0001020918-12-000006.txt : 20120724
0001020918-12-000006.hdr.sgml : 20120724
20120724113244
ACCESSION NUMBER: 0001020918-12-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120724
DATE AS OF CHANGE: 20120724
EFFECTIVENESS DATE: 20120724
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROTHSCHILD INVESTMENT CORP /IL
CENTRAL INDEX KEY: 0001020918
IRS NUMBER: 362708660
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05772
FILM NUMBER: 12975949
BUSINESS ADDRESS:
STREET 1: 311 SOUTH WACKER DRIVE
STREET 2: SUITE 6500
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3129838900
MAIL ADDRESS:
STREET 1: 311 S WACKER DR
STREET 2: SUITE 6500
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR
1
inftable.txt
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
AES TR III PFD CV 6.75% 00808n202 955 19400 SH DEFINED 19400
100,000THS CEF COHEN & STEERS COM bkc47l109 0 87208 SH DEFINED 87208
3M CO COM COM 88579Y101 6618 73861 SH DEFINED 73861
ABBOTT LABS COM 002824100 13020 201958 SH DEFINED 201958
ABRAXAS PETE CORP COM COM 003830106 64 20000 SH DEFINED 20000
ACADIA HEALTHCARE CO INC COM COM 00404a109 1760 100325 SH DEFINED 100325
ACCENTURE PLC IRELAND CL A COM g1151c101 466 7750 SH DEFINED 7750
ACME PACKET INC COM COM 004764106 893 47870 SH DEFINED 47870
ADOBE SYS INC COM 00724F101 521 16085 SH DEFINED 16085
AGL RES INC COM 001204106 310 7994 SH DEFINED 7994
ALCOA INC. COM 013817101 2100 240012 SH DEFINED 240012
ALLERGAN INC COM 018490102 1877 20280 SH DEFINED 20280
ALLSTATE CORP COM COM 020002101 733 20899 SH DEFINED 20899
ALTRIA GROUP INC COM 02209S103 574 16606 SH DEFINED 16606
AMAZON COM INC COM COM 023135106 603 2640 SH DEFINED 2640
AMBAC FINANCIAL GROUP INC COM COM 023139108 0 10000 SH DEFINED 10000
AMEREN CORP COM COM 023608102 830 24745 SH DEFINED 24745
AMERICAN ELECTRIC POWER COM 025537101 1753 43934 SH DEFINED 43934
AMERICAN INTL GROUP INC COM NE COM 026874784 964 30035 SH DEFINED 30035
AMERIPRISE FINL INC COM COM 03076c106 238 4553 SH DEFINED 4553
AMGEN INC COM 031162100 3264 44772 SH DEFINED 44772
ANNALY CAP MGMT INC COM COM 035710409 880 52450 SH DEFINED 52450
APACHE CORP COM 037411105 794 9031 SH DEFINED 9031
APOLLO INVT CORP COM COM 03761u106 768 100100 SH DEFINED 100100
APPLE COMPUTER INC COM 037833100 26281 45002 SH DEFINED 45002
ARCHER DANIELS MIDLAND COM 039483102 356 12057 SH DEFINED 12057
AT&T INC COM COM 00206r102 7261 203618 SH DEFINED 203618
AUTOMATIC DATA PROCESSING COM 053015103 365 6550 SH DEFINED 6550
AVON PRODS INC COM COM 054303102 321 19800 SH DEFINED 19800
BANK OF AMER CORP COM 060505104 1646 201167 SH DEFINED 201167
BARRICK GOLD CORP COM 067901108 1367 36340 SH DEFINED 36340
BAXTER INTERNATIONAL INC COM 071813109 7226 135946 SH DEFINED 135946
BEAM INC COM COM 073730103 5637 90200 SH DEFINED 90200
BEMIS INC COM COM 081437105 646 20615 SH DEFINED 20615
BERKSHIRE HATHAWAY INC CL B COM 084670702 5091 61095 SH DEFINED 61095
BERKSHIRE HATHAWAY INC DEL COM 084670108 375 3 SH DEFINED 3
