0001193125-12-314405.txt : 20120725
0001193125-12-314405.hdr.sgml : 20120725
20120725160511
ACCESSION NUMBER: 0001193125-12-314405
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120725
DATE AS OF CHANGE: 20120725
EFFECTIVENESS DATE: 20120725
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MetLife Securities, Inc
CENTRAL INDEX KEY: 0001422771
IRS NUMBER: 133175978
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12684
FILM NUMBER: 12978974
BUSINESS ADDRESS:
STREET 1: 200 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10166
BUSINESS PHONE: 212-578-0594
MAIL ADDRESS:
STREET 1: 200 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10166
13F-HR
1
d383739d13fhr.txt
METLIFE SECURITIES, INC. - FORM 13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: JUNE 30, 2012
Check here if Amendment [_]; Amendment Number:
------
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: METLIFE SECURITIES, INC.
Address: 1095 Avenue of the Americas,
New York, NY 10036
Form 13F File Number: 28-12684
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Marc A. Cohn
Title: Chief Compliance Officer
Phone: 212-578-0594
Signature, Place, and Date of Signing:
Marc Cohn New York, NY July 24, 2012
------------------------- ------------------------- ------------------------
Report Type (Check only one):
[X] 13F HOLDINGS REPORT.
[_] 13F NOTICE.
[_] 13F COMBINATION REPORT
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 2227
Form 13F Information Table Value Total: 351661
List of Other Included Managers: N/A
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report. NONE
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
3D SYS CORP DEL COM NEW 88554D205 Common Stock 1 29.00 SOLE N/A NONE
3M CO COM 88579Y101 Common Stock 1,128 12,591.98 SOLE N/A NONE
A123 SYS INC COM 03739T108 Common Stock 2 1,851.00 SOLE N/A NONE
AAR CORP COM 000361105 Common Stock 1 67.00 SOLE N/A NONE
AARONS INC COM PAR $0 50 002535300 Common Stock 3 103.00 SOLE N/A NONE
ABB LTD SPONSORED ADR 000375204 Common Stock ADR 382 23,426.00 SOLE N/A NONE
ABBOTT LABS COM 002824100 Common Stock 1,881 29,173.84 SOLE N/A NONE
ABERCROMBIE & FITCH CO CL A 002896207 Common Stock 20 600.00 SOLE N/A NONE
ACADIA PHARMACEUTICALS INC COM 004225108 Common Stock 32 17,900.00 SOLE N/A NONE
ACCENTURE PLC IRELAND CLASS
SHS ISIN#IE00B4BNMY34 G1151C101 Common Stock 57 954.00 SOLE N/A NONE
ACCO BRANDS CORP COM 00081T108 Common Stock 0 44.00 SOLE N/A NONE
ACE LIMITED SHS
ISIN#CH0044328745 H0023R105 Common Stock 4 56.00 SOLE N/A NONE
ACTIVISION BLIZZARD INC COM 00507V109 Common Stock 23 1,892.00 SOLE N/A NONE
ACTUANT CORP CL A NEW 00508X203 Common Stock 6 204.00 SOLE N/A NONE
ACTUATE CORP COM 00508B102 Common Stock 4 560.00 SOLE N/A NONE
ACUITY BRANDS INC COM 00508Y102 Common Stock 0 2.00 SOLE N/A NONE
ADOBE SYS INC COM 00724F101 Common Stock 58 1,777.00 SOLE N/A NONE
ADVANCE AUTO PTS INC COM 00751Y106 Common Stock 11 160.00 SOLE N/A NONE
ADVANCED MICRO DEVICES INC COM 007903107 Common Stock 0 83.00 SOLE N/A NONE
ADVISORSHARES TR ACTIVE BEAR
ETF 00768Y883 Common Stock 828 35,495.00 SOLE N/A NONE
AEGON N V ORD AMER REG 007924103 Common Stock ADR 2 427.97 SOLE N/A NONE
AEROPOSTALE COM 007865108 Common Stock 9 500.00 SOLE N/A NONE
AES CORP COM 00130H105 Common Stock 1 101.00 SOLE N/A NONE
AETERNA ZENTARIS INC COM
ISIN#CA0079752048 007975204 Common Stock 11 20,900.00 SOLE N/A NONE
AETNA INC NEW COM 00817Y108 Common Stock 184 4,756.87 SOLE N/A NONE
AFFYMETRIX INC OC-CAP STK 00826T108 Common Stock 0 7.00 SOLE N/A NONE
AFLAC INC COM 001055102 Common Stock 43 1,004.00 SOLE N/A NONE
AGCO CORP DEL COM 001084102 Common Stock 19 418.00 SOLE N/A NONE
AGILENT TECHNOLOGIES INC COM 00846U101 Common Stock 17 440.29 SOLE N/A NONE
AGL RES INC COM 001204106 Common Stock 14 370.00 SOLE N/A NONE
AGNICO EAGLE MINES LTD COM 008474108 Common Stock 2 59.00 SOLE N/A NONE
AGRIUM INC COM ISIN
CA0089161081 008916108 Common Stock 2 25.00 SOLE N/A NONE
AIR PRODS & CHEMS INC COM 009158106 Common Stock 34 427.00 SOLE N/A NONE
AIRGAS INC 009363102 Common Stock 3 39.00 SOLE N/A NONE
AK STL HLDG CORP COM 001547108 Common Stock 5 850.00 SOLE N/A NONE
AKAMAI TECHNOLOGIES INC COM 00971T101 Common Stock 21 670.00 SOLE N/A NONE
ALBEMARLE CORP 012653101 Common Stock 67 1,126.51 SOLE N/A NONE
ALCATEL LUCENT SPON ADR 013904305 Common Stock ADR 12 7,066.00 SOLE N/A NONE
ALCOA INC COM 013817101 Common Stock 322 36,843.78 SOLE N/A NONE
ALERE INC COM 01449J105 Common Stock 4 200.00 SOLE N/A NONE
ALEXANDRIA REAL ESTATE
EQUITIES INC COM 015271109 Common Stock 3 47.00 SOLE N/A NONE
ALEXION PHARMACEUTICALS INC 015351109 Common Stock 297 2,990.00 SOLE N/A NONE
ALLEGHANY CORP DEL COM 017175100 Common Stock 2 5.00 SOLE N/A NONE
1
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
ALLEGHENY TECHNOLOGIES INC COM 01741R102 Common Stock 14 430.00 SOLE N/A NONE
ALLERGAN INC COM 018490102 Common Stock 12 128.00 SOLE N/A NONE
ALLETE INC COM NEW 018522300 Common Stock 8 200.00 SOLE N/A NONE
ALLIANCE DATA SYS CORP COM 018581108 Common Stock 8 57.00 SOLE N/A NONE
ALLIANCE HLDGS GP LP COM
UNITS REPSTG LTD PARTNER
INT 01861G100 Common Stock 32 761.52 SOLE N/A NONE
ALLIANCE RESOURCE PARTNERS LP
UNIT LTD PARTNER INT 01877R108 Common Stock 130 2,314.61 SOLE N/A NONE
ALLIANCEBERNSTEIN HLDGS L P
UNIT LTD PARTNERSHIP INT 01881G106 Common Stock 2 150.00 SOLE N/A NONE
ALLIANT ENERGY CORP COM 018802108 Common Stock 141 3,085.32 SOLE N/A NONE
ALLIED WORLD ASSURANCE
COMPANY HOLDINGS AG SHS H01531104 Common Stock 1 10.00 SOLE N/A NONE
ALLOS THERAPEUTICS INC COM 019777101 Common Stock 1 465.00 SOLE N/A NONE
ALLSCRIPTS HEALTHCARE
SOLUTIONS INC COM 01988P108 Common Stock 13 1,200.00 SOLE N/A NONE
ALLSTATE CORP COM 020002101 Common Stock 59 1,668.75 SOLE N/A NONE
ALMADEN MINERALS LTD COM
ISIN#CA0202831073 020283107 Common Stock 2 800.00 SOLE N/A NONE
ALNYLAM PHARMACEUTICALS INC
COM 02043Q107 Common Stock 1 100.00 SOLE N/A NONE
ALPHA NAT RES INC COM 02076X102 Common Stock 23 2,642.00 SOLE N/A NONE
ALPS ETF TR ALERIAN MLP ETF 00162Q866 Common Stock 1,364 85,386.06 SOLE N/A NONE
ALPS ETF TR JEFFERIES TR/J
CRB GLOBAL COMMODITY
EQUITY INDEX FD FD 00162Q304 Common Stock 6 150.00 SOLE N/A NONE
ALTERA CORP 021441100 Common Stock 30 884.42 SOLE N/A NONE
ALTRIA GROUP INC COM 02209S103 Common Stock 7,282 210,758.72 SOLE N/A NONE
AMARIN CORP PLC SPONS ADR NEW
ISIN#US0231112063 023111206 Common Stock ADR 125 8,650.00 SOLE N/A NONE
AMAZON COM INC 023135106 Common Stock 591 2,588.00 SOLE N/A NONE
AMC NETWORKS INC CL A 00164V103 Common Stock 1 23.00 SOLE N/A NONE
AMCOL INTL CORP NEW 02341W103 Common Stock 2 86.00 SOLE N/A NONE
AMDOCS LTD SHS
ISIN#GB0022569080 G02602103 Common Stock 1 47.00 SOLE N/A NONE
AMEDISYS INC COM 023436108 Common Stock 1 54.00 SOLE N/A NONE
AMEREN CORP COM 023608102 Common Stock 10 306.94 SOLE N/A NONE
AMERICA MOVIL SAB DE C V
SPONSORED ADR REPSTG SER L
SHS ISIN#US02364W1053 02364W105 Common Stock ADR 7 251.84 SOLE N/A NONE
AMERICAN CAPITAL LTD COM 02503Y103 Common Stock 26 2,621.48 SOLE N/A NONE
AMERICAN CAP MTGE INVT CORP
COM 02504A104 Common Stock 7 300.00 SOLE N/A NONE
AMERICAN CAP AGY CORP COM 02503X105 Common Stock 645 19,192.89 SOLE N/A NONE
AMERICAN ELECTRIC POWER CO 025537101 Common Stock 181 4,548.80 SOLE N/A NONE
AMERICAN EXPRESS COMPANY 025816109 Common Stock 81 1,392.39 SOLE N/A NONE
AMERICAN FINL GROUP INC OHIO
COM 025932104 Common Stock 5 119.70 SOLE N/A NONE
AMERICAN INTL GROUP INC COM
NEW 026874784 Common Stock 53 1,652.00 SOLE N/A NONE
AMERICAN PUB ED INC COM 02913V103 Common Stock 2 60.00 SOLE N/A NONE
AMERICAN RAILCAR INDS INC COM 02916P103 Common Stock 3 100.00 SOLE N/A NONE
AMERICAN TOWER REIT COM 03027X100 Common Stock 304 4,350.37 SOLE N/A NONE
AMERICAN WTR WKS CO INC NEW
COM 030420103 Common Stock 16 468.00 SOLE N/A NONE
AMERIGAS PARTNERS LTD PARTSHP 030975106 Common Stock 106 2,599.00 SOLE N/A NONE
AMERIGROUP CORP COM 03073T102 Common Stock 91 1,379.00 SOLE N/A NONE
AMERIPRISE FINL INC COM 03076C106 Common Stock 14 264.09 SOLE N/A NONE
AMERISOURCE BERGEN CORP COM 03073E105 Common Stock 109 2,757.99 SOLE N/A NONE
AMETEK INC NEW COM 031100100 Common Stock 0 5.00 SOLE N/A NONE
2
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
AMGEN INC COM 031162100 Common Stock 179 2,454.17 SOLE N/A NONE
AMKOR TECHNOLOGY INC COM 031652100 Common Stock 1 184.80 SOLE N/A NONE
AMPHENOL CORP NEW CL A 032095101 Common Stock 29 522.00 SOLE N/A NONE
AMTRUST FINL SVCS INC COM 032359309 Common Stock 3 102.30 SOLE N/A NONE
AMYLIN PHARMACEUTICALS INC 032346108 Common Stock 3 113.00 SOLE N/A NONE
ANADARKO PETE CORP COM 032511107 Common Stock 49 734.00 SOLE N/A NONE
ANADIGICS INC COM 032515108 Common Stock 0 200.00 SOLE N/A NONE
ANALOG DEVICES INC COM 032654105 Common Stock 12 318.20 SOLE N/A NONE
ANCESTRY COM INC COM 032803108 Common Stock 10 347.00 SOLE N/A NONE
ANGLOGOLD ASHANTI LTD
SPONORED ADR
ISIN#US0351282068 035128206 Common Stock ADR 10 300.00 SOLE N/A NONE
ANHEUSER BUSCH INBEV SA NV
SPONSORED ADR
ISIN#US03524A1088 03524A108 Common Stock ADR 6 73.00 SOLE N/A NONE
ANIXTER INTL INC COM 035290105 Common Stock 0 3.00 SOLE N/A NONE
ANN INC COM 035623107 Common Stock 5 189.00 SOLE N/A NONE
ANNALY CAP MGMT INC COM 035710409 Common Stock 1,945 115,935.77 SOLE N/A NONE
ANWORTH MTG ASSET CORP COM 037347101 Common Stock 32 4,500.00 SOLE N/A NONE
AOL INC COM 00184X105 Common Stock 2 62.00 SOLE N/A NONE
AON PLC SHS CL A
ISIN#GB00B5BT0K07 G0408V102 Common Stock 12 252.00 SOLE N/A NONE
APACHE CORP 037411105 Common Stock 285 3,244.42 SOLE N/A NONE
APOLLO GROUP INC CL A 037604105 Common Stock 3 90.00 SOLE N/A NONE
APOLLO INVT CORP COM 03761U106 Common Stock 9 1,230.00 SOLE N/A NONE
APOLLO RESIDENTIAL MTG INC COM 03763V102 Common Stock 6 300.00 SOLE N/A NONE
APPLE INC COM 037833100 Common Stock 15,765 26,995.44 SOLE N/A NONE
APPLIED MATERIALS INC 038222105 Common Stock 223 19,475.48 SOLE N/A NONE
APTARGROUP INC 038336103 Common Stock 21 403.00 SOLE N/A NONE
AQUA AMER INC COM 03836W103 Common Stock 9 375.00 SOLE N/A NONE
ARCELORMITTAL SA LUXEMBOURG N
Y REGISTRY SHS 03938L104 Common Stock 118 7,725.00 SOLE N/A NONE
ARCH COAL INC COM 039380100 Common Stock 91 13,143.00 SOLE N/A NONE
ARCHER DANIELS MIDLAND CO L
COM 039483102 Common Stock 48 1,609.17 SOLE N/A NONE
ARCOS DORADOS HLDGS INC SHS
CL A ISIN#VGG0457F1071 G0457F107 Common Stock 1 68.00 SOLE N/A NONE
ARES CAP CORP COM 04010L103 Common Stock 12 765.00 SOLE N/A NONE
ARIBA INC COM NEW 04033V203 Common Stock 3 58.00 SOLE N/A NONE
ARM HLDGS PLC SPONSORED ADR 042068106 Common Stock ADR 12 500.00 SOLE N/A NONE
ARMOUR RESIDENTIAL REIT INC
COM 042315101 Common Stock 15 2,153.00 SOLE N/A NONE
ARMSTRONG WORLD INDUSTRIES INC 04247X102 Common Stock 1 22.00 SOLE N/A NONE
ARRIS GROUP INC COM 04269Q100 Common Stock 4 267.00 SOLE N/A NONE
ARROW ELECTRS INC COM 042735100 Common Stock 1 40.00 SOLE N/A NONE
ASCENA RETAIL GROUP INC COM 04351G101 Common Stock 30 1,590.00 SOLE N/A NONE
ASHLAND INC NEW COM 044209104 Common Stock 18 265.00 SOLE N/A NONE
ASML HOLDING N V HOLDING N V
NY REGISTERED SHS N07059186 Common Stock 7 127.00 SOLE N/A NONE
ASTORIA FINL CORP COM 046265104 Common Stock 5 465.00 SOLE N/A NONE
ASTRAZENECA PLC SPONSORED ADR 046353108 Common Stock ADR 37 820.00 SOLE N/A NONE
AT&T INC COM 00206R102 Common Stock 4,647 130,327.04 SOLE N/A NONE
ATLAS PIPELINE L P UNIT LP
PARTNERSHIP INT 049392103 Common Stock 3 100.00 SOLE N/A NONE
3
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
ATMEL CORP 049513104 Common Stock 1 200.00 SOLE N/A NONE
ATMI INC COM 00207R101 Common Stock 3 140.00 SOLE N/A NONE
ATP OIL & GAS CORP COM 00208J108 Common Stock 1 400.00 SOLE N/A NONE
ATWOOD OCEANICS INC 050095108 Common Stock 6 150.00 SOLE N/A NONE
AU OPTRONICS CORP SPON ADR 002255107 Common Stock ADR 1 317.22 SOLE N/A NONE
AUTODESK INC COM 052769106 Common Stock 18 520.00 SOLE N/A NONE
AUTOLIV INC COM 052800109 Common Stock 18 331.78 SOLE N/A NONE
AUTOMATIC DATA PROCESSING INC
COM 053015103 Common Stock 103 1,855.91 SOLE N/A NONE
AUTOZONE INC 053332102 Common Stock 416 1,132.00 SOLE N/A NONE
AVAGO TECHNOLOGIES LTD SHS Y0486S104 Common Stock 21 586.00 SOLE N/A NONE
AVALONBAY CMNTYS INC COM 053484101 Common Stock 4 27.00 SOLE N/A NONE
AVERY DENNISON CORP COM 053611109 Common Stock 6 223.00 SOLE N/A NONE
AVIAT NETWORKS INC COM 05366Y102 Common Stock 1 350.00 SOLE N/A NONE
AVIS BUDGET GROUP INC COM 053774105 Common Stock 1 42.00 SOLE N/A NONE
AVNET INC COM 053807103 Common Stock 51 1,664.00 SOLE N/A NONE
AVON PRODS INC COM 054303102 Common Stock 6 395.00 SOLE N/A NONE
B & G FOODS INC NEW COM 05508R106 Common Stock 4 150.00 SOLE N/A NONE
BABCOCK & WILCOX CO NEW COM 05615F102 Common Stock 3 115.00 SOLE N/A NONE
BAIDU COM INC SPONS ADR
REPSTG ORD SHS CL A 056752108 Common Stock ADR 806 7,010.00 SOLE N/A NONE
BAKER HUGHES INC COM 057224107 Common Stock 90 2,190.36 SOLE N/A NONE
BALL CORP COM 058498106 Common Stock 160 3,902.31 SOLE N/A NONE
BANCO BILBAO VIZCAYA
ARGENTARIA SA
ISIN#US05946K1016
APONSORED ADR 05946K101 Common Stock ADR 1 127.14 SOLE N/A NONE
BANCO BRADESCO S A SPONSORED
ADR REPSTG PFD SHS NEW 2004 059460303 Common Stock ADR 3 200.00 SOLE N/A NONE
BANCO SANTANDER SA ADR
ISIN#US05964H1059 05964H105 Common Stock ADR 23 3,439.77 SOLE N/A NONE
BANCORPSOUTH INC 059692103 Common Stock 2 129.00 SOLE N/A NONE
BANK OF MONTREAL 063671101 Common Stock 0 2.00 SOLE N/A NONE
BANK OF NOVA SCOTIA HALIFAX
COM SHS ISIN#CA0641491075 064149107 Common Stock 6 125.00 SOLE N/A NONE
BANK AMER CORP COM 060505104 Common Stock 1,232 150,583.04 SOLE N/A NONE
BANK OF NEW YORK MELLON CORP
COM 064058100 Common Stock 68 3,117.12 SOLE N/A NONE
BANKATLANTIC BANCORP INC CL A
PAR 065908808 Common Stock 1 200.00 SOLE N/A NONE
BARCLAYS BK PLC IPATH DOW
JONES UBS AGRICULTURE
TOTAL RETURN SUB INDEX ETN 06739H206 Common Stock 59 1,044.00 SOLE N/A NONE
BARCLAYS BK PLC IPATH DOW
JONES UBS GRAINS TOTAL
RETURN SUB INDEX ETN 06739H305 Common Stock 16 300.00 SOLE N/A NONE
BARCLAYS BK PLC IPATH INDEX
LKD TO DOW JONES UBS
COMMODITY INDEX TOTAL
RETURN 06738C778 Common Stock 16 392.00 SOLE N/A NONE
BARCLAYS BK PLC IPATH DOW
JONES UBS COPPER TOTAL
RETURN SUB INDEX ETN 06739F101 Common Stock 0 10.00 SOLE N/A NONE
BARCLAYS BK PLC IPATH S&P 500
VIX MID TERM FUTURES ETN 06740C519 Common Stock 116 2,601.00 SOLE N/A NONE
BARCLAYS BK PLC IPATH ETNS
LKD MSCI INDIA TOTAL
RETURN INDEX MAT 2036 06739F291 Common Stock 2 30.00 SOLE N/A NONE
BARCLAYS BK PLC IPATH INDEX
LKD TO SECS LKD TO GSCI
COMMODITY CRUDE OIL RETURN
INDEX 06738C786 Common Stock 226 10,900.00 SOLE N/A NONE
BARCLAYS BK PLC IPATH S&P 500
VIX SHORT TERM FUTURES ETN
NEW 06740C261 Common Stock 1,331 87,489.00 SOLE N/A NONE
BARCLAYS PLC ADR
ISIN#US06738E2046 06738E204 Common Stock ADR 32 3,095.00 SOLE N/A NONE
BARD C R INC 067383109 Common Stock 11 100.00 SOLE N/A NONE
BARNES GROUP INC COM 067806109 Common Stock 1 23.00 SOLE N/A NONE
BARRICK GOLD CORP COM
ISIN#CA0679011084 067901108 Common Stock 182 4,838.92 SOLE N/A NONE
BAXTER INTL INC COM 071813109 Common Stock 63 1,183.12 SOLE N/A NONE
4
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
BB & T CORP COM 054937107 Common Stock 50 1,616.00 SOLE N/A NONE
BBCN BANCORP INC COM 073295107 Common Stock 1 85.00 SOLE N/A NONE
BCE INC COM NEW
ISIN#CA05534B7604 SHS 05534B760 Common Stock 23 556.60 SOLE N/A NONE
BE AEROSPACE INC COM 073302101 Common Stock 13 289.00 SOLE N/A NONE
BEAM INC COM 073730103 Common Stock 5 73.00 SOLE N/A NONE
BECTON DICKINSON & CO 075887109 Common Stock 36 481.61 SOLE N/A NONE
BED BATH & BEYOND INC COM 075896100 Common Stock 61 980.00 SOLE N/A NONE
BEMIS CO INC COM 081437105 Common Stock 24 750.00 SOLE N/A NONE
BERKLEY W R CORP COM 084423102 Common Stock 34 871.00 SOLE N/A NONE
BERKSHIRE HATHAWAY INC DEL CL
B NEW 084670702 Common Stock 2,551 30,607.40 SOLE N/A NONE
BEST BUY INC COM 086516101 Common Stock 52 2,483.00 SOLE N/A NONE
BGC PARTNERS INC COM 05541T101 Common Stock 12 2,102.04 SOLE N/A NONE
BHP BILLITON LTD SPONSORED
ADR ISIN#US0886061086 088606108 Common Stock ADR 90 1,374.48 SOLE N/A NONE
BHP BILLITON PLC SPON ADR 05545E209 Common Stock ADR 208 3,629.46 SOLE N/A NONE
BIGLARI HLDGS INC CL A 08986R101 Common Stock 4 10.00 SOLE N/A NONE
BIO RAD LABS INC CL A 090572207 Common Stock 0 1.00 SOLE N/A NONE
BIODEL INC COM NEW 09064M204 Common Stock 1 342.00 SOLE N/A NONE
BIOGEN IDEC INC COM 09062X103 Common Stock 105 727.60 SOLE N/A NONE
BIOMARIN PHARMACEUTICAL INC
COM 09061G101 Common Stock 24 600.00 SOLE N/A NONE
BIO-REFERENCE LABS INC COM
PAR $0 01 NEW 09057G602 Common Stock 0 14.00 SOLE N/A NONE
BIOSANTE PHARMACEUTICALS INC
COM PAR 09065V302 Common Stock 0 2.00 SOLE N/A NONE
BJS RESTAURANTS INC COM 09180C106 Common Stock 3 75.00 SOLE N/A NONE
BLACKBAUD INC COM 09227Q100 Common Stock 0 8.02 SOLE N/A NONE
BLACKROCK INC COM 09247X101 Common Stock 38 221.14 SOLE N/A NONE
BLDRS INDEX FDS TR EMERGING
MKTS 50 ADR INDEX FD 09348R300 Common Stock 38 1,006.00 SOLE N/A NONE
BLOCK H & R INC 093671105 Common Stock 1 60.00 SOLE N/A NONE
BMC SOFTWARE INC COM 055921100 Common Stock 41 966.00 SOLE N/A NONE
BOARDWALK PIPELINE PARTNERS
LP COM UNIT LTD
PARTNERSHIP INTS 096627104 Common Stock 143 5,175.00 SOLE N/A NONE
BOEING CO COM 097023105 Common Stock 448 6,028.97 SOLE N/A NONE
BORGWARNER INC COM 099724106 Common Stock 11 166.00 SOLE N/A NONE
BOSTON BEER INC CLASS A 100557107 Common Stock 3 25.00 SOLE N/A NONE
BOSTON SCIENTIFIC CORP
ISIN#US1011371077 101137107 Common Stock 3 544.00 SOLE N/A NONE
BP PLC SPONS ADR 055622104 Common Stock ADR 553 13,638.00 SOLE N/A NONE
BP PRUDHOE BAY ROYALTY TRUST 055630107 Common Stock 545 4,672.42 SOLE N/A NONE
BRANDYWINE REALTY TRUST SBI 105368203 Common Stock 6 450.00 SOLE N/A NONE
BRE PPTYS INC COM 05564E106 Common Stock 13 252.00 SOLE N/A NONE
BREITBURN ENERGY PARTNERS L P
COM UNIT LTD PARTNERSHIP
INT 106776107 Common Stock 8 500.00 SOLE N/A NONE
BRIDGEPOINT ED INC COM 10807M105 Common Stock 1 42.90 SOLE N/A NONE
BRISTOL MYERS SQUIBB CO COM 110122108 Common Stock 326 9,072.68 SOLE N/A NONE
BRISTOW GROUP INC COM 110394103 Common Stock 3 74.00 SOLE N/A NONE
BRITISH AMERN TOB PLC
SPONSORED ADR
ISIN#US1104481072 110448107 Common Stock ADR 320 3,132.14 SOLE N/A NONE
BROADCOM CORP CL A 111320107 Common Stock 129 3,831.76 SOLE N/A NONE
BROADRIDGE FINL SOLUTIONS INC
COM 11133T103 Common Stock 1 25.00 SOLE N/A NONE
5
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
BROCADE COMMUNICATIONS SYS
INC COM NEW 111621306 Common Stock 1 110.00 SOLE N/A NONE
BROOKFIELD OFFICE PROPERTIES
INC 112900105 Common Stock 1 62.70 SOLE N/A NONE
BRUNSWICK CORP 117043109 Common Stock 1 54.00 SOLE N/A NONE
BT GROUP PLC ADR 05577E101 Common Stock ADR 33 1,006.44 SOLE N/A NONE
BUCKEYE PARTNERS L P UNIT LTD
PARTNERSHIP INTS 118230101 Common Stock 27 515.00 SOLE N/A NONE
BUCKLE INC COM 118440106 Common Stock 4 100.00 SOLE N/A NONE
BUFFALO WILD WINGS INC COM 119848109 Common Stock 8 96.00 SOLE N/A NONE
BUNGE LIMITED SHS
ISIN#BMG169621056 G16962105 Common Stock 46 733.00 SOLE N/A NONE
CA INC COM 12673P105 Common Stock 90 3,315.00 SOLE N/A NONE
CABLEVISION SYS CORP (NEW) NY
GROUP CL A COM 12686C109 Common Stock 4 295.00 SOLE N/A NONE
CABOT MICROELECTRONICS CORP
COM 12709P103 Common Stock 1 44.00 SOLE N/A NONE
CABOT OIL & GAS CORP COM 127097103 Common Stock 4 100.00 SOLE N/A NONE
CACI INTL INC CL A 127190304 Common Stock 27 487.00 SOLE N/A NONE
CAE INC 124765108 Common Stock 1 77.00 SOLE N/A NONE
CAESARS ENTMT CORP COM 127686103 Common Stock 3 250.00 SOLE N/A NONE
CALGON CARBON CORP COM 129603106 Common Stock 0 2.00 SOLE N/A NONE
CALIFORNIA WTR SVC GROUP INC 130788102 Common Stock 12 666.00 SOLE N/A NONE
CALLAWAY GOLF CO COM 131193104 Common Stock 1 100.00 SOLE N/A NONE
CALLON PETROLEUM CORP 13123X102 Common Stock 1 175.00 SOLE N/A NONE
CALPINE CORP COM NEW 131347304 Common Stock 1 69.00 SOLE N/A NONE
CALUMET SPECIALTY PRODS
PARTNERS L P COMMON UNITS
REPSTG LTD PARTNER 131476103 Common Stock 239 10,050.00 SOLE N/A NONE
CAMDEN PPTY TR COM 133131102 Common Stock 2 30.00 SOLE N/A NONE
CAMECO CORP COM
ISIN#CA13321L1085 13321L108 Common Stock 30 1,384.00 SOLE N/A NONE
CAMERON INTL CORP COM 13342B105 Common Stock 4 82.00 SOLE N/A NONE
CAMPBELL SOUP CO 134429109 Common Stock 153 4,581.45 SOLE N/A NONE
CAMPUS CREST CMNTYS INC COM 13466Y105 Common Stock 42 4,000.00 SOLE N/A NONE
CANADIAN NATURAL RES LTD
ISIN#CA1363851017 136385101 Common Stock 30 1,103.33 SOLE N/A NONE
CANADIAN NATL RY CO COM
ISIN#CA1363751027 136375102 Common Stock 123 1,455.30 SOLE N/A NONE
CANADIAN PAC RY LTD COM
ISIN#CA13645T1003 13645T100 Common Stock 8 111.70 SOLE N/A NONE
CANADIAN SOLAR INC COM
ISIN#CA1366351098 136635109 Common Stock 7 2,030.00 SOLE N/A NONE
CANON INC ADR REPSTG 5 SHS 138006309 Common Stock ADR 1 20.00 SOLE N/A NONE
CANTEL MED CORP COM 138098108 Common Stock 2 63.00 SOLE N/A NONE
CAPITAL ONE FINL CORP COM 14040H105 Common Stock 24 445.00 SOLE N/A NONE
CAPSTEAD MTG CORP COM NO PAR 14067E506 Common Stock 253 18,198.48 SOLE N/A NONE
CAPSTONE TURBINE CORP COM 14067D102 Common Stock 1 900.00 SOLE N/A NONE
CARDINAL HEALTH INC COM 14149Y108 Common Stock 5 127.00 SOLE N/A NONE
CAREER ED CORP COM
ISIN#US1416651099 141665109 Common Stock 0 40.00 SOLE N/A NONE
CAREFUSION CORP COM 14170T101 Common Stock 0 18.00 SOLE N/A NONE
CARLISLE COMPANIES INC 142339100 Common Stock 0 3.00 SOLE N/A NONE
CARMAX INC COM 143130102 Common Stock 3 103.00 SOLE N/A NONE
CARNIVAL CORP PAIRED CTF 1
COM CARNIVAL CORP & 1 TR
SH BEN INT P&O PRINCESS
SPL VTG TR
ISIN#PA1436583006 143658300 Common Stock 18 527.00 SOLE N/A NONE
CASH AMER INTL INC 14754D100 Common Stock 3 58.00 SOLE N/A NONE
CATERPILLAR INC 149123101 Common Stock 1,781 20,969.76 SOLE N/A NONE
6
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
CAVIUM INC COM 14964U108 Common Stock 1 49.00 SOLE N/A NONE
CBL & ASSOC PPTYS INC REIT
ISIN#US1248301004 124830100 Common Stock 1 26.00 SOLE N/A NONE
CBRE GROUP INC CL A 12504L109 Common Stock 22 1,364.00 SOLE N/A NONE
CBS CORP CL B COM 124857202 Common Stock 79 2,421.00 SOLE N/A NONE
CEDAR FAIR; L.P.DEP UNIT 150185106 Common Stock 66 2,204.26 SOLE N/A NONE
CELGENE CORP 151020104 Common Stock 426 6,636.00 SOLE N/A NONE
CELL THERAPEUTICS INC COM NO
PAR NEW 150934602 Common Stock 0 116.00 SOLE N/A NONE
CELLCOM ISRAEL LTD SHS M2196U109 Common Stock 2 300.00 SOLE N/A NONE
CELSION CORP COM NEW 15117N305 Common Stock 5 1,500.00 SOLE N/A NONE
CEMEX S A B DE C V SPONSOR
ADR NEW REP ORD PARTN CTF
NEW FOR A & B SHS
ISIN#US1512908898 151290889 Common Stock ADR 5 709.00 SOLE N/A NONE
CENOVUS ENERGY INC COM
ISIN#CA15135U1093 15135U109 Common Stock 95 2,990.00 SOLE N/A NONE
CENTERPOINT ENERGY INC COM 15189T107 Common Stock 69 3,349.74 SOLE N/A NONE
ELECTROBRAS CENTRAIS
ELECTRICIAS ADR
ISIN#US15234Q2075 15234Q207 Common Stock ADR 1 80.00 SOLE N/A NONE
CENTURYLINK INC COM 156700106 Common Stock 160 4,049.91 SOLE N/A NONE
