0000009015-12-000020.txt : 20120723 0000009015-12-000020.hdr.sgml : 20120723 20120723130202 ACCESSION NUMBER: 0000009015-12-000020 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120723 DATE AS OF CHANGE: 20120723 EFFECTIVENESS DATE: 20120723 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MASSACHUSETTS MUTUAL LIFE INSURANCE CO CENTRAL INDEX KEY: 0000225602 IRS NUMBER: 041590850 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00548 FILM NUMBER: 12973992 BUSINESS ADDRESS: STREET 1: 1295 STATE STREET CITY: SPRINGFIELD STATE: MA ZIP: 01111 BUSINESS PHONE: 4137448411 MAIL ADDRESS: STREET 1: 1295 STATE STREET CITY: SPRINGFIELD STATE: MA ZIP: 01111 13F-HR 1 mm0630201213F..txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06/30/2012 Check here if Amendment: [ ] ; Amendment Number: _______ This Amendment(Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Massachusetts Mutual Life Insurance Company Address: 1295 State Street Springfield, Massachusetts 01111 Form 13F File Number: 28-00548 The institutional manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Donald Griffith Title: Vice President Corporate Compliance Phone: (413) 744-5103 Signature, Place, and Date of Signing: /s/ Donald Griffith, Springfield, MA JULY 23, 2012 -------------------------------------------------------------------------- Report Type (Check only one): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s)) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s)) List of other Managers Reporting for this Manager: 28-00060 Babson Capital Management LLC 28-04544 Baring Asset Management LLC 28-12028 Cornerstone Real Estate Advisers LLC 28-00203 OppenheimerFunds, Inc. 28-10498 First Mercantile Trust Company 28-10231 OFI Private Investments Inc. 28-10234 OFI Institutional Asset Management, Inc. Babson Capital Management LLC (Babson Capital), Baring Asset Management LLC (Baring), Cornerstone Real Estate Advisers LLC (Cornerstone), OppenheimerFunds, Inc. (Oppenheimer),OFI Private Investments Inc. (OFI), OFI Institutional Asset Management, Inc. (OFII), and First Mercantile Trust Company (First Mercantile) are all indirect, majority-owned or wholly-owned subsidiaries of Massachusetts Mutual Life Insurance Company (MassMutual). Babson Capital, Baring, Cornerstone, Oppenheimer, OFI, OFII and First Mercantile have indicated that they exercise investment discretion with respect to the securities positions reported in each firm's Form 13F filing. Nevertheless, such positions are deemed reported on behalf of MassMutual to the extent that MassMutual is deemed to share investment discretion over the positions as a result of its ownership interests in Babson Capital, Baring, Cornerstone, Oppenheimer, OFI, OFII, and First Mercantile and for the limited and exclusive purpose of MassMutual's compliance with Section 13(f) of the Securities Exchange Act of 1934, as amended. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 68 Form 13F Information Table Value Total: 30,103 FORM 13F INFORMATION TABLE
VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVEST. OTHER NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRET. MGRS SOLE SHARED NONE -------------------------------- -------- --------- ---------- ------- --- ---- -------- ----- ---- ------ ---- 3M CO COM 88579Y101 514 5735 SH SOLE 5735 ABBOTT LABORATORIES COM 002824100 309 4800 SH SOLE 4800 ABBOTT LABORATORIES COM 002824100 5 74 SH SHARED-DEFINED 74 AMERICAN EXPRESS CO COM 025816109 471 8095 SH SOLE 8095 APPLE INC COM 037833100 187 320 SH SOLE 320 APPLE INC COM 037833100 51 87 SH SHARED-DEFINED 87 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 317 3810 SH SOLE 3810 CISCO SYS INC COM 17275R102 227 13240 SH SOLE 13240 CISCO SYS INC COM 17275R102 2 100 