BHP BILLITON SPONS ADR COM 088606108 425 6515 SH DEFINED 6515
BLACKROCK KELSO CAP COM COM 092533108 137 14000 SH DEFINED 14000
BOEING COMPANY COM 097023105 1471 19793 SH DEFINED 19793
BP PLC SPONSORED ADR COM 055622104 1761 43448 SH DEFINED 43448
BR MALLS PARTICIPACOES GDR 144 COM 05569b107 2743 120000 SH DEFINED 120000
BRANDYWINE RLTY TR SH BEN INT COM 105368203 185 15000 SH DEFINED 15000
BREITBURN ENGY PRTNR COM UT LT COM 106776107 620 37400 SH DEFINED 37400
BRISTOL MYERS SQUIBB CO COM 110122108 4522 125795 SH DEFINED 125795
CANADIAN IMPRL BK COMM COM COM 136069101 396 5635 SH DEFINED 5635
CANADIAN NATL RY CO COM COM 136375102 1190 14082 SH DEFINED 14082
CARDIOVASCULAR SYS INC COM COM 141619106 419 42800 SH DEFINED 42800
CATERPILLAR TRACTOR COM 149123101 1370 16135 SH DEFINED 16135
CBOE HLDGS INC COM COM 12503m108 6084 219800 SH DEFINED 219800
CELGENE CORP COM COM 151020104 381 5938 SH DEFINED 5938
CENTURYLINK INC COM 156700106 776 19651 SH DEFINED 19651
CERAGON NETWORKS LTD ORD COM M22013102 521 60785 SH DEFINED 60785
CF INDS HLDGS INC COM COM 125269100 479 2470 SH DEFINED 2470
CHEVRON TEXACO CORP COM COM 166764100 5642 53480 SH DEFINED 53480
CISCO SYS INC COM 17275R102 4107 239172 SH DEFINED 239172
CLIFFS NATURAL RESOURC COM COM 18683K101 987 20030 SH DEFINED 20030
COCA COLA COMPANY COM 191216100 4578 58554 SH DEFINED 58554
COHEN & STEERS QTY RLY COM COM 19247L106 1239 118560 SH DEFINED 118560
COLGATE PALMOLIVE COMPANY COM 194162103 221 2125 SH DEFINED 2125
COMPUGEN LTD ORD COM m25722105 1851 479480 SH DEFINED 479480
CONAGRA INC COM 205887102 217 8350 SH DEFINED 8350
CONOCOPHILLIPS COM 20825C104 10451 187033 SH DEFINED 187033
CONSOLIDATED EDISON NEW YORK COM 209115104 1190 19138 SH DEFINED 19138
CORNING INC COM 219350105 6676 516304 SH DEFINED 516304
COSTCO WHOLESALE CORP-NEW COM 22160K105 2529 26620 SH DEFINED 26620
COVANTA HOLDINGS CP COM 22282e102 1656 96580 SH DEFINED 96580
CUMMINGS ENGINE CO INC COM 231021106 216 2225 SH DEFINED 2225
CUTWATER SELECT INCOME FUN COM cdc229100 0 88000 SH DEFINED 88000
CVR PARTNERS LP COM COM 126633106 2113 87255 SH DEFINED 87255
CVS CORP INC COM 126650100 1943 41585 SH DEFINED 41585
DANAHER CORP DEL COM COM 235851102 300 5754 SH DEFINED 5754
DARDEN RESTAURANTS, INC. COM 237194105 720 14230 SH DEFINED 14230
DEAN FOODS CO NEW COM COM 242370104 1056 62000 SH DEFINED 62000
DEERE & COMPANY COM 244199105 3390 41923 SH DEFINED 41923
DEVON ENERGY CORP NEW COM COM 25179M103 598 10316 SH DEFINED 10316
DIAMOND OFFSHORE DRILLING INC COM 25271C102 297 5025 SH DEFINED 5025
DISCOVER FINL SVCS INC COM 254709108 5211 150701 SH DEFINED 150701
DOLLAR GENERAL CORP COM 256677105 307 5645 SH DEFINED 5645
DOLLAR TREE INC COM COM 256746108 5439 101100 SH DEFINED 101100
DOMINION RESOURCES INC VA COM 25746u109 217 4016 SH DEFINED 4016
DOMINOS PIZZA INC COM COM 25754a201 201 6500 SH DEFINED 6500
DONNELLEY R R & SONS CO COM 257867101 606 51500 SH DEFINED 51500