CERADYNE INC CALIF 156710105 Common Stock 6 252.73 SOLE N/A NONE
CERNER CORP 156782104 Common Stock 81 983.00 SOLE N/A NONE
CF INDS HLDGS INC COM 125269100 Common Stock 522 2,694.30 SOLE N/A NONE
CHARMING SHOPPES INC COM 161133103 Common Stock 0 40.00 SOLE N/A NONE
CHECK POINT SOFTWARE
TECHNOLOGIES LTD SHS
ISIN#IL0010824113 M22465104 Common Stock 16 317.00 SOLE N/A NONE
CHECKPOINT SYS INC 162825103 Common Stock 1 97.00 SOLE N/A NONE
CHEESE CAKE FACTORY INC COM 163072101 Common Stock 6 187.50 SOLE N/A NONE
CHENIERE ENERGY INC COM NEW 16411R208 Common Stock 7 502.00 SOLE N/A NONE
CHESAPEAKE ENERGY CORP 165167107 Common Stock 383 20,579.07 SOLE N/A NONE
CHESAPEAKE MIDSTREAM PARTNERS
LP UNIT 16524K108 Common Stock 1 28.00 SOLE N/A NONE
CHEVRON CORP NEW COM 166764100 Common Stock 2,636 24,989.59 SOLE N/A NONE
CHICAGO BRIDGE & IRON CO N V
ISIN#US1672501095 167250109 Common Stock 53 1,392.00 SOLE N/A NONE
CHIMERA INVT CORP COM 16934Q109 Common Stock 72 30,511.18 SOLE N/A NONE
CHINA BAK BATTERY INC COM 16936Y100 Common Stock 0 251.00 SOLE N/A NONE
CHINA GREEN AGRICULTURE INC
COM 16943W105 Common Stock 0 100.00 SOLE N/A NONE
CHINA LIFE INS CO LTD SPONS
ADR REPSTG H SHS
ISIN#US16939P1066 16939P106 Common Stock ADR 2 44.00 SOLE N/A NONE
CHINA MOBILE LTD SPON ADR S A
ISIN#US16941M099 16941M109 Common Stock ADR 30 557.55 SOLE N/A NONE
CHINA PETE & CHEM CORP
SPONSORED ADR REPSTG H SHS 16941R108 Common Stock ADR 46 512.41 SOLE N/A NONE
CHINA SHEN ZHOU MNG & RES INC
COM 16942H109 Common Stock 0 400.00 SOLE N/A NONE
CHINA TELECOM CORP LTD
SPONSORED ADR REPSTG H SHS 169426103 Common Stock ADR 23 513.00 SOLE N/A NONE
CHIPOTLE MEXICAN GRILL INC COM 169656105 Common Stock 62 164.00 SOLE N/A NONE
CHUBB CORP 171232101 Common Stock 47 649.00 SOLE N/A NONE
CHUNGHWA TELECOM CO LTD SPONS
ADR NEW 2011
ISIN#US17133Q5027 17133Q502 Common Stock ADR 8 240.00 SOLE N/A NONE
CHURCH & DWIGHT CO INC 171340102 Common Stock 10 176.00 SOLE N/A NONE
CIENA CORP COM NEW 171779309 Common Stock 1 75.00 SOLE N/A NONE
CIGNA CORP COM 125509109 Common Stock 2 40.00 SOLE N/A NONE
CIMAREX ENERGY CO COM 171798101 Common Stock 0 4.00 SOLE N/A NONE
CINCINNATI BELL INC NEW COM 171871106 Common Stock 1 300.00 SOLE N/A NONE
CINCINNATI FINL CORP COM 172062101 Common Stock 10 257.00 SOLE N/A NONE
7
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
CINEMARK HOLDINGS INC COM 17243V102 Common Stock 11 500.00 SOLE N/A NONE
CIRRUS LOGIC INC 172755100 Common Stock 4 148.00 SOLE N/A NONE
CISCO SYSTEMS INC 17275R102 Common Stock 909 52,929.88 SOLE N/A NONE
CIT GROUP INC NEW COM NEW 125581801 Common Stock 10 284.00 SOLE N/A NONE
CITIGROUP INC COM NEW
ISIN#US1729674242 172967424 Common Stock 199 7,253.25 SOLE N/A NONE
CITIZENS INC CL A 174740100 Common Stock 0 37.00 SOLE N/A NONE
CITRIX SYSTEMS INC 177376100 Common Stock 4 49.00 SOLE N/A NONE
CITY NATL CORP 178566105 Common Stock 0 5.00 SOLE N/A NONE
CLAYMORE EXCHANGE-TRADED FD
TR GUGGENHEIM MULTI ASSET
INCOME ETF 18383M506 Common Stock 1,144 53,933.53 SOLE N/A NONE
CLAYMORE EXCHANGE-TRADED FD
TR GUGGENHEIM BRAZIL
RUSSIA INDIA & CHINA 18383M100 Common Stock 25 731.12 SOLE N/A NONE
CLAYMORE EXCHANGE TRADED FD
TR 2 GUGGENHEIM CHINA
SMALL CAP ETF 18383Q853 Common Stock 11 554.00 SOLE N/A NONE
CLAYMORE EXCHANGE-TRADED FD
TR GUGGENHEIM INSIDER
SENTIMENT 18383M209 Common Stock 56 1,724.00 SOLE N/A NONE
CLAYMORE EXCHANGE TRADED FD
TR 2 GUGGENHEIM S&P GLOBAL
WATER ETF 18383Q507 Common Stock 30 1,441.00 SOLE N/A NONE
CLAYMORE EXCHANGE TRADED FD
TR 2 GUGGENHEIM SOLAR ETF 18383Q739 Common Stock 1 50.00 SOLE N/A NONE
CLEAN ENERGY FUELS CORP COM 184499101 Common Stock 50 3,200.00 SOLE N/A NONE
CLEAN HBRS INC COM 184496107 Common Stock 16 280.00 SOLE N/A NONE
CLECO CORP NEW COM 12561W105 Common Stock 11 255.00 SOLE N/A NONE
CLIFFS NAT RES INC COM 18683K101 Common Stock 460 9,328.18 SOLE N/A NONE
CLOROX CO COM 189054109 Common Stock 132 1,817.79 SOLE N/A NONE
CLOUD PEAK ENERGY INC COM 18911Q102 Common Stock 4 216.00 SOLE N/A NONE
CME GROUP INC COM 12572Q105 Common Stock 13 49.00 SOLE N/A NONE
CMS ENERGY CORP 125896100 Common Stock 8 352.00 SOLE N/A NONE
CNOOC LTD SPONSORED ADR
ISIN#US1261321095 126132109 Common Stock ADR 113 560.71 SOLE N/A NONE
COACH INC COM 189754104 Common Stock 148 2,532.38 SOLE N/A NONE
COBALT INTL ENERGY INC COM 19075F106 Common Stock 0 20.00 SOLE N/A NONE
COCA COLA COMPANY 191216100 Common Stock 2,257 28,870.23 SOLE N/A NONE
COCA COLA ENTERPRISES INC NEW
COM 19122T109 Common Stock 20 713.00 SOLE N/A NONE
COEUR D ALENE MINES CORP
IDAHO COM NEW 192108504 Common Stock 3 150.00 SOLE N/A NONE
COGNEX CORP 192422103 Common Stock 17 525.00 SOLE N/A NONE
COGNIZANT TECHNOLOGY
SOLUTIONS CORP CL A 192446102 Common Stock 88 1,473.00 SOLE N/A NONE
COINSTAR INC COM 19259P300 Common Stock 57 830.00 SOLE N/A NONE
COLGATE PALMOLIVE CO COM 194162103 Common Stock 334 3,203.85 SOLE N/A NONE
COLONIAL PROPERTIES TRUST SBI 195872106 Common Stock 7 306.00 SOLE N/A NONE
COLUMBIA BKG SYS INC COM 197236102 Common Stock 3 146.77 SOLE N/A NONE
COLUMBIA SPORTSWEAR CO COM 198516106 Common Stock 0 1.00 SOLE N/A NONE
COMCAST CORP CL A 20030N101 Common Stock 178 5,579.60 SOLE N/A NONE
COMCAST CORP NEW CL A SPL 20030N200 Common Stock 21 667.00 SOLE N/A NONE
COMMERCIAL METALS CO 201723103 Common Stock 0 36.00 SOLE N/A NONE
COMMONWEALTH REIT COM SH BEN
INT 203233101 Common Stock 2 125.00 SOLE N/A NONE
COMMUNITY BK SYS INC 203607106 Common Stock 27 1,000.00 SOLE N/A NONE
COMMVAULT SYS INC COM 204166102 Common Stock 0 9.00 SOLE N/A NONE
COMPANHIA BRASILEIRA DE
DISTRIBUICAO
ISIN#US20440T2015 SPONS
ADR REPSTG PFD 20440T201 Common Stock ADR 3 81.00 SOLE N/A NONE
COMPANHIA DE BEBIDAS DAS
AMERS AMBEV SPONSORED ADR
REPSTG PFD SHS 20441W203 Common Stock ADR 11 300.00 SOLE N/A NONE
8
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
COMPANHIA ENERGETICA DE MINAS
GERAIS ADR
ISIN#US2044096012 204409601 Common Stock ADR 10 535.36 SOLE N/A NONE
COMPANHIA SIDERURGICA
NACIONAL SPONSORED ADR
REPSTG ORD SHS
ISIN#US20440W1053 20440W105 Common Stock ADR 11 2,000.00 SOLE N/A NONE
COMPANIA DE MINAS
BUENAVENTURA S A SPONS ADR
REPSTG SER B SHS 204448104 Common Stock ADR 146 3,851.92 SOLE N/A NONE
COMPASS DIVERSIFIED HLDGS SH
BEN INT 20451Q104 Common Stock 2 156.00 SOLE N/A NONE
COMPASS MINERALS INTL INC COM 20451N101 Common Stock 16 208.00 SOLE N/A NONE
COMPUTER SCIENCES CORP COM 205363104 Common Stock 3 106.00 SOLE N/A NONE
COMSTOCK RES INC COM NEW 205768203 Common Stock 5 300.00 SOLE N/A NONE
COMTECH TELECOMMUNICATIONS
CORP NEW 205826209 Common Stock 1 50.00 SOLE N/A NONE
CONAGRA FOODS INC COM 205887102 Common Stock 35 1,365.00 SOLE N/A NONE
CONOCOPHILLIPS COM 20825C104 Common Stock 1,389 24,847.95 SOLE N/A NONE
CONSOL ENERGY INC COM 20854P109 Common Stock 36 1,195.90 SOLE N/A NONE
CONSOLIDATED EDISON INC COM 209115104 Common Stock 990 15,926.73 SOLE N/A NONE
CONSTELLATION BRANDS INC CL A 21036P108 Common Stock 8 308.00 SOLE N/A NONE
CONTINENTAL RES INC COM
ISIN#US2120151012 212015101 Common Stock 7 102.00 SOLE N/A NONE
CONVERGYS CORP COM 212485106 Common Stock 0 11.00 SOLE N/A NONE
COOPER INDS PLC SHS G24140108 Common Stock 13 188.00 SOLE N/A NONE
COPART INC COM 217204106 Common Stock 0 4.00 SOLE N/A NONE
CORE LABORATORIES NV N22717107 Common Stock 6 48.00 SOLE N/A NONE
CORNING INC COM 219350105 Common Stock 520 40,190.96 SOLE N/A NONE
CORRECTIONS CORP AMER NEW COM
NEW 22025Y407 Common Stock 7 235.00 SOLE N/A NONE
COSTCO WHOLESALE CORP NEW COM 22160K105 Common Stock 312 3,284.32 SOLE N/A NONE
COVANCE INC 222816100 Common Stock 11 238.00 SOLE N/A NONE
COVENTRY HEALTH CARE INC COM 222862104 Common Stock 14 450.00 SOLE N/A NONE
COVIDIEN PLC SHS NEW
ISIN#IE00B68SQD29 G2554F113 Common Stock 126 2,347.23 SOLE N/A NONE
CPFL ENERGIA SA SPONS ADR
ISIN#US1261531057 126153105 Common Stock ADR 4 171.34 SOLE N/A NONE
CRACKER BARREL OLD CTRY STORE
INC COM 22410J106 Common Stock 12 194.00 SOLE N/A NONE
CREDIT SUISSE GROUP SPONSORED
ADR 225401108 Common Stock ADR 2 103.00 SOLE N/A NONE
CREDIT SUISSE NASSAU BRH ETN
LKD TO CUSING 30 MLP INDEX 22542D852 Common Stock 37 1,594.00 SOLE N/A NONE
CREE INC COM 225447101 Common Stock 4 168.00 SOLE N/A NONE
CROCS INC COM 227046109 Common Stock 3 200.00 SOLE N/A NONE
CROWN CASTLE INTL CORP COM 228227104 Common Stock 12 200.00 SOLE N/A NONE
CROWN HLDGS INC COM 228368106 Common Stock 46 1,334.00 SOLE N/A NONE
CRYOLIFE INC COM 228903100 Common Stock 9 1,700.00 SOLE N/A NONE
CSX CORPORATION 126408103 Common Stock 345 15,444.00 SOLE N/A NONE
CTRIP COM INTL LTD AMERICAN
DEP SHS ISIN#US22943F1003 22943F100 Common Stock ADR 15 900.00 SOLE N/A NONE
CUMMINS INC 231021106 Common Stock 268 2,769.50 SOLE N/A NONE
CURRENCYSHARES AUSTRAILIAN
DLR TR AUSTRALIAN DOLLAR
SHS 23129U101 Common Stock 5 49.00 SOLE N/A NONE
CURRENCYSHARES CDN DLR TR CDN
DOLLAR SHS 23129X105 Common Stock 44 448.00 SOLE N/A NONE
CURRENCYSHARES SWEDISH KRONA
TR SWEDISH KRONA SHS 23129R108 Common Stock 48 336.00 SOLE N/A NONE
CURRENCYSHARES SWISS FRANC TR
SWISS FRANC SHS 23129V109 Common Stock 65 628.00 SOLE N/A NONE
CURRENCYSHARES JAPANESE YEN
TR JAPANESE YEN SHS 23130A102 Common Stock 110 891.00 SOLE N/A NONE
CURTISS WRIGHT CORP 231561101 Common Stock 1 36.00 SOLE N/A NONE
CVS CAREMARK CORP 126650100 Common Stock 189 4,053.20 SOLE N/A NONE
9
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
CYPRESS SEMICONDUCTOR CORP COM 232806109 Common Stock 11 800.00 SOLE N/A NONE
CYS INVTS INC COM 12673A108 Common Stock 192 13,976.00 SOLE N/A NONE
CYTEC INDS INC COM 232820100 Common Stock 2 27.00 SOLE N/A NONE
CYTORI THERAPEUTICS INC COM 23283K105 Common Stock 0 28.00 SOLE N/A NONE
D R HORTON INC 23331A109 Common Stock 61 3,330.00 SOLE N/A NONE
DANAHER CORP COM 235851102 Common Stock 44 839.08 SOLE N/A NONE
DARDEN RESTAURANTS INC COM 237194105 Common Stock 96 1,892.83 SOLE N/A NONE
DARLING INTL INC 237266101 Common Stock 2 135.00 SOLE N/A NONE
DAVITA INC COM 23918K108 Common Stock 34 343.00 SOLE N/A NONE
DCT INDL TR INC COM 233153105 Common Stock 4 700.00 SOLE N/A NONE
DDR CORP COM ISIN#US23317H1023 23317H102 Common Stock 0 9.00 SOLE N/A NONE
DEAN FOODS CO NEW COM 242370104 Common Stock 2 115.00 SOLE N/A NONE
DECKERS OUTDOOR CORP COM 243537107 Common Stock 9 215.00 SOLE N/A NONE
DEERE & CO 244199105 Common Stock 891 11,022.63 SOLE N/A NONE
DELL INC COM 24702R101 Common Stock 17 1,329.00 SOLE N/A NONE
DELPHI AUTOMOTIVE PLC SHS
ISIN#JE00B783TY65 G27823106 Common Stock 3 100.00 SOLE N/A NONE
DELTA AIRLINES INC COM NEW 247361702 Common Stock 33 3,039.00 SOLE N/A NONE
DENBURY RES INC COM NEW 247916208 Common Stock 2 136.00 SOLE N/A NONE
DENDREON CORP COM 24823Q107 Common Stock 10 1,360.00 SOLE N/A NONE
DENTSPLY INTL INC NEW COM 249030107 Common Stock 24 634.00 SOLE N/A NONE
DEUTSCHE BANK AG NAMEN AKT
ISIN#DE0005140008 D18190898 Common Stock 0 5.00 SOLE N/A NONE
DEVON ENERGY CORP NEW COM 25179M103 Common Stock 63 1,091.21 SOLE N/A NONE
DIAGEO PLC SPONSORED ADR NEW 25243Q205 Common Stock ADR 109 1,053.53 SOLE N/A NONE
DIAMOND FOODS INC COM 252603105 Common Stock 1 66.00 SOLE N/A NONE
DIAMOND OFFSHORE DRILLING INC
COM 25271C102 Common Stock 40 670.01 SOLE N/A NONE
DIANA CONTAINERSHIPS INC SHS
ISIN#MHY2069P1016 Y2069P101 Common Stock 0 45.00 SOLE N/A NONE
DIANA SHIPPING INC COM Y2066G104 Common Stock 7 908.00 SOLE N/A NONE
DIGITAL RIVER INC COM 25388B104 Common Stock 7 411.00 SOLE N/A NONE
DIGITAL RLTY TR INC COM 253868103 Common Stock 99 1,325.15 SOLE N/A NONE
DIODES INC COM 254543101 Common Stock 26 1,389.00 SOLE N/A NONE
DIRECTV COM CL A 25490A101 Common Stock 188 3,861.00 SOLE N/A NONE
DIREXION SHS ETF TR DEVELOPED
MKTS BEAR 3X SHS NEW 25459W169 Common Stock 0 9.00 SOLE N/A NONE
DIREXION SHS ETF TR DAILY S&P
500 BEAR 3X SH S NEW 25459W151 Common Stock 0 21.00 SOLE N/A NONE
DIREXION SHS ETF TR DAILY
SMALL CAP BEAR 3X SHS NEW
FEB 2011 25459W110 Common Stock 0 26.00 SOLE N/A NONE
DISCOVER FINL SVCS COM INC 254709108 Common Stock 21 596.00 SOLE N/A NONE
DISCOVERY COMMUNICATIONS INC
NEW COM SER A 25470F104 Common Stock 90 1,661.00 SOLE N/A NONE
DISCOVERY COMMUNICATIONS INC
COM SER C COM NEW 25470F302 Common Stock 3 60.00 SOLE N/A NONE
DISH NETWORK CORP CL A 25470M109 Common Stock 12 430.00 SOLE N/A NONE
DISNEY WALT CO DISNEY COM 254687106 Common Stock 807 16,647.70 SOLE N/A NONE
DOLBY LABORATORIES INC CL A 25659T107 Common Stock 2 59.00 SOLE N/A NONE
DOLLAR GEN CORP NEW COM 256677105 Common Stock 24 434.00 SOLE N/A NONE
DOLLAR TREE INC COM 256746108 Common Stock 76 1,414.02 SOLE N/A NONE
DOMINION RES INC VA COM 25746U109 Common Stock 111 2,050.13 SOLE N/A NONE
10
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
DOMINOS PIZZA INC COM 25754A201 Common Stock 15 500.00 SOLE N/A NONE
R R DONNELLEY & SONS CO COM 257867101 Common Stock 12 1,062.00 SOLE N/A NONE
DORAL FINL CORP COM NEW
ISIN#PR25811P8869 25811P886 Common Stock 0 5.00 SOLE N/A NONE
DORCHESTER MINERALS LP COM
UNITS 25820R105 Common Stock 13 600.00 SOLE N/A NONE
DOUGLAS EMMETT INC COM 25960P109 Common Stock 2 87.00 SOLE N/A NONE
DOVER CORP 260003108 Common Stock 38 707.00 SOLE N/A NONE
DOW CHEM CO 260543103 Common Stock 123 3,903.49 SOLE N/A NONE
DR PEPPER SNAPPLE GROUP INC
COM ISIN#US26138E1091 26138E109 Common Stock 40 915.61 SOLE N/A NONE
DR REDDY LABS LTD ADR 256135203 Common Stock ADR 9 300.00 SOLE N/A NONE
DREAMWORKS ANIMATION SKG INC
CL A 26153C103 Common Stock 14 717.00 SOLE N/A NONE
DRIL-QUIP INC COM 262037104 Common Stock 13 196.00 SOLE N/A NONE
DRYSHIPS INC COM SHS Y2109Q101 Common Stock 248 113,396.00 SOLE N/A NONE
DTE ENERGY CO COM 233331107 Common Stock 212 3,574.00 SOLE N/A NONE
DU PONT E I DE NEMOURS & CO
COM 263534109 Common Stock 456 9,022.70 SOLE N/A NONE
DUFF & PHELPS CORP NEW CL A
COM 26433B107 Common Stock 1 40.00 SOLE N/A NONE
DUKE ENERGY CORP NEW COM R/S
EFF 07/03/12 1 OLD /
.3333334 CU 26441C204 DUKE
ENERGY CORP 26441C105 Common Stock 218 9,469.53 SOLE N/A NONE
DUKE REALTY CORP COM NEW 264411505 Common Stock 0 31.00 SOLE N/A NONE
DUN & BRADSTREET CORP DEL NEW
COM 26483E100 Common Stock 9 128.49 SOLE N/A NONE
DUNKIN BRANDS GROUP INC COM 265504100 Common Stock 33 950.00 SOLE N/A NONE
DXP ENTERPRISES INC COM NEW 233377407 Common Stock 11 255.00 SOLE N/A NONE
DYAX CORP COM 26746E103 Common Stock 7 3,500.00 SOLE N/A NONE
DYNEX CAP INC COM NEW 26817Q506 Common Stock 7 654.00 SOLE N/A NONE
EMC CORP (MASS) COM 268648102 Common Stock 347 13,550.00 SOLE N/A NONE
E TRADE FINL CORP COM NEW 269246401 Common Stock 0 10.00 SOLE N/A NONE
EAGLE BULK SHIPPING INC SHS
NEW ISIN#MHY2187A1192 Y2187A119 Common Stock 0 20.00 SOLE N/A NONE
EASTMAN CHEM CO COM 277432100 Common Stock 170 3,376.99 SOLE N/A NONE
EATON CORP COM 278058102 Common Stock 51 1,291.67 SOLE N/A NONE
EATON VANCE CORP COM NON VTG 278265103 Common Stock 68 2,537.00 SOLE N/A NONE
EBAY INC COM 278642103 Common Stock 117 2,776.00 SOLE N/A NONE
EBIX INC COM NEW 278715206 Common Stock 2 100.00 SOLE N/A NONE
ECA MARCELLUS TR I COM UNIT 26827L109 Common Stock 5 250.00 SOLE N/A NONE
ECHELON CORP OC-COM 27874N105 Common Stock 0 60.00 SOLE N/A NONE
ECOLAB INC 278865100 Common Stock 18 269.00 SOLE N/A NONE
EDISON INTERNATIONAL 281020107 Common Stock 12 249.00 SOLE N/A NONE
EL PASO ELECTRIC CO COM NEW 283677854 Common Stock 1 35.00 SOLE N/A NONE
EL PASO PIPELINE PARTNERS L P
COM UNIT LTD PARTNERSHIP
INT 283702108 Common Stock 84 2,488.00 SOLE N/A NONE
ELDORADO GOLD CORP NEW COM
ISIN#CA2849021035 284902103 Common Stock 4 352.48 SOLE N/A NONE
ELECTRONIC ARTS INC COM 285512109 Common Stock 2 177.00 SOLE N/A NONE
EMBRAER S A SPONSORED ADR
REPSTG 4 COM SHS
ISIN#US29082A1079 29082A107 Common Stock ADR 5 200.00 SOLE N/A NONE
EMERSON ELEC CO COM 291011104 Common Stock 87 1,872.00 SOLE N/A NONE
ENBRIDGE ENERGY PARTNERS LP
COM 29250R106 Common Stock 2 75.00 SOLE N/A NONE
ENBRIDGE INC COM
ISIN#CA29250N1050 29250N105 Common Stock 29 720.00 SOLE N/A NONE
ENCANA CORP COM SHS
ISIN#CA2925051047 292505104 Common Stock 10 500.00 SOLE N/A NONE
11
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
ENDO HEALTH SOLUTIONS INC COM 29264F205 Common Stock 1 21.00 SOLE N/A NONE
ENERGEN CORP COM 29265N108 Common Stock 44 976.00 SOLE N/A NONE
ENERGIZER HLDGS INC COM 29266R108 Common Stock 5 67.00 SOLE N/A NONE
ENERGY TRANSFER EQUITY LP COM
UNITS REPSTG LTD
PARTNERSHIP INT 29273V100 Common Stock 107 2,600.00 SOLE N/A NONE
ENERGY TRANSFER PARTNERS L P
UNIT LTD PARTNERSHIP INT 29273R109 Common Stock 564 12,771.21 SOLE N/A NONE
ENERGY XXI BERMUDA USD
UNRESTRICTED SHS NEW
ISIN#BMG100821401 G10082140 Common Stock 1 40.00 SOLE N/A NONE
ENERPLUS CORP COM
ISIN#CA2927661025 292766102 Common Stock 64 5,000.12 SOLE N/A NONE
ENERSIS S A SPON ADR
ISIN#US29274F1049 29274F104 Common Stock ADR 1 76.00 SOLE N/A NONE
ENERSYS COM 29275Y102 Common Stock 3 82.00 SOLE N/A NONE
ENI SPA SPONSORED ADR 26874R108 Common Stock ADR 5 121.00 SOLE N/A NONE
ENPRO INDS INC COM 29355X107 Common Stock 3 68.00 SOLE N/A NONE
ENSCO PLC SHS CL A
ISIN#GB00B4VLR192 G3157S106 Common Stock 3 56.00 SOLE N/A NONE
ENTERGY CORP NEW COM 29364G103 Common Stock 13 190.00 SOLE N/A NONE
ENTERPRISE PRODS PARTNERS L P
COM UNIT 293792107 Common Stock 854 16,671.36 SOLE N/A NONE
EOG RES INC COM 26875P101 Common Stock 44 492.97 SOLE N/A NONE
EQUIFAX INC 294429105 Common Stock 0 4.00 SOLE N/A NONE
EQUINIX INC COM NEW 29444U502 Common Stock 27 154.00 SOLE N/A NONE
EQUITY ONE INC COM 294752100 Common Stock 1 40.00 SOLE N/A NONE
EQUITY RESIDENTIAL SHS BEN INT 29476L107 Common Stock 30 485.00 SOLE N/A NONE
ERICSSON L M TEL CO ADR CL B
SEK 10 NEW EXCH FOR ADR CL
B SEK NEW 294821608 Common Stock ADR 157 17,200.09 SOLE N/A NONE
ESTERLINE TECH CORP FRMLY
ESTERLINE CORP 297425100 Common Stock 23 373.00 SOLE N/A NONE
ETFS GOLD TR SH 26922Y105 Common Stock 78 492.00 SOLE N/A NONE
ETFS SILVER TR SILVER SHS ETF 26922X107 Common Stock 17 642.00 SOLE N/A NONE
EV ENERGY PARTNERS LP COM
UNITS REPSTG LTD PARTNER
INT 26926V107 Common Stock 64 1,277.17 SOLE N/A NONE
EVERCORE PARTNERS INC CL A 29977A105 Common Stock 0 20.73 SOLE N/A NONE
EVEREST REINSURANCE GROUP LTD
SHS ISIN#BMG3223R1088 G3223R108 Common Stock 4 43.00 SOLE N/A NONE
EXELIS INC COM 30162A108 Common Stock 4 358.00 SOLE N/A NONE
EXELON CORP COM 30161N101 Common Stock 814 21,630.29 SOLE N/A NONE
EXPEDIA INC DEL COM NEW 30212P303 Common Stock 38 784.57 SOLE N/A NONE
EXPEDITORS INTL WASH INC 302130109 Common Stock 34 868.89 SOLE N/A NONE
EXPRESS SCRIPTS HLDG CO COM 30219G108 Common Stock 214 3,833.00 SOLE N/A NONE
EXTERRAN PARTNERS L P COM
UNITS REPSTG LTD PARTNER
INT 30225N105 Common Stock 8 400.00 SOLE N/A NONE
EXXON MOBIL CORP COM 30231G102 Common Stock 6,846 80,008.46 SOLE N/A NONE
FMC CORP NEW 302491303 Common Stock 33 624.20 SOLE N/A NONE
F5 NETWORKS INC COM 315616102 Common Stock 258 2,590.00 SOLE N/A NONE
FACEBOOK INC CL A 30303M102 Common Stock 747 24,009.00 SOLE N/A NONE
FACTSET RESEARCH SYSTEMS INC 303075105 Common Stock 1 10.00 SOLE N/A NONE
FAIR ISAAC CORPORATION COM 303250104 Common Stock 0 6.00 SOLE N/A NONE
FAMILY DOLLAR STORES 307000109 Common Stock 161 2,427.00 SOLE N/A NONE
FASTENAL CO 311900104 Common Stock 14 359.00 SOLE N/A NONE
FEDERAL SIGNAL CORP 313855108 Common Stock 2 307.26 SOLE N/A NONE
FEDERATED INVS INC PA CL B 314211103 Common Stock 1 40.00 SOLE N/A NONE
FEDEX CORP COM 31428X106 Common Stock 492 5,370.62 SOLE N/A NONE
12
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
FEI COMPANY COMMON 30241L109 Common Stock 9 178.00 SOLE N/A NONE
FERRELLGAS PARTNERS L P UNIT
LTD PARTNERSHIP INT 315293100 Common Stock 23 1,227.00 SOLE N/A NONE
FIDELITY NATL FINL INC CL A
COM 31620R105 Common Stock 20 1,037.37 SOLE N/A NONE
FIDELITY NATL INFORMATION
SVCS INC COM 31620M106 Common Stock 0 13.00 SOLE N/A NONE
FIFTH ST FIN CORP COM 31678A103 Common Stock 23 2,328.91 SOLE N/A NONE
FIFTH THIRD BANCORP COM 316773100 Common Stock 156 11,633.90 SOLE N/A NONE
FIRST CASH FIN'L SVCS INC
(FORMALLY) FIRST CASH INC
EFF 1/14/99 31942D107 Common Stock 16 388.00 SOLE N/A NONE
FIRST CMNTY BANCSHARES INC
NEV COM 31983A103 Common Stock 2 148.00 SOLE N/A NONE
FIRST INDL RLTY TR INC COM 32054K103 Common Stock 2 165.00 SOLE N/A NONE
FIRST MIDWEST BANCORP INC ILL. 320867104 Common Stock 0 9.00 SOLE N/A NONE
FIRST NIAGARA FINL GROUP INC
NEW COM 33582V108 Common Stock 1 120.00 SOLE N/A NONE
FIRST POTOMAC RLTY TR COM 33610F109 Common Stock 1 120.00 SOLE N/A NONE
FIRST REP BK SAN FRANCISCO
CALIF NEW COM 33616C100 Common Stock 2 58.00 SOLE N/A NONE
FIRST SOLAR INC COM 336433107 Common Stock 10 653.00 SOLE N/A NONE
FIRST TR DOW JONES SELECT
MICROCAP INDEX FD COM SHS
ANNUAL 33718M105 Common Stock 13 627.00 SOLE N/A NONE
FIRST TR EXCHANGE-TRADED FD
II CONSUMER DISCRETIONARY
ALPHADEX (FD ANNUAL) 33734X101 Common Stock 7 338.00 SOLE N/A NONE
FIRST TR EXCHANGE-TRADED FD
II CONSUMER STAPLES
ALPHADEX 33734X119 Common Stock 448 18,328.00 SOLE N/A NONE
FIRST TR EXCHANGE TRADED FD
DOW JONES INTERNET INDEX FD 33733E302 Common Stock 4 103.00 SOLE N/A NONE
FIRST TR EXCHANGE-TRADED FD
II ENERGY ALPHADEX FD
ANNUAL 33734X127 Common Stock 4 205.00 SOLE N/A NONE
FIRST TR EXCHANGE-TRADED FD
II ISE CLOUD COMPUTING
INDEX FD 33734X192 Common Stock 11 615.00 SOLE N/A NONE
FIRST TR EXCHANGE TRADED FD
AMEX BIOTECHNOLOGY INDEX FD 33733E203 Common Stock 16 365.00 SOLE N/A NONE
FIRST TR EXCHANGE-TRADED FD
DB STRATEGIC VALUE INDEX FD 33733E104 Common Stock 13 550.00 SOLE N/A NONE
FIRST TR ISE GLOBAL WIND
ENERGY INDEX FD COM SHS 33736G106 Common Stock 5 750.00 SOLE N/A NONE
FIRST TR ISE REVERE NAT GAS
INDEX FD COM 33734J102 Common Stock 173 10,523.86 SOLE N/A NONE
FIRST TR ISE WTR INDEX FD COM 33733B100 Common Stock 2 100.00 SOLE N/A NONE
FIRST TR MORNINGSTAR DIVID
LEADERS INDEX FD SHS 336917109 Common Stock 8 410.00 SOLE N/A NONE
FIRST TR NASDAQ 100
TECHNOLOGY INDEX FD SHS 337345102 Common Stock 6 222.00 SOLE N/A NONE
FIRST TR S&P REIT INDEX FD COM 33734G108 Common Stock 13 746.00 SOLE N/A NONE
FIRST TR IPOX INDEX FD SHS 336920103 Common Stock 0 1.00 SOLE N/A NONE
FIRST TR VALUE LINE DIVID
INDEX FD SHS
ISIN#US33734H1068 33734H106 Common Stock 29 1,749.00 SOLE N/A NONE
FIRSTENERGY CORP COM 337932107 Common Stock 19 396.00 SOLE N/A NONE
FISERV INC COM 337738108 Common Stock 69 957.00 SOLE N/A NONE
FIVE STAR QUALITY CARE INC COM 33832D106 Common Stock 0 1.00 SOLE N/A NONE
FLEXTRONICS INTL LTD ORD SHS
ISIN#SG9999000020 Y2573F102 Common Stock 1 100.00 SOLE N/A NONE
FLIR SYSTEMS INC 302445101 Common Stock 3 134.00 SOLE N/A NONE
FLOWSERVE CORP COM 34354P105 Common Stock 11 100.00 SOLE N/A NONE
FLUOR CORP NEW COM 343412102 Common Stock 52 1,062.32 SOLE N/A NONE
FMC TECHNOLOGIES INC COM 30249U101 Common Stock 8 203.00 SOLE N/A NONE
F N B CORP PA COM 302520101 Common Stock 60 5,500.00 SOLE N/A NONE
FOMENTO ECONOMICO MEX S A B
DE C V NEW
ISIN#US3444191064 SPON ADR
REP UNIT1 SER B SH & 2 SER
D B SHS & 2 SER D L SHS 344419106 Common Stock ADR 8 92.33 SOLE N/A NONE
