CORP PAIRED CTF 143658300 $12,839 423,719 SH SOLE 1 423,719 CATHAY GENERAL BANCORP COM 149150104 $12,981 1,140,685 SH SOLE 1 1,140,685 CELGENE CORP COM 151020104 $28,568 461,449 SH SOLE 1 461,449 CEMEX SAB DE CV NOTE 4.875% 3/1 151290AV5 $6,794 13,750,000 PRN SOLE 1 13,750,000 CEMEX SAB DE CV SPON ADR NEW 151290889 $3,969 1,256,100 SH PUT SOLE 1 1,256,100 CEPHALON INC COM 156708109 $96,840 1,200,000 SH SOLE 1 1,200,000 CF INDS HLDGS INC COM 125269100 $40,240 326,120 SH SOLE 1 326,120 CHEESECAKE FACTORY INC COM 163072101 $3,389 137,500 SH CALL SOLE 1 137,500 CHEESECAKE FACTORY INC COM 163072101 $4,390 178,100 SH PUT SOLE 1 178,100 CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1 165167BZ9 $9,471 10,000,000 PRN SOLE 1 10,000,000 CHIPOTLE MEXICAN GRILL INC COM 169656105 $21,804 71,971 SH SOLE 1 71,971 CHIPOTLE MEXICAN GRILL INC COM 169656105 $13,027 43,000 SH CALL SOLE 1 43,000 CHIPOTLE MEXICAN GRILL INC COM 169656105 $14,027 46,300 SH PUT SOLE 1 46,300 CIENA CORP COM NEW 171779309 $2,240 200,000 SH PUT SOLE 1 200,000 CITIGROUP INC COM NEW 172967424 $1,921 75,000 SH CALL SOLE 1 75,000 CITIGROUP INC COM NEW 172967424 $29,611 1,156,000 SH SOLE 1 1,156,000 CLEARWIRE CORP NEW CL A 18538Q105 $23,300 10,000,000 SH SOLE 1 10,000,000 COACH INC COM 189754104 $40,377 779,037 SH SOLE 1 779,037 COLONY FINL INC COM 19624R106 $1,325 102,557 SH SOLE 1 102,557 COMCAST CORP NEW CL A 20030N101 $38,150 1,823,600 SH SOLE 1 1,823,600 COMPLETE PRODUCTION SERVICES COM 20453E109 $11,205 594,442 SH SOLE 1 594,442 CONOCOPHILLIPS COM 20825C104 $1,957 30,900 SH CALL SOLE 1 30,900 CONOCOPHILLIPS COM 20825C104 $3,457 54,600 SH PUT SOLE 1 54,600 CONSOL ENERGY INC COM 20854P109 $45,820 1,350,426 SH SOLE 1 1,350,426 CONSOLIDATED EDISON INC COM 209115104 $5,138 90,116 SH SOLE 1 90,116 CONSTELLATION ENERGY GROUP I COM 210371100 $19,791 520,000 SH SOLE 1 520,000 CONTINENTAL AIRLS INC NOTE 4.500% 1/1 210795PU8 $11,116 8,880,000 PRN SOLE 1 8,880,000 CORNERSTONE ONDEMAND INC COM 21925Y103 $1,424 113,519 SH SOLE 1 113,519 COSTCO WHSL CORP NEW COM 22160K105 $25,041 304,897 SH SOLE 1 304,897 COVANCE INC COM 222816100 $24,107 530,405 SH SOLE 1 530,405 CUMMINS INC COM 231021106 $8,983 110,000 SH SOLE 1 110,000 DANA HLDG CORP COM 235825205 $9,450 900,000 SH SOLE 1 900,000 DELTA AIR LINES INC DEL COM NEW 247361702 $33,259 4,434,500 SH CALL SOLE 1 4,434,500 DELTA AIR LINES INC DEL COM NEW 247361702 $67,394 8,985,896 SH SOLE 1 8,985,896 DEMAND MEDIA INC COM 24802N109 $2,203 275,408 SH SOLE 1 275,408 DEVELOPERS DIVERSIFIED RLTY NOTE 1.750%11/1 251591AX1 $12,800 13,850,000 PRN SOLE 1 13,850,000 DEX ONE CORP COM 25212W100 $1,215 2,168,773 SH SOLE 1 2,168,773 DISH NETWORK CORP CL A 25470M109 $15,671 625,600 SH CALL SOLE 1 625,600 DISH NETWORK