DOW CHEMICAL CORPORATION COM 260543103 2825 89669 SH DEFINED 89669
DUKE ENERGY COMPANY COM 26441C204 3586 155502 SH DEFINED 155502
E I DU PONT DE NEMOURS & CO COM 263534109 2732 54024 SH DEFINED 54024
E M C CORP COM 268648102 729 28425 SH DEFINED 28425
EATON CORPORATION COM 278058102 359 9070 SH DEFINED 9070
EBAY INC COM COM 278642103 2361 56190 SH DEFINED 56190
EMERSON ELECTRIC CO COM 291011104 1293 27768 SH DEFINED 27768
ENBRIDGE ENERGY PRTNRS COM COM 29250r106 3102 100800 SH DEFINED 100800
ENTERPRISE PRODS PARTNERS LP C COM 293792107 1104 21547 SH DEFINED 21547
ESCROW CVR ENERGY INC COM COM 126esc904 0 32800 SH DEFINED 32800
ESCROW DWS RREEF REAL ESTATE F COM esc233990 0 55385 SH DEFINED 55385
EXELON CORP COM 30161N101 6722 178684 SH DEFINED 178684
EXPRESS SCRIPTS HOLDING CO. COM 30219g108 232 4160 SH DEFINED 4160
EXXON MOBIL CORP COM COM 30231G102 12594 147179 SH DEFINED 147179
EZCHIP SEMICONDUCTOR LTD CP COM m4146y108 28648 715497 SH DEFINED 715497
FEDEX CORP COM 31428X106 433 4725 SH DEFINED 4725
FIRST N B ANCHRAG ALAS COM COM 32112j106 404 256 SH DEFINED 256
FIRST TR ENRGY INC & GRWTH FD COM 33738g104 427 14002 SH DEFINED 14002
FOOT LOCKER INC COM COM 344849104 594 19425 SH DEFINED 19425
FORD MOTOR COMPANY COM 345370860 2373 247495 SH DEFINED 247495
FREEPORT MCMORAN COPPER & GOLD COM 35671D857 1204 35332 SH DEFINED 35332
FRONTIER COMMUNICATIONS CORP C COM 35906a108 441 115060 SH DEFINED 115060
GANNETT INC DEL COM 364730101 555 37700 SH DEFINED 37700
GAP INC COM 364760108 471 17206 SH DEFINED 17206
GENCO SHPPNG & TRDNG SHS COM y2685t107 364 119225 SH DEFINED 119225
GENERAL ELECTRIC CO COM 369604103 15970 766312 SH DEFINED 766312
GENERAL MILLS INC COM 370334104 231 6000 SH DEFINED 6000
GLAXO SMITHKLINE PLC SPONS ADR COM 37733w105 1358 29801 SH DEFINED 29801
GOLDMAN SACHS GROUP COM COM 38141G104 4445 46369 SH DEFINED 46369
GOOGLE INC CL A COM 38259p508 9305 16041 SH DEFINED 16041
GREEN DOT CORP CL A COM 39304d102 555 25100 SH DEFINED 25100
HAIN CELESTIAL GROUP INC COM COM 405217100 347 6300 SH DEFINED 6300
HALLIBURTON COMPANY COM 406216101 4969 175030 SH DEFINED 175030
HCP INC COM COM 40414l109 441 10000 SH DEFINED 10000
HEINZ H J CO COM 423074103 239 4400 SH DEFINED 4400
HESS CORP COM COM 42809h107 303 6975 SH DEFINED 6975
HEWLETT PACKARD CO COM 428236103 303 15045 SH DEFINED 15045
HOME DEPOT INC COM 437076102 4565 86144 SH DEFINED 86144
HONEYWELL INTL COM 438516106 1099 19690 SH DEFINED 19690
HUNT JB TRANS SVC INC COM COM 445658107 1377 23100 SH DEFINED 23100
ILLINOIS TOOL WORKS COM 452308109 6590 124589 SH DEFINED 124589
INLAND REAL ESTATE CP COM NEW COM 457461200 129 15448 SH DEFINED 15448
INPHI CORP COM COM 45772f107 1483 156480 SH DEFINED 156480
INTEGRYS ENERGY GRP INC COM COM 45822p105 1830 32183 SH DEFINED 32183
INTEL CORPORATION COM 458140100 3620 135828 SH DEFINED 135828
INTERNATIONAL BUSINESS MACHINE COM 459200101 7533 38518 SH DEFINED 38518
INTERNATIONAL PAPER CO COM 460146103 620 21450 SH DEFINED 21450