FOOT LOCKER INC COM 344849104 Common Stock 31 1,024.00 SOLE N/A NONE
FORD MOTOR CO DEL COM PAR 345370860 Common Stock 758 79,073.93 SOLE N/A NONE
FOREST CITY ENTERPRISES INC
CL A 345550107 Common Stock 0 19.00 SOLE N/A NONE
13
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
FOREST LABS INC COM 345838106 Common Stock 44 1,268.00 SOLE N/A NONE
FORESTAR GROUP INC COM 346233109 Common Stock 1 72.00 SOLE N/A NONE
FORTUNE BRANDS HOMES & SEC
INC COM 34964C106 Common Stock 1 23.00 SOLE N/A NONE
FOSSIL INC COM 349882100 Common Stock 38 500.00 SOLE N/A NONE
FRANCE TELECOM SPONSORED ADR 35177Q105 Common Stock ADR 21 1,595.00 SOLE N/A NONE
FRANCESCAS HLDGS CORP COM 351793104 Common Stock 1 25.00 SOLE N/A NONE
FRANKLIN ELEC INC 353514102 Common Stock 3 60.00 SOLE N/A NONE
FRANKLIN RESOURCES INC 354613101 Common Stock 6 51.00 SOLE N/A NONE
FREEPORT-MCMORAN COPPER &
GOLD INC CL B 35671D857 Common Stock 773 22,698.74 SOLE N/A NONE
FRESH MKT INC COM 35804H106 Common Stock 48 900.00 SOLE N/A NONE
FRONTIER COMMUNICATIONS CORP
COM 35906A108 Common Stock 52 13,542.41 SOLE N/A NONE
FRONTLINE LTD SHS
ISIN#BMG3682E1277 G3682E127 Common Stock 1 256.00 SOLE N/A NONE
FUELCELL ENERGY INC COM 35952H106 Common Stock 5 5,000.00 SOLE N/A NONE
FUSHI COPPERWELD INC COM 36113E107 Common Stock 0 26.00 SOLE N/A NONE
FUSION-IO INC COM 36112J107 Common Stock 48 2,291.00 SOLE N/A NONE
GAFISA S A SPONS ADR REPSTG 2
COM SHS 362607301 Common Stock ADR 1 208.43 SOLE N/A NONE
GALLAGHER ARTHUR J & CO 363576109 Common Stock 12 335.65 SOLE N/A NONE
GAMESTOP CORP NEW CLASS A 36467W109 Common Stock 14 783.51 SOLE N/A NONE
GANNETT COMPANY INC 364730101 Common Stock 4 298.00 SOLE N/A NONE
GAP INC 364760108 Common Stock 17 616.00 SOLE N/A NONE
GARDNER DENVER INC
(PREVIOUSLY KNOWN AS
GARDNER MACHINERY INC) 365558105 Common Stock 19 354.00 SOLE N/A NONE
GARMIN LTD SHS
ISIN#CH0114405324 H2906T109 Common Stock 11 275.00 SOLE N/A NONE
GATX CORP 361448103 Common Stock 2 50.00 SOLE N/A NONE
GAYLORD ENTMT CO NEW COM 367905106 Common Stock 8 200.00 SOLE N/A NONE
GENCO SHIPPING & TRADING LTD
SHS ISIN#MHY2685T1073 Y2685T107 Common Stock 1 200.00 SOLE N/A NONE
GENERAL DYNAMICS CORP COM 369550108 Common Stock 65 978.13 SOLE N/A NONE
GENERAL ELECTRIC CO COM 369604103 Common Stock 3,710 178,010.49 SOLE N/A NONE
GENERAL MILLS INC COM 370334104 Common Stock 430 11,151.66 SOLE N/A NONE
GENERAL MTRS CO COM 37045V100 Common Stock 133 6,750.00 SOLE N/A NONE
GENESEE & WYO INC CL A 371559105 Common Stock 8 155.00 SOLE N/A NONE
GENESIS ENERGY L P UNIT LTD
PARTNERSHIP INT 371927104 Common Stock 41 1,400.00 SOLE N/A NONE
GENON ENERGY INC COM 37244E107 Common Stock 1 493.00 SOLE N/A NONE
GENTEX CORP COM 371901109 Common Stock 17 800.00 SOLE N/A NONE
GENUINE PARTS CO 372460105 Common Stock 189 3,130.00 SOLE N/A NONE
GENWORTH FINL INC COM CL A 37247D106 Common Stock 16 2,761.00 SOLE N/A NONE
GEOEYE INC COM 37250W108 Common Stock 2 100.00 SOLE N/A NONE
GERON CORP COM 374163103 Common Stock 0 15.00 SOLE N/A NONE
GILEAD SCIENCES INC 375558103 Common Stock 424 8,268.00 SOLE N/A NONE
GIVEN IMAGING ORD SHS
ISIN#IL0010865371 M52020100 Common Stock 3 200.00 SOLE N/A NONE
GLAXOSMITHKLINE PLC SPONS ADR 37733W105 Common Stock ADR 128 2,801.15 SOLE N/A NONE
GLIMCHER RLTY TR SH BEN INT 379302102 Common Stock 0 25.00 SOLE N/A NONE
GLOBAL PMTS INC COM 37940X102 Common Stock 8 175.00 SOLE N/A NONE
GLOBAL X FDS GLOBAL X COPPER
MINERS ETF 37950E861 Common Stock 2 200.00 SOLE N/A NONE
14
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
GLOBAL X FDS GLOBAL X SILVER
MINERS ETF 37950E853 Common Stock 188 10,085.00 SOLE N/A NONE
GLOBAL X FDS GLOBAL X SOCIAL
MEDIA INDEX ETF 37950E416 Common Stock 27 2,000.00 SOLE N/A NONE
GNC HLDGS INC COM CL A 36191G107 Common Stock 39 1,004.00 SOLE N/A NONE
GOLD FIELDS LTD NEW SPONS ADR 38059T106 Common Stock ADR 17 1,366.00 SOLE N/A NONE
GOLDCORP INC NEW COM
ISIN#CA3809564097 380956409 Common Stock 46 1,210.00 SOLE N/A NONE
GOLDMAN SACHS GROUP INC COM 38141G104 Common Stock 521 5,429.83 SOLE N/A NONE
GOODRICH CORP 382388106 Common Stock 16 125.00 SOLE N/A NONE
GOODYEAR TIRE & RUBR CO COM 382550101 Common Stock 10 832.00 SOLE N/A NONE
GOOGLE INC CL A 38259P508 Common Stock 730 1,258.00 SOLE N/A NONE
GRACE W R & CO DEL NEW COM 38388F108 Common Stock 8 152.00 SOLE N/A NONE
GRACO INC 384109104 Common Stock 0 3.00 SOLE N/A NONE
GRAHAM CORP 384556106 Common Stock 2 100.00 SOLE N/A NONE
GRAINGER WW INC 384802104 Common Stock 40 209.34 SOLE N/A NONE
GRAMERCY CAP CORP COM 384871109 Common Stock 3 1,352.00 SOLE N/A NONE
GREAT PLAINS ENERGY INC COM 391164100 Common Stock 1 35.00 SOLE N/A NONE
GREEN MTN COFFEE ROASTERS INC
COM 393122106 Common Stock 27 1,231.00 SOLE N/A NONE
GREEN PLAINS RENEWABLE ENERGY
INC COM 393222104 Common Stock 3 483.00 SOLE N/A NONE
GREENHAVEN CONTINUOUS
COMMODITY INDEX FD UNIT
BEN INT 395258106 Common Stock 515 18,142.00 SOLE N/A NONE
GREENHILL & CO INC COM 395259104 Common Stock 1 17.00 SOLE N/A NONE
GREIF INC CL A 397624107 Common Stock 159 3,876.00 SOLE N/A NONE
GROUPON INC COM CL A 399473107 Common Stock 1 100.00 SOLE N/A NONE
GT ADVANCED TECHNOLOGIES INC
COM 36191U106 Common Stock 11 2,000.00 SOLE N/A NONE
GTX INC DEL COM 40052B108 Common Stock 1 201.00 SOLE N/A NONE
GUANGSHEN RY LTD SPONSORED ADR 40065W107 Common Stock ADR 95 6,330.00 SOLE N/A NONE
GUESS INC COM 401617105 Common Stock 19 622.45 SOLE N/A NONE
GULFMARK OFFSHORE INC CL A NEW 402629208 Common Stock 1 29.00 SOLE N/A NONE
HAIN CELESTIAL GROUP INC COM 405217100 Common Stock 6 112.00 SOLE N/A NONE
HALLIBURTON CO COM 406216101 Common Stock 673 23,694.02 SOLE N/A NONE
HANESBRANDS INC COM 410345102 Common Stock 6 229.00 SOLE N/A NONE
HANWHA SOLARONE CO LTD
SPONSORED ADR
ISIN#US41135V1035 41135V103 Common Stock ADR 1 820.00 SOLE N/A NONE
HARLEY DAVIDSON INC COM 412822108 Common Stock 51 1,110.00 SOLE N/A NONE
HARMAN INTL INDS INC NEW COM 413086109 Common Stock 1 25.00 SOLE N/A NONE
HARRIS CORP DEL 413875105 Common Stock 43 1,027.00 SOLE N/A NONE
HARSCO CORP 415864107 Common Stock 2 92.00 SOLE N/A NONE
HARTFORD FINL SVCS GROUP INC
COM 416515104 Common Stock 14 802.65 SOLE N/A NONE
HASBRO INC COM 418056107 Common Stock 238 7,037.10 SOLE N/A NONE
HATTERAS FINL CORP COM 41902R103 Common Stock 303 10,579.00 SOLE N/A NONE
HAWAIIAN ELEC INDS INC COM 419870100 Common Stock 41 1,450.00 SOLE N/A NONE
HAYNES INTL INC COM NEW 420877201 Common Stock 1 10.00 SOLE N/A NONE
HCA HLDGS INC COM 40412C101 Common Stock 1 42.00 SOLE N/A NONE
HCC INS HLDGS INC COM 404132102 Common Stock 2 53.00 SOLE N/A NONE
HCP INC COM 40414L109 Common Stock 18 401.00 SOLE N/A NONE
HEADWATERS INC COM 42210P102 Common Stock 1 100.00 SOLE N/A NONE
15
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
HEALTH CARE REIT INC COM 42217K106 Common Stock 163 2,792.00 SOLE N/A NONE
HEALTHCARE REALTY TRUST INC 421946104 Common Stock 1 25.00 SOLE N/A NONE
HEALTHCARE SVCS GROUP INC COM 421906108 Common Stock 3 161.00 SOLE N/A NONE
HEALTHSOUTH CORP COM NEW 421924309 Common Stock 0 21.00 SOLE N/A NONE
HEALTHWAYS INC COM 422245100 Common Stock 1 74.00 SOLE N/A NONE
HECLA MINING COMPANY 422704106 Common Stock 1 150.00 SOLE N/A NONE
HEINZ H J COMPANY 423074103 Common Stock 935 17,199.56 SOLE N/A NONE
HELEN OF TROY LTD ORD NEW
ISIN#BMG4388N1065 G4388N106 Common Stock 3 90.00 SOLE N/A NONE
HELMERICH & PAYNE INC COM 423452101 Common Stock 8 191.00 SOLE N/A NONE
HENRY JACK & ASSOC INC COM 426281101 Common Stock 0 4.00 SOLE N/A NONE
HERBALIFE LTD USD COM SHS
ISIN#KYG4412G1010 G4412G101 Common Stock 107 2,209.76 SOLE N/A NONE
HERSHEY CO COM 427866108 Common Stock 14 200.00 SOLE N/A NONE
HERTZ GLOBAL HLDGS INC COM 42805T105 Common Stock 10 812.00 SOLE N/A NONE
HESS CORP COM 42809H107 Common Stock 109 2,509.00 SOLE N/A NONE
HEWLETT PACKARD CO COM 428236103 Common Stock 121 6,007.00 SOLE N/A NONE
HEXCEL CORP NEW COM 428291108 Common Stock 3 132.00 SOLE N/A NONE
HITACHI LTD ADR 10 COM NEW
ISIN#US4335785071 433578507 Common Stock ADR 37 600.00 SOLE N/A NONE
HI-TECH PHARMACAL INC COM 42840B101 Common Stock 1 29.70 SOLE N/A NONE
HMS HLDGS CORP COM 40425J101 Common Stock 20 600.00 SOLE N/A NONE
HOLLYFRONTIER CORP COM 436106108 Common Stock 27 751.80 SOLE N/A NONE
HOLOGIC INC COM 436440101 Common Stock 1 75.00 SOLE N/A NONE
HOME BANCSHARES INC COM 436893200 Common Stock 18 594.00 SOLE N/A NONE
HOME DEPOT INC COM 437076102 Common Stock 820 15,465.36 SOLE N/A NONE
HOME PPTYS INC COM 437306103 Common Stock 26 421.80 SOLE N/A NONE
HONDA MTR LTD ADR
REPRESENTING 2 ORD SHS 438128308 Common Stock ADR 11 321.00 SOLE N/A NONE
HONEYWELL INTL INC COM
ISIN#US4385161066 438516106 Common Stock 360 6,440.93 SOLE N/A NONE
HORMEL FOODS CORP COM 440452100 Common Stock 6 200.00 SOLE N/A NONE
HOSPIRA INC COM 441060100 Common Stock 12 354.00 SOLE N/A NONE
HOST HOTELS & RESORTS INC 44107P104 Common Stock 3 212.00 SOLE N/A NONE
HOVNANIAN ENTERPRISES INC CL
A COM 442487203 Common Stock 2 744.00 SOLE N/A NONE
HSBC HLDGS PLC SPONS ADR NEW 404280406 Common Stock ADR 26 592.00 SOLE N/A NONE
HSN INC NEW COM 404303109 Common Stock 0 2.00 SOLE N/A NONE
HUANENG PWR INTL INC
SPONSORED ADR SER N SHS 443304100 Common Stock ADR 6 201.00 SOLE N/A NONE
HUBBELL INC CL A 443510102 Common Stock 7 100.00 SOLE N/A NONE
HUBBELL INC CL B (PREVIOUSLY
HUBBELL HARVEY INC) 443510201 Common Stock 16 200.00 SOLE N/A NONE
HUDSON CITY BANCORP INC 443683107 Common Stock 212 33,231.61 SOLE N/A NONE
HUMAN GENOME SCIENCES INC COM 444903108 Common Stock 12 898.00 SOLE N/A NONE
HUMANA INC COM 444859102 Common Stock 18 226.00 SOLE N/A NONE
HUNT J B TRANS SVCS INC COM 445658107 Common Stock 7 120.00 SOLE N/A NONE
HUNTINGTON BANCSHARES INC 446150104 Common Stock 35 5,544.00 SOLE N/A NONE
HUNTINGTON INGALLS INDS INC
COM 446413106 Common Stock 1 36.00 SOLE N/A NONE
HUTCHINSON TECHNOLOGY INC 448407106 Common Stock 1 1,000.00 SOLE N/A NONE
HYPERDYNAMICS CORP COM 448954107 Common Stock 2 1,900.00 SOLE N/A NONE
16
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
IAC INTERACTIVECORP COM PAR 44919P508 Common Stock 3 60.00 SOLE N/A NONE
IAMGOLD CORP COM
ISIN#CA4509131088 450913108 Common Stock 4 300.00 SOLE N/A NONE
ICONIX BRAND GROUP INC COM 451055107 Common Stock 1 65.00 SOLE N/A NONE
IDEX CORP 45167R104 Common Stock 0 5.00 SOLE N/A NONE
IHS INC COM CL A 451734107 Common Stock 0 1.00 SOLE N/A NONE
ILLINOIS TOOL WORKS INC COM 452308109 Common Stock 415 7,840.22 SOLE N/A NONE
IMAX CORP COM 45245E109 Common Stock 2 100.00 SOLE N/A NONE
IMMUNOGEN INC COM 45253H101 Common Stock 1 75.00 SOLE N/A NONE
IMPAX LABORATORIES INC COM 45256B101 Common Stock 18 905.00 SOLE N/A NONE
IMPERIAL OIL LTD COM 453038408 Common Stock 36 850.00 SOLE N/A NONE
INCYTE CORP COM 45337C102 Common Stock 1 35.00 SOLE N/A NONE
INDEXIQ ETF TR IQ CANADA
SMALL CAP ETF 45409B867 Common Stock 4 200.00 SOLE N/A NONE
INDIA FUND INC COM
ISIN#US4540891037 454089103 Common Stock 166 8,163.65 SOLE N/A NONE
INERGY L P UNIT LTD
PARTNERSHIP INT 456615103 Common Stock 47 2,510.00 SOLE N/A NONE
INFOSYS LTD SPONSORED ADR
REPSTG 1 EQUITY SHS
ISIN#US4567881085 456788108 Common Stock ADR 60 1,333.00 SOLE N/A NONE
ING GROEP N V ADR 456837103 Common Stock ADR 0 65.00 SOLE N/A NONE
INGERSOLL RAND PLC SHS
ISIN#IE00B6330302 G47791101 Common Stock 35 841.00 SOLE N/A NONE
INGRAM MICRO INC CL A 457153104 Common Stock 10 567.00 SOLE N/A NONE
INGREDION INC COM 457187102 Common Stock 3 51.00 SOLE N/A NONE
INNOPHOS HLDGS INC COM 45774N108 Common Stock 4 62.70 SOLE N/A NONE
INTEGRA LIFESCIENCES HLDGS
CORP COM NEW 457985208 Common Stock 0 5.00 SOLE N/A NONE
INTEGRYS ENERGY GRP INC COM 45822P105 Common Stock 7 120.00 SOLE N/A NONE
INTEL CORP COM 458140100 Common Stock 1,330 49,903.43 SOLE N/A NONE
INTERCONTINENTAL EXCH ANGE
INC COM 45865V100 Common Stock 14 100.00 SOLE N/A NONE
INTERNATIONAL BUSINESS MACHS
CORP COM 459200101 Common Stock 4,424 22,618.59 SOLE N/A NONE
INTL FLAVORS & FRAGRANCES INC 459506101 Common Stock 7 123.00 SOLE N/A NONE
INTERNATIONAL GAME TECHNOLOGY
COM 459902102 Common Stock 2 156.00 SOLE N/A NONE
INTERNATIONAL SPEEDWAY CORP
CL A 460335201 Common Stock 19 734.00 SOLE N/A NONE
INTERPUBLIC GROUP COS INC COM 460690100 Common Stock 10 875.98 SOLE N/A NONE
INTERSIL CORP CL A 46069S109 Common Stock 0 11.00 SOLE N/A NONE
INTERVAL LEISURE GROUP INC COM 46113M108 Common Stock 0 2.00 SOLE N/A NONE
INTERNATIONAL PAPER CO 460146103 Common Stock 265 9,175.70 SOLE N/A NONE
INTUIT INCORPORATED COM 461202103 Common Stock 52 869.00 SOLE N/A NONE
INTUITIVE SURGICAL INC COM NEW 46120E602 Common Stock 197 355.00 SOLE N/A NONE
INVESCO LTD ORD SHS
ISIN#BMG491BT11088 G491BT108 Common Stock 3 141.00 SOLE N/A NONE
INVESCO MORTGAGE CAPITAL INC
COM 46131B100 Common Stock 141 7,709.70 SOLE N/A NONE
INVESTORS BANCORP INC COM 46146P102 Common Stock 25 1,660.00 SOLE N/A NONE
IPG PHOTONICS CORP COM 44980X109 Common Stock 10 225.00 SOLE N/A NONE
IRELAND BK SPONSORED ADR NEW
ISIN#US46267Q2021 46267Q202 Common Stock ADR 4 740.00 SOLE N/A NONE
IROBOT CORP COM 462726100 Common Stock 5 210.00 SOLE N/A NONE
IRON MTN INC PA COM 462846106 Common Stock 6 174.00 SOLE N/A NONE
ISHARES COMEX GOLD TR ISHARES 464285105 Common Stock 1,753 112,684.00 SOLE N/A NONE
ISHARES INC MSCI AUSTRALIA
INDEX FD 464286103 Common Stock 145 6,650.30 SOLE N/A NONE
17
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
ISHARES INC MSCI BRAZIL FREE
INDEX FD 464286400 Common Stock 280 5,412.96 SOLE N/A NONE
ISHARES INC MCSI BRIC INDEX FD 464286657 Common Stock 37 1,042.76 SOLE N/A NONE
ISHARES INC MSCI CDA INDEX FD 464286509 Common Stock 249 9,651.21 SOLE N/A NONE
ISHARES INC MSCI CHILE
INVESTABLE MARKET INDEX FD 464286640 Common Stock 87 1,420.96 SOLE N/A NONE
ISHARES INC MSCI EMU INDEX FD 464286608 Common Stock 7 246.00 SOLE N/A NONE
ISHARES INC MSCI GERMANY
INDEX FD 464286806 Common Stock 159 8,044.35 SOLE N/A NONE
ISHARES INC MSCI HONG KONG
INDEX FD 464286871 Common Stock 71 4,300.00 SOLE N/A NONE
ISHARES INC MSCI JAPAN INDEX
FD 464286848 Common Stock 5 534.00 SOLE N/A NONE
ISHARES INC MSCI MEXICO FREE
INDEX FD 464286822 Common Stock 29 467.05 SOLE N/A NONE
ISHARES INC MSCI PACIFIC
EX-JAPAN INDEX FD 464286665 Common Stock 203 4,983.73 SOLE N/A NONE
ISHARES INC MSCI SOUTH KOREA
INDEX FD 464286772 Common Stock 42 764.86 SOLE N/A NONE
ISHARES INC MSCI SINGAPORE
INDEX FD 464286673 Common Stock 144 11,706.10 SOLE N/A NONE
ISHARES INC MSCI SPAIN INDEX
FD 464286764 Common Stock 16 658.00 SOLE N/A NONE
ISHARES INC MSCI SOUTH AFRICA
INDEX FD 464286780 Common Stock 31 483.92 SOLE N/A NONE
ISHARES INC MSCI SWEDEN INDEX
FD 464286756 Common Stock 2 85.00 SOLE N/A NONE
ISHARES INC MSCI SWITZERLAND
INDEX FD 464286749 Common Stock 9 407.00 SOLE N/A NONE
ISHARES INC MSCI TAIWAN INDEX
FD 464286731 Common Stock 19 1,546.00 SOLE N/A NONE
ISHARES INC MSCI UNITED
KINGDOM INDEX FD 464286699 Common Stock 13 820.00 SOLE N/A NONE
ISHARES GSCI COMMODITY
INDEXED TR UNIT BEN INT 46428R107 Common Stock 40 1,322.00 SOLE N/A NONE
ISHARES SILVER TR ISHARES 46428Q109 Common Stock 1,759 66,014.00 SOLE N/A NONE
ISHARES TR BARCLAYS AGGREGATE
BD FD 464287226 Common Stock 1,414 12,701.22 SOLE N/A NONE
ISHARES TR BARCLAYS 1-3 YR
TREAS BD FD 464287457 Common Stock 2,516 29,819.81 SOLE N/A NONE
ISHARES TR BARCLAYS 1-3 YR CR
BD FD 464288646 Common Stock 1,749 16,701.26 SOLE N/A NONE
ISHARES TR BARCLAYS 20+ TREAS
BD FD 464287432 Common Stock 1,098 8,773.74 SOLE N/A NONE
ISHARES TR BARCLAYS 3-7 YR
TREAS BD FD 464288661 Common Stock 57 460.00 SOLE N/A NONE
ISHARES TR BARCLAYS 7-10 YR
TREAS BD FD 464287440 Common Stock 135 1,249.69 SOLE N/A NONE
ISHARES TR BARCLAYS MBS BD FD 464288588 Common Stock 283 2,610.84 SOLE N/A NONE
ISHARES TR BARCLAYS TIPS BD FD 464287176 Common Stock 9,737 81,345.82 SOLE N/A NONE
ISHARES TR COHEN & STEERS
REALTY MAJORS INDEX FD 464287564 Common Stock 275 3,500.49 SOLE N/A NONE
ISHARES TR DOW JONES US
HEALTH CARE PROVIDERS 464288828 Common Stock 10 150.00 SOLE N/A NONE
ISHARES TR DOW JONES US HOME
CONSTN INDEX FD 464288752 Common Stock 889 52,911.00 SOLE N/A NONE
ISHARES TR DOW JONES INTL
SELECT DIVIDEND INDEX FD 464288448 Common Stock 133 4,438.98 SOLE N/A NONE
ISHARES TR DOW JONES US
MEDICAL DEVICES INDEX 464288810 Common Stock 0 1.00 SOLE N/A NONE
ISHARES TR DOW JONES US OIL
EQUIP & SVCS INDEX FD 464288844 Common Stock 1 20.18 SOLE N/A NONE
ISHARES TR DOW JONES US OIL &
GAS EXPL & ISIN#464288851 464288851 Common Stock 3 50.00 SOLE N/A NONE
ISHARES TR DOW JONES US
REGIONAL BKS INDEX FD 464288778 Common Stock 1 45.00 SOLE N/A NONE
ISHARES TR DOW JONES SELECT
DIVID INDEX FD 464287168 Common Stock 2,099 37,360.98 SOLE N/A NONE
ISHARES TR DOW JONES U S
BASIC MATERIALS SECTOR 464287838 Common Stock 140 2,169.20 SOLE N/A NONE
ISHARES TR DOW JONES U S
ENERGY SECTOR INDEX FD 464287796 Common Stock 63 1,635.00 SOLE N/A NONE
ISHARES TR DOW JONES U S FINL
SECTOR INDEX FD 464287788 Common Stock 147 2,657.00 SOLE N/A NONE
ISHARES TR DOW JONES U S
HEALTHCARE SECTOR 464287762 Common Stock 516 6,486.00 SOLE N/A NONE
ISHARES TR DOW JONES U S
TOTAL MKT INDEX FD 464287846 Common Stock 450 6,603.00 SOLE N/A NONE
ISHARES TR DOW JONES U S INDL
SECTOR INDEX FD 464287754 Common Stock 98 1,445.08 SOLE N/A NONE
18
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
ISHARES TR DOW JONES U S REAL
ESTATE INDEX FD 464287739 Common Stock 482 7,539.44 SOLE N/A NONE
ISHARES TR DOW JONES U S
TECHNOLOGY SECTOR 464287721 Common Stock 208 2,915.00 SOLE N/A NONE
ISHARES TR DOW JONES U S 464287713 Common Stock 50 2,239.72 SOLE N/A NONE
ISHARES TR DOW JONES U S
UTILS SECTOR INDEX FD 464287697 Common Stock 156 1,736.00 SOLE N/A NONE
ISHARES TR FTSE CHINA 25
INDEX FD 464287184 Common Stock 293 8,693.25 SOLE N/A NONE
ISHARES TR IBOXX $ HIGH YIELD
CORP BD FD 464288513 Common Stock 2,084 22,825.71 SOLE N/A NONE
ISHARES TR IBOXX USD INVT
GRADE CORP BD FD 464287242 Common Stock 4,625 39,330.56 SOLE N/A NONE
ISHARES TR JPMORGAN USD
EMERGING MKTS BD FD 464288281 Common Stock 508 4,427.68 SOLE N/A NONE
ISHARES TR FTSE NAREIT MTG
REITS INDEX FD 464288539 Common Stock 170 11,962.00 SOLE N/A NONE
ISHARES TR MSCI EAFE INDEX FD 464287465 Common Stock 587 11,755.59 SOLE N/A NONE
ISHARES TR MSCI EMERGING MKTS
INDEX FD 464287234 Common Stock 1,291 32,986.06 SOLE N/A NONE
ISHARES TR KLD SELECT SOCIAL
INDEX FD 464288802 Common Stock 15 262.00 SOLE N/A NONE
ISHARES TR MSCI EAFE GROWTH
INDEX FD 464288885 Common Stock 39 731.09 SOLE N/A NONE
ISHARES TR MSCI ALL PERU
CAPPED INDEX FD 464289842 Common Stock 22 525.00 SOLE N/A NONE
ISHARES TR MSCI EAFE SMALL
CAP INDEX FD 464288273 Common Stock 52 1,442.00 SOLE N/A NONE
ISHARES TR MSCI EAFE VALUE
INDEX FD 464288877 Common Stock 89 2,099.17 SOLE N/A NONE
ISHARES TR NASDAQ
BIOTECHNOLOGY INDEX FD 464287556 Common Stock 375 2,884.00 SOLE N/A NONE
ISHARES TR NYSE 100 INDEX FD 464287135 Common Stock 32 495.00 SOLE N/A NONE
ISHARES TR PHLX SOX
SEMICONDUCTOR SECTOR INDEX
FD 464287523 Common Stock 16 298.00 SOLE N/A NONE
ISHARES TR RUSSELL MICROCAP
INDEX FD 464288869 Common Stock 72 1,440.00 SOLE N/A NONE
ISHARES TR RUSSELL 2000
GROWTH INDEX FD 464287648 Common Stock 295 3,225.87 SOLE N/A NONE
ISHARES TR RUSSELL 2000 VALUE
INDEX FD 464287630 Common Stock 365 5,187.33 SOLE N/A NONE
ISHARES TR RUSSELL 3000
GROWTH INDEX FD 464287671 Common Stock 5 98.26 SOLE N/A NONE
ISHARES TR RUSSELL 3000 VALUE
INDEX FD 464287663 Common Stock 66 739.00 SOLE N/A NONE
ISHARES TR RUSSELL 1000 INDEX
FD 464287622 Common Stock 521 6,924.87 SOLE N/A NONE
ISHARES TR RUSSELL 2000 INDEX
FD 464287655 Common Stock 1,057 13,286.71 SOLE N/A NONE
ISHARES TR RUSSELL 3000 INDEX
FD 464287689 Common Stock 119 1,483.00 SOLE N/A NONE
ISHARES TR RUSSELL MIDCAP
GROWTH INDEX FD 464287481 Common Stock 142 2,396.00 SOLE N/A NONE
ISHARES TR RUSSELL MIDCAP
VALUE INDEX FD 464287473 Common Stock 257 5,543.00 SOLE N/A NONE
ISHARES TR RUSSELL MIDCAP
INDEX FD 464287499 Common Stock 31 295.00 SOLE N/A NONE
ISHARES TR RUSSELL 1000
GROWTH INDEX FD 464287614 Common Stock 468 7,395.93 SOLE N/A NONE
ISHARES TR RUSSELL 1000 VALUE
INDEX FD 464287598 Common Stock 1,134 16,615.75 SOLE N/A NONE
ISHARES TR S&P 100 INDEX FD 464287101 Common Stock 4 64.00 SOLE N/A NONE
ISHARES TR S&P 500 INDEX FD 464287200 Common Stock 1,160 8,483.22 SOLE N/A NONE
ISHARES TR S&P 500 VALUE
INDEX FD 464287408 Common Stock 733 11,768.93 SOLE N/A NONE
ISHARES TR S&P NY MUN BD FD 464288323 Common Stock 183 1,650.00 SOLE N/A NONE
ISHARES TR S&P EMERGING MKTS 464288216 Common Stock 62 1,952.14 SOLE N/A NONE
ISHARES TR S&P EUROPE 350
INDEX FD 464287861 Common Stock 7 195.00 SOLE N/A NONE
ISHARES TR S&P GLOBAL ENERGY
SECTOR INDEX FD 464287341 Common Stock 685 18,878.32 SOLE N/A NONE
ISHARES TR S&P GLOBAL FINLS
SECTOR INDEX FD 464287333 Common Stock 3 90.00 SOLE N/A NONE
ISHARES TR S&P GLOBAL
HEALTHCARE SECTOR INDEX FD 464287325 Common Stock 36 607.00 SOLE N/A NONE
ISHARES TR S&P GLOBAL INFO
TECHNOLOGY SECTOR 464287291 Common Stock 3 50.00 SOLE N/A NONE
ISHARES TR S&P GLOBAL
TELECOMMUNICATIONS SECTOR 464287275 Common Stock 17 300.00 SOLE N/A NONE
19
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
ISHARES TR S&P GLOBAL 100
INDEX FD 464287572 Common Stock 7 114.13 SOLE N/A NONE
ISHARES TR S&P INDIA NIFTY 50
INDEX FD 464289529 Common Stock 67 3,075.00 SOLE N/A NONE
ISHARES TR S&P LATIN AMER 40
INDEX FD 464287390 Common Stock 156 3,772.63 SOLE N/A NONE
ISHARES TR S&P MIDCAP 400
GROWTH INDEX FD 464287606 Common Stock 657 6,209.77 SOLE N/A NONE
ISHARES TR S&P MIDCAP 400
INDEX FD 464287507 Common Stock 293 3,115.23 SOLE N/A NONE
ISHARES TR S&P MIDCAP 400
VALUE INDEX FD 464287705 Common Stock 401 4,911.45 SOLE N/A NONE
ISHARES TR S&P GSSI NAT RES
INDEX FD 464287374 Common Stock 144 4,073.74 SOLE N/A NONE
ISHARES TR S&P GSSI SOFTWARE
INDEX FD 464287515 Common Stock 19 301.00 SOLE N/A NONE
ISHARES TR S&P GSSI
TECHNOLOGY INDEX FD 464287549 Common Stock 13 192.00 SOLE N/A NONE
ISHARES TR S&P NATL MUN BD FD 464288414 Common Stock 1,086 9,869.35 SOLE N/A NONE
ISHARES TR S&P SMALLCAP 600
INDEX FD 464287804 Common Stock 88 1,194.88 SOLE N/A NONE
ISHARES TR S&P SMALLCAP 600
GROWTH INDEX FD 464287887 Common Stock 126 1,556.59 SOLE N/A NONE
ISHARES TR S&P SMALLCAP 600
VALUE INDEX FD 464287879 Common Stock 355 4,776.18 SOLE N/A NONE
ISHARES TR S&P 500 GROWTH
INDEX FD 464287309 Common Stock 823 11,197.00 SOLE N/A NONE
ISHARES TR S&P U S PFD STK
INDEX FD 464288687 Common Stock 2,361 60,484.63 SOLE N/A NONE
ISIS PHARMACEUTICALS CALIF COM 464330109 Common Stock 1 65.00 SOLE N/A NONE
ITAU UNIBANCO HLDG SA NS
SPONSORED ADR REPSTG 500
PFD ISIN#US4655621062 465562106 Preferred Stock ADR 2 135.84 SOLE N/A NONE
ITC HLDGS CORP COM
ISIN#US4656851056 465685105 Common Stock 1 14.00 SOLE N/A NONE
ITRON INC COM 465741106 Common Stock 16 380.00 SOLE N/A NONE
ITT CORP NEW COM NEW 450911201 Common Stock 3 178.00 SOLE N/A NONE
ITT EDUCATIONAL SERVICES INC.
