0001439805-12-000005.txt : 20120724 0001439805-12-000005.hdr.sgml : 20120724 20120724105547 ACCESSION NUMBER: 0001439805-12-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120724 DATE AS OF CHANGE: 20120724 EFFECTIVENESS DATE: 20120724 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Greenwich Wealth Management LLC CENTRAL INDEX KEY: 0001439805 IRS NUMBER: 205998630 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13145 FILM NUMBER: 12975869 BUSINESS ADDRESS: STREET 1: 45 EAST PUTNAM AVENUE STE 128 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-618-0100 MAIL ADDRESS: STREET 1: 45 EAST PUTNAM AVENUE STE 128 CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: greenwich Wealth Management LLC DATE OF NAME CHANGE: 20080711 13F-HR 1 13F_GWM_Q2.txt 13-F Q2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: June 30, 2012 ------------- Check here if Amendment [ ]; Amendment Number: --------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Greenwich Wealth Management, LLC Address: 45 East Putnam Avenue Suite 109 Greenwich, CT 06830 Form 13F File Number: 28-13145 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Freeburg Title: Principal Phone: (203) 618-0100 Signature, Place, and Date of Signing: /s/ Michael Freeburg Greenwich, CT July 24, 2012 -------------------- ------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- ------------- Form 13F Information Table Entry Total: 141 ------------- Form 13F Information Table Value Total: 814,153 ------------- (thousands) List of Other Included Managers: {None}

VALUE SHARES/ SH/INVST OT VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRNDSCRE MAN SOLE SHANONE ------------------------------ --------------- --------- ---------------- ----------------------------- ALCOA INC COM 013817101 1312.5 150SH SOLE N/A 150 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 478.042 29.915SH SOLE N/A 30 0 0 AMEDISYS INC Com 023436108 150.234 12.067SH SOLE N/A 12 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 13030 500SH SOLE N/A 500 0 0 AMERICAN TOWER CORP CL A 029912201 1864.64 26.672SH SOLE N/A 27 0 0 AMPHENOL CORP NEW CL A 032095101 1021.62 18.602SH SOLE N/A 19 0 0 APPLE INC COM 037833100 276.232 0.473SH SOLE N/A 0 0 0 APPLIED MATLS INC COM 038222105 3932.5 343.6SH SOLE N/A 344 0 0 ARROW ELECTRS INC COM 042735100 8858.7 270SH SOLE N/A 270 0 0 AVX Corp COM 002444107 163.557 15.3SH SOLE N/A 15 0 0 BAIDU INC. ADS SPON ADR REP A 056752108 229.96 2SH SOLE N/A 2 0 0 BANK OF AMERICA CORPORATION COM 060505104 9399.23 1149.05SH SOLE N/A 1,149 0 0 BANK OF AMERICA CORPORATION 7.25%CNV PFD L 60505682 468.975 0.481SH SOLE N/A 0 0 0 BARD C R INC COM 067383109 362.61 3.375SH SOLE N/A 3 0 0 BEMIS CO. INC COM 081437105 339.256 10.825SH SOLE N/A 11 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 4575.05 350.042SH SOLE N/A 350 0 0 BOSTON SCIENTIFIC CORP COM 101137107 58.401 10.3SH SOLE N/A 10 0 0 BP PLC SPONSORED ADR 055622104 6095.19 150.35SH SOLE N/A 150 0 0 CAPSTONE TURBINE CORP COM 14067D102 10.1 10SH SOLE N/A 10 0 0 CENOVUS ENERGY INC COM 15135U109 9540 300SH SOLE N/A 300 0 0 CF INDS HLDGS INC COM 125269100 203.427 1.05SH SOLE N/A 1 0 0 CHESAPEAKE ENERGY CORP COM 165167107 2888.02 155.27SH SOLE N/A 155 0 0 CIGNA CORP COM 125509109 8800 200SH SOLE N/A 200 0 0 CISCO SYS INC COM 17275R102 10959 638.265SH SOLE N/A 638 0 0 CITIGROUP INC COM 172967101 7067.12 257.83SH SOLE N/A 258 0 0 COLDWATER CREEK INC COM 193068103 9.282 17SH SOLE N/A 17 0 0 CONOCOPHILLIPS COM 20825C104 6621.78 118.5SH SOLE N/A 119 0 0 CORINTHIAN COLLEGES INC COM 218868907 105.196 36.4SH SOLE N/A 36 0 0 COVENTRY HEALTH CARE INC COM 222862104 7152.75 225SH SOLE N/A 225 0 0 COWEN GROUP INC NEW CL A 223622101 1143.8 430SH SOLE