SH SHARED-DEFINED 100 CME GROUP INC COM 12572Q105 221 825 SH SOLE 825 CONSOLIDATED EDISON INC COM 209115104 357 5747 SH SHARED-DEFINED 5747 DISCOVER FINL SVCS COM 254709108 278 8045 SH SOLE 8045 EBAY INC COM 278642103 243 5795 SH SOLE 5795 EBAY INC COM 278642103 59 1402 SH SHARED-DEFINED 1402 EXELON CORP COM 30161N101 235 6235 SH SOLE 6235 EXXON MOBIL CORP COM 30231G102 837 9782 SH SOLE 9782 GENERAL DYNAMICS CORP COM 369550108 275 4175 SH SOLE 4175 GENERAL ELECTRIC CO COM 369604103 38 1800 SH SHARED-DEFINED 1800 GENERAL ELECTRIC CO COM 369604103 390 18701 SH SOLE 18701 GOOGLE INC CL A 38259P508 404 696 SH SOLE 696 GOOGLE INC CL A 38259P508 5 9 SH SHARED-DEFINED 9 ISHARES TR MSCI EMERG MKT 464287234 355 9075 SH SHARED-DEFINED 9075 ISHARES TR DJ SEL DIV INX 464287168 2039 36296 SH SHARED-DEFINED 36296 ISHARES TR FTSE NAREIT MTG PLS 464288539 509 35840 SH SHARED-DEFINED 35840 ISHARES TR IBOXX $HYLD CORP 464288513 235 2575 SH SHARED-DEFINED 2575 ISHARES TR JPMORGAN EMERG MKTS 464288281 346 3014 SH SHARED-DEFINED 3014 ISHARES TR MID CORE INDEX FD 464288208 212 2312 SH SHARED-DEFINED 2312 ISHARES TR RUSSELL MIDCAP GRWTH 464287481 312 5273 SH SHARED-DEFINED 5273 ISHARES TR RUSSELL MIDCAP INDEX 464287499 536 5089 SH SHARED-DEFINED 5089 ISHARES TR RUSSELL 1000 VAL 464287598 824 12078 SH SHARED-DEFINED 12078 ISHARES TR RUSSELL 1000 GRW 464287614 533 8431 SH SHARED-DEFINED 8431 ISHARES TR S&P SMLCAP 600 464287804 1841 25129 SH SHARED-DEFINED 25129 JOHNSON & JOHNSON COM 478160104 410 6073 SH SOLE 6073 JOHNSON & JOHNSON COM 478160104 90 1336 SH SHARED-DEFINED 1336 JOHNSON CONTROLS COM 478366107 241 8695 SH SOLE 8695 JPMORGAN CHASE & CO COM 46625H100 364 10174 SH SOLE 10174 JPMORGAN CHASE & CO COM 46625H100 6 175 SH SHARED-DEFINED 175 LOWES COS INC COM 548661107 519 18254 SH SOLE 18254 MANNKIND CORP COM 56400P201 32 13820 SH SHARED-DEFINED 13820 MICROSOFT CORP COM 594918104 436 14240 SH SOLE 14240 MICROSOFT CORP COM 594918104 114 3734 SH SHARED-DEFINED 3734 NATL OILWELL VARCO COM 637071101 211 3270 SH SOLE 3270 NOVARTIS A G SPONSORED ADR 66987V109 250 4465 SH SOLE 4465 NOVARTIS A G SPONSORED ADR 66987V109 18 314 SH SHARED-DEFINED 314 ORACLE CORP COM 68389X105 235 7915 SH SOLE 7915 ORACLE CORP COM 68389X105 7 219 SH SHARED-DEFINED 219 PAYCHEX INC COM 704326107 301 9570 SH SOLE 9570 PEPSICO INC COM 713448108 483 6832 SH SOLE 6832 PEPSICO INC COM 713448108 20 285 SH SHARED-DEFINED 285 PFIZER INC COM 717081103 393 17098 SH SOLE 17098 POWERSHARES EXCHANGE TRADED FD TR DYNAM 73935X286 608 21372 SH SHARED-DEFINED 21372 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 2900 45205 SH SHARED-DEFINED 45205 PROCTER & GAMBLE CO COM 742718109 472 7701 SH SOLE 7701 PROCTER & GAMBLE CO COM 742718109 34 559 SH SHARED-DEFINED 559 SPDR TR SHS BEN INT INDUSTRIAL 81369Y704 217 6095 SH SHARED-DEFINED 6095 SPDR S&P 500 ETF TR TR UNIT 78462F103 3791 27852 SH SHARED-DEFINED 27852 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 336 1962 SH SHARED-DEFINED 1962 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 514 13032 SH SHARED-DEFINED 13032 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 282 4777 SH SHARED-DEFINED 4777 SYSCO CORP COM 871829107 225 7550 SH SOLE 7550 TRANSCANADA CORP COM 89353D107 325 7745 SH SOLE 7745 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 433 5341 SH SHARED-DEFINED 5341 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1265 14997 SH SHARED-DEFINED 14997 VANGUARD INTL EQUITY INDEX FDS MSCI 922042858 265 6647 SH SHARED-DEFINED 6647 VANGUARD INDEX FDS GROWTH ETF 922908736 660 9702 SH SHARED-DEFINED 9702 WALMART STORES INC COM 931142103 124 1772 SH SOLE 1772 WALMART STORES INC COM 931142103 95 1360 SH SHARED-DEFINED 1360 ZIMMER HOLDINGS INC COM 98956P102 260 4045 SH SOLE 4045