COM 45068B109 Common Stock 41 675.00 SOLE N/A NONE
J2 GLOBAL INC COM 48123V102 Common Stock 16 597.28 SOLE N/A NONE
JA SOLAR HLDGS CO LTD SPON ADR 466090107 Common Stock ADR 1 1,276.00 SOLE N/A NONE
JABIL CIRCUIT INC COM 466313103 Common Stock 11 561.00 SOLE N/A NONE
JACK IN THE BOX INC COM 466367109 Common Stock 1 31.00 SOLE N/A NONE
JACOBS ENGR GROUP INC COM 469814107 Common Stock 2 41.00 SOLE N/A NONE
JANUS CAP GROUP INC COM 47102X105 Common Stock 96 12,318.88 SOLE N/A NONE
JAZZ PHARMACEUTICALS PLC SHS
USD ISIN#IE00B4Q5ZN47 G50871105 Common Stock 23 500.00 SOLE N/A NONE
JDS UNIPHASE CORP COM PAR
ISIN#US46612J5074 46612J507 Common Stock 6 512.00 SOLE N/A NONE
JEFFERIES GROUP INC NEW COM 472319102 Common Stock 1 87.00 SOLE N/A NONE
JETBLUE AIRWAYS CORP COM 477143101 Common Stock 0 75.00 SOLE N/A NONE
JIAYUAN COM INTL LTD
SPONSORED ADR
ISIN#US4773741024 477374102 Common Stock ADR 0 100.00 SOLE N/A NONE
JINKOSOLAR HLDG CO LTD
SPONSORED ADR
ISIN#US47759T1007 47759T100 Common Stock ADR 6 1,835.00 SOLE N/A NONE
JOHNSON & JOHNSON COM 478160104 Common Stock 3,271 48,415.46 SOLE N/A NONE
JOHNSON CTLS INC COM 478366107 Common Stock 457 16,483.86 SOLE N/A NONE
JONES LANG LASALLE INC COM 48020Q107 Common Stock 1 10.00 SOLE N/A NONE
JOY GLOBAL INC COM 481165108 Common Stock 89 1,561.30 SOLE N/A NONE
JPMORGAN CHASE & CO ALERIAN
MLP INDEX ETN BASED ON WAP
(LEVEL OF INDEX) 46625H365 Common Stock 363 9,358.21 SOLE N/A NONE
JP MORGAN CHASE & CO COM
ISIN#US46625H1005 46625H100 Common Stock 1,172 32,800.14 SOLE N/A NONE
JUNIPER NETWORKS INC COM 48203R104 Common Stock 16 951.00 SOLE N/A NONE
KAMAN CORP COM 483548103 Common Stock 12 400.00 SOLE N/A NONE
KANSAS CITY SOUTHN COM NEW 485170302 Common Stock 43 620.00 SOLE N/A NONE
KB HOME COM 48666K109 Common Stock 8 834.00 SOLE N/A NONE
20
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
KBR INC COM 48242W106 Common Stock 95 3,863.96 SOLE N/A NONE
KELLOGG CO 487836108 Common Stock 47 952.17 SOLE N/A NONE
KELLY SVCS INC CL B 488152307 Common Stock 0 32.00 SOLE N/A NONE
KEMET CORP COM NEW 488360207 Common Stock 0 33.00 SOLE N/A NONE
KENNAMETAL INC CAP STK 489170100 Common Stock 3 85.00 SOLE N/A NONE
KERYX BIOPHARMCEUTICALS INC
COM 492515101 Common Stock 42 23,600.00 SOLE N/A NONE
KEY ENERGY SVCS INC 492914106 Common Stock 1 160.00 SOLE N/A NONE
KEYCORP NEW COM 493267108 Common Stock 10 1,342.00 SOLE N/A NONE
KEYNOTE SYS INC COM 493308100 Common Stock 2 102.00 SOLE N/A NONE
KIMBERLY CLARK CORP 494368103 Common Stock 123 1,469.78 SOLE N/A NONE
KIMCO REALTY CORP (MARYLAND) 49446R109 Common Stock 2 98.00 SOLE N/A NONE
KINDER MORGAN ENERGY PARTNERS
L P UNIT LTD PARTNERSHIP
INT 494550106 Common Stock 1,394 17,740.49 SOLE N/A NONE
KINDER MORGAN INC DEL COM 49456B101 Common Stock 11 341.00 SOLE N/A NONE
KINDER MORGAN MGMT LLC SHS 49455U100 Common Stock 2 25.00 SOLE N/A NONE
KINDRED HEALTHCARE INC COM 494580103 Common Stock 2 160.00 SOLE N/A NONE
KINROSS GOLD CORP COM NO PAR
ISIN#CA4969024047 496902404 Common Stock 8 1,000.00 SOLE N/A NONE
KIRBY CORP COM 497266106 Common Stock 2 36.00 SOLE N/A NONE
KKR & CO L P DEL COM UNITS 48248M102 Common Stock 4 300.00 SOLE N/A NONE
KKR FINANCIAL HLDGS LLC COM 48248A306 Common Stock 5 619.57 SOLE N/A NONE
KLA-TENCOR CORP COM 482480100 Common Stock 18 375.00 SOLE N/A NONE
KOHLS CORP COM 500255104 Common Stock 28 605.00 SOLE N/A NONE
KONINKLIJKE PHILIPS ELECTRS N
V SPONSORED ADR NEW 2000
ISIN#US5004723038 500472303 Common Stock ADR 3 133.00 SOLE N/A NONE
KRAFT FOODS INC CL A 50075N104 Common Stock 553 14,327.29 SOLE N/A NONE
KRATON PERFORMANCE POLYMERS
INCCOM 50077C106 Common Stock 27 1,250.00 SOLE N/A NONE
KROGER CO 501044101 Common Stock 7 296.00 SOLE N/A NONE
KRONOS WORLDWIDE INC COM 50105F105 Common Stock 44 2,800.00 SOLE N/A NONE
L & L ENERGY INC COM 50162D100 Common Stock 3 1,900.00 SOLE N/A NONE
L 3 COMMUNICATIONS HLDGS INC
COM 502424104 Common Stock 30 400.00 SOLE N/A NONE
LABORATORY CORP AMER HLDGS
COM NEW 50540R409 Common Stock 63 679.00 SOLE N/A NONE
LAM RESEARCH CORP 512807108 Common Stock 3 74.00 SOLE N/A NONE
LAMAR ADVERTISING CO CL A 512815101 Common Stock 1 35.00 SOLE N/A NONE
LAS VEGAS SANDS CORP COM 517834107 Common Stock 36 817.00 SOLE N/A NONE
ESTEE LAUDER COMPANIES INC CL
A 518439104 Common Stock 52 953.00 SOLE N/A NONE
LAZARD LTD SHS A
ISIN#BMG540501027 G54050102 Common Stock 1 44.00 SOLE N/A NONE
LDK SOLAR CO LTD SPON ADR 50183L107 Common Stock ADR 2 1,030.00 SOLE N/A NONE
LEAR CORP COM NEW 521865204 Common Stock 6 152.00 SOLE N/A NONE
LEGACY RESERVES LP UNIT LTD
PARTNERSHIP INT 524707304 Common Stock 38 1,500.00 SOLE N/A NONE
LEGGETT & PLATT INC 524660107 Common Stock 51 2,404.44 SOLE N/A NONE
LENNAR CORP CL A COM STK 526057104 Common Stock 48 1,546.98 SOLE N/A NONE
LENNAR CORP CL B 526057302 Common Stock 0 4.00 SOLE N/A NONE
LENNOX INTL INC COM 526107107 Common Stock 2 44.00 SOLE N/A NONE
LEUCADIA NATL CORP COM 527288104 Common Stock 1 50.00 SOLE N/A NONE
LEVEL 3 COMMUNICATIONS INC
COM NEW 52729N308 Common Stock 20 882.00 SOLE N/A NONE
21
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
LIBERTY GLOBAL INC COM SER A 530555101 Common Stock 7 141.00 SOLE N/A NONE
LIBERTY GLOBAL INC COM SER C 530555309 Common Stock 5 95.00 SOLE N/A NONE
LIBERTY INTERACTIVE CORP
INTERACTIVE COM SER A 53071M104 Common Stock 12 669.00 SOLE N/A NONE
LIBERTY MEDIA CORP NEW
LIBERTY CAP COM SER A 530322106 Common Stock 15 165.00 SOLE N/A NONE
LIBERTY PROPERTY TRUST SBI 531172104 Common Stock 3 85.00 SOLE N/A NONE
LIFE TECHNOLOGIES CORP COM 53217V109 Common Stock 34 753.00 SOLE N/A NONE
LIFE TIME FITNESS INC COM 53217R207 Common Stock 4 82.00 SOLE N/A NONE
LIFEPOINT HOSPS INC COM 53219L109 Common Stock 1 16.50 SOLE N/A NONE
ELI LILLY & CO COM 532457108 Common Stock 454 10,585.27 SOLE N/A NONE
LIMITED BRANDS INC 532716107 Common Stock 27 627.00 SOLE N/A NONE
LINCOLN ELEC HLDGS INC COM 533900106 Common Stock 2 44.00 SOLE N/A NONE
LINCOLN NATL CORP IND 534187109 Common Stock 13 600.00 SOLE N/A NONE
LINEAR TECHNOLOGY CORP 535678106 Common Stock 6 177.06 SOLE N/A NONE
LINKEDIN CORP CL A 53578A108 Common Stock 2 17.00 SOLE N/A NONE
LINN ENERGY LLC UNIT REPSTG
LTD LIABILITY CO INTS 536020100 Common Stock 423 11,108.00 SOLE N/A NONE
LIONS GATE ENTMT CORP COM NEW 535919203 Common Stock 7 450.00 SOLE N/A NONE
LIQUIDITY SVCS INC COM 53635B107 Common Stock 128 2,500.00 SOLE N/A NONE
LIVE NATION ENTMT INC COM 538034109 Common Stock 0 20.00 SOLE N/A NONE
LIVEPERSON INC COM 538146101 Common Stock 10 500.00 SOLE N/A NONE
LKQ CORP COM 501889208 Common Stock 0 10.00 SOLE N/A NONE
LOCKHEED MARTIN CORP COM 539830109 Common Stock 237 2,719.36 SOLE N/A NONE
LOEWS CORP COM 540424108 Common Stock 16 381.00 SOLE N/A NONE
LORAL SPACE & COMMUNICATIONS
INC COM 543881106 Common Stock 2 29.16 SOLE N/A NONE
LORILLARD INC COM 544147101 Common Stock 200 1,514.64 SOLE N/A NONE
LOWES COS INC COM 548661107 Common Stock 27 954.03 SOLE N/A NONE
LSB INDUSTRIES INC COM 502160104 Common Stock 30 984.00 SOLE N/A NONE
LSI CORP COM 502161102 Common Stock 2 303.00 SOLE N/A NONE
LTC PROPERTIES INC 502175102 Common Stock 40 1,100.00 SOLE N/A NONE
LUFKIN INDS INC COM 549764108 Common Stock 2 46.00 SOLE N/A NONE
LULULEMON ATHLETICA INC COM 550021109 Common Stock 417 6,996.00 SOLE N/A NONE
LYONDELLBASELL INDUSTRIES N V
ORD SHS CL A N53745100 Common Stock 0 1.00 SOLE N/A NONE
M & T BK CORP 55261F104 Common Stock 8 94.00 SOLE N/A NONE
M D C HLDGS INC FORMERLY M D
C CORP COLO TO 6/20/85 COM 552676108 Common Stock 4 125.00 SOLE N/A NONE
MACYS INC COM 55616P104 Common Stock 85 2,473.00 SOLE N/A NONE
MADDEN STEVEN LTD COM 556269108 Common Stock 8 248.00 SOLE N/A NONE
MAGELLAN MIDSTREAM PARTNERS
LP COM UNIT REPSTG LTD
PARTNER INT 559080106 Common Stock 66 931.53 SOLE N/A NONE
MAGNA INTERNATIONAL INC COM
ISIN#CA5592224011 559222401 Common Stock 1 25.00 SOLE N/A NONE
MAGNUM HUNTER RES CORP DEL COM 55973B102 Common Stock 13 3,000.00 SOLE N/A NONE
MANITOWOC INC 563571108 Common Stock 4 327.67 SOLE N/A NONE
MANNKIND CORP COM 56400P201 Common Stock 2 1,000.00 SOLE N/A NONE
MANPOWER GROUP COM 56418H100 Common Stock 0 6.00 SOLE N/A NONE
MANULIFE FINL CORP COM
ISIN#CA56501R1064 56501R106 Common Stock 123 11,329.48 SOLE N/A NONE
MARATHON OIL CORP COM 565849106 Common Stock 182 7,133.00 SOLE N/A NONE
22
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
MARATHON PETE CORP COM 56585A102 Common Stock 248 5,517.00 SOLE N/A NONE
MARKET VECTORS ETF TR
AGRIBUSINESS ETF 57060U605 Common Stock 126 2,542.00 SOLE N/A NONE
MARKET VECTORS ETF TR BIOTECH
ETF 57060U183 Common Stock 47 1,000.00 SOLE N/A NONE
MARKET VECTORS ETF BRAZIL SM
CAP ETF 57060U613 Common Stock 9 252.00 SOLE N/A NONE
MARKET VECTORS ETF TR COAL ETF 57060U837 Common Stock 289 11,762.37 SOLE N/A NONE
MARKET VECTORS ETF TR GLOBAL
ALTERNATIVE ENERGY ETF 57060U407 Common Stock 5 501.00 SOLE N/A NONE
MARKET VECTORS ETF TR GOLD
MINERS ETF FD 57060U100 Common Stock 1,125 25,126.93 SOLE N/A NONE
MARKET VECTORS ETF TR LEHMAN
BROS HIGH YIELD MUN ETF 57060U878 Common Stock 266 8,260.00 SOLE N/A NONE
MARKET VECTORS ETF TR JR GOLD
MINES ETF 57060U589 Common Stock 301 15,662.49 SOLE N/A NONE
MARKET VECTORS ETF TR RARE
EARTH STRATEGIC METALS ETF 57060U472 Common Stock 3 230.00 SOLE N/A NONE
MARKET VECTORS ETF TR STEEL
ETF 57060U308 Common Stock 1,284 28,818.00 SOLE N/A NONE
MARKET VECTORS ETF TR OIL
SVCS ETF 57060U191 Common Stock 7 190.00 SOLE N/A NONE
MARKET VECTORS RUSSIA ETF TR
SHS BEN INT 57060U506 Common Stock 82 3,124.55 SOLE N/A NONE
MARKET VECTORS ETF TR RVE
HARD ASSETS PRODUCERS ETF 57060U795 Common Stock 12 360.00 SOLE N/A NONE
MARKET VECTORS ETF TR SOLAR
ENERGY ETF R/S EFF 7/2/12
1 OLD/ 0.0666667 NEW CU
57061R783 MARKET VECTORS
ETF 57060U811 Common Stock 1 500.00 SOLE N/A NONE
MARKET VECTORS ETF TR
URANIUM+NUCLEAR ENERGY ETF 57060U704 Common Stock 2 174.00 SOLE N/A NONE
MARKWEST ENERGY PARTNERS L P
UNIT LTD PARTNERSHIP INT 570759100 Common Stock 14 275.00 SOLE N/A NONE
MARRIOTT INTL INC NEW CL A 571903202 Common Stock 9 229.00 SOLE N/A NONE
MARRIOTT VACATIONS WORLDWIDE
CORP COM 57164Y107 Common Stock 1 22.00 SOLE N/A NONE
MARSH & MCLENNAN COS INC COM 571748102 Common Stock 6 181.06 SOLE N/A NONE
MARTIN MIDSTREAM PARTNERS LP
UNIT LTD PARTNERSHIP INT 573331105 Common Stock 69 2,100.00 SOLE N/A NONE
MASCO CORP COM 574599106 Common Stock 5 352.00 SOLE N/A NONE
MASTEC INC COM 576323109 Common Stock 1 35.00 SOLE N/A NONE
MASTERCARD INC CL A COM 57636Q104 Common Stock 72 167.00 SOLE N/A NONE
MATTEL INC COM 577081102 Common Stock 6 190.00 SOLE N/A NONE
MAXIM INTEGRATED PRODUCTS INC 57772K101 Common Stock 4 165.00 SOLE N/A NONE
MAXLINEAR INC CL A 57776J100 Common Stock 1 300.00 SOLE N/A NONE
MCCORMICK & CO INC COM NON VTG 579780206 Common Stock 16 260.00 SOLE N/A NONE
MCDERMOTT INT'L INC. 580037109 Common Stock 0 30.00 SOLE N/A NONE
MCDONALDS CORP 580135101 Common Stock 2,704 30,547.00 SOLE N/A NONE
MCGRAW-HILL COS INC COM 580645109 Common Stock 27 591.00 SOLE N/A NONE
MCKESSON CORP COM 58155Q103 Common Stock 147 1,571.04 SOLE N/A NONE
MEAD JOHNSON NUTRITION CO COM 582839106 Common Stock 52 647.00 SOLE N/A NONE
MEADWESTVACO CORP COM 583334107 Common Stock 4 136.00 SOLE N/A NONE
MECHEL OAO SPONSORED ADR 583840103 Common Stock ADR 0 46.00 SOLE N/A NONE
MEDICAL PROPERTIES TR INC 58463J304 Common Stock 12 1,222.00 SOLE N/A NONE
MEDICIS PHARMACEUTICAL CORP
CL A NEW 584690309 Common Stock 23 687.00 SOLE N/A NONE
MEDNAX INC COM 58502B106 Common Stock 5 67.00 SOLE N/A NONE
MEDTRONIC INC 585055106 Common Stock 64 1,659.00 SOLE N/A NONE
MEMC ELECTRONIC MATERIALS INC
COM 552715104 Common Stock 0 116.00 SOLE N/A NONE
MENS WEARHOUSE INC COM 587118100 Common Stock 2 75.00 SOLE N/A NONE
MERCADOLIBRE INC COM 58733R102 Common Stock 8 100.00 SOLE N/A NONE
MERCK & CO INC NEW COM 58933Y105 Common Stock 1,474 35,302.91 SOLE N/A NONE
23
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
MERIT MEDICAL SYS INC 589889104 Common Stock 7 528.00 SOLE N/A NONE
MERITAGE HOME CORP 59001A102 Common Stock 2 60.00 SOLE N/A NONE
MERITOR INC COM 59001K100 Common Stock 0 25.00 SOLE N/A NONE
METHANEX CORP
ISIN#CA59151K1084 59151K108 Common Stock 1 35.00 SOLE N/A NONE
METLIFE INC COM 59156R108 Common Stock 1,126 36,486.51 SOLE N/A NONE
METROPCS COMMUNICATIONS INC
COM 591708102 Common Stock 89 14,702.00 SOLE N/A NONE
METTLER-TOLEDO INTL INC COM 592688105 Common Stock 0 1.00 SOLE N/A NONE
MFA FINL INC COM 55272X102 Common Stock 31 3,922.65 SOLE N/A NONE
MGM RESORTS INTL COM 552953101 Common Stock 98 8,821.00 SOLE N/A NONE
MICHAEL KORS HLDGS LTD SHS
ISIN#VGG607541015 G60754101 Common Stock 2 37.00 SOLE N/A NONE
MICROCHIP TECHNOLOGY INC COM 595017104 Common Stock 40 1,198.95 SOLE N/A NONE
MICRON TECHNOLOGY INC 595112103 Common Stock 5 831.00 SOLE N/A NONE
MICROSOFT CORP COM 594918104 Common Stock 2,650 86,616.74 SOLE N/A NONE
MICROSTRATEGY INC CL A NEW 594972408 Common Stock 1 5.00 SOLE N/A NONE
MICROVISION INC DEL COM NEW 594960304 Common Stock 0 250.00 SOLE N/A NONE
MITSUBISHI UFJ FINL GROUP INC
SPON ADR 606822104 Common Stock ADR 1 106.00 SOLE N/A NONE
MODUSLINK GLOBAL SOLUTIONS
INC COM 60786L107 Common Stock 0 30.00 SOLE N/A NONE
MOLEX INC COM 608554101 Common Stock 38 1,574.95 SOLE N/A NONE
MOLSON COORS BREWING CO CL B
NON VTG STK
ISIN#US60871R2094 60871R209 Common Stock 4 99.00 SOLE N/A NONE
MOLYCORP INC DEL COM 608753109 Common Stock 6 300.00 SOLE N/A NONE
MONRO MUFFLER BRAKE INC 610236101 Common Stock 7 225.00 SOLE N/A NONE
MONSANTO CO NEW COM 61166W101 Common Stock 1,375 16,609.60 SOLE N/A NONE
MONSTER BEVERAGE CORP COM 611740101 Common Stock 466 6,551.00 SOLE N/A NONE
MONSTER WORLDWIDE INC COM 611742107 Common Stock 1 163.00 SOLE N/A NONE
MOODYS CORP COM 615369105 Common Stock 53 1,452.38 SOLE N/A NONE
MOOG INC CLASS A 615394202 Common Stock 2 50.00 SOLE N/A NONE
MORGAN STANLEY COM NEW 617446448 Common Stock 163 11,195.60 SOLE N/A NONE
MORGAN STANLEY INDIA INVT FD
INC 61745C105 Common Stock 271 17,442.00 SOLE N/A NONE
MORNINGSTAR INC COM 617700109 Common Stock 0 5.00 SOLE N/A NONE
MOSAIC CO NEW COM 61945C103 Common Stock 235 4,291.70 SOLE N/A NONE
MOTOROLA SOLUTIONS INC COM NEW 620076307 Common Stock 163 3,379.00 SOLE N/A NONE
MOVADO GROUP INC COM 624580106 Common Stock 13 500.00 SOLE N/A NONE
MURPHY OIL CORP 626717102 Common Stock 1 26.00 SOLE N/A NONE
MYLAN INC COM 628530107 Common Stock 135 6,310.00 SOLE N/A NONE
NABORS INDS LTD SHS
ISIN#BMG6359F1032 G6359F103 Common Stock 37 2,537.00 SOLE N/A NONE
NASDAQ OMX GROUP INC COM 631103108 Common Stock 4 192.00 SOLE N/A NONE
NATIONAL BK GREECE SA
SPONSORED ADR REPSTG 1 SH
ISIN#US6336436067 633643606 Common Stock ADR 3 1,475.00 SOLE N/A NONE
NATIONAL FUEL GAS CO N J COM 636180101 Common Stock 30 641.00 SOLE N/A NONE
NATIONAL GRID PLC SPON ADR NEW 636274300 Common Stock ADR 229 4,323.00 SOLE N/A NONE
NATIONAL OILWELL VARCO INC 637071101 Common Stock 75 1,158.48 SOLE N/A NONE
NATIONAL PENN BANCSHARES INC
COM 637138108 Common Stock 2 167.00 SOLE N/A NONE
NATURAL RESOURCE PARTNERS L P
COM UNIT LTD PARTNERSHIP
INT 63900P103 Common Stock 6 252.45 SOLE N/A NONE
NATUS MED INC DEL COM 639050103 Common Stock 17 1,450.00 SOLE N/A NONE
24
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
NAVIOS MARITIME PARTNERS LP
UNIT LTD PARTNERSHIP INT
ISIN#MHY622671029 Y62267102 Common Stock 14 1,000.00 SOLE N/A NONE
NAVISTAR INTL CORP NEW COM 63934E108 Common Stock 3 99.00 SOLE N/A NONE
NBT BANCORP INC COM 628778102 Common Stock 5 209.00 SOLE N/A NONE
NCR CORP COM 62886E108 Common Stock 2 94.00 SOLE N/A NONE
NEOGEN CORP COM 640491106 Common Stock 2 50.00 SOLE N/A NONE
NETAPP INC COM 64110D104 Common Stock 19 596.00 SOLE N/A NONE
NETFLIX INC COM 64110L106 Common Stock 27 391.00 SOLE N/A NONE
NEW YORK CMNTY BANCORP INC COM 649445103 Common Stock 39 3,145.00 SOLE N/A NONE
NEWELL RUBBERMAID INC COM 651229106 Common Stock 4 209.78 SOLE N/A NONE
NEWFIELD EXPL CO COMMON 651290108 Common Stock 16 561.00 SOLE N/A NONE
NEWMONT MNG CORP COM 651639106 Common Stock 88 1,813.54 SOLE N/A NONE
NEWPARK RESOURCES INC NEW 651718504 Common Stock 3 548.00 SOLE N/A NONE
NEWS CORP CL A 65248E104 Common Stock 7 292.00 SOLE N/A NONE
NEWS CORP CL B 65248E203 Common Stock 6 250.00 SOLE N/A NONE
NEXTERA ENERGY INC COM 65339F101 Common Stock 136 1,978.00 SOLE N/A NONE
NICE SYSTEMS LTD SPONS ADR 653656108 Common Stock ADR 4 110.00 SOLE N/A NONE
NIKE INC CLASS B 654106103 Common Stock 128 1,455.00 SOLE N/A NONE
NIPPON TELEG & TELEPHONE CORP
SPONSORED ADR 654624105 Common Stock ADR 56 2,430.39 SOLE N/A NONE
NOBLE CORPORATION BAAR NAMEN
AKT ISIN#CH0033347318 H5833N103 Common Stock 97 2,968.34 SOLE N/A NONE
NOBLE ENERGY INC COM 655044105 Common Stock 9 105.00 SOLE N/A NONE
NOKIA CORP SPONSORED ADR 654902204 Common Stock ADR 4 1,739.12 SOLE N/A NONE
NORMURA HLDGS INC SPONSORED
ADR 65535H208 Common Stock ADR 0 45.00 SOLE N/A NONE
NORANDA ALUM HLDG CORP COM 65542W107 Common Stock 3 400.00 SOLE N/A NONE
NORDIC AMERICAN TANKERS LTD
SHS ISIN#BMG657731060 G65773106 Common Stock 1 75.00 SOLE N/A NONE
NORDSTROM INC 655664100 Common Stock 57 1,154.00 SOLE N/A NONE
NORFOLK SOUTHERN CORP 655844108 Common Stock 959 13,366.48 SOLE N/A NONE
NORTH AMERICAN PALLADIUM LTD
ISIN#CA6569121024 656912102 Common Stock 5 2,500.00 SOLE N/A NONE
NORTHEAST UTILITIES 664397106 Common Stock 60 1,543.00 SOLE N/A NONE
NORTHERN TR CORP COM 665859104 Common Stock 15 316.00 SOLE N/A NONE
NORTHROP GRUMMAN CORP COM 666807102 Common Stock 98 1,529.74 SOLE N/A NONE
NORTHSTAR RLTY FIN CORP COM 66704R100 Common Stock 9 1,791.42 SOLE N/A NONE
NOVARTIS AG SPONSORED ADR 66987V109 Common Stock ADR 928 16,603.50 SOLE N/A NONE
NOVAVAX INC COM 670002104 Common Stock 2 1,100.00 SOLE N/A NONE
NOVO NORDISK A.S. ADR
FORMERLY NOVO INDUSTRIE
A.S. ADR SAME CUSIP 670100205 Common Stock ADR 284 1,950.71 SOLE N/A NONE
NRG ENERGY INC COM NEW 629377508 Common Stock 6 330.00 SOLE N/A NONE
NTT DOCOMO INC SPONS ADR
ISIN#US62942M2017 62942M201 Common Stock ADR 1 34.00 SOLE N/A NONE
NU SKIN ENTERPRISES INC CL A 67018T105 Common Stock 5 110.00 SOLE N/A NONE
NUANCE COMMUNICATIONS INC COM 67020Y100 Common Stock 142 5,950.00 SOLE N/A NONE
NUCOR CORP COM 670346105 Common Stock 54 1,416.65 SOLE N/A NONE
NUSTAR ENERGY LP UNIT COM 67058H102 Common Stock 168 3,117.00 SOLE N/A NONE
NUVASIVE INC COM
ISIN#US6707041058 670704105 Common Stock 0 15.00 SOLE N/A NONE
NV ENERGY INC COM SHS
ISIN#US67073Y1064 67073Y106 Common Stock 3 152.00 SOLE N/A NONE
NVIDIA CORP COM 67066G104 Common Stock 336 24,307.00 SOLE N/A NONE
25
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
NXP SEMICONDUCTORS NV COM
ISIN#NL0009538784 N6596X109 Common Stock 1 39.00 SOLE N/A NONE
NYSE EURONEXT COM 629491101 Common Stock 8 306.00 SOLE N/A NONE
O REILLY AUTOMOTIVE INC NEW
COM 67103H107 Common Stock 18 218.00 SOLE N/A NONE
OASIS PETE INC NEW COM 674215108 Common Stock 1 50.00 SOLE N/A NONE
OCCIDENTAL PETE CORP COM 674599105 Common Stock 142 1,654.08 SOLE N/A NONE
OCEAN RIG UDW INC SHS
ISIN#MHY643542050 Y64354205 Common Stock 3 201.00 SOLE N/A NONE
OCEANEERING INTL INC 675232102 Common Stock 0 2.00 SOLE N/A NONE
OFFICE DEPOT INC COM 676220106 Common Stock 0 22.00 SOLE N/A NONE
OGE ENERGY CORP (FORMERLY
OKLAHOMA GAS & ELEC ENERGY) 670837103 Common Stock 156 3,011.27 SOLE N/A NONE
OI S A SPONS ADR REPSTG PFD
ISIN#US6708512032 670851203 Common Stock ADR 5 443.00 SOLE N/A NONE
OILSANDS QUEST INC COM 678046103 Common Stock 0 8,500.00 SOLE N/A NONE
OLD REPUBLIC INTL CORP 680223104 Common Stock 1 94.00 SOLE N/A NONE
OLIN CORP NEW COM PAR $1 680665205 Common Stock 78 3,755.00 SOLE N/A NONE
O M GROUP INC 670872100 Common Stock 17 900.00 SOLE N/A NONE
OMNICARE INC COM 681904108 Common Stock 14 450.00 SOLE N/A NONE
OMNICOM GROUP INC COM 681919106 Common Stock 16 322.00 SOLE N/A NONE
OMNIVISION TECHNOLOGIES INC
COM 682128103 Common Stock 9 700.00 SOLE N/A NONE
ON SEMICONDUCTOR CORP 682189105 Common Stock 2 271.00 SOLE N/A NONE
ONEOK INC NEW COM 682680103 Common Stock 58 1,377.71 SOLE N/A NONE
ONEOK PARTNERS L P UNIT LTD
PARTNERSHIP 68268N103 Common Stock 82 1,522.48 SOLE N/A NONE
OPKO HEALTH INC COM 68375N103 Common Stock 10 2,250.00 SOLE N/A NONE
ORACLE CORP COM 68389X105 Common Stock 1,783 60,050.34 SOLE N/A NONE
OREXIGEN THERAPEUTICS INC COM 686164104 Common Stock 6 995.00 SOLE N/A NONE
OSHKOSH CORP COM 688239201 Common Stock 4 205.00 SOLE N/A NONE
OSI SYS INC COM C/A EFF
3/5/10 1 OLD =1 NEW CU
671044105 OSI SYSTEMS 671044105 Common Stock 1 20.00 SOLE N/A NONE
OTTER TAIL CORP COM 689648103 Common Stock 24 1,047.00 SOLE N/A NONE
OWENS AND MINOR INC HLDGS CO