N/A 430 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 4959.13 270.547SH SOLE N/A 271 0 0 CYS INVESTMENTS INC. COM 12673A108 248.19 18.024SH SOLE N/A 18 0 0 DENDREON CORP COM 24823Q107 92.5 12.5SH SOLE N/A 13 0 0 DEVON ENERGY CORP COM 25179M103 3479.4 60SH SOLE N/A 60 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 13623.6 230.4SH SOLE N/A 230 0 0 DOW CHEM CO COM 260543103 9456.3 300.2SH SOLE N/A 300 0 0 DRYSHIPS INC SHS Y2109Q101 63.291 28.9SH SOLE N/A 29 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 7615.84 150.6SH SOLE N/A 151 0 0 EBAY INC COM 278642103 7855.87 187SH SOLE N/A 187 0 0 ENCANA CORP COM 292505104 6249 300SH SOLE N/A 300 0 0 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 9306.39 300.4SH SOLE N/A 300 0 0 ENSCO INTL INC COM 26874Q100 9526.22 202.815SH SOLE N/A 203 0 0 EXCO RESOURCES INC COM 269279402 12068.1 1590SH SOLE N/A 1,590 0 0 EXELIS INC COM 30162A108 412.148 41.8SH SOLE N/A 42 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 6200 1000SH SOLE N/A 1,000 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 315.367 32.885SH SOLE N/A 33 0 0 FRANKLIN RES INC COM 354613101 16648.5 150SH SOLE N/A 150 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 34083.5 1000.4SH SOLE N/A 1,000 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 291.509 76.112SH SOLE N/A 76 0 0 GFI GROUP INC COM 361652209 837.668 235.3SH SOLE N/A 235 0 0 GILEAD SCIENCES INC COM 375558103 931.655 18.168SH SOLE N/A 18 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 5769.16 126.6SH SOLE N/A 127 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 14385.2 150.065SH SOLE N/A 150 0 0 GOOGLE INC CL A 38259P508 3003.02 5.177SH SOLE N/A 5 0 0 GROUP 1 AUTOMOTIVE INC COM 398905109 20889.4 458SH SOLE N/A 458 0 0 HEALTH NET INC COM 42222G108 4854 200SH SOLE N/A 200 0 0 HEWLETT PACKARD CO COM 428236103 13996.6 696SH SOLE N/A 696 0 0 HOME DEPOT INC COM 437076102 16018.9 302.3SH SOLE N/A 302 0 0 HSN INC COM 404303109 952.26 23.6SH SOLE N/A 24 0 0 HUMANA INC COM 444859102 15797.8 204SH SOLE N/A 204 0 0 IAC INTERACTIVECORP COM NEW 44919P300 2690.4 59SH SOLE N/A 59 0 0 ILLINOIS TOOL WKS INC COM 452308109 326.596 6.175SH SOLE N/A 6 0 0 INGERSOLL-RAND COMPANY LTD CL A G4776G101 12654 300SH SOLE N/A 300 0 0 INTEL CORP COM 458140100 11150.4 418.4SH SOLE N/A 418 0 0 INTERACTIVE BROKERS GROUP IN COM 45841N107 3941.13 267.74SH SOLE N/A 268 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 13807.9 70.6SH SOLE N/A 71 0 0 INTERVAL LEISURE GROUP INC COM 46113M108 448.636 23.6SH SOLE N/A 24 0 0 INVESTMENT TECHNOLOGY GRP NE COM 46145F105 2342.32 254.6SH SOLE N/A 255 0 0 ISHARES INC MSCI ITALY 464286855 140.538 12.426SH SOLE N/A 12 0 0 iShares S&P U.S. Preferred Stock US PFD STK IDX 464288687 1056.58 27.071SH SOLE N/A 27 0 0 ISHARES TR MSCI EMERG MKT 464287234 254.064 6.492SH SOLE N/A 6 0 0 ISHARES TR MSCI EAFE IDX 464287465 332.234 6.65SH SOLE N/A 7 0 0 ISHARES TR RUSSELL1000GRW 464287614 319.944 5.06SH SOLE N/A 5 0 0 ISHARES TR RUS200 IDX ETF 464289446 589.937 7.415SH SOLE N/A 7 0 0 ISTAR FINL INC COM 45031U101 1935 300SH SOLE N/A 300 0 0 JABIL CIRCUIT INC COM 466313103 8538.6 420SH SOLE N/A 420 0 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 1650 150SH SOLE N/A 150 0 0 JOHNSON & JOHNSON COM 478160104 431.371 6.385SH SOLE N/A 6 0 0 JP MORGAN CHASE & CO COM 46625H100 1306.15 36.556SH SOLE N/A 37 0 0 KBW INC COM 482423100 659.645 40.1SH SOLE N/A 40 0 0 KNIGHT CAPITAL GROUP INC CL A 499005106 9444.54 791SH SOLE N/A 791 0 0 LEGG MASON INC COM 524901105 11866.5 450SH SOLE N/A 450 0 0 MANITOWOC INC COM 563571908 1755 150SH SOLE N/A 150 0 0 MANTECH INTL CORP CL A 564563104 328.16 14SH SOLE N/A 14 0 0 MARATHON OIL CORP COM 565849106 4492 100SH SOLE