CORP CL A 25470M109 $29,309 1,170,000 SH SOLE 1 1,170,000 DISNEY WALT CO COM DISNEY 254687106 $43,732 1,450,000 SH SOLE 1 1,450,000 DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 $2,291 40,700 SH PUT SOLE 1 40,700 DOVER CORP COM 260003108 $23,300 499,997 SH SOLE 1 499,997 DUKE ENERGY CORP NEW COM 26441C105 $10,863 543,399 SH SOLE 1 543,399 EATON CORP COM 278058102 $26,803 755,000 SH SOLE 1 755,000 ECHOSTAR CORP CL A 278768106 $15,406 681,392 SH SOLE 1 681,392 EL PASO CORP COM 28336L109 $19,997 1,143,992 SH SOLE 1 1,143,992 EMBRAER S A SP ADR REP 4 29082A107 $26,313 1,037,154 SH SOLE 1 1,037,154 ENDOCYTE INC COM 29269A102 $12,313 1,161,576 SH SOLE 1 1,161,576 ENERGIZER HLDGS INC COM 29266R108 $4,299 64,700 SH CALL SOLE 1 64,700 ENSCO PLC SPONSORED ADR 29358Q109 $7,480 185,000 SH SOLE 1 185,000 EXCO RESOURCES INC COM 269279402 $77,273 7,208,333 SH SOLE 1 7,208,333 EXLSERVICE HOLDINGS INC COM 302081104 $4,175 189,760 SH SOLE 1 189,760 F M C CORP COM NEW 302491303 $28,632 413,991 SH SOLE 1 413,991 FEDERAL NATL MTG ASSN COM 313586109 $1,140 4,750,000 SH SOLE 1 4,750,000 FIRST REP BK SAN FRAN CALI N COM 33616C100 $10,167 439,000 SH SOLE 1 439,000 FLUOR CORP NEW COM 343412102 $3,840 82,500 SH CALL SOLE 1 82,500 FLUOR CORP NEW COM 343412102 $11,433 245,600 SH PUT SOLE 1 245,600 FOREST OIL CORP COM PAR $0.01 346091705 $24,953 1,732,854 SH SOLE 1 1,732,854 FREEPORT-MCMORAN COPPER & GO COM 35671D857 $4,750 156,000 SH CALL SOLE 1 156,000 FREESCALE SEMICONDUCTOR HLDG SHS OLD G3727Q101 $711 64,439 SH SOLE 1 64,439 FUSION-IO INC COM 36112J107 $3,025 159,224 SH SOLE 1 159,224 GENMARK DIAGNOSTICS INC COM 372309104 $6,633 1,153,561 SH SOLE 1 1,153,561 GILEAD SCIENCES INC COM 375558103 $9,700 250,000 SH CALL SOLE 1 250,000 GILEAD SCIENCES INC COM 375558103 $7,760 200,000 SH PUT SOLE 1 200,000 GILEAD SCIENCES INC COM 375558103 $2,263 58,316 SH SOLE 1 58,316 GLOBAL INDS LTD COM 379336100 $7,124 899,490 SH SOLE 1 899,490 GOODRICH CORP COM 382388106 $24,329 201,600 SH CALL SOLE 1 201,600 GRACO INC COM 384109104 $17,821 521,999 SH SOLE 1 521,999 GULFMARK OFFSHORE INC CL A NEW 402629208 $1,624 44,700 SH SOLE 1 44,700 HALLIBURTON CO COM 406216101 $16,428 538,259 SH SOLE 1 538,259 HARTFORD FINL SVCS GROUP INC COM 416515104 $3,573 221,350 SH SOLE 1 221,350 HEALTHSPRING INC COM 42224N101 $13,789 378,206 SH SOLE 1 378,206 HERTZ GLOBAL HOLDINGS INC NOTE 5.250% 6/0 42805TAA3 $29,887 23,000,000 PRN SOLE 1 23,000,000 HOLLYFRONTIER CORP COM 436106108 $15,034 573,378 SH SOLE 1 573,378 HOLOGIC INC COM 436440101 $30,213 1,986,400 SH SOLE 1 1,986,400 HONEYWELL INTL INC COM 438516106 $47,642 1,085,000 SH SOLE 1 1,085,000 HUBBELL INC CL B 443510201 $21,422 432,428 SH SOLE 1 432,428 INTERMUNE INC COM 45884X103 $72,720 3,600,000 