INC 690732102 Common Stock 1 45.00 SOLE N/A NONE
OWENS CORNING NEW COM 690742101 Common Stock 12 405.00 SOLE N/A NONE
OWENS ILLINOIS INC 690768403 Common Stock 2 93.00 SOLE N/A NONE
PACCAR INC 693718108 Common Stock 35 897.00 SOLE N/A NONE
PALL CORP 696429307 Common Stock 3 50.00 SOLE N/A NONE
PAN AMERN SILVER CORP COM
FORMERLY PAN AMERN
MINERALS CORP
ISIN#CA6979001089 697900108 Common Stock 33 1,952.03 SOLE N/A NONE
PANASONIC CORP ADR
ISIN#US69832A2050 69832A205 Common Stock ADR 0 1.03 SOLE N/A NONE
PANDORA MEDIA INC COM 698354107 Common Stock 2 200.00 SOLE N/A NONE
PANERA BREAD CO CL A 69840W108 Common Stock 127 908.00 SOLE N/A NONE
PAPA JOHNS INTL INC 698813102 Common Stock 14 300.00 SOLE N/A NONE
PARAGON SHIPPING INC CL A
ISIN#MH69913R3093 69913R309 Common Stock 0 166.00 SOLE N/A NONE
PARAMETRIC TECHNOLOGY CORP
COM NEW 699173209 Common Stock 2 88.00 SOLE N/A NONE
PARKER DRILLING CO COM 701081101 Common Stock 0 80.00 SOLE N/A NONE
PARKER HANNIFIN CORP COM 701094104 Common Stock 47 613.00 SOLE N/A NONE
PARTNER COMMUNICATIONS CO LTD 70211M109 Common Stock ADR 1 150.00 SOLE N/A NONE
PARTNERRE LTD SHS
ISIN#BMG6852T1053 G6852T105 Common Stock 2 29.00 SOLE N/A NONE
PATRIOT COAL CORP COM 70336T104 Common Stock 0 80.00 SOLE N/A NONE
26
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
PATTERSON COS INC COM 703395103 Common Stock 1 27.00 SOLE N/A NONE
PAYCHEX INC COM 704326107 Common Stock 529 16,829.03 SOLE N/A NONE
PDL BIOPHARMA INC COM 69329Y104 Common Stock 33 4,947.00 SOLE N/A NONE
PEABODY ENERGY CORP COM 704549104 Common Stock 316 12,898.00 SOLE N/A NONE
PEARSON PLC SPONSORED ADR 705015105 Common Stock ADR 1 65.00 SOLE N/A NONE
PEGASYSTEMS INC COM 705573103 Common Stock 12 375.00 SOLE N/A NONE
PEMBINA PIPELINE CORP COM
ISIN#CA7063271034 706327103 Common Stock 29 1,147.00 SOLE N/A NONE
PENGROWTH ENERGY CORP COM
ISIN#CA70706P1045 70706P104 Common Stock 27 4,295.00 SOLE N/A NONE
PENN VA CORP COM 707882106 Common Stock 4 600.00 SOLE N/A NONE
PENN VA RESOURCE PARTNERS LP
COM UNIT REPSTG LTD
PARTNERSHIP INT 707884102 Common Stock 71 2,918.00 SOLE N/A NONE
PENN WEST PETE LTD NEW COM
ISIN#CA7078871059 707887105 Common Stock 46 3,400.00 SOLE N/A NONE
PENNEY J C INC 708160106 Common Stock 22 962.00 SOLE N/A NONE
PENNYMAC MTG INVT TR COM 70931T103 Common Stock 13 659.06 SOLE N/A NONE
PENTAIR INC 709631105 Common Stock 2 46.00 SOLE N/A NONE
PEOPLES UTD FINL INC COM 712704105 Common Stock 53 4,588.00 SOLE N/A NONE
PEPCO HLDGS INC COM 713291102 Common Stock 34 1,724.00 SOLE N/A NONE
PEPSICO INC COM 713448108 Common Stock 847 11,989.62 SOLE N/A NONE
PERFECT WORLD CO LTD SPON ADR
REPSTG CL B 71372U104 Common Stock ADR 2 200.00 SOLE N/A NONE
PERKINELMER INC COM 714046109 Common Stock 0 2.00 SOLE N/A NONE
PERRIGO COMPANY 714290103 Common Stock 28 234.00 SOLE N/A NONE
PETROCHINA CO LTD SPONS ADR
ISIN#US71646E1001 71646E100 Common Stock ADR 21 163.00 SOLE N/A NONE
PETROLEO BRASILEIRO SA
PETROBRAS SPONSORED ADR 71654V408 Common Stock ADR 449 23,897.69 SOLE N/A NONE
PETSMART INC 716768106 Common Stock 142 2,089.00 SOLE N/A NONE
PFIZER INC COM 717081103 Common Stock 1,039 45,181.19 SOLE N/A NONE
PG & E CORP 69331C108 Common Stock 13 289.53 SOLE N/A NONE
PHH CORP COM NEW 693320202 Common Stock 0 8.00 SOLE N/A NONE
PHILIP MORRIS INTL INC COM 718172109 Common Stock 3,234 37,064.64 SOLE N/A NONE
PHILLIPS 66 COM 718546104 Common Stock 302 9,088.00 SOLE N/A NONE
PIER 1 IMPORTS INC OF DELAWARE 720279108 Common Stock 26 1,600.00 SOLE N/A NONE
PIKE ELEC CORP COM 721283109 Common Stock 13 1,700.00 SOLE N/A NONE
PIMCO ETF TR 1-3 YEAR US
TREAS INDEX FD 72201R106 Common Stock 202 3,957.00 SOLE N/A NONE
PIMCO ETF TR TOTAL RETURN
EXCHG-TRADED FD 72201R775 Common Stock 902 8,555.28 SOLE N/A NONE
PINNACLE WEST CAP CORP COM 723484101 Common Stock 15 290.00 SOLE N/A NONE
PIONEER NAT RES CO COM 723787107 Common Stock 14 158.00 SOLE N/A NONE
PIONEER SOUTHWEST ENERGY
PARTNERS LP UNIT LTD
PARTNERSHIP INT .... 72388B106 Common Stock 10 407.00 SOLE N/A NONE
PITNEY BOWES INC 724479100 Common Stock 7 486.37 SOLE N/A NONE
PLAINS ALL AMERICAN PIPELINE
L P UNIT LTD PARTNERSHIP
INT 726503105 Common Stock 564 6,975.68 SOLE N/A NONE
PLAINS EXPL & PRODTN CO COM 726505100 Common Stock 7 200.00 SOLE N/A NONE
PLEXUS CORP 729132100 Common Stock 3 114.00 SOLE N/A NONE
PLUM CREEK TIMBER CO INC COM 729251108 Common Stock 2 45.00 SOLE N/A NONE
PMC SIERRA INC COM 69344F106 Common Stock 1 116.00 SOLE N/A NONE
PNC FINL SVCS GROUP INC COM 693475105 Common Stock 135 2,217.00 SOLE N/A NONE
POLARIS INDUSTRIES INC COM 731068102 Common Stock 37 512.06 SOLE N/A NONE
27
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
POLYCOM INC COM 73172K104 Common Stock 1 103.00 SOLE N/A NONE
POLYONE CORP COM 73179P106 Common Stock 3 200.00 SOLE N/A NONE
PORTLAND GEN ELEC CO COM NEW 736508847 Common Stock 34 1,261.54 SOLE N/A NONE
POSCO SPON ADR 693483109 Common Stock ADR 15 186.29 SOLE N/A NONE
POST HLDGS INC COM 737446104 Common Stock 4 129.00 SOLE N/A NONE
POTASH CORP OF SASKATCHEWAN
INC COM ISIN#CA73755L1076 73755L107 Common Stock 137 3,146.45 SOLE N/A NONE
POWERSHARES DB COMMODITY
INDEX TRACKING FD 73935S105 Common Stock 69 2,661.78 SOLE N/A NONE
POWERSHARES EXCHANGE-TRADED
FD TR II S&P 500 LOW
VOLATILITY PORT 73937B779 Common Stock 1,456 52,781.25 SOLE N/A NONE
POWERSHARES EXCHANGE TRADED
FD TR DYNAMIC BASIC MATLS
SECTOR PORT 73935X427 Common Stock 56 1,571.00 SOLE N/A NONE
POWERSHARES EXCHANGE TRADED
FD TR DYNAMIC CONSUMER
DISCRETIONARY SECTOR PORT 73935X419 Common Stock 160 5,716.00 SOLE N/A NONE
POWERSHARES EXCHANGE-TRADED
FD TR DIVIDEND ACHIEVERS
PORTFOLIO 73935X732 Common Stock 18 1,125.00 SOLE N/A NONE
POWERSHARES EXCHANGE-TRADED
FD TR DYNAMIC
BIOTECHNOLOGY & 73935X856 Common Stock 5 225.00 SOLE N/A NONE
POWERSHARES EXCHANGE-TRADED
FD TR DYNAMIC BLDG &
CONSTR PORTFOLIO 73935X666 Common Stock 6 400.00 SOLE N/A NONE
POWERSHARES EXCHANGE-TRADED
FD TR DYNAMIC ENERGY EXPL
& PRODTN 73935X658 Common Stock 12 535.00 SOLE N/A NONE
POWERSHARES EXCHANGE-TRADED
FD TR DYNAMIC OIL SVC
PORTFOLIO 73935X625 Common Stock 9 483.00 SOLE N/A NONE
POWERSHARES EXCHANGE-TRADED
FD TR DYNAMIC
PHARMACEUTICALS 73935X799 Common Stock 523 15,764.28 SOLE N/A NONE
POWERSHARES EXCHANGE-TRADED
FD TR DYNAMIC UTILITIES
PORTFOLIO 73935X591 Common Stock 70 4,100.00 SOLE N/A NONE
POWERSHARES EXCHANGE TRADED
FD TR DYNAMIC BUYBACK
ACHIEVERS PORT 73935X286 Common Stock 24 854.00 SOLE N/A NONE
POWERSHARES EXCHANGE TRADED
FD TR DYNAMIC MARKET PORT 73935X104 Common Stock 8 181.00 SOLE N/A NONE
POWERSHARES EXCHANGE TRADED
FD TR DYNAMIC OTC PORT 73935X203 Common Stock 4 88.00 SOLE N/A NONE
POWERSHARES EXCHANGE-TRADED
FD TR DYNAMIC LARGE CAP
VALUE PORT 73935X708 Common Stock 534 25,860.00 SOLE N/A NONE
POWERSHARES EXCHANGE TRADED
FD TR DYNAMIC ENERGY
SECTOR PORT 73935X385 Common Stock 33 866.00 SOLE N/A NONE
POWERSHARES EXCHANGE TRADED
FD TR FINL PFD PORTFOLIO 73935X229 Common Stock 590 32,751.16 SOLE N/A NONE
POWERSHARES EXCHANGE-TRADED
FD TR FUNDAMENTAL PURE MID
GROWTH PORT 73935X807 Common Stock 39 1,816.00 SOLE N/A NONE
POWERSHARES EXCHANGE-TRADED
FD TR FUNDAMENTAL PURE MID
VALUE PORT 73935X880 Common Stock 21 1,300.00 SOLE N/A NONE
POWERSHARES EXCHANGE-TRADED
FD TR FTSE RAFI US 1000
PORT 73935X583 Common Stock 38 655.00 SOLE N/A NONE
POWERSHARES EXCHANGE TRADED
FD TR LISTED PRIVATE
EQUITY PORTFOLIO 73935X195 Common Stock 15 1,700.00 SOLE N/A NONE
POWERSHARES EXCHANGE-TRADED
FD TR GOLDEN DRAGON CHINA
PORTFOLIO 73935X401 Common Stock 24 1,265.64 SOLE N/A NONE
POWERSHARES EXCHANGE-TRADED
FD TR HIGH YIELD EQUITY
DIVID ACHIEVERS 73935X302 Common Stock 1 100.00 SOLE N/A NONE
POWERSHARES EXCHANGE-TRADED
FD TR II CEF INCOME
COMPOSITE PORT 73936Q843 Common Stock 2 100.00 SOLE N/A NONE
POWERSHARES EXCHANGE TRADED
FD TR DYNAMIC INDLS SECTOR
PORT 73935X369 Common Stock 5 187.00 SOLE N/A NONE
POWERSHARES EXCHANGE-TRADED
FD TR INTL DIVID ACHIEVERS
PORTFOLIO 73935X716 Common Stock 337 23,097.00 SOLE N/A NONE
POWERSHARES EXCHANGE-TRADED
FD TR LUX NANOTECH
PORTFOLIO 73935X633 Common Stock 6 900.00 SOLE N/A NONE
POWERSHARES EXCHANGE-TRADED
FD TR MORNINGSTAR
STOCKINVESTOR CORE PORT 73935X179 Common Stock 32 1,495.00 SOLE N/A NONE
POWERSHARES EXCHANGE TRADED
FD TR DYNAMIC TECHNOLOGY
SECTOR PORT 73935X344 Common Stock 3 100.00 SOLE N/A NONE
POWERSHARES EXCHANGE-TRADED
FD TR WATER RES PORT 73935X575 Common Stock 136 7,513.30 SOLE N/A NONE
POWERSHARES EXCHANGE TRADED
FD TR WILDERHILL
PROGRESSIVE ENERGY
PORTFOLIO 73935X161 Common Stock 1 37.00 SOLE N/A NONE
POWERSHARES EXCHANGE-TRADED
FD TR WILDER HILL CLEAN
ENERGY PORTFOLIO 73935X500 Common Stock 6 1,448.00 SOLE N/A NONE
POWERSHARSE GLOBAL EXCHANGE
TRADED FD TR S&P 500
BUYWRITE PORTFOLIO 73936G308 Common Stock 526 25,920.00 SOLE N/A NONE
POWERSHARES GLOBAL EXCHANGE
TRADED FD TR PFD PORTFOLIO 73936T565 Common Stock 1,130 77,801.66 SOLE N/A NONE
POWERSHARES GLOBAL EXCH TRD
FD TR HIGH YIELD USD BD
PORTFOLIO 73936T557 Common Stock 158 8,429.53 SOLE N/A NONE
POWERSHARES GLOBAL EXCH TRD
FD TR GLOBAL WATER PORT 73936T623 Common Stock 13 790.00 SOLE N/A NONE
POWERSHARES GLOBAL EXCH TRD
FD TR INSD NATL MUNI BD
PORT 73936T474 Common Stock 112 4,451.06 SOLE N/A NONE
28
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
POWERSHARES GLOBAL EXCHANGE
TRADED FD TR EMERGING
MARKETS SOVEREIGN 73936T573 Common Stock 480 16,655.53 SOLE N/A NONE
POWERSHARES QQQ TR UNIT SER 1 73935A104 Common Stock 2,622 40,870.63 SOLE N/A NONE
POWERSHARES DB MULTI SECTOR
COMMODITY TR POWER SHARES
DB BASE METALS FD COM UNIT 73936B705 Common Stock 17 947.00 SOLE N/A NONE
POWERSHARES DB MULTI-SECTOR
COMMODITY TR POWER SHARES
DB GOLD FD 73936B606 Common Stock 10 178.00 SOLE N/A NONE
POWERSHARES DB MULTI SECTOR
COMMODITY TR POWER SHARES
DB OIL FD COM UNIT 73936B507 Common Stock 2 100.00 SOLE N/A NONE
POWERSHARES DB MULTI SECTOR
COMMODITY TR POWER SHARES
DB PRECIOUS METAL FD COM
UNIT 73936B200 Common Stock 42 779.00 SOLE N/A NONE
POWERSHARES DB MULTI SECTOR
COMMODITY TR POWER SHARES
DB AGRIC FD COM UNIT 73936B408 Common Stock 226 8,000.00 SOLE N/A NONE
POWERSHARES DB U S DLR INDEX
TR POWERSHARES DV US$
INDEX BEARISH DD COM UNIT 73936D206 Common Stock 253 9,529.00 SOLE N/A NONE
POWERSHARES DB U S DLR INDEX
TR POWERSHARES DV US$
INDEX BULLISH FD COM UNIT 73936D107 Common Stock 16 730.00 SOLE N/A NONE
POWERWAVE TECHNOLOGIES INC
COM NEW 739363307 Common Stock 0 18.00 SOLE N/A NONE
PPG INDUSTRIES INC 693506107 Common Stock 228 2,146.20 SOLE N/A NONE
PPL CORP COM 69351T106 Common Stock 470 16,900.15 SOLE N/A NONE
PRAXAIR INC 74005P104 Common Stock 77 709.00 SOLE N/A NONE
PRECISION CASTPARTS CORP 740189105 Common Stock 51 309.16 SOLE N/A NONE
PRECISION DRILLING CORP COM
2010 ISIN#CA7022D3085 74022D308 Common Stock 0 42.00 SOLE N/A NONE
PRICE T ROWE GROUP INC COM 74144T108 Common Stock 24 388.00 SOLE N/A NONE
PRICELINE COM INC COM NEW 741503403 Common Stock 84 127.00 SOLE N/A NONE
PRINCIPAL FINL GROUP INC COM 74251V102 Common Stock 13 500.00 SOLE N/A NONE
PROCTER & GAMBLE CO COM 742718109 Common Stock 2,943 48,052.15 SOLE N/A NONE
PROGRESS ENERGY INC COM C/A
EFF 07/02/12 1 OLD /
.87083 NEW CU DUKE ENERGY
CORP 743263105 Common Stock 173 2,873.85 SOLE N/A NONE
PROGRESSIVE CORP OH COM 743315103 Common Stock 11 512.05 SOLE N/A NONE
PROLOGIS INC COM 74340W103 Common Stock 1 31.86 SOLE N/A NONE
PROSHARES TR PROSHARES SHORT
QQQ 74347R602 Common Stock 4 150.00 SOLE N/A NONE
PROSHARES TR PROSHARES SHORT
S&P500 74347R503 Common Stock 109 2,996.00 SOLE N/A NONE
PROSHARES TR PROSHARES SHORT
RUSSELL2000 74347R826 Common Stock 70 2,623.00 SOLE N/A NONE
PROSHARES TR ULTRAPRO SHORT
S&P500 NEW 74348A632 Common Stock 3 59.00 SOLE N/A NONE
PROSHARES TR PROSHARES ULTRA
DOW30 74347R305 Common Stock 11 157.00 SOLE N/A NONE
PROSHARES TR PROSHARES
ULTRASHORT 20+ YR TREAS 74347R297 Common Stock 34 2,132.00 SOLE N/A NONE
PROSHARES TR ULTRA REAL
ESTATE NEW 74347X625 Common Stock 13 200.00 SOLE N/A NONE
PROSHARES TR ULTRA FINANCIALS
NEW 74347X633 Common Stock 6 100.00 SOLE N/A NONE
PROSPERITY BANCSHARES INC COM 743606105 Common Stock 1 20.00 SOLE N/A NONE
PROTECTIVE LIFE CORP 743674103 Common Stock 3 111.00 SOLE N/A NONE
PROVIDENT NEW YORK BANCORP COM 744028101 Common Stock 15 2,000.00 SOLE N/A NONE
PRUDENTIAL FINL INC COM 744320102 Common Stock 386 7,968.29 SOLE N/A NONE
PRUDENTIAL PLC ADR 74435K204 Common Stock ADR 1 61.00 SOLE N/A NONE
PUBLIC STORAGE COMMON STOCK 74460D109 Common Stock 24 168.00 SOLE N/A NONE
PUBLIC SVC ENTERPRISE GROUP
INC COM 744573106 Common Stock 272 8,364.92 SOLE N/A NONE
PULTE GROUP INC COM 745867101 Common Stock 69 6,456.00 SOLE N/A NONE
PVH CORP COM 693656100 Common Stock 96 1,228.39 SOLE N/A NONE
QEP RES INC COM 74733V100 Common Stock 14 458.00 SOLE N/A NONE
QLIK TECHNOLOGIES INC COM 74733T105 Common Stock 13 600.00 SOLE N/A NONE
QLOGIC CORP 747277101 Common Stock 0 20.00 SOLE N/A NONE
QUALCOMM INC 747525103 Common Stock 564 10,127.30 SOLE N/A NONE
29
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
QUANTUM FUEL SYS TECHNOLOGIES
WORLDWIDE INC COM NEW 74765E208 Common Stock 0 50.00 SOLE N/A NONE
QUEST DIAGNOSTICS INC COM 74834L100 Common Stock 12 199.31 SOLE N/A NONE
QUESTAR CORP COM 748356102 Common Stock 0 8.00 SOLE N/A NONE
QUESTCOR PHARMACEUTICALS INC
COM 74835Y101 Common Stock 13 240.00 SOLE N/A NONE
RACKSPACE HOSTING INC COM 750086100 Common Stock 38 859.00 SOLE N/A NONE
RADIOSHACK CORP COM 750438103 Common Stock 4 1,117.00 SOLE N/A NONE
RALCORP HOLDINGS INC NEW COM 751028101 Common Stock 18 263.00 SOLE N/A NONE
RALPH LAUREN CORP CL A 751212101 Common Stock 47 334.45 SOLE N/A NONE
RAMBUS INC DEL COM 750917106 Common Stock 1 175.00 SOLE N/A NONE
RANGE RES CORP COM 75281A109 Common Stock 85 1,370.00 SOLE N/A NONE
RAYMOND JAMES FINL INC COM 754730109 Common Stock 6 171.00 SOLE N/A NONE
RAYONIER INC COM 754907103 Common Stock 0 10.00 SOLE N/A NONE
RAYTHEON CO COM NEW 755111507 Common Stock 54 960.87 SOLE N/A NONE
REALTY INCOME CORP COM 756109104 Common Stock 142 3,391.10 SOLE N/A NONE
RED HAT INC COM 756577102 Common Stock 0 7.00 SOLE N/A NONE
REGAL BELOIT CORP WISCONSIN
ISIN#US7587501039 758750103 Common Stock 6 91.00 SOLE N/A NONE
REGAL ENTMT GROUP CL A 758766109 Common Stock 144 10,488.00 SOLE N/A NONE
REGENCY CTRS CORP COM 758849103 Common Stock 26 550.00 SOLE N/A NONE
REGENCY ENERGY PARTNERS L P
COM UNITS REPSTG LTD
PARTNER INT 75885Y107 Common Stock 45 1,900.00 SOLE N/A NONE
REGIONS FINL CORP NEW COM 7591EP100 Common Stock 52 7,755.19 SOLE N/A NONE
REINSURANCE GROUP AMER INC
COM NEW 759351604 Common Stock 8 150.00 SOLE N/A NONE
RELIANCE STL & ALUM CO COM 759509102 Common Stock 2 30.00 SOLE N/A NONE
RENESOLA LTD SPONS ADR
ISIN#US75971T1034 75971T103 Common Stock ADR 1 850.00 SOLE N/A NONE
RENT A CENTER INC COM 76009N100 Common Stock 3 80.00 SOLE N/A NONE
REPUBLIC SVCS INC COM 760759100 Common Stock 7 278.00 SOLE N/A NONE
RESEARCH FRONTIERS INC 760911107 Common Stock 2 700.00 SOLE N/A NONE
RESEARCH IN MOTION LTD COM
ISIN#CA7609751028 760975102 Common Stock 115 15,589.00 SOLE N/A NONE
RESOURCE AMERICA INC NEW 761195205 Common Stock 5 820.00 SOLE N/A NONE
RESOURCE CAPITAL CORP 76120W302 Common Stock 8 1,475.24 SOLE N/A NONE
RETAIL OPPORTUNITY INVTS CORP
COM 76131N101 Common Stock 8 650.00 SOLE N/A NONE
RETAIL PPTYS AMER INC CL A 76131V202 Common Stock 43 4,463.00 SOLE N/A NONE
REYNOLDS AMERN INC COM 761713106 Common Stock 657 14,641.18 SOLE N/A NONE
RF MICRO DEVICES INC COM 749941100 Common Stock 4 1,050.00 SOLE N/A NONE
RIO TINTO PLC SPONSORED ADR
ISIN#US7672041008 767204100 Common Stock ADR 143 2,999.99 SOLE N/A NONE
RITE AID CORP 767754104 Common Stock 5 3,615.00 SOLE N/A NONE
RIVERBED TECHNOLOGY INC COM 768573107 Common Stock 39 2,412.00 SOLE N/A NONE
ROBERT HALF INTL INC 770323103 Common Stock 10 367.00 SOLE N/A NONE
ROCK-TENN CO CL A 772739207 Common Stock 0 1.01 SOLE N/A NONE
ROCKWELL AUTOMATION INC COM
FORMERLY ROCKWELL INTL CORP 773903109 Common Stock 165 2,491.00 SOLE N/A NONE
ROCKWELL COLLINS INC DEL COM
STK 774341101 Common Stock 11 227.00 SOLE N/A NONE
ROCKWOOD HLDGS INC COM 774415103 Common Stock 12 280.00 SOLE N/A NONE
ROFIN SINAR TECHNOLOGIES INC
COM 775043102 Common Stock 0 2.00 SOLE N/A NONE
ROGERS COMMUNICATIONS INC CL
B NON VOTING SHARES 775109200 Common Stock 1 26.09 SOLE N/A NONE
30
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
ROLLINS INC 775711104 Common Stock 2 100.00 SOLE N/A NONE
ROPER INDUSTRIES INC NEW COM 776696106 Common Stock 14 138.00 SOLE N/A NONE
ROSS STORES INC (STATE OF INC
CHGD FM CALF TO DELAWARE) 778296103 Common Stock 40 634.05 SOLE N/A NONE
ROUNDYS INC COM 779268101 Common Stock 2 200.00 SOLE N/A NONE
ROVI CORP COM 779376102 Common Stock 1 59.00 SOLE N/A NONE
ROWAN COMPANIES PLC SHS CLASS
A ISIN#GB00B6SLMV12 G7665A101 Common Stock 11 333.00 SOLE N/A NONE
ROYAL BK CDA MONTREAL QUE
ISIN#CA7800871021 780087102 Common Stock 80 1,563.67 SOLE N/A NONE
ROYAL CARIBBEAN CRUISES LTD
ISIN#LR0008862868 V7780T103 Common Stock 3 100.00 SOLE N/A NONE
ROYAL DUTCH SHELL PLC
SPONSORED ADR RESPTG A SHS 780259206 Common Stock ADR 282 4,183.00 SOLE N/A NONE
RPM INTL INC 749685103 Common Stock 9 330.00 SOLE N/A NONE
RUBY TUESDAY INC (GA) COM 781182100 Common Stock 0 27.00 SOLE N/A NONE
RYDEX ETF TR GUGGENHEIM
RUSSELL TOP 50 ETF 78355W205 Common Stock 10 100.00 SOLE N/A NONE
RYDEX ETF TR GUGGENHEIM S&P
MIDCAP 400 PURE GROWTH ETF 78355W601 Common Stock 184 2,183.00 SOLE N/A NONE
RYDEX ETF TR GUGGENHEIM S&P
MIDCAP 400 PURE VALUE ETF 78355W502 Common Stock 6 188.00 SOLE N/A NONE
RYDEX ETF TR GUGGENHEIM S&P
500 EQUAL WEIGHT ETF 78355W106 Common Stock 90 1,809.00 SOLE N/A NONE
RYDEX ETF TR GUGGENHEIM S&P
500 PURE GROWTH ETF 78355W403 Common Stock 78 1,666.00 SOLE N/A NONE
RYDEX ETF TR GUGGENHEIM S&P
500 PURE VALUE ETF 78355W304 Common Stock 77 2,627.00 SOLE N/A NONE
SALESFORCE.COM INC COM STOCK 79466L302 Common Stock 38 272.00 SOLE N/A NONE
SALLY BEAUTY HLDGS INC COM 79546E104 Common Stock 0 10.00 SOLE N/A NONE
SANDISK CORP 80004C101 Common Stock 14 395.00 SOLE N/A NONE
SANDRIDGE ENERGY INC COM 80007P307 Common Stock 7 1,000.00 SOLE N/A NONE
SANDRIDGE PERMIAN TR COM UNIT
REPSTG BENEFICIAL INTS IN
SANDRIDGE TR 80007A102 Common Stock 65 3,218.15 SOLE N/A NONE
SANOFI CONTINGENT VALUE RT
RTS EXP 12/31/2020 80105N113 Rights 0 251.00 SOLE N/A NONE
SANOFI SPONS ADR
ISIN#US80105N1054 80105N105 Common Stock ADR 96 2,540.69 SOLE N/A NONE
SASOL LTD SPONSORED ADR 803866300 Common Stock ADR 26 620.00 SOLE N/A NONE
SAUER DANFOSS INC 804137107 Common Stock 16 466.00 SOLE N/A NONE
SBA COMMUNICATIONS CORP CL A 78388J106 Common Stock 14 253.00 SOLE N/A NONE
SCANA CORP NEW COM 80589M102 Common Stock 4 75.00 SOLE N/A NONE
SCANSOURCE INC COM 806037107 Common Stock 22 733.00 SOLE N/A NONE
HENRY SCHEIN INC 806407102 Common Stock 2 20.00 SOLE N/A NONE
SCHLUMBERGER LTD COM
ISIN#AN8068571086 806857108 Common Stock 371 5,718.00 SOLE N/A NONE
SCHULMAN A INC 808194104 Common Stock 0 9.00 SOLE N/A NONE
SCHWAB CHARLES CORP NEW COM 808513105 Common Stock 6 440.00 SOLE N/A NONE
SCHWAB STRATEGIC TR US BROAD
MKT ETF 808524102 Common Stock 29 882.00 SOLE N/A NONE
SCHWAB STRATEGIC TR US LARGE
CAP ETF 808524201 Common Stock 15 465.00 SOLE N/A NONE
SCIENTIFIC GAMES CORP CL A 80874P109 Common Stock 0 2.00 SOLE N/A NONE
THE SCOTTS MIRACLE GRO CO
HLDG CO 810186106 Common Stock 3 79.00 SOLE N/A NONE
SCRIPPS NETWORKS INTERACTIVE
INC CL A 811065101 Common Stock 39 679.00 SOLE N/A NONE
SEACOR HOLDINGS INC COM 811904101 Common Stock 5 59.00 SOLE N/A NONE
SEADRILL LIMTED SHS
ISIN#BMG7945E1057 G7945E105 Common Stock 6 172.38 SOLE N/A NONE
SEAGATE TECHNOLOGY PLC SHS
ISIN#IE00B58JVZ52 G7945M107 Common Stock 65 2,621.00 SOLE N/A NONE
SEALED AIR CORP NEW COM 81211K100 Common Stock 10 661.27 SOLE N/A NONE
SEARS HLDGS CORP COM 812350106 Common Stock 7 121.00 SOLE N/A NONE
31
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
SEASPAN CORP COM Y75638109 Common Stock 10 550.00 SOLE N/A NONE
SEATTLE GENETICS INC COM 812578102 Common Stock 1 30.00 SOLE N/A NONE
SEI INVESTMENTS CO COM 784117103 Common Stock 0 7.00 SOLE N/A NONE
SELECT SECTOR SPDR TR
CONSUMER DISCRETIONARY
TRANSN TO 06/24/02 81369Y407 Common Stock 290 6,616.70 SOLE N/A NONE
SELECT SECTOR SPDR TR
CONSUMER STAPLES 81369Y308 Common Stock 720 20,696.13 SOLE N/A NONE
SELECT SECTOR SPDR TR HEALTH
CARE 81369Y209 Common Stock 533 14,033.27 SOLE N/A NONE
SELECT SECTOR SPDR TR ENERGY 81369Y506 Common Stock 248 3,735.00 SOLE N/A NONE
SELECT SECTOR SPDR TR
FINANCIAL 81369Y605 Common Stock 201 13,701.81 SOLE N/A NONE
SELECT SECTOR SPDR TR INDL 81369Y704 Common Stock 192 5,368.84 SOLE N/A NONE