INTUITIVE SURGICAL INC COM NEW COM 46120e602 420 759 SH DEFINED 759
ISHARES COMEX GOLD TR ISHARES COM 464285105 1588 102035 SH DEFINED 102035
ISHARES INC MSCI GERMAN COM 464286806 244 12330 SH DEFINED 12330
ISHARES INC MSCI JAPAN COM 464286848 487 51800 SH DEFINED 51800
ISHARES TR MSCI EMERG MKT COM 464287234 480 12260 SH DEFINED 12260
ISHARES TR RUSSELL 2000 COM 464287655 2639 33168 SH DEFINED 33168
J P MORGAN CHASE & CO COM COM 46625h100 11234 314404 SH DEFINED 314404
JACOBS ENGR GROUP INC COM COM 469814107 4720 124677 SH DEFINED 124677
JAZZ PHARMACEUTICALS COM g50871105 683 15165 SH DEFINED 15165
JOHNSON & JOHNSON COM 478160104 11888 175967 SH DEFINED 175967
JOS A BANK CLOTHIERS COM COM 480838101 1069 25174 SH DEFINED 25174
KEY ENERGY SVCS INC COM COM 492914106 116 15200 SH DEFINED 15200
KEYCORP NEW COM COM 493267108 96 12455 SH DEFINED 12455
KIMBERLY CLARK CORP COM 494368103 251 2995 SH DEFINED 2995
KINDER MORGAN ENERGY PTNRS LP COM 494550106 2594 33005 SH DEFINED 33005
KINDER MORGAN INC DEL COM COM 49456b101 468 14540 SH DEFINED 14540
KIT DIGITAL INC COM NEW COM 482470200 48 11100 SH DEFINED 11100
KKR FINANCIAL HLDGS LLC COM COM 48248a306 318 37359 SH DEFINED 37359
KRAFT FOODS INC CL A COM 50075n104 2108 54592 SH DEFINED 54592
KROGER CO COM 501044101 515 22200 SH DEFINED 22200
LAS VEGAS SANDS CORP COM COM 517834107 4242 97550 SH DEFINED 97550
LILLY ELI & COMPANY COM 532457108 1787 41643 SH DEFINED 41643
LINCOLN NATL CORP IND COM COM 534187109 347 15860 SH DEFINED 15860
LOCKHEED MARTIN CORP COM 539830109 902 10363 SH DEFINED 10363
LOWES COS INC COM COM 548661107 2218 77998 SH DEFINED 77998
LUND GOLD LTD COM COM 550367106 1 30000 SH DEFINED 30000
MAGNA INTERNATIONAL, INC. COM 559222401 718 18200 SH DEFINED 18200
MANPOWER INC COM 56418H100 3516 95925 SH DEFINED 95925
MARATHON OIL CORP COM 565849106 224 8770 SH DEFINED 8770
MARKWEST ENERGY PARTNR UNIT LT COM 570759100 296 6000 SH DEFINED 6000
MASTERCARD INC COM COM 57636q104 1164 2707 SH DEFINED 2707
MCDONALDS CORPORATION COM 580135101 5027 56780 SH DEFINED 56780
MCGRAW HILL COS INC COM COM 580645109 263 5850 SH DEFINED 5850
MCKENZIE BAY INTL LTD COM COM 581531100 0 10000 SH DEFINED 10000
MEDTRONIC INC COM 585055106 1449 37410 SH DEFINED 37410
MELLANOX TECH LTD SHS COM m51363113 3044 42965 SH DEFINED 42965
MERCK & COMPANY INC. COM 58933y105 4695 112458 SH DEFINED 112458
METLIFE INC COM COM 59156r108 580 18800 SH DEFINED 18800
MICROSOFT CORP COM 594918104 3997 130655 SH DEFINED 130655
MILLER INDS COM 600551204 1707 107152 SH DEFINED 107152
MOCON INC COM COM 607494101 296 19200 SH DEFINED 19200
MONSANTO CO NEW COM COM 61166W101 466 5624 SH DEFINED 5624
MORGAN STANLEY COM NEW COM 617446448 578 39641 SH DEFINED 39641
MVC CAPITAL INC COM COM 553829102 324 25000 SH DEFINED 25000
NEWELL RUBBERMAID INC. COM 651229106 292 16115 SH DEFINED 16115
NEWMONT MNG CORP COM 651639106 590 12160 SH DEFINED 12160
NEXTERA ENERGY INC COM COM 65339F101 380 5526 SH DEFINED 5526