SH SOLE 1 3,600,000 INTERNATIONAL GAME TECHNOLOG COM 459902102 $1,889 130,000 SH CALL SOLE 1 130,000 INTERNATIONAL GAME TECHNOLOG COM 459902102 $2,979 205,000 SH SOLE 1 205,000 INTERPUBLIC GROUP COS INC NOTE 4.250% 3/1 460690BA7 $10,042 9,942,000 PRN SOLE 1 9,942,000 INTERPUBLIC GROUP COS INC COM 460690100 $16,717 2,321,758 SH SOLE 1 2,321,758 INTUITIVE SURGICAL INC COM NEW 46120E602 $14,344 39,375 SH SOLE 1 39,375 INVESCO LTD SHS G491BT108 $22,412 1,445,000 SH SOLE 1 1,445,000 INVESCO MORTGAGE CAPITAL INC COM 6131B100 $8,082 572,000 SH SOLE 1 572,000 ISOFTSTONE HLDGS LTD SPONSORED ADS 46489B108 $2,157 332,357 SH SOLE 1 332,357 JETBLUE AIRWAYS CORP DBCV 6.750%10/1 477143AF8 $14,183 12,500,000 PRN SOLE 1 12,500,000 JETBLUE AIRWAYS CORP DBCV 6.750%10/1 477143AG6 $7,777 6,630,000 PRN SOLE 1 6,630,000 JOHNSON CTLS INC COM 478366107 $18,470 700,400 SH SOLE 1 700,400 JONES GROUP INC COM 48020T101 $18,216 1,977,900 SH SOLE 1 1,977,900 JPMORGAN CHASE & CO COM 46625H100 $3,702 122,900 SH PUT SOLE 1 122,900 JPMORGAN CHASE & CO COM 46625H100 $4,518 150,000 SH SOLE 1 150,000 KBR INC COM 48242W106 $9,452 400,001 SH SOLE 1 400,001 KINETIC CONCEPTS INC COM NEW 49460W208 $57,053 865,878 SH SOLE 1 865,878 KNIGHT CAP GROUP INC CL A COM 499005106 $3,286 270,232 SH SOLE 1 270,232 KOHLS CORP COM 500255104 $34,092 694,328 SH SOLE 1 694,328 LAS VEGAS SANDS CORP COM 517834107 $3,029 79,000 SH SOLE 1 79,000 LAS VEGAS SANDS CORP COM 517834107 $5,981 156,000 SH PUT SOLE 1 156,000 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 $22,140 1,500,000 SH SOLE 1 1,500,000 LIFE TECHNOLOGIES CORP COM 53217V109 $15,372 400,000 SH SOLE 1 400,000 LIZ CLAIBORNE INC COM 539320101 $30,910 6,182,029 SH SOLE 1 6,182,029 LONE PINE RES INC COM 54222A106 $660 100,000 SH SOLE 1 100,000 M & T BK CORP COM 55261F104 $9,814 140,400 SH SOLE 1 140,400 MARATHON PETE CORP COM 56585A102 $13,598 502,531 SH SOLE 1 502,531 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 $37,419 678,000 SH SOLE 1 678,000 MASSEY ENERGY CO NOTE 3.250% 8/0 576203AJ2 $25,139 28,000,000 PRN SOLE 1 28,000,000 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 $21,761 596,508 SH SOLE 1 596,508 MEDLEY CAP CORP COM 58503F106 $1,251 124,120 SH SOLE 1 124,120 MEDTRONIC INC COM 585055106 $1,383 41,600 SH SOLE 1 41,600 MERCURY COMPUTER SYS COM 589378108 $621 54,038 SH SOLE 1 54,038 METLIFE INC COM 59156R108 $7,003 250,000 SH CALL SOLE 1 250,000 METLIFE INC COM 59156R108 $10,487 374,400 SH SOLE 1 374,400 MORGAN STANLEY COM NEW 617446448 $676 50,000 SH SOLE 1 50,000 MORGAN STANLEY COM NEW 617446448 $676 50,000 SH CALL SOLE 1 50,000 MORGAN STANLEY COM NEW 617446448 $676 50,000 SH PUT SOLE 1 50,000 NALCO HOLDING COMPANY COM 62985Q101 $30,922 884,000 SH SOLE 1 884,000 