SELECT SECTOR SPDR TR UTILS 81369Y886 Common Stock 2,471 66,797.17 SOLE N/A NONE
SELECT SECTOR SPDR TR MATLS 81369Y100 Common Stock 48 1,355.62 SOLE N/A NONE
SELECT SECTOR SPDR TR
TECHNOLOGY 81369Y803 Common Stock 1,192 41,509.00 SOLE N/A NONE
SEMPRA ENERGY COM 816851109 Common Stock 89 1,287.00 SOLE N/A NONE
SENIOR HSG PPTYS TR SH BEN INT 81721M109 Common Stock 34 1,520.77 SOLE N/A NONE
SENSIENT TECHNOLOGIES CORP COM 81725T100 Common Stock 1 38.00 SOLE N/A NONE
SHERWIN WILLIAMS CO 824348106 Common Stock 44 331.00 SOLE N/A NONE
SHIP FINANCE INTL LTD SHS
ISIN#BMG810751062 G81075106 Common Stock 16 1,004.00 SOLE N/A NONE
SIEMENS A G SPONSORED ADR
ISIN#US8261975010 826197501 Common Stock ADR 68 808.75 SOLE N/A NONE
SIGMA ALDRICH CORP COM 826552101 Common Stock 7 90.00 SOLE N/A NONE
SILGAN HLDGS INC COM 827048109 Common Stock 1 24.00 SOLE N/A NONE
SILICON MOTION TECHNOLOGY
CORP SPONS ADR SHS
ISIN#US82706C1080 82706C108 Common Stock ADR 11 800.00 SOLE N/A NONE
SILVER WHEATON CORP COM
ISIN#CA8283361076 828336107 Common Stock 83 3,093.62 SOLE N/A NONE
SIMON PPTY GROUP INC NEW COM 828806109 Common Stock 137 883.00 SOLE N/A NONE
SINA CORPORATION COM
ISIN#KYG814771047 G81477104 Common Stock 16 310.00 SOLE N/A NONE
SINCLAIR BROADCAST GROUP INC
CL A 829226109 Common Stock 2 181.50 SOLE N/A NONE
SINOVAC BIOTECH LTD SHS
ISIN#AGP8696W1045 P8696W104 Common Stock 2 1,000.00 SOLE N/A NONE
SIRIUS XM RADIO INC COM 82967N108 Common Stock 74 40,049.00 SOLE N/A NONE
SIRONA DENTAL SYS INC COM 82966C103 Common Stock 23 503.00 SOLE N/A NONE
SK TELECOM LTD SPONSORED ADR
ISIN#US78440P1084 78440P108 Common Stock ADR 2 125.00 SOLE N/A NONE
SKECHERS U S A INC CL A 830566105 Common Stock 11 526.00 SOLE N/A NONE
SKYWORKS SOLUTIONS INC COM 83088M102 Common Stock 93 3,421.00 SOLE N/A NONE
SLM CORP COM 78442P106 Common Stock 27 1,698.00 SOLE N/A NONE
SM ENERGY CO COM 78454L100 Common Stock 1 25.00 SOLE N/A NONE
SMARTHEAT INC COM NEW 83172F203 Common Stock 3 635.00 SOLE N/A NONE
SMITH & NEPHEW P L C
SPONSORED ADR NEW 83175M205 Common Stock ADR 1 28.00 SOLE N/A NONE
SMITH & WESSON HLDG CORP COM 831756101 Common Stock 16 1,900.00 SOLE N/A NONE
SMITH A O CORP COMMON 831865209 Common Stock 1 20.00 SOLE N/A NONE
SMITHFIELD FOODS INC COM 832248108 Common Stock 18 836.00 SOLE N/A NONE
SMUCKER J M CO COM NEW 832696405 Common Stock 82 1,090.00 SOLE N/A NONE
SNAP ON INC COM 833034101 Common Stock 7 117.00 SOLE N/A NONE
SODASTREAM INTERNATIONAL LTD
USD SHS M9068E105 Common Stock 10 250.00 SOLE N/A NONE
SOHU.COM INC COMMON STOCK 83408W103 Common Stock 1 20.00 SOLE N/A NONE
SOLAR CAP LTD COM 83413U100 Common Stock 11 500.00 SOLE N/A NONE
32
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
SOLARWINDS INC COM 83416B109 Common Stock 49 1,125.00 SOLE N/A NONE
SOLAZYME INC COM 83415T101 Common Stock 7 500.00 SOLE N/A NONE
SONIC AUTOMOTIVE INC CL A 83545G102 Common Stock 4 300.00 SOLE N/A NONE
SONIC CORP 835451105 Common Stock 2 192.00 SOLE N/A NONE
SONOCO PRODS CO COM 835495102 Common Stock 13 440.00 SOLE N/A NONE
SOTHEBYS CL A 835898107 Common Stock 8 242.00 SOLE N/A NONE
SOURCEFIRE INC COM 83616T108 Common Stock 1 13.00 SOLE N/A NONE
SOUTH JERSEY INDS INC COM 838518108 Common Stock 3 54.00 SOLE N/A NONE
SOUTHERN CO COM 842587107 Common Stock 2,167 46,808.31 SOLE N/A NONE
SOUTHERN COPPER CORP DEL COM 84265V105 Common Stock 82 2,602.00 SOLE N/A NONE
SOUTHWEST AIRLS CO COM 844741108 Common Stock 31 3,409.00 SOLE N/A NONE
SOUTHWEST GAS CORP 844895102 Common Stock 4 99.60 SOLE N/A NONE
SOUTHWESTERN ENERGY CO COM 845467109 Common Stock 7 221.00 SOLE N/A NONE
SPDR DOW JONES INDL AVERAGE
ETF TR UNIT SER 1 78467X109 Common Stock 766 5,963.38 SOLE N/A NONE
SPDR GOLD TR GOLD SHS 78463V107 Common Stock 5,573 35,908.50 SOLE N/A NONE
SPDR INDEX SHS FDS S&P
EMERGING ASIA PAC ETF 78463X301 Common Stock 2 29.00 SOLE N/A NONE
SPDR INDEX SHS FDS DOW JONES
INTL REAL ESTATE ETF 78463X863 Common Stock 108 2,942.00 SOLE N/A NONE
SPDR INDEX SHS FDS EURO STOXX
50 ETF 78463X202 Common Stock 0 1.00 SOLE N/A NONE
SPDR INDEX SHS FDS FTSE /
MACQUARIE GLOBAL 78463X855 Common Stock 20 500.00 SOLE N/A NONE
SPDR INDEX SHS FDS RUSSELL /
NOMURA SMALL CAP JAPAN ETF 78463X822 Common Stock 9 209.00 SOLE N/A NONE
SPDR INDEX SHS FDS S&P BRIC
40 ETF 78463X798 Common Stock 14 639.00 SOLE N/A NONE
SPDR INDEX SHS FDS S&P CHINA
ETF 78463X400 Common Stock 32 502.00 SOLE N/A NONE
SPDR INDEX SHS FDS S&P INTL
DIVIDEND ETF 78463X772 Common Stock 63 1,421.00 SOLE N/A NONE
SPDR INDEX SHS FDS S&P INTL
SMALL CAP ETF 78463X871 Common Stock 12 484.00 SOLE N/A NONE
SPDR S&P 500 ETF TR TR UNIT 78462F103 Common Stock 3,561 26,163.62 SOLE N/A NONE
SPDR S&P MIDCAP 400 ETF TR
UNIT SER 1 STANDARD &
POORS DEP RCPT 78467Y107 Common Stock 72 420.00 SOLE N/A NONE
SPDR SER TR BARCLAYS CAP TIPS
ETF 78464A656 Common Stock 41 681.00 SOLE N/A NONE
SPDR SER TR BARCLAYS CAP 1-3
T BILL ETF 78464A680 Common Stock 936 20,434.00 SOLE N/A NONE
SPDR SER TR BARCLAYS CAP
INTER TERM TREAS ETF 78464A672 Common Stock 53 870.00 SOLE N/A NONE
SPDR SER TR BARCLAYS CAP INTL
TREAS BD ETF 78464A516 Common Stock 25 422.00 SOLE N/A NONE
SPDR SER TR BARCLAYS CAP LONG
TERM TREAS ETF 78464A664 Common Stock 256 3,542.00 SOLE N/A NONE
SPDR SER TR BARCLAYS CAP HIGH
YIELD BD ETF 78464A417 Common Stock 2,337 59,213.44 SOLE N/A NONE
SPDR SER TR DOW JONES MID CAP
ETF 78464A847 Common Stock 15 237.00 SOLE N/A NONE
SPDR SER TR DOW JONES REIT ETF 78464A607 Common Stock 293 4,019.30 SOLE N/A NONE
SPDR SER TR NUVEEN BARCLAYS
CAP MUN BD ETF 78464A458 Common Stock 426 17,651.54 SOLE N/A NONE
SPDR SER TR S&P OIL & GAS
EQUIP & SVCS ETF 78464A748 Common Stock 17 550.00 SOLE N/A NONE
SPDR SER TR S&P 400 MID CAP
VALUE ETF 78464A839 Common Stock 0 1.00 SOLE N/A NONE
SPDR SER TR S&P 600 SMALL CAP
ETF 78464A813 Common Stock 14 201.00 SOLE N/A NONE
SPDR SER TR S&P BIOTECH ETF 78464A870 Common Stock 27 300.00 SOLE N/A NONE
SPDR SER TR S&P BK ETF 78464A797 Common Stock 2 100.00 SOLE N/A NONE
SPDR SER TR S&P CAP MKTS ETF 78464A771 Common Stock 9 275.00 SOLE N/A NONE
SPDR SER TR S&P DIVID ETF 78464A763 Common Stock 499 8,967.10 SOLE N/A NONE
SPDR SER TR S&P HOMEBUILDERS
ETF 78464A888 Common Stock 10 470.00 SOLE N/A NONE
33
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
SPDR SER TR S&P INS ETF 78464A789 Common Stock 7 175.00 SOLE N/A NONE
SPDR SER TR S&P METALS & MNG
ETF 78464A755 Common Stock 496 11,974.19 SOLE N/A NONE
SPDR SER TR S&P OIL & GAS
EXPL & PRODTN ETF 78464A730 Common Stock 20 390.23 SOLE N/A NONE
SPDR SER TR S&P
PHARMACEUTICALS ETF 78464A722 Common Stock 271 4,561.00 SOLE N/A NONE
SPDR SER TR S&P REGL BKG ETF 78464A698 Common Stock 247 9,032.35 SOLE N/A NONE
SPDR SER TR S&P RETAIL ETF 78464A714 Common Stock 24 400.00 SOLE N/A NONE
SPECTRA ENERGY CORP COM 847560109 Common Stock 90 3,093.18 SOLE N/A NONE
SPECTRA ENERGY PARTNERS LP COM 84756N109 Common Stock 46 1,500.00 SOLE N/A NONE
SPECTRUM PHARMACEUTICALS INC
COM 84763A108 Common Stock 2 100.00 SOLE N/A NONE
SPIRIT AEROSYSTEMS HLDGS INC
CL A 848574109 Common Stock 2 92.00 SOLE N/A NONE
SPRINT NEXTEL CORP FON SHS 852061100 Common Stock 60 18,448.00 SOLE N/A NONE
SPX CORPORATION 784635104 Common Stock 1 13.00 SOLE N/A NONE
ST JUDE MED INC COM 790849103 Common Stock 35 889.00 SOLE N/A NONE
STANLEY BLACK & DECKER INC COM 854502101 Common Stock 15 237.00 SOLE N/A NONE
STAPLES INC 855030102 Common Stock 93 7,115.00 SOLE N/A NONE
STARBUCKS CORP COM 855244109 Common Stock 760 14,248.78 SOLE N/A NONE
STARWOOD HOTELS & RESORTS
WORLDWIDE INC COM 85590A401 Common Stock 3 57.00 SOLE N/A NONE
STARWOOD PPTY TR INC COM 85571B105 Common Stock 2 100.00 SOLE N/A NONE
STATE STR CORP COM 857477103 Common Stock 1 30.00 SOLE N/A NONE
STATOIL ASA SPONSORED ADR
ISIN#US85771P1021 85771P102 Common Stock ADR 33 1,379.00 SOLE N/A NONE
STEC INC COM 784774101 Common Stock 1 68.00 SOLE N/A NONE
STEEL DYNAMICS INC COM 858119100 Common Stock 10 890.00 SOLE N/A NONE
STERICYCLE INC COM 858912108 Common Stock 57 623.00 SOLE N/A NONE
STERIS CORP 859152100 Common Stock 13 400.00 SOLE N/A NONE
STONEMOR PARTNERS L P COM
UNITS 86183Q100 Common Stock 49 1,900.00 SOLE N/A NONE
STRYKER CORP 863667101 Common Stock 140 2,539.40 SOLE N/A NONE
STURM RUGER & CO INC 864159108 Common Stock 6 145.00 SOLE N/A NONE
SUBURBAN PROPANE PARTNERS L P
UNIT LTD PARTNERSHIP 864482104 Common Stock 19 455.75 SOLE N/A NONE
SUN LIFE FINL INC COM
ISIN#CA8667961053 866796105 Common Stock 25 1,157.00 SOLE N/A NONE
SUNCOKE ENERGY INC COM 86722A103 Common Stock 10 680.00 SOLE N/A NONE
SUNCOR ENERGY INC NEW COM
ISIN#CA8672241079 867224107 Common Stock 18 636.00 SOLE N/A NONE
SUNOCO INC COM 86764P109 Common Stock 0 8.00 SOLE N/A NONE
SUNOCO LOGISTICS PARTNERS LP
COM UNITS 86764L108 Common Stock 291 8,025.00 SOLE N/A NONE
SUNPOWER CORP COM 867652406 Common Stock 3 630.00 SOLE N/A NONE
SUNTECH PWR HLDGS CO LTD SHS
ISIN#US86800C1045 86800C104 Common Stock ADR 1 690.00 SOLE N/A NONE
SUNTRUST BKS INC COM 867914103 Common Stock 19 799.76 SOLE N/A NONE
SUPERIOR INDUSTRIES
INTERNATIONAL INC
CALIFORNIA 868168105 Common Stock 6 370.00 SOLE N/A NONE
SUPERVALU INC COM 868536103 Common Stock 19 3,707.14 SOLE N/A NONE
SUSQUEHANNA BANKSHS INC PA 869099101 Common Stock 0 40.00 SOLE N/A NONE
SWEDISH EXPT CR CORP ELEMENTS
LKD TO ROGERS INTL
COMMODITY INDEX AGRI TOTAL
RETURN 870297603 Common Stock 2 250.00 SOLE N/A NONE
SWEDISH EXPT CR CORP ELEMENTS
LKD TO ROGERS INTL
COMMODITY INDEX TOTAL
RETURN 870297801 Common Stock 8 1,007.00 SOLE N/A NONE
SWIFT ENERGY CO COM 870738101 Common Stock 4 225.00 SOLE N/A NONE
SWISHER HYGIENE INC COM 870808102 Common Stock 13 5,000.00 SOLE N/A NONE
34
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
SXC HEALTH SOLUTIONS CORP N/C
EFF 7/11/12 1 OLD/1 NEW CU
148887102 CATAMARAN CORP 78505P100 Common Stock 52 528.00 SOLE N/A NONE
SYCAMORE NETWORKS INC COM NEW 871206405 Common Stock 1 38.00 SOLE N/A NONE
SYMANTEC CORP 871503108 Common Stock 2 131.00 SOLE N/A NONE
SYNGENTA AG SPON ADR
ISIN#US87160A1007 87160A100 Common Stock ADR 1 11.00 SOLE N/A NONE
SYNNEX CORP COM 87162W100 Common Stock 1 25.00 SOLE N/A NONE
SYNTA PHAMACEUTICALS CORP COM 87162T206 Common Stock 11 2,000.00 SOLE N/A NONE
SYSCO CORP 871829107 Common Stock 373 12,522.40 SOLE N/A NONE
TAIWAN SEMICONDUCTOR MFG CO
SPONSORED ADR
ISIN#US8740391003 874039100 Common Stock ADR 5 392.72 SOLE N/A NONE
TAL INTL GROUP INC COM 874083108 Common Stock 2 70.00 SOLE N/A NONE
TALISMAN ENERGY INC COM 87425E103 Common Stock 1 63.00 SOLE N/A NONE
TANGER FACTORY OUTLET CENTERS
INC COM 875465106 Common Stock 2 66.00 SOLE N/A NONE
TANGOE INC COM 87582Y108 Common Stock 1 66.00 SOLE N/A NONE
TARGA RES PARTNERS LP COM
UNIT LTD PARTNERSHIP INT 87611X105 Common Stock 116 3,263.00 SOLE N/A NONE
TARGET CORP COM 87612E106 Common Stock 88 1,516.02 SOLE N/A NONE
TATA MTRS LTD SPON ADR. 876568502 Common Stock ADR 163 7,428.76 SOLE N/A NONE
TAUBMAN CENTERS INC 876664103 Common Stock 33 425.00 SOLE N/A NONE
TC PIPELINES LP UNIT COM LTD
PARTNERSHIP INT 87233Q108 Common Stock 47 1,100.00 SOLE N/A NONE
TD AMERITRADE HLDG CORP COM 87236Y108 Common Stock 8 454.00 SOLE N/A NONE
TE CONNECTIVITY LTD REG SHS
ISIN#CH0102993182 H84989104 Common Stock 32 1,006.23 SOLE N/A NONE
TECK RES LTD CL B SUB VTG
ISIN#CA8787422044 878742204 Common Stock 0 6.00 SOLE N/A NONE
TECO ENERGY INC COM 872375100 Common Stock 28 1,540.66 SOLE N/A NONE
TEEKAY LNG PARTNERS L P
PARTNERSHIP UNIT
ISIN#MHY8564M1057 Y8564M105 Common Stock 75 1,940.78 SOLE N/A NONE
TEEKAY TANKERS LTD CL A
ISIN#MHY8565N1022 Y8565N102 Common Stock 1 232.38 SOLE N/A NONE
TELECOM ARGENTINA S A
SPONSORED ADR REPSTG 5 CL
B ORD SHS ISIN#US8792732096 879273209 Common Stock ADR 1 100.00 SOLE N/A NONE
TELECOM CORP NEW ZEALAND LTD
SPONS ADR ISIN#US8792782083 879278208 Common Stock ADR 7 721.00 SOLE N/A NONE
TELEDYNE TECHNOLOGIES INC COM 879360105 Common Stock 6 93.00 SOLE N/A NONE
TELEFONICA BRASIL SA
SPONSORED ADR
ISIN#US87936R1068 87936R106 Common Stock ADR 2 97.00 SOLE N/A NONE
TELEFONICA S A ADR SPONS ADR
ISIN#US8793822086 879382208 Common Stock ADR 64 4,893.11 SOLE N/A NONE
TELLABS INC COM 879664100 Common Stock 2 451.00 SOLE N/A NONE
TEMPUR-PEDIC INTL INC COM 88023U101 Common Stock 0 16.00 SOLE N/A NONE
TENARIS S A SPONSORED ADR 88031M109 Common Stock ADR 0 5.00 SOLE N/A NONE
TENET HEALTHCARE CORP 88033G100 Common Stock 1 210.00 SOLE N/A NONE
TENNECO INC COM 880349105 Common Stock 1 28.00 SOLE N/A NONE
TERADATA CORP DEL COM 88076W103 Common Stock 83 1,146.00 SOLE N/A NONE
TERRA NITROGEN COMPANY L.P.
DEPOSITARY RECEIPTS
EVIDENCING COMMON UNITS
REPRESENTING LIMITED
PARTNER INTS 881005201 Common Stock 32 149.06 SOLE N/A NONE
TESORO CORP COM 881609101 Common Stock 2 75.00 SOLE N/A NONE
TETRA TECH INC NEW COM 88162G103 Common Stock 54 2,060.00 SOLE N/A NONE
TEUCRIUM COMMODITY TR CORN FD
SHS 88166A102 Common Stock 2 50.00 SOLE N/A NONE
TEVA PHARMACEUTICAL
INDUSTRIES LTD ADR
ISIN#US8816242098 881624209 Common Stock ADR 463 11,730.58 SOLE N/A NONE
TEXAS INSTRUMENTS INC 882508104 Common Stock 26 912.00 SOLE N/A NONE
TEXTRON INC COM 883203101 Common Stock 5 194.00 SOLE N/A NONE
TFS FINL CORP COM 87240R107 Common Stock 47 4,945.00 SOLE N/A NONE
THERMO FISHER SCIENTIFIC INC 883556102 Common Stock 25 488.36 SOLE N/A NONE
35
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
THOR INDS INC 885160101 Common Stock 1 40.00 SOLE N/A NONE
TIDEWATER INC 886423102 Common Stock 7 154.21 SOLE N/A NONE
TIFFANY & COMPANY 886547108 Common Stock 90 1,701.37 SOLE N/A NONE
TIME WARNER CABLE INC COM 88732J207 Common Stock 43 520.96 SOLE N/A NONE
TIME WARNER INC NEW COM NEW 887317303 Common Stock 79 2,041.31 SOLE N/A NONE
TIMKEN CO COM 887389104 Common Stock 18 388.00 SOLE N/A NONE
TITAN MACHY INC COM 88830R101 Common Stock 67 2,200.00 SOLE N/A NONE
TJX COMPANIES INC (NEW) 872540109 Common Stock 279 6,501.31 SOLE N/A NONE
TOLL BROS INC 889478103 Common Stock 25 838.00 SOLE N/A NONE
TOOTSIE ROLL INDS INC 890516107 Common Stock 0 3.00 SOLE N/A NONE
TORONTO DOMINION BK ONT COM
NEW ISIN#CA8911605092 891160509 Common Stock 20 250.00 SOLE N/A NONE
TOTAL S A SPONSORED ADR 89151E109 Common Stock ADR 161 3,592.22 SOLE N/A NONE
TOTAL SYSTEMS SERVICES INC 891906109 Common Stock 13 531.00 SOLE N/A NONE
TOYOTA MTR CO SPON ADR 892331307 Common Stock ADR 271 3,370.53 SOLE N/A NONE
TRACTOR SUPPLY CO 892356106 Common Stock 128 1,545.53 SOLE N/A NONE
TRANSALTA CORP 89346D107 Common Stock 1 50.00 SOLE N/A NONE
TRANSCANADA CORP COM
ISIN#CA89353D1078 89353D107 Common Stock 7 156.59 SOLE N/A NONE
TRANSDIGM GROUP INC COM 893641100 Common Stock 83 621.00 SOLE N/A NONE
TRANSOCEAN LTD ZUG NAMEN AKT
ISIN#CH0048265513 H8817H100 Common Stock 153 3,420.48 SOLE N/A NONE
TRANSWITCH CORP COM NEW 894065309 Common Stock 2 1,500.00 SOLE N/A NONE
TRAVELERS COS INC COM 89417E109 Common Stock 91 1,419.93 SOLE N/A NONE
TRAVELZOO INC COM 89421Q106 Common Stock 18 800.00 SOLE N/A NONE
TREEHOUSE FOODS INC COM 89469A104 Common Stock 33 530.00 SOLE N/A NONE
TRIANGLE CAP CORP COM 895848109 Common Stock 14 596.23 SOLE N/A NONE
TRINITY INDS INC COM 896522109 Common Stock 10 403.60 SOLE N/A NONE
TRIPADVISOR INC COM 896945201 Common Stock 35 784.00 SOLE N/A NONE
TRIQUINT SEMICONDUCTOR INC COM 89674K103 Common Stock 1 100.00 SOLE N/A NONE
TRIUMPH GROUP INC NEW COM 896818101 Common Stock 8 148.50 SOLE N/A NONE
TRUE RELIGION APPAREL INC COM 89784N104 Common Stock 1 21.01 SOLE N/A NONE
TRUSTMARK CORP 898402102 Common Stock 3 117.00 SOLE N/A NONE
TRW AUTOMOTIVE HLDGS CORP COM 87264S106 Common Stock 34 917.90 SOLE N/A NONE
TUPPERWARE BRANDS CORP COM 899896104 Common Stock 21 390.00 SOLE N/A NONE
TURKCELL ILETISIM HIZMETLERI
A S SPONS ADR
ISIN#US9001112047 900111204 Common Stock ADR 1 100.00 SOLE N/A NONE
TW TELECOM INC COM 87311L104 Common Stock 1 39.00 SOLE N/A NONE
TWO HBRS INVT CORP COM 90187B101 Common Stock 46 4,456.58 SOLE N/A NONE
TYCO INTL LTD SHS
ISIN#CH0100383485 H89128104 Common Stock 73 1,384.77 SOLE N/A NONE
TYSON FOODS INC CL A 902494103 Common Stock 1 33.00 SOLE N/A NONE
U S AWYS GROUP INC COM 90341W108 Common Stock 7 500.00 SOLE N/A NONE
USG CORP (NEW) COMMON STOCK 903293405 Common Stock 35 1,836.00 SOLE N/A NONE
UBS AG JERSEY BRH E TRACS LKD
TO UBS BLOOMBERG CONSTANT
MTY LONG PLATINUM TOTAL
RETURN INDEX 902641786 Common Stock 25 1,500.00 SOLE N/A NONE
UBS AG SHS NEW
ISIN#CH0024899483 H89231338 Common Stock 20 1,691.00 SOLE N/A NONE
UGI CORP 902681105 Common Stock 3 109.00 SOLE N/A NONE
UIL HLDG CORP COM 902748102 Common Stock 704 19,624.00 SOLE N/A NONE
36
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
ULTA SALON COSMETICS &
FRAGRANCE INC COM 90384S303 Common Stock 174 1,866.00 SOLE N/A NONE
ULTRA PETE CORP COM
ISIN#CA9039141093 903914109 Common Stock 11 470.00 SOLE N/A NONE
UMPQUA HLDGS CORP COM 904214103 Common Stock 0 12.00 SOLE N/A NONE
UNDER ARMOUR INC CL A COM 904311107 Common Stock 88 928.00 SOLE N/A NONE
UNILEVER NV NEW YORK SHS NEW 904784709 Common Stock 497 14,888.45 SOLE N/A NONE
UNILEVER PLC SPON ADR NEW
ISIN#US9047677045 904767704 Common Stock ADR 59 1,739.00 SOLE N/A NONE
UNION PACIFIC CORP COM 907818108 Common Stock 954 7,995.43 SOLE N/A NONE
UNITED BANKSHARES INC W VA COM 909907107 Common Stock 2 69.00 SOLE N/A NONE
UNITED CONTL HLDGS INC COM 910047109 Common Stock 44 1,805.00 SOLE N/A NONE
UNITED ONLINE INC COM 911268100 Common Stock 15 3,500.00 SOLE N/A NONE
UNITED PARCEL SVC INC CL B 911312106 Common Stock 476 6,049.99 SOLE N/A NONE
UNITED RENTALS INC COM 911363109 Common Stock 7 207.00 SOLE N/A NONE
UNITED STS NAT GAS FD LP UNIT
PAR $0 001 912318201 Common Stock 69 3,585.00 SOLE N/A NONE
UNITED STS OIL FD LP UNITS 91232N108 Common Stock 123 3,868.00 SOLE N/A NONE
UNITED STS STL CORP NEW COM 912909108 Common Stock 111 5,394.88 SOLE N/A NONE
UNITED STS GASOLINE FD LP
UNITS 91201T102 Common Stock 153 3,150.00 SOLE N/A NONE
UNITED TECHNOLOGIES CORP COM 913017109 Common Stock 662 8,766.59 SOLE N/A NONE
UNITEDHEALTH GROUP INC COM 91324P102 Common Stock 382 6,534.46 SOLE N/A NONE
UNIVERSAL CORP VA COM 913456109 Common Stock 1 22.00 SOLE N/A NONE
UNIVERSAL HEALTH SVCS INC CL B 913903100 Common Stock 0 2.00 SOLE N/A NONE
URBAN OUTFITTERS INC 917047102 Common Stock 3 123.00 SOLE N/A NONE
URS CORP NEW COM 903236107 Common Stock 12 347.00 SOLE N/A NONE
US BANCORP DEL COM 902973304 Common Stock 86 2,665.80 SOLE N/A NONE
UTSTARCOM HLDGS CORP USD ORD
SHS ISIN#KYG9310A1067 G9310A106 Common Stock 0 150.00 SOLE N/A NONE
V F CORP 918204108 Common Stock 11 82.00 SOLE N/A NONE
VAALCO ENERGY INC NEW 91851C201 Common Stock 123 14,300.00 SOLE N/A NONE
VALASSIS COMMUNICATIONS INC 918866104 Common Stock 0 20.00 SOLE N/A NONE
VALE SA ADR ISIN#US91912E1055 91912E105 Common Stock ADR 180 9,075.31 SOLE N/A NONE
VALEANT PHARMACEUTICALS INTL
INC CDA COM
ISIN#CA91911K1021 91911K102 Common Stock 4 92.00 SOLE N/A NONE
VALERO ENERGY CORP NEW COM 91913Y100 Common Stock 256 10,588.26 SOLE N/A NONE
VALHI INC NEW COM 918905100 Common Stock 11 871.47 SOLE N/A NONE
VALIDUS HLDGS LTD COM SHS
ISIN#BMG9319H1025 G9319H102 Common Stock 1 33.00 SOLE N/A NONE
VALLEY NATL BANCORP COM 919794107 Common Stock 8 799.92 SOLE N/A NONE
VALSPAR CORP 920355104 Common Stock 47 891.00 SOLE N/A NONE
VALUECLICK INC COM 92046N102 Common Stock 0 4.00 SOLE N/A NONE
VANGUARD BD INDEX FD INC
INTERMEDIATE TERM BD ETF 921937819 Common Stock 1,344 15,126.20 SOLE N/A NONE
VANGUARD BD INDEX FD INC LONG
TERM BD ETF 921937793 Common Stock 538 5,665.36 SOLE N/A NONE
VANGUARD BD INDEX FD INC
SHORT TERM BD ETF 921937827 Common Stock 4,807 59,244.86 SOLE N/A NONE
VANGUARD BD INDEX FD INC
TOTAL BD MARKET ETF 921937835 Common Stock 1,459 17,289.06 SOLE N/A NONE
VANGUARD INDEX FDS VANGUARD
EXTENDED MKT ETF 922908652 Common Stock 119 2,109.00 SOLE N/A NONE
VANGUARD INDEX FDS VANGUARD
GROWTH ETF 922908736 Common Stock 523 7,682.81 SOLE N/A NONE
VANGUARD INDEX FDS VANGUARD
LARGE-CAP ETF 922908637 Common Stock 49 788.19 SOLE N/A NONE
VANGUARD INDEX FDS MID-CAP
GROWTH INDEX VIPER SHS 922908538 Common Stock 48 744.00 SOLE N/A NONE
37
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
VANGUARD INDEX FDS MID-CAP
VALUE INDEX VIPER SHS 922908512 Common Stock 448 8,142.82 SOLE N/A NONE
VANGUARD INDEX FDS VANGUARD
MID-CAP ETF 922908629 Common Stock 359 4,649.70 SOLE N/A NONE
VANGUARD INDEX FDS VANGUARD
REIT ETF 922908553 Common Stock 509 7,772.36 SOLE N/A NONE
VANGUARD INDEX FDS S&P 500
ETF SHS 922908413 Common Stock 11 176.78 SOLE N/A NONE
VANGUARD INDEX FDS VANGUARD
SMALL-CAP VALUE ETF 922908611 Common Stock 535 7,842.45 SOLE N/A NONE