NIKE INC CLASS B COM 654106103 1951 22223 SH DEFINED 22223
NISKA GAS STORAGE PAR UNIT LTD COM 654678101 176 14545 SH DEFINED 14545
NISOURCE INC. COM COM 65473p105 724 29248 SH DEFINED 29248
NOBLE CORPORATION BAAR NAMEN A COM h5833N103 4327 133020 SH DEFINED 133020
NORFOLK SOUTHERN CORP COM 655844108 1511 21049 SH DEFINED 21049
NORTHERN TRUST CORPORATION COM 665859104 387 8420 SH DEFINED 8420
NOVARTIS A G SPONSORED ADR COM 66987V109 1840 32916 SH DEFINED 32916
NUCOR CORP COM 670346105 943 24875 SH DEFINED 24875
NYSE EURONEXT COM COM 629491101 2220 86800 SH DEFINED 86800
OIL SVC HOLDRS TR DEPOSTRY RCP COM 57060u191 556 15600 SH DEFINED 15600
OMNICOM GROUP COM 681919106 373 7675 SH DEFINED 7675
ORACLE SYS CORP COM 68389X105 1602 53927 SH DEFINED 53927
OROMIN EXPL LTD NEW COM - DO N COM 687082107 18 36190 SH DEFINED 36190
PENGROWTH ENERGY CORP COM COM 70706p104 76 12000 SH DEFINED 12000
PEPSICO INC COM 713448108 7479 105841 SH DEFINED 105841
PFIZER INC COM 717081103 7197 312902 SH DEFINED 312902
PHILIP MORRIS INTL INC COM COM 718172109 1972 22600 SH DEFINED 22600
PHILLIPS 66 COM COM 718546104 801 24101 SH DEFINED 24101
PINNACLE WEST CAPITAL CORP USD COM 723484101 457 8840 SH DEFINED 8840
PITNEY BOWES INC COM 724479100 515 34400 SH DEFINED 34400
POTASH CORP SASK INC COM COM 73755l107 457 10460 SH DEFINED 10460
POWERSHARES DB CMDTY UNIT BEN COM 73935s105 841 32663 SH DEFINED 32663
POWERSHARES ETF TRUST FTSE RAF COM 73935x583 390 6700 SH DEFINED 6700
POWERSHARES ETF TRUST PRVT EQT COM 73935x195 150 17000 SH DEFINED 17000
POWERSHARES QQQ TR UNIT SER 1 COM 73935A104 1287 20052 SH DEFINED 20052
PPG INDS INC COM COM 693506107 584 5500 SH DEFINED 5500
PPL CORPORATION COM 69351T106 234 8400 SH DEFINED 8400
PRAXAIR INC COM 74005P104 1151 10585 SH DEFINED 10585
PROCTER & GAMBLE CO COM 742718109 9836 160594 SH DEFINED 160594
PROGRESS ENERGY INC COM COM 743263105 1267 21050 SH DEFINED 21050
PROSHARES TR SHORT S&P 500 COM 74347r503 1466 40200 SH DEFINED 40200
QRS MUSIC TECHNOLOGIES COM COM 74726W107 12 49000 SH DEFINED 49000
QUALCOMM INC COM 747525103 17162 308223 SH DEFINED 308223
QUICKLOGIC CORP COM COM 74837p108 591 235650 SH DEFINED 235650
RAYMOND JAMES FINL INC COM 754730109 4783 139682 SH DEFINED 139682
RAYTHEON CO COM 755111507 759 13415 SH DEFINED 13415
REPUBLIC SVCS INC CL A COM 760759100 2663 100625 SH DEFINED 100625
RHYTHMS NETCONNECTIONS COM COM 762430205 0 20000 SH DEFINED 20000
ROYCE FOCUS TR COM COM 78080n108 259 41244 SH DEFINED 41244
RSTK HEALTHPOINT DIAGNOSTIC IN COM 422992123 0 60000 SH DEFINED 60000
RSTK STD BANCSHARES INC HICKOR COM 853993442 0 104086 SH DEFINED 104086
RUSHNET INC COM COM 782074108 0 4000000 SH DEFINED 4000000
RYDEX ETF S&P 500 EQUAL WEIGHT COM 78355w106 893 18025 SH DEFINED 18025
S&P 400 MIDCAP - ISHARES COM 464287507 4684 49738 SH DEFINED 49738
SAN JUAN BASIN RTY TR UNIT BEN COM 798241105 755 50400 SH DEFINED 50400
SCHLUMBERGER COM 806857108 996 15341 SH DEFINED 15341
SEAGATE TECHNOLOGY PLC SHS COM g7945m107 299 12100 SH DEFINED 12100