NATIONAL CINEMEDIA INC COM 635309107 $10,056 693,010 SH SOLE 1 693,010 NETLOGIC MICROSYSTEMS INC COM 64118B100 $40,036 832,000 SH SOLE 1 832,000 NETQIN MOBILE INC ADR REPR CL A 64118U108 $1,934 504,854 SH SOLE 1 504,854 NEWS CORP CL A 65248E104 $15,480 1,000,000 SH SOLE 1 1,000,000 NICOR INC COM 654086107 $11,676 212,254 SH SOLE 1 212,254 OFFICEMAX INC DEL COM 67622P101 $18,890 3,894,908 SH SOLE 1 3,894,908 OMNICOM GROUP INC COM 681919106 $14,736 400,000 SH SOLE 1 400,000 PANERA BREAD CO CL A 69840W108 $10,280 98,900 SH CALL SOLE 1 98,900 PANERA BREAD CO CL A 69840W108 $8,471 81,500 SH PUT SOLE 1 81,500 PARKER DRILLING CO NOTE 2.125% 7/1 701081AR2 $9,053 9,098,000 PRN SOLE 1 9,098,000 PENNEY J C INC COM 708160106 $3,481 130,000 SH PUT SOLE 1 130,000 PEOPLES UNITED FINANCIAL INC COM 712704105 $10,078 883,997 SH SOLE 1 883,997 PETSMART INC COM 716768106 $29,455 690,613 SH SOLE 1 690,613 PHARMACEUTICAL PROD DEV INC COM 717124101 $18,460 719,420 SH SOLE 1 719,420 PHH CORP NOTE 4.000% 4/1 693320AH6 $12,929 13,000,000 PRN SOLE 1 13,000,000 PIONEER NAT RES CO NOTE 2.875% 1/1 723787AH0 $22,588 19,000,000 PRN SOLE 1 19,000,000 PLATINUM UNDERWRITER HLDGS L COM G7127P100 $13,106 426,209 SH SOLE 1 426,209 PNC FINL SVCS GROUP INC COM 693475105 $18,071 375,000 SH CALL SOLE 1 375,000 PORTFOLIO RECOVERY ASSOCS IN COM 73640Q105 $12,918 207,624 SH SOLE 1 207,624 PROGRESSIVE CORP OHIO COM 743315103 $19,322 1,087,955 SH SOLE 1 1,087,955 PRUDENTIAL FINL INC COM 744320102 $23,880 509,600 SH SOLE 1 509,600 QUIDEL CORP COM 74838J101 $16,855 1,029,625 SH SOLE 1 1,029,625 RANGE RES CORP COM 75281A109 $9,965 170,453 SH SOLE 1 170,453 REGAL ENTMT GROUP CL A 758766109 $5,647 481,000 SH SOLE 1 481,000 REINSURANCE GROUP AMER INC COM NEW 759351604 $7,260 158,001 SH SOLE 1 158,001 RLJ ACQUISITION INC UNIT 1 COM 74965B202 $1,988 200,000 SH SOLE 1 200,000 ROCKWELL AUTOMATION INC COM 773903109 $23,800 425,000 SH SOLE 1 425,000 RPX CORP COM 74972G103 $3,045 147,013 SH SOLE 1 147,013 SANDRIDGE ENERGY INC COM 80007P307 $9,401 1,690,779 SH SOLE 1 1,690,779 SANOFI RIGHT12/31/2020 80105N113 $7,337 6,922,054 SH SOLE 1 6,922,054 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 $25,090 675,000 SH SOLE 1 675,000 SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 $26,447 999,504 SH SOLE 1 999,504 SMITHFIELD FOODS INC NOTE 4.000% 6/3 832248AR9 $6,635 6,000,000 PRN SOLE 1 6,000,000 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 $5,459 165,186 SH SOLE 1 165,186 SOLAZYME INC COM 83415T101 $4,627 481,486 SH SOLE 1 481,486 SOUTHERN CO COM 842587107 $5,145 121,421 SH SOLE 1 121,421 SOUTHERN UN CO NEW COM 844030106 $122,461 3,018,501 SH SOLE 1 3,018,501 SOUTHWESTERN ENERGY CO COM 845467109 $13,865 416,000 SH SOLE 1 416,000 SPDR S&P 500 