VANGUARD INDEX FDS VANGUARD
SMALL-CAP ETF 922908751 Common Stock 166 2,177.45 SOLE N/A NONE
VANGUARD INDEX FDS VANGUARD
SMALL-CAP GROWTH ETF 922908595 Common Stock 357 4,257.10 SOLE N/A NONE
VANGUARD INDEX FDS VANGUARD
TOTAL STK MKT ETF 922908769 Common Stock 4,122 59,141.00 SOLE N/A NONE
VANGUARD INDEX FDS VANGUARD
VALUE ETF 922908744 Common Stock 473 8,449.28 SOLE N/A NONE
VANGUARD INTL EQUITY INDEX FD
INC FTSE ALL WORLD EX US
INDEX FD ETFS SHS 922042775 Common Stock 275 6,707.26 SOLE N/A NONE
VANGUARD INTL EQUITY INDEX
FDS MSCI EMERGING MKTS ETF 922042858 Common Stock 913 22,868.61 SOLE N/A NONE
VANGUARD INTL EQUITY INDEX
FDS MSCI EUROPE ETF 922042874 Common Stock 11 247.00 SOLE N/A NONE
VANGUARD INTL EQUITY INDEX
FDS MSCI PAC ETF 922042866 Common Stock 15 305.00 SOLE N/A NONE
VANGUARD NAT RES LLC COM UNIT
REPSTG LTD LIABLITY CO INTS 92205F106 Common Stock 105 4,028.00 SOLE N/A NONE
VANGUARD SCOTTSDALE FDS
VANGUARD INTERMEDIATE-TERM
CORPORATE BOND INDEX ETF
SHS 92206C870 Common Stock 32 375.58 SOLE N/A NONE
VANGUARD SPECIALIZED
PORTFOLIOS DIVIDEND
APPRECIATION INDEX FD ETF 921908844 Common Stock 1,139 20,088.36 SOLE N/A NONE
VANGUARD TAX-MANAGED INTL FD
MSCI EAFE ETF 921943858 Common Stock 21 675.00 SOLE N/A NONE
VANGUARD WHITEHALL FDS HIGH
DIVIDEND YIELD ETF SHS 921946406 Common Stock 178 3,701.00 SOLE N/A NONE
VANGUARD WORLD FD MEGA CAP
300 INDEX ETF 921910873 Common Stock 19 400.00 SOLE N/A NONE
VANGUARD WORLD FD MEGA CAP
300 GROWTH INDEX ETF 921910816 Common Stock 10 187.00 SOLE N/A NONE
VANGUARD WORLD FDS VANGUARD
CONSUMER DISCRETIONARY ETF 92204A108 Common Stock 3 50.00 SOLE N/A NONE
VANGUARD WORLD FDS VANGUARD
CONSUMER STAPLES ETF 92204A207 Common Stock 512 5,803.00 SOLE N/A NONE
VANGUARD WORLDS FDS VANGUARD
ENERGY ETF 92204A306 Common Stock 4 43.00 SOLE N/A NONE
VANGUARD WORLD FDS VANGUARD
HEALTH CARE ETF 92204A504 Common Stock 49 715.00 SOLE N/A NONE
VANGUARD WORLD FDS VANGUARD
INDLS ETF 92204A603 Common Stock 41 610.49 SOLE N/A NONE
VANGUARD WORLD FDS VANGUARD
INFORMATION TECHNOLOGY ETF 92204A702 Common Stock 62 909.00 SOLE N/A NONE
VANGUARD WORLD FDS VANGUARD
UTILS ETF 92204A876 Common Stock 241 3,067.00 SOLE N/A NONE
VARIAN MED SYS INC COM 92220P105 Common Stock 15 251.00 SOLE N/A NONE
VASCO DATA SEC INTL 92230Y104 Common Stock 5 600.00 SOLE N/A NONE
VECTOR GROUP LTD COM 92240M108 Common Stock 14 851.00 SOLE N/A NONE
VECTREN CORP COM 92240G101 Common Stock 6 203.20 SOLE N/A NONE
VEECO INSTRS INC DEL COM 922417100 Common Stock 10 300.00 SOLE N/A NONE
VENTAS INC COM 92276F100 Common Stock 25 401.00 SOLE N/A NONE
VENTRUS BIOSCIENCES INC COM 922822101 Common Stock 1 200.00 SOLE N/A NONE
VEOLIA ENVIRONMENT SPONSORED
ADR 92334N103 Common Stock ADR 13 1,025.00 SOLE N/A NONE
VERIFONE SYSTEMS INC COM 92342Y109 Common Stock 7 214.00 SOLE N/A NONE
VERISIGN INC COM 92343E102 Common Stock 0 1.00 SOLE N/A NONE
VERISK ANALYTICS INC CL A 92345Y106 Common Stock 10 200.00 SOLE N/A NONE
VERIZON COMMUNICATIONS COM 92343V104 Common Stock 3,688 82,988.08 SOLE N/A NONE
VERMILLION INC COM NEW 92407M206 Common Stock 0 10.00 SOLE N/A NONE
VERTEX PHARMACEUTICALS INC COM 92532F100 Common Stock 8 135.00 SOLE N/A NONE
VIACOM INC NEW CL B 92553P201 Common Stock 35 743.40 SOLE N/A NONE
VICOR CORP 925815102 Common Stock 0 1.00 SOLE N/A NONE
38
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
VIMPELCOM LTD SPONSORED ADR 92719A106 Common Stock ADR 5 639.39 SOLE N/A NONE
VIROPHARMA INC COM 928241108 Common Stock 5 200.00 SOLE N/A NONE
VISA INC COM CL A 92826C839 Common Stock 169 1,366.19 SOLE N/A NONE
VISTEON CORP COM NEW 92839U206 Common Stock 35 930.00 SOLE N/A NONE
VIVUS INC COM 928551100 Common Stock 9 303.00 SOLE N/A NONE
VMWARE INC CL A COM 928563402 Common Stock 167 1,831.00 SOLE N/A NONE
VOC ENERGY TR TR UNIT 91829B103 Common Stock 9 500.00 SOLE N/A NONE
VODAFONE GROUP PLC SPON ADR
NEW ISIN#US92857W2098 92857W209 Common Stock ADR 547 19,416.34 SOLE N/A NONE
VORNADO RLTY TR SBI 929042109 Common Stock 5 60.00 SOLE N/A NONE
VULCAN MATERIALS CO HLDG CO
COM 929160109 Common Stock 9 217.00 SOLE N/A NONE
WABCO HLDGS INC COM 92927K102 Common Stock 2 41.00 SOLE N/A NONE
WABTEC COM 929740108 Common Stock 10 130.00 SOLE N/A NONE
WALGREEN CO 931422109 Common Stock 346 11,698.45 SOLE N/A NONE
WAL MART STORES INC COM 931142103 Common Stock 728 10,448.29 SOLE N/A NONE
WALTER ENERGY INC COM 93317Q105 Common Stock 14 316.00 SOLE N/A NONE
WARNER CHILCOTT PLC SHS A G94368100 Common Stock 3 154.00 SOLE N/A NONE
WASHINGTON FED INC COM 938824109 Common Stock 28 1,652.00 SOLE N/A NONE
WASTE MGMT INC DEL COM 94106L109 Common Stock 189 5,657.88 SOLE N/A NONE
WATERS CORP COM 941848103 Common Stock 3 40.00 SOLE N/A NONE
WATSON PHARMACEUTICAL INC 942683103 Common Stock 28 373.00 SOLE N/A NONE
WATTS WATER TECHNOLOGIES INC
CL A COM 942749102 Common Stock 1 25.00 SOLE N/A NONE
WAUSAU PAPER CORP COM 943315101 Common Stock 0 2.00 SOLE N/A NONE
WD 40 CO COM 929236107 Common Stock 1 22.00 SOLE N/A NONE
WEATHERFORD INTL LTD REG
ISIN#CH0038838394 H27013103 Common Stock 26 2,067.00 SOLE N/A NONE
WEBMD HEALTH CORP COM 94770V102 Common Stock 12 573.00 SOLE N/A NONE
WEBSTER FINL CORP WATERBURY
CONN COM 947890109 Common Stock 32 1,485.00 SOLE N/A NONE
WEINGARTEN REALTY INVESTORS
SHARES OF BENEFICIAL
INTEREST 948741103 Common Stock 13 500.00 SOLE N/A NONE
WELLPOINT INC COM 94973V107 Common Stock 108 1,700.37 SOLE N/A NONE
WELLS FARGO & CO NEW COM 949746101 Common Stock 720 21,529.61 SOLE N/A NONE
WENDYS CO COM 95058W100 Common Stock 1 150.00 SOLE N/A NONE
WERNER ENTERPRISES INC 950755108 Common Stock 5 225.00 SOLE N/A NONE
WESTAR ENERGY INC COM 95709T100 Common Stock 30 1,000.00 SOLE N/A NONE
WESTERN DIGITAL CORP COM 958102105 Common Stock 41 1,350.00 SOLE N/A NONE
WESTERN GAS PARTNERS LP COM
UNIT REPSTG LTD PARTNER INT 958254104 Common Stock 128 2,924.00 SOLE N/A NONE
WESTERN REFINING INC COM 959319104 Common Stock 49 2,208.00 SOLE N/A NONE
WESTERN UN CO COM 959802109 Common Stock 3 176.00 SOLE N/A NONE
WESTLAKE CHEM CORP COM 960413102 Common Stock 10 184.00 SOLE N/A NONE
WESTPORT INNOVATIONS INC COM
NEW ISIN#CA9609083097 960908309 Common Stock 134 3,641.00 SOLE N/A NONE
WEYERHAEUSER CO 962166104 Common Stock 10 457.00 SOLE N/A NONE
WGL HLDGS INC COM 92924F106 Common Stock 3 69.00 SOLE N/A NONE
WHIRLPOOL CORP 963320106 Common Stock 15 249.00 SOLE N/A NONE
WHITING PETE CORP COM 966387102 Common Stock 19 469.00 SOLE N/A NONE
WHOLE FOODS MKT INC COM 966837106 Common Stock 264 2,770.47 SOLE N/A NONE
39
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
WILEY JOHN & SONS INC CLASS A 968223206 Common Stock 302 6,160.00 SOLE N/A NONE
WILLIAMS COS INC COM 969457100 Common Stock 26 892.00 SOLE N/A NONE
WILLIAMS PARTNERS L P COM
UNIT LTD PARTNERSHIP INT 96950F104 Common Stock 226 4,318.00 SOLE N/A NONE
WILLIAMS SONOMA INC COM 969904101 Common Stock 7 195.00 SOLE N/A NONE
WILLIS GROUP HLDGS PUBLIC LTD
CO SHS G96666105 Common Stock 25 690.77 SOLE N/A NONE
WINDSTREAM CORP COM 97381W104 Common Stock 340 35,243.59 SOLE N/A NONE
WIPRO LTD SPONS ADR REPSTG 1
SH ISIN#US97651M1099 97651M109 Common Stock ADR 26 2,781.74 SOLE N/A NONE
WISCONSIN ENERGY CORP COM 976657106 Common Stock 3 87.00 SOLE N/A NONE
WISDOMTREE INVTS INC COM 97717P104 Common Stock 5 750.00 SOLE N/A NONE
WISDOMTREE TR EMERGING MKTS
LOC DEBT FD 97717X867 Common Stock 0 5.00 SOLE N/A NONE
WISDOMTREE TR ASIA PACIFIC EX
JAPAN FD 97717W828 Common Stock 9 149.75 SOLE N/A NONE
WISDOMTREE TR DREYFUS
BRAZILIAN REAL FD 97717W240 Common Stock 4 200.00 SOLE N/A NONE
WISDOMTREE TR DIVID
EX-FINANCIALS FD 97717W406 Common Stock 425 7,900.00 SOLE N/A NONE
WISDOMTREE TR EMERGING MKTS
EQUITY INCOME FD EQUITY 97717W315 Common Stock 340 6,571.44 SOLE N/A NONE
WISDOMTREE TR EMERGING MKTS
SMALL CAP 97717W281 Common Stock 24 545.00 SOLE N/A NONE
WISDOMTREE TR EQUITY INCOME FD 97717W208 Common Stock 5 116.00 SOLE N/A NONE
WISDOMTREE TR INDIA EARNINGS
FD 97717W422 Common Stock 160 9,281.12 SOLE N/A NONE
WISDOMTREE TR JAPAN HEDGED
EQUITY FD 97717W851 Common Stock 8 247.00 SOLE N/A NONE
WISDOMTREE TR LARGECAP DIVID
FD 97717W307 Common Stock 1,253 23,896.86 SOLE N/A NONE
WISDOMTREE TR MIDCAP DIVID FD 97717W505 Common Stock 49 899.00 SOLE N/A NONE
WISDOMTREE TR SMALLCAP DIVID
FD 97717W604 Common Stock 97 2,008.00 SOLE N/A NONE
WISDOMTREE TR TOTAL DIVID FD 97717W109 Common Stock 28 525.00 SOLE N/A NONE
WOODWARD INC COM 980745103 Common Stock 23 585.00 SOLE N/A NONE
WORLD FUEL SVCS CORP COM 981475106 Common Stock 28 741.00 SOLE N/A NONE
WORLD WRESTLING ENTMT INC CL A 98156Q108 Common Stock 18 2,323.17 SOLE N/A NONE
WPX ENERGY INC COM 98212B103 Common Stock 1 49.00 SOLE N/A NONE
WYNDHAM WORLDWIDE CORP COM 98310W108 Common Stock 50 941.00 SOLE N/A NONE
WYNN RESORTS LTD COM 983134107 Common Stock 23 226.00 SOLE N/A NONE
XCEL ENERGY INC COM 98389B100 Common Stock 42 1,464.00 SOLE N/A NONE
XEROX CORPORATION 984121103 Common Stock 128 16,301.21 SOLE N/A NONE
XILINX INC COM 983919101 Common Stock 7 204.00 SOLE N/A NONE
XL GROUP PLC SHS
ISIN#IE00B5LRLL25 G98290102 Common Stock 4 174.00 SOLE N/A NONE
XYLEM INC COM 98419M100 Common Stock 17 658.00 SOLE N/A NONE
XYRATEX LTD COM
ISIN#BMG982681089 G98268108 Common Stock 5 400.00 SOLE N/A NONE
YAHOO INC COM 984332106 Common Stock 102 6,462.00 SOLE N/A NONE
YAMANA GOLD INC COM
ISIN#CA98462Y1007 98462Y100 Common Stock 33 2,124.02 SOLE N/A NONE
YANZHOU COAL MINING CO LTD
SPONSORED ADR REPSTG H SHS 984846105 Common Stock ADR 67 4,390.00 SOLE N/A NONE
YINGLI GREEN HLDG CO LTD ADR 98584B103 Common Stock ADR 183 65,650.00 SOLE N/A NONE
YUM BRANDS INC COM 988498101 Common Stock 314 4,877.73 SOLE N/A NONE
ZAGG INC COM 98884U108 Common Stock 19 1,700.00 SOLE N/A NONE
ZEBRA TECHNOLOGIES CORP CL A 989207105 Common Stock 3 81.00 SOLE N/A NONE
ZIMMER HLDGS INC COM 98956P102 Common Stock 19 288.00 SOLE N/A NONE
ZYNGA INC CL A 98986T108 Common Stock 128 23,510.00 SOLE N/A NONE
40
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
ABERDEEN ASIA-PACIFIC INCOME
FD INC COM 003009107 Common Stock 1,431 187,279.12 SOLE N/A NONE
ABERDEEN CHILE FD INC COM 00301W105 Common Stock 6 418.00 SOLE N/A NONE
ABERDEEN GLOBAL INCOME FD INC
COM 003013109 Common Stock 8 600.00 SOLE N/A NONE
ABERDEEN INDONESIA FD INC COM 00305P106 Common Stock 62 4,800.00 SOLE N/A NONE
ABERDEEN ISRAEL FD INC COM 00301L109 Common Stock 350 27,986.00 SOLE N/A NONE
ABERDEEN LATIN AMER EQUITY FD
INC COM 00306K106 Common Stock 94 2,950.00 SOLE N/A NONE
ADVENT CLAYMORE CONV SECS &
INCOME FD II COM 007639107 Common Stock 7 1,155.00 SOLE N/A NONE
ADVENT CLAYMORE CONV SECS &
INCOME FD COM 00764C109 Common Stock 15 981.00 SOLE N/A NONE
AGIC CONV & INCOME FD COM 001190107 Common Stock 1,621 181,551.14 SOLE N/A NONE
AGIC CONV & INCOME FD II COM 001191105 Common Stock 1,459 177,482.52 SOLE N/A NONE
AGIC EQUITY & CONV INCOME FD
COM 00119P102 Common Stock 12 755.00 SOLE N/A NONE
AGIC INTL & PREM STRATEGY FD
COM 00119Q100 Common Stock 882 84,901.77 SOLE N/A NONE
ALLIANCEBERSTEIN GLOBAL HIGH
INCOME FD INC COM
ISIN#US01879R1068 01879R106 Common Stock 125 8,347.96 SOLE N/A NONE
ALLIANCEBERSTEIN INCOME FD
INC COM 01881E101 Common Stock 273 32,761.84 SOLE N/A NONE
ALLIANCEBERNSTEIN NATL MUN
INCOME FD INC 01864U106 Common Stock 236 15,028.01 SOLE N/A NONE
ALPINE GLOBAL PREMIER PPTYS
FD COM SHS OF BEN INT 02083A103 Common Stock 6 963.50 SOLE N/A NONE
ALPINE TOTAL DYNAMIC DIVID FD
COM SHS BEN INT 021060108 Common Stock 11 2,580.00 SOLE N/A NONE
ALPS ETF TR COHEN & STEERS
GLOBAL REALTY MAJORS 00162Q106 Common Stock 6 150.00 SOLE N/A NONE
AMERICAN INTL GROUP INC WT
EXP 01/19/21 026874156 Warrants 1 135.00 SOLE N/A NONE
AMERICAN SELECT PORTFOLIO INC 029570108 Common Stock 142 13,509.00 SOLE N/A NONE
AMERICAN STRATEGIC INCOME
PORTFOLIO INC 030098107 Common Stock 172 14,700.00 SOLE N/A NONE
AMERICAN STRATEGIC INCOME
PORTFOLIO INC III 03009T101 Common Stock 81 11,528.00 SOLE N/A NONE
AMERICAN STRATEGIC INCOME
PORTFOLIO INC II 030099105 Common Stock 46 5,325.00 SOLE N/A NONE
ASCENT CAP GROUP INC COM SER A 043632108 Common Stock 0 6.00 SOLE N/A NONE
BANCROFT FD LTD 059695106 Common Stock 510 31,954.00 SOLE N/A NONE
BANK AMER CORP WTS RESTRICTED
US TREAS TARP $13.30 WTS
EXP 01/16/2019 060505146 Warrants 1 180.00 SOLE N/A NONE
BAR HBR BANKSHARES COM 066849100 Common Stock 7 200.00 SOLE N/A NONE
BARCLAYS BK PLC 8.125% SPON
ADR PREF SHS SER 5
CALLABLE 6/15/13@25.00 06739H362 Preferred Stock ADR 14 532.00 SOLE N/A NONE
BARCLAYS BK PLC IPATH DOW
JONES UBS PRECIOUS METALS
TOTAL RETURN SUB INDEX ETN 06739H248 Common Stock 3 31.00 SOLE N/A NONE
BARCLAYS BK PLC IPATH DOW
JONES UBS PLATINUM TOTAL
RETURN SUB INDEX ETN 06739H255 Common Stock 42 1,262.00 SOLE N/A NONE
BARCLAYS BK PLC IPATH GLOBAL
CARBON ETN 06739H164 Common Stock 0 13.00 SOLE N/A NONE
BARCLAYS BK PLC 6.6250% SER 2
ADR REPSTG PREF SHS
CALLABLE 9/15/11@25 06739F390 Preferred Stock 5 200.00 SOLE N/A NONE
BARCLAYS BANK PLC IPATH S&P
500 INDEX SHORT ETN 06740P700 Common Stock 56 2,575.00 SOLE N/A NONE
BARCLAYS BK PLC SHORT C
LEVERAGED ETN LKD TO S&P
500 TOTAL RETURN INDEX BXDC 06740H641 Common Stock 1,565 58,920.00 SOLE N/A NONE
BCB BANCORP INC COM 055298103 Common Stock 5 520.00 SOLE N/A NONE
BLACKROCK CORE TR SHS BEN INT 09249E101 Common Stock 36 2,462.00 SOLE N/A NONE
BLACKROCK CORPORATE HIGH
YIELD FD V INC COM 09255N102 Common Stock 62 4,880.00 SOLE N/A NONE
BLACKROCK CORPORATE HIGH
YIELD FD VI INC COM 09255P107 Common Stock 18 1,455.41 SOLE N/A NONE
BLACKROCK CORPORATE HIGH
YIELD FD III INC COM 09255M104 Common Stock 32 4,233.00 SOLE N/A NONE
BLACKROCK CORPORATE HIGH
YIELD FD INC COM 09255L106 Common Stock 11 1,441.00 SOLE N/A NONE
BLACKROCK CREDIT ALLOCATION
INCOME TR II INC 09255H105 Common Stock 9 809.00 SOLE N/A NONE
BLACKROCK CREDIT ALLOCATION
INCOME TR IV INC 092508100 Common Stock 34 2,572.00 SOLE N/A NONE
BLACKROCK ENERGY & RES TR COM 09250U101 Common Stock 2 100.00 SOLE N/A NONE
41
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
BLACKROCK ENHANCED CAP &
INCOME FD INC COM 09256A109 Common Stock 36 2,811.00 SOLE N/A NONE
BLACKROCK ENHANCED EQUITY
DIVID TR COM 09251A104 Common Stock 438 60,475.31 SOLE N/A NONE
BLACKROCK ENHANCED GOVT FD
INC COM 09255K108 Common Stock 4 240.00 SOLE N/A NONE
BLACKROCK FLOATING RATE
INCOME TR COM 091941104 Common Stock 37 2,606.00 SOLE N/A NONE
BLACKROCK GLOBAL
OPPORTUNITIES EQUITY TR COM 092501105 Common Stock 639 48,214.50 SOLE N/A NONE
BLACKROCK HIGH INCOME SHS
BENT INT 09250E107 Common Stock 55 23,644.59 SOLE N/A NONE
BLACKROCK INCOME TRUST INC 09247F100 Common Stock 2 301.00 SOLE N/A NONE
BLACKROCK INTL GROWTH &
INCOME TR COM 092524107 Common Stock 21 2,979.00 SOLE N/A NONE
BLACKROCK INVESTMENT QUALITY
MUNICIPAL TRUST INC 09247D105 Common Stock 49 2,961.47 SOLE N/A NONE
BLACKROCK LTD DURATION INCOME
TR COM SHS 09249W101 Common Stock 49 2,790.00 SOLE N/A NONE
BLACKROCK MUN 2020 TERM TR
COM SHS 09249X109 Common Stock 4 250.00 SOLE N/A NONE
BLACKROCK MUN INCOME TR SH
BEN INT 09248F109 Common Stock 67 4,247.50 SOLE N/A NONE
BLACKROCK MUNI INTER DURATION
FD INC COM 09253X102 Common Stock 5 278.09 SOLE N/A NONE
BLACKROCK MUNI N Y INTER
DURATION FD INC COM 09255F109 Common Stock 47 3,133.00 SOLE N/A NONE
BLACKROCK MUNIASSETS FD INC
COM 09254J102 Common Stock 12 870.00 SOLE N/A NONE
BLACKROCK MUNI INCOME
INVESTMENT TR COM 09248H105 Common Stock 51 3,234.78 SOLE N/A NONE
BLACKROCK MUN BD TR COM 09249H104 Common Stock 16 909.56 SOLE N/A NONE
BLACKROCK MUNIENHANCED FD INC
COM 09253Y100 Common Stock 13 1,100.00 SOLE N/A NONE
BLACKROCK MUNIHOLDINGS FD INC
COM 09253N104 Common Stock 15 848.00 SOLE N/A NONE
BLACKROCK MUNIVEST FD II INC
COM 09253T101 Common Stock 6 350.00 SOLE N/A NONE
BLACKROCK MUNIVEST FD INC COM 09253R105 Common Stock 9 840.00 SOLE N/A NONE
BLACKROCK MUNIYIELD QUALITY
FD II INC COM 09254G108 Common Stock 35 2,522.00 SOLE N/A NONE
BLACKROCK MUNIYIELD ARIZ FD
INC COM 09254K109 Common Stock 116 7,567.16 SOLE N/A NONE
BLACKROCK MUNIYIELD FD INC COM 09253W104 Common Stock 6 350.00 SOLE N/A NONE
BLACKROCK MUNIYIELD N Y
QUALITY FD INC COM 09255E102 Common Stock 0 23.00 SOLE N/A NONE
BLACKROCK MUNIYIELD PA
QUALITY FD INC COM 09255G107 Common Stock 39 2,508.52 SOLE N/A NONE
BLACKROCK N J MUN INCOME TR
SH BEN INT 09248J101 Common Stock 44 2,600.00 SOLE N/A NONE
BLACKROCK NEW YORK MUN INCOME
TR II COM 09249R102 Common Stock 34 2,000.00 SOLE N/A NONE
BLACKROCK PA STRATEGIC MUN TR
COM 09248R103 Common Stock 17 1,157.68 SOLE N/A NONE
BLACKROCK REAL ASSET EQUITY
TR COM (BCF) 09254B109 Common Stock 1 100.00 SOLE N/A NONE
BLACKROCK RES & COMMODITIES
STRATEGY TR SHS 09257A108 Common Stock 8 625.00 SOLE N/A NONE
BLACKROCK S&P QUALITY
RANKINGS GLOBAL EQUITY
MANAGED TR SHS 09250D109 Common Stock 12 1,022.00 SOLE N/A NONE
BLACKROCK SR HIGH INCOME FD
INC COM 09255T109 Common Stock 19 4,570.53 SOLE N/A NONE
BLACKROCK STRATEGIC MUN TR COM 09248T109 Common Stock 96 6,566.72 SOLE N/A NONE
BLACKROCK UTIL &
INFRASTRCTURE TR COM 09248D104 Common Stock 19 1,018.00 SOLE N/A NONE
BLUEKNIGHT ENERGY PARTNERS L
P COM UNIT 09625U109 Common Stock 6 900.00 SOLE N/A NONE
BOFI HLDG INC COM 05566U108 Common Stock 3 150.00 SOLE N/A NONE
BOULDER GROWTH & INCOME FD
INC COM 101507101 Common Stock 581 95,606.00 SOLE N/A NONE
BOULDER TOTAL RETURN FD INC
COM 101541100 Common Stock 589 35,578.00 SOLE N/A NONE
CALAMOS CONV & HIGH INCOME FD
COM 12811P108 Common Stock 31 2,433.97 SOLE N/A NONE
CALAMOS CONV OPPORTUNITIES &
INCOME FD SH BEN INT 128117108 Common Stock 198 16,034.54 SOLE N/A NONE
CALAMOS STRATEGIC TOTAL
RETURN FD COM SH BEN INT 128125101 Common Stock 100 10,387.00 SOLE N/A NONE
CBRE CLARION GLOBAL REAL
ESTATE INCOME FD COM 12504G100 Common Stock 275 34,675.00 SOLE N/A NONE
42
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
CENTRAL FD CDA LTD CL A 153501101 Common Stock 86 4,371.00 SOLE N/A NONE
CENTRAL SECS CORP 155123102 Common Stock 9 439.00 SOLE N/A NONE
CH ENERGY GROUP INC COM 12541M102 Common Stock 35 533.00 SOLE N/A NONE
CHINA BIOLOGIC PRODS INC COM 16938C106 Common Stock 16 1,700.00 SOLE N/A NONE
CLAYMORE EXCHANGE TRADED FD
TR 2 GUGGENHEIM ABC HIGH
DIVIDEND ETF 18383Q788 Common Stock 2 101.57 SOLE N/A NONE
CLAYMORE EXCHANGE TRADED FD
TR GUGGENHEIM ENHANCED
SHORT DURATION ETF 18383M654 Common Stock 10 200.00 SOLE N/A NONE
CLAYMORE EXCHANGE TRADED FD
TR 2 GUGGENHEIM TIMBER ETF 18383Q879 Common Stock 3 200.00 SOLE N/A NONE
CLEARBRIDGE ENERGY MLP FD INC
COM 184692101 Common Stock 27 1,236.00 SOLE N/A NONE
CLOUGH GLOBAL EQUITY FD COM 18914C100 Common Stock 51 4,194.00 SOLE N/A NONE
CLOUGH GLOBAL OPPORTUNITIES
FD SH BEN INT 18914E106 Common Stock 42 3,940.00 SOLE N/A NONE
COHEN & STEERS CLOSED-END
OPPORTUNITY FD INC COM 19248P106 Common Stock 206 16,939.35 SOLE N/A NONE
COHEN & STEERS INFRASTRUCTURE
FD INC COM 19248A109 Common Stock 38 2,194.00 SOLE N/A NONE
COHEN & STEERS QUALITY INCOME
RLTY FD INC COM 19247L106 Common Stock 4 375.00 SOLE N/A NONE
COHEN & STEERS REIT & PFD
INCOME FD INC COM 19247X100 Common Stock 17 1,009.76 SOLE N/A NONE
CREDIT SUISSE ASSET MGMT
INCOME FD INC COM 224916106 Common Stock 2 500.00 SOLE N/A NONE
CREDIT SUISSE HIGH YIELD BD
FD SH BEN INT 22544F103 Common Stock 113 36,226.14 SOLE N/A NONE
CREDT SUISSE NASSAU BRH EXCH
TRD NT LKD CREDIT SUISSE
MERGER ARBITRAGE INDEX 22542D845 Common Stock 5 240.00 SOLE N/A NONE
CREDIT SUISSE NASSAU BRH
EXCHANGE TRADED NTS LKD
CREDIT SUISSE LONG/SHORT
LIQUID INDEX 22542D878 Common Stock 27 1,220.00 SOLE N/A NONE
CUSHING MLP TOTAL RETURN FD
COM SHS 231631102 Common Stock 11 1,340.00 SOLE N/A NONE
CYBEX INTERNATIONAL INC COM 23252E106 Common Stock 0 1.00 SOLE N/A NONE
DB-X FUNDS DB-X 2030 TARGET
DATE ETF 233052307 Common Stock 4 200.00 SOLE N/A NONE
DELAWARE INVTS NATL MUN
INCOME FD COM 24610T108 Common Stock 6 467.00 SOLE N/A NONE
DEUTSCHE BK AG LONDON BRH
POWERSHARES DB CRUDE OIL
LONG ETN 25154K866 Common Stock 79 6,501.00 SOLE N/A NONE
DISCOVERY COMMUNICATIONS INC
NEW COM SER B 25470F203 Common Stock 22 400.00 SOLE N/A NONE
DNP SELECT INCOME FD INC COM 23325P104 Common Stock 9 850.00 SOLE N/A NONE
DOW 30SM ENHANCED PREM &
INCOME FD INC COM 260537105 Common Stock 62 5,760.00 SOLE N/A NONE
DREYFUS MUN INCOME INC COM 26201R102 Common Stock 9 800.00 SOLE N/A NONE
DREYFUS STRATEGIC MUN BD FD
INC COM 26202F107 Common Stock 44 4,737.62 SOLE N/A NONE
DREYFUS STRATEGIC MUNS INC COM 261932107 Common Stock 7 746.00 SOLE N/A NONE
DTF TAX FREE INCOME INC COM 23334J107 Common Stock 0 16.00 SOLE N/A NONE
DWS HIGH INCOME TR SHS NEW 23337C208 Common Stock 15 1,500.00 SOLE N/A NONE