SECTOR SPDR TR SBI INT-UTILS COM 81369y886 518 14014 SH DEFINED 14014
SELECT SECTOR SPDR TR SBI INT- COM 81369y605 1511 103225 SH DEFINED 103225
SHIRE LTD SHS COM g8124v108 230 8000 SH DEFINED 8000
SIRIUS XM RADIO INC COM COM 82967n108 22 12000 SH DEFINED 12000
SOUTHERN COMPANY COM 842587107 471 10177 SH DEFINED 10177
SOUTHERN COPPER CORP COM 84265v105 570 18074 SH DEFINED 18074
SPDR S&P 500 ETF TR UNIT SER 1 COM 78462F103 2894 21265 SH DEFINED 21265
SPDR S&P MIDCAP 400 ETF TR UNI COM 78467y107 6967 40670 SH DEFINED 40670
SPDR SER TR S&P HOMEBUILDERS E COM 78464a888 594 27818 SH DEFINED 27818
SPIDER GOLD TR SHS COM 78463V107 778 5011 SH DEFINED 5011
SPRINT NEXTEL CORP FON SHS COM 852061100 47 14354 SH DEFINED 14354
STAPLES INC COM COM 855030102 1183 90615 SH DEFINED 90615
STARBUCKS CORP COM COM 855244109 443 8300 SH DEFINED 8300
STARWOOD PPTY TR INC COM COM 85571b105 4461 209340 SH DEFINED 209340
STATE STREET BOSTON CORP COM 857477103 555 12440 SH DEFINED 12440
STIFEL FINL CORP COM COM 860630102 544 17600 SH DEFINED 17600
STMICROELECTRONICS N V NY REGI COM 861012102 134 24560 SH DEFINED 24560
STRYKER CORP COM 863667101 580 10525 SH DEFINED 10525
SUPERVALU INC COM COM 868536103 423 81707 SH DEFINED 81707
SYSCO CORP COM 871829107 560 18800 SH DEFINED 18800
SYSTEMAX INC COM COM 871851101 310 26200 SH DEFINED 26200
TAIWAN FD INC COM COM 874036106 206 13723 SH DEFINED 13723
TAL INTL GROUP INC COM 874083108 308 9185 SH DEFINED 9185
TARGA RES PARTNERS LP COM 87611x105 328 9195 SH DEFINED 9195
TARGET CORP COM COM 87612E106 741 12728 SH DEFINED 12728
TAYLOR CAP GROUP COM COM 876851106 278 16964 SH DEFINED 16964
TE CONNECTIVITY LTD COM H84989104 918 28775 SH DEFINED 28775
TECO ENERGY INC COM COM 872375100 1549 85759 SH DEFINED 85759
TELETECH HOLDING COM 879939106 1280 80000 SH DEFINED 80000
TEREX CORP NEW COM COM 880779103 561 31450 SH DEFINED 31450
TEVA PHARMACEUTICAL COM 881624209 570 14440 SH DEFINED 14440
THERMO FISHER SCIENTIFIC COM 883556102 3987 76815 SH DEFINED 76815
TIFFANY & CO COM 886547108 375 7075 SH DEFINED 7075
TIME WARNER CABLE INC COM COM 88732j207 401 4879 SH DEFINED 4879
TIME WARNER INC COM 887317303 1036 26905 SH DEFINED 26905
TITAN INTL INC ILL COM COM 88830m102 452 18430 SH DEFINED 18430
TITAN MACHY INC COM COM 88830r101 851 28025 SH DEFINED 28025
TJX COMPANIES INC (NEW) COM 872540109 2502 58292 SH DEFINED 58292
TORONTO DOMINION BK COM NEW COM 891160509 709 9075 SH DEFINED 9075
UGI CORP NEW COM COM 902681105 697 23700 SH DEFINED 23700
UNION PACIFIC CORPORATION COM 907818108 206 1730 SH DEFINED 1730
UNITED PARCEL SERVICE CL B COM 911312106 6637 84265 SH DEFINED 84265
UNITED TECHNOLOGIES CORP COM 913017109 1650 21847 SH DEFINED 21847
UNIVERSAL HEALTH RLTY INCOME S COM 91359E105 428 10300 SH DEFINED 10300
UNIVERSAL HLTH SVCS CL B COM 913903100 1295 30000 SH DEFINED 30000
US BANCORP DEL COM COM 902973304 1801 55994 SH DEFINED 55994
VANGUARD SPECIALIZED DIV APP E COM 921908844 1375 24261 SH DEFINED 24261