ETF TR TR UNIT 78462F103 $44,129 390,000 SH PUT SOLE 1 390,000 STARBUCKS CORP COM 855244109 $31,410 842,310 SH SOLE 1 842,310 SUNTRUST BKS INC COM 867914103 $20,493 1,141,665 SH SOLE 1 1,141,665 TARGET CORP COM 87612E106 $34,626 706,086 SH SOLE 1 706,086 TARGET CORP COM 87612E106 $6,130 125,000 SH CALL SOLE 1 125,000 TD AMERITRADE HLDG CORP COM 87236Y108 $13,970 950,000 SH SOLE 1 950,000 TEAVANA HLDGS INC COM 87819P102 $4,670 229,581 SH SOLE 1 229,581 TEMPLE INLAND INC COM 879868107 $19,449 620,000 SH SOLE 1 620,000 TESLA MTRS INC COM 88160R101 $9,098 373,031 SH SOLE 1 373,031 TEXTRON INC NOTE 4.500% 5/0 883203BN0 $30,379 20,000,000 PRN SOLE 1 20,000,000 THORATEC CORP COM NEW 885175307 $15,641 479,209 SH SOLE 1 479,209 TIMKEN CO COM 887389104 $22,166 675,378 SH SOLE 1 675,378 TJX COS INC NEW COM 872540109 $20,185 363,897 SH SOLE 1 363,897 TRW AUTOMOTIVE INC NOTE 3.500%12/0 87264MAH2 $30,321 22,428,000 PRN SOLE 1 22,428,000 TYCO INTERNATIONAL LTD SHS H89128104 $34,332 842,500 SH SOLE 1 842,500 TYSON FOODS INC NOTE 3.250%10/1 902494AP8 $4,220 3,500,000 PRN SOLE 1 3,500,000 UNDER ARMOUR INC CL A 904311107 $14,889 224,200 SH SOLE 1 224,200 URBAN OUTFITTERS INC COM 917047102 $33,585 1,505,374 SH SOLE 1 1,505,374 US GOLD CORPORATION COM PAR $0.10 912023207 $1,699 423,736 SH SOLE 1 423,736 V F CORP COM 918204108 $8,506 70,000 SH PUT SOLE 1 70,000 VALIDUS HOLDINGS LTD COM SHS G9319H102 $19,851 796,605 SH SOLE 1 796,605 VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 $91,725 1,500,002 SH SOLE 1 1,500,002 VELTI PLC ST HELIER SHS G93285107 $12,921 1,954,826 SH SOLE 1 1,954,826 VENTRUS BIOSCIENCES INC COM 922822101 $669 74,113 SH SOLE 1 74,113 VORNADO RLTY L P DEB 3.875% 4/1 929043AC1 $21,284 20,500,000 PRN SOLE 1 20,500,000 VORNADO RLTY TR SH BEN INT 929042109 $888 11,902 SH SOLE 1 11,902 WABCO HLDGS INC COM 92927K102 $11,358 300,000 SH SOLE 1 300,000 WADDELL & REED FINL INC CL A 930059100 $13,670 546,576 SH SOLE 1 546,576 WALGREEN CO COM 931422109 $822 25,000 SH PUT SOLE 1 25,000 WALGREEN CO COM 931422109 $498 15,156 SH SOLE 1 15,156 WALTER ENERGY INC COM 93317Q105 $18,394 306,521 SH SOLE 1 306,521 WELLPOINT INC COM 94973V107 $36,948 566,000 SH SOLE 1 566,000 WELLS FARGO & CO NEW COM 949746101 $37,627 1,560,000 SH SOLE 1 1,560,000 WHITING PETE CORP NEW COM 966387102 $18,747 534,400 SH SOLE 1 534,400 WILLIAMS SONOMA INC COM 969904101 $20,751 673,955 SH SOLE 1 673,955 XUEDA ED GROUP SPONSORED ADR 98418W109 $875 320,567 SH SOLE 1 320,567 YAHOO INC COM 984332106 $2,758 209,400 SH CALL SOLE 1 209,400 YAHOO INC COM 984332106 $4,610 350,000 SH PUT SOLE 1 350,000 ZIONS BANCORPORATION COM 989701107 $3,659 259,900 SH CALL SOLE 1 259,900 ZIONS BANCORPORATION COM 989701107 $24,510 1,740,752 SH SOLE 1 1,740,752