N/A 100 0 0 MARATHON OIL CORP COM 565849106 5114 200SH SOLE N/A 200 0 0 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 10245 300SH SOLE N/A 300 0 0 MEMC ELECTR MATLS INC COM 552715104 1085 500SH SOLE N/A 500 0 0 MERCK & CO INC COM 589331107 22251.5 532.97SH SOLE N/A 533 0 0 MICROSOFT CORP COM 594918104 18555.2 606.577SH SOLE N/A 607 0 0 MONSANTO CO NEW COM 61166W101 1048.57 12.667SH SOLE N/A 13 0 0 MORGAN STANLEY COM NEW 617446448 16241.6 1113.2SH SOLE N/A 1,113 0 0 NASDAQ OMX GROUP INC COM 631103108 5667.5 250SH SOLE N/A 250 0 0 NATIONAL OILWELL VARCO INC COM 637071101 17861.1 277.174SH SOLE N/A 277 0 0 NAVIDEA BIOPHARMACEUTICALS INC COM 63937X103 76.26 20.5SH SOLE N/A 21 0 0 NOBLE CORPORATION SHS G65422100 11385.5 350SH SOLE N/A 350 0 0 NVIDIA CORP COM 67066G104 4146 300SH SOLE N/A 300 0 0 NYSE EURONEXT COM 629491101 4133.73 161.6SH SOLE N/A 162 0 0 OCH ZIFF CAP MGMT GROUP CL A 67551U105 1137 150SH SOLE N/A 150 0 0 ORACLE CORP COM 68389X105 7068.6 238SH SOLE N/A 238 0 0 OSHKOSH CORP COM 688239201 4904.4 234.1SH SOLE N/A 234 0 0 PARKER HANNIFIN CORP COM 701094104 15376 200SH SOLE N/A 200 0 0 PFIZER INC COM 717081103 9178.61 399.07SH SOLE N/A 399 0 0 PHILLIPS 66 COM 718546104 1969.47 59.25SH SOLE N/A 59 0 0 PIPER JAFFRAY COS COM 724078100 7549.15 322.2SH SOLE N/A 322 0 0 PLUM CREEK TIMBER CO INC COM 729251108 44777.5 1127.9SH SOLE N/A 1,128 0 0 POPULAR INC COM 733174106 4983.42 300.025SH SOLE N/A 300 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1210.12 18.861SH SOLE N/A 19 0 0 PROSHARES TR PSHS SHRT S&P5074347R503 317.202 8.7SH SOLE N/A 9 0 0 QUALCOMM INC COM 747525103 1499.85 26.937SH SOLE N/A 27 0 0 QUANTA SVCS INC COM 74762E102 1287.67 53.497SH SOLE N/A 53 0 0 RAYTHEON CO COM 755111507 427.254 7.55SH SOLE N/A 8 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 10125 1500SH SOLE N/A 1,500 0 0 RENT A CTR INC NEW COM 76009N100 202.26 6SH SOLE N/A 6 0 0 ROWAN COS INC COM 779382100 12608.7 390SH SOLE N/A 390 0 0 SCHULMAN A INC COM 808194104 200.485 10.1SH SOLE N/A 10 0 0 SCHWAB CHARLES CORP NEW COM 808513105 12749 986SH SOLE N/A 986 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 5464 200SH SOLE N/A 200 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 1884.23 14.669SH SOLE N/A 15 0 0 SPDR TR UNIT SER 1 78462F103 2057.36 15.116SH SOLE N/A 15 0 0 STAPLES INC COM 855030102 294.8 22.59SH SOLE N/A 23 0 0 SUPERVALU INC COM 868536103 327.221 63.17SH SOLE N/A 63 0 0 SYNOVUS FINL CORP COM 87161C105 8910 4500SH SOLE N/A 4,500 0 0 TASER INTL INC COM 87651B104 958.92 183SH SOLE N/A 183 0 0 TEREX CORP NEW COM 880779103 3566 200SH SOLE N/A 200 0 0 TESORO CORP COM 881609101 9986.5 400.1SH SOLE N/A 400 0 0 TOTAL S A SPONSORED ADR 89151E109 6751.49 150.2SH SOLE N/A 150 0 0 TRANSATLANTIC PETROLEUM LTD SHS G89982105 36.72 34SH SOLE N/A 34 0 0 TRANSOCEAN INC NEW SHS G90073100 10956.5 244.948SH SOLE N/A 245 0 0 TYCO INTL LTD BERMUDA SHS G9143X208 10570 200SH SOLE N/A 200 0 0 UBS AG SHS NEW H89231338 4801.1 410SH SOLE N/A 410 0 0 UNITEDHEALTH GROUP INC COM 91324P102 14683.5 251SH SOLE N/A 251 0 0 VALERO ENERGY CORP NEW COM 91913Y100 13777.6 570.5SH SOLE N/A 571 0 0 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ET922042858 262.101 6.564SH SOLE N/A 7 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 752.911 9.59SH SOLE N/A 10 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 13438.7 302.4SH SOLE N/A 302 0 0 WESTERN DIGITAL CORP COM 958102105 7620 250SH SOLE N/A 250 0 0 WISDOMTREE TRUST JAPANESE YEN F 97717W224 262.155 7.901SH SOLE N/A 8 0 0 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 225.282 13.075SH SOLE N/A 13 0 0 XEROX CORP COM 984121103 91.292 11.6SH SOLE N/A 12 0 0 YAHOO INC COM 984332106 1583 100SH SOLE N/A 100 0 0