VANTAGE DRILLING COMPA ORD SHS COM g93205113 22 15000 SH DEFINED 15000
VECTOR GROUP LTD COM COM 92240M108 528 31050 SH DEFINED 31050
VENTAS INC COM COM 92276F100 526 8330 SH DEFINED 8330
VERIZON COMMUNICATIONS COM COM 92343v104 5582 125616 SH DEFINED 125616
VISA INC COM CL A COM 92826c839 3150 25479 SH DEFINED 25479
WAL MART STORES INC COM 931142103 2824 40503 SH DEFINED 40503
WALGREEN COMPANY COM 931422109 1461 49394 SH DEFINED 49394
WALT DISNEY PRODUCTIONS COM 254687106 867 17871 SH DEFINED 17871
WASTE MGMT INC COM COM 94106L109 2247 67280 SH DEFINED 67280
WELLS FARGO & COMPANY COM 949746101 458 13691 SH DEFINED 13691
WESTPAC BANKING ADS COM 961214301 293 2695 SH DEFINED 2695
WEYERHAEUSER CO COM 962166104 457 20451 SH DEFINED 20451
WILLIAMS COS INC DEL COM COM 969457100 908 31519 SH DEFINED 31519
WISDOMTREE TR EMERGING MKTS YL COM 97717w315 521 10047 SH DEFINED 10047
WISDOMTREE TRUST EMG MKTS SMCA COM 97717w281 565 13038 SH DEFINED 13038
WISDOMTREE TRUST INTL LRGCAP D COM 97717w794 430 10750 SH DEFINED 10750
WORLD OIL RESOURCES COM 3862224 0 10000 SH DEFINED 10000
XEROX CORP COM COM 984121103 228 28995 SH DEFINED 28995
XILINX INC COM COM 983919101 534 15900 SH DEFINED 15900
ZEBRA TECHNOLOGIES CP CL A COM 989207105 279 8125 SH DEFINED 8125
ZIMMER HOLDINGS INC COM 98956P102 5427 84325 SH DEFINED 84325
CHINA UNICOM LTD SPONSORED ADR 16945r104 178 14200 SH DEFINED 14200
CNOOC LTD SPONS ADR 126132109 1073 5330 SH DEFINED 5330
NATIONAL AUSTRALIA BK SPONSORE 632525408 261 10800 SH DEFINED 10800
REPSOL S.A. 76026t205 638 39800 SH DEFINED 39800
ROYAL DUTCH SHELL B 780259107 689 9850 SH DEFINED 9850
ROYAL DUTCH SHELL PLC SPONS AD 780259206 292 4327 SH DEFINED 4327
SANOFI SPONSORED ADR 80105n105 227 6000 SH DEFINED 6000
SHENGKAI INNOVATIONS INC. 82321p203 30 40750 SH DEFINED 40750
SHIRE PHARMCTL GRP PLC SPONSOR 82481r106 544 6300 SH DEFINED 6300
TATA MTRS LTD SPONSORED ADR 876568502 217 9900 SH DEFINED 9900
WAL-MART DE MEXICO S A ADR SR 93114W107 494 18576 SH DEFINED 18576
AMER INTL GRP FRAC WTS EXP 01/ acg874152 0 68765 SH DEFINED 68765
AMER INTL GRW & INC CL F-1 SHS 45956t402 721 25914.041SH DEFINED 25914.041
AMERICAN BALANCED FD CL F 024071409 728 37502.613SH DEFINED 37502.613
AMERICAN BALANCED FD COM 024071102 425 21882.158SH DEFINED 21882.158
BLAIR WILLIAM MUT FDS INTL GRW 093001402 414 20579.030SH DEFINED 20579.030
CAPITAL INCOME BLDR FD CL F 140193400 3714 72585.912SH DEFINED 72585.912
CAPITAL INCOME BUILDERS FD SH 140193103 810 15836.522SH DEFINED 15836.522
CAPITAL WORLD GRW&INCM CL F 140543406 1445 42741.007SH DEFINED 42741.007
CAPITAL WORLD GRW&INCM COM 140543109 342 10087.771SH DEFINED 10087.771
CLAYMORE ETF TR ZACKS MDCAP CR 18383m720 497 15575.000SH DEFINED 15575.000
COLUMBIA ACORN FUND CL Z 197199409 823 27683.659SH DEFINED 27683.659
COLUMBIA FDS SER TR LARGECAP V 19765H149 291 25855.596SH DEFINED 25855.596
EATON VANCE GROWTH TR ATL CAPT 277902698 270 15907.387SH DEFINED 15907.387
EUROPACIFIC GROWTH FUND CLASS 298706102 467 12602.672SH DEFINED 12602.672
FIDELITY ADVISOR SER I LEV CO 315805424 480 13989.916SH DEFINED 13989.916
FIRST EAGLE FDS INC GOLD FD 32008f408 294 11424.120SH DEFINED 11424.120
FRANKLIN CUSTODIAN FDS INCOME 353496805 22 10103.862SH DEFINED 10103.862
FRANKLIN INCOME FD CLASS A 353496300 83 38620.697SH DEFINED 38620.697
FUNDAMENTAL INVS INC CL F 360802409 216 5721.303 SH DEFINED 5721.303
GOLDMAN SACHS TR N11 EQTY A SH 38145l869 470 48366.600SH DEFINED 48366.600
GROWTH FD AMER INC CL F 399874403 281 8973.525 SH DEFINED 8973.525
HEARTLAND GROUP INC VAL PLUS I 422352849 351 12085.154SH DEFINED 12085.154
INCOME FUND AMERICA 453320103 509 29344.426SH DEFINED 29344.426
INTERNATIONAL GRW & IN CL F-2 45956t501 264 9473.023 SH DEFINED 9473.023
IVY FDS INC ASSET STRAT A 466000759 232 9813.636 SH DEFINED 9813.636
MANNING & NAPIER FD WORLD OPPT 563821545 86 12313.143SH DEFINED 12313.143
MASSACHUSETTS INVS TR SH BEN I 575736103 250 12373.486SH DEFINED 12373.486
NEW PERSPECTIVE FD INC COM 648018109 239 8397.522 SH DEFINED 8397.522
OPPENHEIMER DEVLNG MKT CL A 683974109 787 24844.742SH DEFINED 24844.742
OPPENHEIMER GLOBAL STRAT INC F 68380k409 87 20778.377SH DEFINED 20778.377
OPPENHEIMER INTL S CO CL A 68380u100 272 13838.241SH DEFINED 13838.241
OPPENHEIMER STRATEG FD INCOME 68380K102 126 30076.204SH DEFINED 30076.204
PIMCO FDS PAC INVT MGM COMM RE 722005667 202 31469.229SH DEFINED 31469.229
PIMCO TOTAL RETURN FD CL P 72201m552 327 28937.593SH DEFINED 28937.593
POPLAR FOREST PARTNERS FD CL A 00768D814 1123 39755.159SH DEFINED 39755.159
POPLAR FOREST PARTNERS INSTITU 00768d798 6910 244079.764SH DEFINED 244079.764
TEMPLETON GLOBAL INVT BRIC FD 88019r757 271 25593.571SH DEFINED 25593.571
TEMPLETON GLOBAL INVT EMRG MKT 88019r732 206 21250.637SH DEFINED 21250.637
TRUST FOR PROFESSNAL MARKETFIE 89833w865 1624 106487.441SH DEFINED 106487.441
TURNER FDS SPECTRUM INSTL 900297664 253 23082.305SH DEFINED 23082.305
UNIFIED SER TR APPLESEED FD 90470k370 391 31900.792SH DEFINED 31900.792
VANGUARD INDEX FDS SM CP VAL E 922908611 206 3017.000 SH DEFINED 3017.000
VANGUARD INDEX FDS TOT STKIDX 922908728 229 6762.076 SH DEFINED 6762.076
VANGUARD SPECIALIZED DIV APRID 921908851 301 13269.416SH DEFINED 13269.416
MARKET VECTORS ETF TR VIETNAM 57060u761 202 11020.000SH DEFINED 11020.000
PIMCO ETF TR CDA BD IDX FD 72201R759 998 9700.000 SH DEFINED 9700.000
AGIC EQUITY & CONV INCOME FD C 00119p102 606 36700.000SH DEFINED 36700.000
EATON VANCE TXMG GLOBAL OPPORT 27829c105 687 65516.000SH DEFINED 65516.000
ROYCE VALUE TR INC COM 780910105 2271 182278.000SH DEFINED 182278.000
ABERDEEN LATIN AMERICAN EQUITY 00306k106 322 10055.000SH DEFINED 10055.000
THAI FD INC COM 882904105 389 24240.000SH DEFINED 24240.000
ALLIANCEBERNSTEIN HLDGS LP UNI 01881g106 301 23750 SH DEFINED 23750
KKR & CO LP DEL COM UNITS 48248m102 1086 84280 SH DEFINED 84280
NATURAL RESOURCE PARTNERS LP 63900p103 1422 64150 SH DEFINED 64150