DWS MULTI MKT INCOME TR SHS 23338L108 Common Stock 124 11,585.37 SOLE N/A NONE
EATON VANCE ENHANCED EQUITY
INCOME FD II COM 278277108 Common Stock 40 3,800.00 SOLE N/A NONE
EATON VANCE ENHANCED EQUITY
INCOME FD COM 278274105 Common Stock 55 5,149.46 SOLE N/A NONE
EATON VANCE FLOATING RATE
INCOME TR COM 278279104 Common Stock 31 2,002.00 SOLE N/A NONE
EATON VANCE LTD DURATION
INCOME FD COM 27828H105 Common Stock 180 11,026.00 SOLE N/A NONE
EATON VANCE MUN BD FD COM 27827X101 Common Stock 33 2,513.63 SOLE N/A NONE
EATON VANCE MUN INCOME TR SH
BEN INT 27826U108 Common Stock 8 550.00 SOLE N/A NONE
EATON VANCE PA MUN BD FD COM 27828W102 Common Stock 64 4,295.91 SOLE N/A NONE
EATON VANCE RISK MANAGED
DIVERSIFIED EQUITY INCOME
COM 27829G106 Common Stock 263 25,642.00 SOLE N/A NONE
EATON VANCE SHORT DURATION
DIVERSIFED INCOME FD COM 27828V104 Common Stock 1 30.00 SOLE N/A NONE
EATON VANCE SR FLTNG RATE TR
COM 27828Q105 Common Stock 4 266.00 SOLE N/A NONE
EATON VANCE SR INCOME TR SH
BEN INT 27826S103 Common Stock 1 200.00 SOLE N/A NONE
43
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
EATON VANCE TAX ADVANTAGED
DIVID INCOME FUND COM 27828G107 Common Stock 125 7,850.00 SOLE N/A NONE
EATON VANCE TAX MANAGED
GLOBAL DIVERSIFIED INCOME
FD COM 27829F108 Common Stock 184 22,166.21 SOLE N/A NONE
EATON VANCE TAX MANAGED BUY
WRITE INCOME FD COM 27828X100 Common Stock 46 3,415.00 SOLE N/A NONE
EATON VANCE TAX ADVANTAGED
GLOBAL DIVID OPPORTUNITIES
FD COM 27828U106 Common Stock 12 643.00 SOLE N/A NONE
EATON VANCE TAX ADVANTAGED
GLO GLOBAL DIVID INCOME FD
COM ISIN#US27828S1015 27828S101 Common Stock 13 1,000.00 SOLE N/A NONE
EATON VANCE TAX MANAGED
DIVERSIFIED EQUITY INCOME
FD COM 27828N102 Common Stock 200 22,080.00 SOLE N/A NONE
EATON VANCE TAX MANAGED BUY
WRITE OPPORTUNITIES FD COM 27828Y108 Common Stock 94 7,601.00 SOLE N/A NONE
EATON VANCE TAX MANAGED BUY
WRITE OPPORTUNITIES FD COM 27829C105 Common Stock 84 7,987.00 SOLE N/A NONE
EGA EMERGING GLOBAL SHS TR
EGSHARES BRAZIL
INFRASTRUCTURE ETF 268461829 Common Stock 3 120.00 SOLE N/A NONE
EGA EMERGING GLOBAL SHS TR
EGSHARES GEMS COMPOSITE ETF 268461100 Common Stock 7 335.00 SOLE N/A NONE
EGA EMERGING GLOBAL SHS TR
EGSHS LOW VOLATILITY
EMERGING MKTS DIVIDEND ETF 268461654 Common Stock 11 600.00 SOLE N/A NONE
ELECTRO RENT CORP 285218103 Common Stock 3 200.00 SOLE N/A NONE
ELLSWORTH FUND LTD 289074106 Common Stock 301 42,774.00 SOLE N/A NONE
ERIE INDTY CO CL A 29530P102 Common Stock 108 1,502.32 SOLE N/A NONE
ETFS PALLADIUM TR SHS BEN INT 26923A106 Common Stock 5 87.00 SOLE N/A NONE
ETFS PRECIOUS METALS BASKET
TR ETFS PHYSICAL PM BASKET
SHS 26922W109 Common Stock 6 67.00 SOLE N/A NONE
ETFS WHITE METALS BASKET TR
ETFS PHYSICAL WM BASKET SHS 26923B104 Common Stock 59 1,284.00 SOLE N/A NONE
FEDERATED PREMIER INTER MUN
INCOME FD COM 31423M105 Common Stock 31 2,040.00 SOLE N/A NONE
FIDUCIARY CLAYMORE MLP
OPPORTUNITY FD 31647Q106 Common Stock 4 160.00 SOLE N/A NONE
FINANCIAL INSTNS INC COM 317585404 Common Stock 8 452.00 SOLE N/A NONE
FIRST TR / ACTIVE DIVID
INCOME FD COM 33731L100 Common Stock 3 400.00 SOLE N/A NONE
FIRST TR ENERGY INCOME &
GROWTH FD COM 33738G104 Common Stock 26 845.00 SOLE N/A NONE
FIRST TR EXCHANGE TRADED
ALPHADEX FD II BRAZIL
ALPHADEX FD 33737J133 Common Stock 3 130.00 SOLE N/A NONE
FIRST TR EXCHANGE TRADED
ALPHADEX FD II SOUTH KOREA
ALPHADEX FD 33737J166 Common Stock 1 40.00 SOLE N/A NONE
FIRST TR EXCHANGE-TRADED FD
II FIRST TR DOW JONES
GLOBAL DIVIDEND INDEX FD 33734X200 Common Stock 4 200.00 SOLE N/A NONE
FIRST TR EXCHANGE-TRADED FD
II HEALTH CARE ALPHADEX FD
ANNUAL 33734X143 Common Stock 93 3,023.00 SOLE N/A NONE
FIRST TR MID CAP CORE
ALPHADEX FD 33735B108 Common Stock 8 235.00 SOLE N/A NONE
FIRST TR / ABERDEEN EMERGING
OPPORTUNITY FD COM SHS 33731K102 Common Stock 10 512.48 SOLE N/A NONE
FIRST TR SPECIALITY FIN &
FINL OPPORTUNITIES FD COM 33733G109 Common Stock 11 1,500.00 SOLE N/A NONE
FLAHERTY & CRUMRINE CLAYMORE
TOTAL RETURN FD INC 338479108 Common Stock 4 205.00 SOLE N/A NONE
FLAHERTY & CRUMRINE PFD
INCOME FD INC COM 338480106 Common Stock 14 1,000.00 SOLE N/A NONE
FLAHERTY & CRUMRINE PFD
INCOME OPPTY FD INC COM 33848E106 Common Stock 27 2,330.00 SOLE N/A NONE
FORT DEARBORN INCOME SECS INC 347200107 Common Stock 1 50.00 SOLE N/A NONE
GABELLI DIVID & INCOME TR COM 36242H104 Common Stock 204 13,137.00 SOLE N/A NONE
GABELLI EQUITY TRUST INC 362397101 Common Stock 3 643.00 SOLE N/A NONE
GABELLI GLOBAL UTIL & INCOME
TR COM SH BEN INT 36242L105 Common Stock 3 140.00 SOLE N/A NONE
GABELLI HEALTHCARE & WELLNESS
TR SHS 36246K103 Common Stock 995 118,432.00 SOLE N/A NONE
GABELLI MULTIMEDIA TR INC COM 36239Q109 Common Stock 23 3,313.00 SOLE N/A NONE
GABELLI UTIL TR 36240A101 Common Stock 11 1,320.00 SOLE N/A NONE
GAMCO GLOBAL GOLD NAT RES &
INCOME TR BY GABELLI COM
SH BEN INT 36465A109 Common Stock 12 925.00 SOLE N/A NONE
GDL FD COM SH BEN INT 361570104 Common Stock 8 696.00 SOLE N/A NONE
GENERAL MTRS CO WT EXP EXP
07/10/16 37045V118 Warrants 7 643.00 SOLE N/A NONE
GENERAL MTRS CO WT EXP EXP
07/10/19 37045V126 Warrants 4 643.00 SOLE N/A NONE
44
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
GLOBAL INCOME & CURRENCY FUND
INC COM 378968101 Common Stock 54 4,123.00 SOLE N/A NONE
GLOBAL X FDS GLOBAL X BRAZIL
MID CAP ETF 37950E788 Common Stock 2 124.00 SOLE N/A NONE
GLOBAL X FDS FTSE COLOMBIA 20
ETF 37950E200 Common Stock 33 1,620.00 SOLE N/A NONE
GLOBAL X FDS GLOBAL X CDA PFD
ETF 37950E481 Common Stock 25 1,753.00 SOLE N/A NONE
GREATER CHINA FD INC COM 39167B102 Common Stock 2 163.00 SOLE N/A NONE
GREENHUNTER ENERGY INC COM 39530A104 Common Stock 8 4,000.00 SOLE N/A NONE
GRIFFON CORP CONTINGENT
SUB NT CONV 2ND SER
4.000% 07/18/23 B/EDTD
07/18/03 CLB PUT0229 Corporate Bond/Note
BARCLAYS CAPITAL; INC 398433AC6 Convertible Domestic 2 2,000.00 SOLE N/A NONE
GUGGENHEIM ENHANCED EQUITY
STRATEGY FD COM 40167K100 Common Stock 1 83.00 SOLE N/A NONE
GUGGENHEIM ENHANCED EQUITY
INCOME FD COM 40167B100 Common Stock 11 1,200.00 SOLE N/A NONE
GUGGENHEIM STRATEGIC
OPPORTUNITIES FD COM SHS
OF BEN INT 40167F101 Common Stock 16 755.00 SOLE N/A NONE
H & Q HEALTHCARE INVS SH BEN
INT 404052102 Common Stock 0 26.00 SOLE N/A NONE
H&Q LIFE SCIENCES INVS SH BEN
INT 404053100 Common Stock 1 84.00 SOLE N/A NONE
HANCOCK JOHN INVS TR SH BEN
INT 410142103 Common Stock 19 803.22 SOLE N/A NONE
HANCOCK JOHN PFD INCOME FD
III COM 41021P103 Common Stock 13 700.00 SOLE N/A NONE
HANCOCK JOHN PFD INCOME FD SH
BEN INT 41013W108 Common Stock 36 1,587.00 SOLE N/A NONE
HANCOCK JOHN PREM DIVID FD
COM SH BEN INT 41013T105 Common Stock 13 850.00 SOLE N/A NONE
HANCOCK JOHN TAX ADVANTAGED
DIVID FD COM 41013V100 Common Stock 9 500.00 SOLE N/A NONE
HAWTHORN BANCSHARES INC COM 420476103 Common Stock 5 561.00 SOLE N/A NONE
HEALTHCARE TR AMER INC CL A 42225P105 Common Stock 3 314.00 SOLE N/A NONE
HELIOS ADVANTAGE INCOME FD
INC COM NEW 42327W206 Common Stock 5 600.00 SOLE N/A NONE
HELIOS HIGH INCOME FD INC COM
NEW 42327X204 Common Stock 4 500.00 SOLE N/A NONE
HELIOS MULTI SECTOR HIGH
INCOME FD INC COM NEW 42327Y202 Common Stock 9 1,490.00 SOLE N/A NONE
HERITAGE FINL CORP WASH COM 42722X106 Common Stock 5 315.00 SOLE N/A NONE
HILLSHIRE BRANDS CO COM 432589109 Common Stock 21 721.00 SOLE N/A NONE
HSBC HLDGS PLC ADR SER A REP
1/40 SER A 6.20% CALLABLE
12/16/10 ISIN#US4042806046 404280604 Preferred Stock 73 2,900.00 SOLE N/A NONE
INDEXIQ ETF TR IQ HEDGE
MULTI-STRATEGY TRACKER ETF 45409B107 Common Stock 30 1,075.00 SOLE N/A NONE
INDEXIQ ETF TR IQ SOUTH KOREA
SMALL CAP ETF 45409B768 Common Stock 1 40.00 SOLE N/A NONE
ING ASIA PAC HIGH DIVID
EQUITY INCOME FD COM 44983J107 Common Stock 14 898.00 SOLE N/A NONE
ING GLOBAL ADVANTAGE & PREM
OPPORTUNITY FD COM 44982N109 Common Stock 0 20.00 SOLE N/A NONE
ING GLOBAL EQUITY DIVID &
PREM OPPTY FD COM 45684E107 Common Stock 201 22,693.99 SOLE N/A NONE
ING INTL HIGH DIVID EQUITY
INCOME FD COM 45684Q100 Common Stock 0 25.00 SOLE N/A NONE
ING PRIME RATE TR SH BEN INT 44977W106 Common Stock 2 375.00 SOLE N/A NONE
INTERVEST BANCSHARES CORP COM 460927106 Common Stock 2 500.00 SOLE N/A NONE
INVESCO HIGH YIELD INVTS FD
INC COM 46133K108 Common Stock 1 153.00 SOLE N/A NONE
INVESCO MUN INCOME
OPPORTUNITIES TR COM 46132X101 Common Stock 7 1,000.00 SOLE N/A NONE
INVESCO QUALITY MUN SECS COM 46133J101 Common Stock 60 3,910.00 SOLE N/A NONE
INVESCO QUALITY MUN INCOME TR
COM 46133G107 Common Stock 9 660.00 SOLE N/A NONE
INVESCO VALUE MUN INCOME TR
COM 46132P108 Common Stock 83 4,949.00 SOLE N/A NONE
INVESCO VAN KAMPEN DYNAMIC CR
OPP FD COM 46132R104 Common Stock 12 1,000.00 SOLE N/A NONE
INVESCO VAN KAMPEN ADVANTAGE
MUN INCOME TR II COM 46132E103 Common Stock 9 703.71 SOLE N/A NONE
INVESCO VAN KAMPEN MUN
OPPORTUNITY TR COM 46132C107 Common Stock 2 150.00 SOLE N/A NONE
INVESCO VAN KAMPEN PA VALUE
MUN INCOME TR COM 46132K109 Common Stock 5 322.00 SOLE N/A NONE
INVESCO VAN KAMPEN SELECT
SECTOR MUNI TR COM 46132G108 Common Stock 23 1,749.53 SOLE N/A NONE
45
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
INVESCO VAN KAMPEN SR INCOME
TR COM 46131H107 Common Stock 7 1,504.00 SOLE N/A NONE
INVESCO VAN KAMPEN TR INVT
GRADE MUNS COM 46131M106 Common Stock 91 5,933.33 SOLE N/A NONE
INVESCO VAN KAMPEN TR INVT
GRADE NEW YORK MUNS COM 46131T101 Common Stock 151 9,538.30 SOLE N/A NONE
ISHARES DIVERSIFIED
ALTERNATIVES TR SH BEN INT 464294107 Common Stock 49 1,006.00 SOLE N/A NONE
ISHARES INC MSCI EMERGING
MKTS MINIMUM VOLATILITY
INDEX FD 464286533 Common Stock 67 1,229.00 SOLE N/A NONE
ISHARES INC MSCI AUSTRIA
INVESTABLE MARKET INDEX FD 464286202 Common Stock 1 75.40 SOLE N/A NONE
ISHARES INC MSCI BELGIUM
INDEX FD 464286301 Common Stock 1 99.00 SOLE N/A NONE
ISHARES INC MSCI MKTS EASTERN
EUROPE INDEX FD 464286566 Common Stock 5 200.00 SOLE N/A NONE
ISHARES INC MSCI ISRAEL
CAPPED INDEX FD 464286632 Common Stock 6 172.00 SOLE N/A NONE
ISHARES INC MSCI THAILAND
INVESTABLE MKT INDEX FD 464286624 Common Stock 19 275.00 SOLE N/A NONE
ISHARES INC MCSI TURKEY INDEX
FD 464286715 Common Stock 53 1,010.00 SOLE N/A NONE
ISHARES TR 10+ YR CR BD FD 464289511 Common Stock 51 847.87 SOLE N/A NONE
ISHARES TR 10+ YR GOVT/CR BD
FD 464289479 Common Stock 10 150.00 SOLE N/A NONE
ISHARES TR 2013 S&P AMT FREE
MUN SER 464289388 Common Stock 10 200.00 SOLE N/A NONE
ISHARES TR 2014 S&P AMT-FREE
MUN SER 464289362 Common Stock 10 200.00 SOLE N/A NONE
ISHARES TR 2017 S&P AMT FREE
MUNICIPAL SER 464289271 Common Stock 178 3,200.00 SOLE N/A NONE
ISHARES TR AAA A RATED CORP
BD FD 46429B291 Common Stock 37 730.00 SOLE N/A NONE
ISHARES TR LEHMAN AGENCY BOND
FD 464288166 Common Stock 11 100.00 SOLE N/A NONE
ISHARES TR BARCLAYS 10-20 YR
TREAS BD FD 464288653 Common Stock 671 4,908.34 SOLE N/A NONE
ISHARES TR BARCLAYS CR BD FD 464288620 Common Stock 569 5,126.49 SOLE N/A NONE
ISHARES TR BARCLAYS GOVT CR
BD FD 464288596 Common Stock 10 90.00 SOLE N/A NONE
ISHARES TR BARCLAYS INTER CR
BD FD 464288638 Common Stock 1,956 17,890.11 SOLE N/A NONE
ISHARES TR BARCLAYS SHORT
TREAS BD FD 464288679 Common Stock 792 7,189.77 SOLE N/A NONE
ISHARES TR BARCLAYS 0-5 YR
TIPS BD FD 46429B747 Common Stock 61 600.00 SOLE N/A NONE
ISHARES TR FTSE DEVELOPED
SMALL CAP EX- NORTH 464288497 Common Stock 3 80.00 SOLE N/A NONE
ISHARES TR DOW JONES US
AEROSPACE & DEFENSE 464288760 Common Stock 6 96.00 SOLE N/A NONE
ISHARES TR DOW JONES US
PHARMACEUTICALS INDEX FD 464288836 Common Stock 47 542.00 SOLE N/A NONE
ISHARES TR FTSE EPRA/NAREIT
DEVELOPED REAL ESTATE
EX-US INDEX FD 464288489 Common Stock 14 500.00 SOLE N/A NONE
ISHARES TR FLTG RATE NT FD 46429B655 Common Stock 38 756.00 SOLE N/A NONE
ISHARES TR HIGH DIVID EQUITY
FD 46429B663 Common Stock 2,030 34,200.09 SOLE N/A NONE
ISHARES TR FTSE NAREIT
INDUSTRIAL/OFFICE INDEX FD 464288554 Common Stock 4 149.00 SOLE N/A NONE
ISHARES TR MSCI INDONESIA
INVESTABLE MKT INDEX FD 46429B309 Common Stock 1 40.00 SOLE N/A NONE
ISHARES TR S&P INTL PFD STK
INDEX FD 46429B135 Common Stock 53 2,103.00 SOLE N/A NONE
ISHARES TR INTL INFLATION LKD
BD FD 46429B770 Common Stock 5 100.00 SOLE N/A NONE
ISHARES TR MORNINGSTAR LARGE
VALUE INDEX FD 464288109 Common Stock 209 3,395.38 SOLE N/A NONE
ISHARES TR LARGE CORE INDEX FD 464287127 Common Stock 62 798.00 SOLE N/A NONE
ISHARES TR LARGE GROWTH INDEX
FD 464287119 Common Stock 118 1,603.13 SOLE N/A NONE
ISHARES TR MORNINGSTAR MID
CORE INDEX FD 464288208 Common Stock 524 5,723.44 SOLE N/A NONE
ISHARES TR MORNINGSTAR MID
GROWTH INDEX FD 464288307 Common Stock 58 574.55 SOLE N/A NONE
ISHARES TR MORNINGSTAR MID
VALUE INDEX FD 464288406 Common Stock 81 1,076.73 SOLE N/A NONE
ISHARES TR MSCI EMERGING MKTS
FINL SECTOR 464289172 Common Stock 6 280.00 SOLE N/A NONE
ISHARES TR MSCI EMERGING MKTS
MATS SECTOR INDEX FD 464289198 Common Stock 21 1,100.00 SOLE N/A NONE
ISHARES TR MSCI PHILIPPINES
INVESTABLE MKT INDEX FD 46429B408 Common Stock 3 115.00 SOLE N/A NONE
46
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
ISHARES TR FTSE NAREIT REAL
ESTATE 50 INDEX FD 464288521 Common Stock 23 586.00 SOLE N/A NONE
ISHARES TR FTSE NAREIT
RESIDENTIAL INDEX FD 464288562 Common Stock 148 3,078.20 SOLE N/A NONE
ISHARES TR FTSE NAREIT RETAIL
INDEX FD 464288547 Common Stock 530 15,662.00 SOLE N/A NONE
ISHARES TR S&P 1500 INDEX FD 464287150 Common Stock 23 378.00 SOLE N/A NONE
ISHARES TR S&P ASIA 50 INDEX
FD 464288430 Common Stock 4 94.00 SOLE N/A NONE
ISHARES TR S&P/CITIGROUP INTL
TREASURY BD 464288117 Common Stock 684 6,966.17 SOLE N/A NONE
ISHARES TR S&P CONSERVATIVE
ALLOCATION FD 464289883 Common Stock 24 800.00 SOLE N/A NONE
ISHARES TR S&P WORLD EX-US
PPTY INDEX FD 464288422 Common Stock 8 255.00 SOLE N/A NONE
ISHARES TR S&P GLOBAL
CONSUMER STAPLES INDEX 464288737 Common Stock 33 470.00 SOLE N/A NONE
ISHARES TR S&P GLOBAL
UTILITIES INDEX FD 464288711 Common Stock 2 50.00 SOLE N/A NONE
ISHARES TR S&P GLOBAL
MATERIALS INDEX FD 464288695 Common Stock 35 622.76 SOLE N/A NONE
ISHARES TR S&P GLOBAL CLEAN
ENERGY INDEX 464288224 Common Stock 6 870.00 SOLE N/A NONE
ISHARES TR S&P GLOBAL
INFRASTRUCTURE INDEX FD 464288372 Common Stock 4 110.00 SOLE N/A NONE
ISHARES TR S&P SHORT TERM
NATL MUNICIPAL BD FD 464288158 Common Stock 651 6,095.96 SOLE N/A NONE
ISHARES TR S&P/CITIGROUP 1-3
YR INTL TREASURY 464288125 Common Stock 9 100.00 SOLE N/A NONE
ISHARES TR MORNINGSTAR SMALL
CORE INDEX FD 464288505 Common Stock 41 458.00 SOLE N/A NONE
ISHARES TR MORNINGSTAR SMALL
GROWTH INDEX FD 464288604 Common Stock 42 470.28 SOLE N/A NONE
ISHARES TR MORNINGSTAR SMALL
VALUE INDEX FD 464288703 Common Stock 47 558.35 SOLE N/A NONE
ISHARES TR MSCI USA MINIMUM
VOLATILITY INDEX FD 46429B697 Common Stock 389 13,434.00 SOLE N/A NONE
ISHARES TR MSCI ACWI EX US
UTILITIES INDEX FD 464289545 Common Stock 18 430.00 SOLE N/A NONE
ITURAN LOCATION AND CONTROL
LTD SHS ISIN#IL0010818685 M6158M104 Common Stock 0 40.00 SOLE N/A NONE
J F CHINA REGION FD INC COM 46614T107 Common Stock 21 1,768.00 SOLE N/A NONE
JAPAN SMALLER CAPITALIZATION
FD INC COM 47109U104 Common Stock 24 3,200.00 SOLE N/A NONE
KAYNE ANDERSON MLP INVT CO COM 486606106 Common Stock 36 1,156.00 SOLE N/A NONE
KEATING CAP INC COM 48722R106 Common Stock 4 500.00 SOLE N/A NONE
KINDER MORGAN INC DEL WT EXP
PUR CL P COM EXP 05/25/17 49456B119 Warrants 1 630.00 SOLE N/A NONE
KUBOTA CORP ADR FORMERLY
KUBOTA LTD ADR (NO CUSIP
CHANGE) 501173207 Common Stock ADR 1 11.00 SOLE N/A NONE
LANDAUER INC 51476K103 Common Stock 11 193.00 SOLE N/A NONE
LAZARD WORLD DIVID & INCOME
FD INC COM 521076109 Common Stock 1 48.00 SOLE N/A NONE
LMP REAL ESTATE INCOME FD INC 50208C108 Common Stock 14 1,305.36 SOLE N/A NONE
MACQUARIE GLOBAL
INFRASTRUCTURE TOTAL
RETURN FD INC COM 55608D101 Common Stock 407 23,436.00 SOLE N/A NONE
MARKET VECTORS ETF TR AFRICA
ETF 57060U787 Common Stock 6 215.00 SOLE N/A NONE
MARKET VECTORS ETF TR
COLOMBIA ETF 57060U415 Common Stock 5 300.00 SOLE N/A NONE
MARKET VECTORS ETF TR EGYPT
INDEX ETF 57060U548 Common Stock 1 100.00 SOLE N/A NONE
MARKET VECTORS ETF TR
EMERGING MKTS LOCAL
CURRENCY DEBT ETF 57060U522 Common Stock 32 1,265.00 SOLE N/A NONE
MARKET VECTORS ETF TR
INDONESIA ETF 57060U753 Common Stock 25 926.30 SOLE N/A NONE
MARKET VECTORS ETF TR INTL
HIGH YIELD BD ETF 57061R205 Common Stock 21 887.00 SOLE N/A NONE
MARKET VECTORS ETF TR
INTERMEDIATE MUNI INDEX ETF 57060U845 Common Stock 136 5,848.33 SOLE N/A NONE
MARKET VECTORS ETF TR SHORT
MUNI INDEX ETF 57060U803 Common Stock 1,050 59,106.00 SOLE N/A NONE
MARKET VECTORS ETF TR VIETNAM
ETF 57060U761 Common Stock 3 150.00 SOLE N/A NONE
MATERIAL SCIENCES CORP COM 576674105 Common Stock 4 501.00 SOLE N/A NONE
MERRIMACK PHARMACEUTICALS INC
COM 590328100 Common Stock 7 1,000.00 SOLE N/A NONE
MFS CHARTER INCOME TRUST NEW 552727109 Common Stock 66 6,720.00 SOLE N/A NONE
47
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
MFS HIGH YIELD MUNI TR SH BEN
INT 59318E102 Common Stock 13 2,421.67 SOLE N/A NONE
MFS INTERMEDIATE INCOME TRUST
SH BEN INT 55273C107 Common Stock 127 19,439.64 SOLE N/A NONE
MFS INTERMARKET INCOME TR I
SHS BEN INT 59318R103 Common Stock 13 1,600.00 SOLE N/A NONE
MFS MULTIMARKET INCOME TRUST
SHARES OF BENEFICIAL INT 552737108 Common Stock 93 13,094.72 SOLE N/A NONE
MFS MUNICIPAL INCOME TR SH
BEN INT 552738106 Common Stock 13 1,599.00 SOLE N/A NONE
MORGAN STANLEY CHINA A SH FD
INC COM 617468103 Common Stock 27 1,400.00 SOLE N/A NONE
MORGAN STANLEY EMERGING MKTS
DOMESTIC DEBT FD INC
ISIN#US6174771047 617477104 Common Stock 121 7,703.00 SOLE N/A NONE
MORGAN STANLEY FRONTIER
EMERGING MKTS FD INC COM 61757P101 Common Stock 6 500.00 SOLE N/A NONE
MORGAN STANLEY MARKET VECTORS
DOUBLE SHORT EURO INDEX
MAT 4/30/20 617480280 Common Stock 24 500.00 SOLE N/A NONE
NATIONAL BK GREECE S A ADR
PREF SER A 9% CALLABLE
6/6/13 @25.00 633643507 Preferred Stock 1 400.00 SOLE N/A NONE
NATIONAL HEALTHCARE CORP COM 635906100 Common Stock 12 269.00 SOLE N/A NONE
NEUBERGER BERMAN INTER MUN FD
INC COM 64124P101 Common Stock 33 1,977.00 SOLE N/A NONE
NEW AMER HIGH INCOME FD INC
COM NEW 641876800 Common Stock 33 3,260.00 SOLE N/A NONE
NFJ DIVID INT & PREM STRATEGY
FD COM 65337H109 Common Stock 411 24,465.00 SOLE N/A NONE
NUVEEN ARIZ DIVID ADVANTAGE
MUN FD 2 COM 67071P107 Common Stock 6 400.00 SOLE N/A NONE
NUVEEN CORE EQUITY ALPHA FD
COM 67090X107 Common Stock 68 5,086.00 SOLE N/A NONE
NUVEEN CR STRATEGIES INCOME
FD COM SHS 67073D102 Common Stock 102 11,231.16 SOLE N/A NONE
NUVEEN DIVID ADVANTAGE MUN FD
2 COM 67070F100 Common Stock 55 3,603.04 SOLE N/A NONE
NUVEEN DIVERSIFIED COMMODITY
FD COM UNIT BEN INT 67074P104 Common Stock 6 300.00 SOLE N/A NONE
NUVEEN DIVERSIFIED DIVID &
INCOME FD COM 6706EP105 Common Stock 5 430.00 SOLE N/A NONE
NUVEEN DIVID ADVANTAGE MUN FD
COM 67066V101 Common Stock 181 11,987.44 SOLE N/A NONE
NUVEEN EQUITY PREM
OPPORTUNITY FD COM 6706EM102 Common Stock 294 24,678.00 SOLE N/A NONE
NUVEEN EQUITY PREM & GROWTH
FD COM 6706EW100 Common Stock 14 1,065.00 SOLE N/A NONE
NUVEEN EQUITY PREM ADVANTAGE
FD COM 6706ET107 Common Stock 360 29,955.00 SOLE N/A NONE
NUVEEN EQUITY PREM INCOME FD
COM 6706ER101 Common Stock 53 4,408.00 SOLE N/A NONE
NUVEEN FLOATING RATE INCOME
FD COM 67072T108 Common Stock 16 1,400.00 SOLE N/A NONE
NUVEEN GLOBAL VALUE
OPPORTUNITIES FD COM 6706EH103 Common Stock 7 490.09 SOLE N/A NONE
NUVEEN GLOBAL GOVT ENHANCED
INCOME FD COM 67073C104 Common Stock 277 19,090.00 SOLE N/A NONE
NUVEEN MULTI CURRENCY SHORT
TERM GOVT INCOME FD COM 67090N109 Common Stock 586 47,267.00 SOLE N/A NONE
NUVEEN MUNICIPAL ADVANTAGE
FUND INC 67062H106 Common Stock 73 4,842.49 SOLE N/A NONE
NUVEEN MUN HIGH INCOME
OPPORTUNITY FD 2 COM 670683101 Common Stock 160 12,367.89 SOLE N/A NONE
NUVEEN MUN HIGH INCOME
OPPORTUNITY FD COM 670682103 Common Stock 22 1,620.00 SOLE N/A NONE
NUVEEN MUN MKT OPPORTUNITY FD
INC 67062W103 Common Stock 7 473.00 SOLE N/A NONE
NUVEEN MUN OPPORTUNITY FUND
INC COM 670984103 Common Stock 77 5,149.09 SOLE N/A NONE
NUVEEN MUNICIPAL VALUE FUND
INC 670928100 Common Stock 39 3,800.00 SOLE N/A NONE
NUVEEN NEW YORK INVESTMENT
QUALITY MUNI FD INC 67062X101 Common Stock 50 3,172.00 SOLE N/A NONE
NUVEEN N Y PREM INCOME MUN FD
INC COM 67101R107 Common Stock 1 34.00 SOLE N/A NONE
NUVEEN NEW YORK DIVID
ADVANTAGE MUN INCOME FD COM 67071N102 Common Stock 33 2,170.00 SOLE N/A NONE
NUVEEN NEW YORK QUALITY
INCOME MUNICIPAL FUND INC 670986108 Common Stock 0 15.00 SOLE N/A NONE
NUVEEN NEW YORK SELECT
QUALITY MUNI FUND INC 670976109 Common Stock 0 1.00 SOLE N/A NONE
NUVEEN PA DIVID ADVANTAGE MUN
FD COM 67070E103 Common Stock 18 1,236.00 SOLE N/A NONE
NUVEEN PA DIVID ADVANTAGE MUN
FD 2 COM 67071W102 Common Stock 15 1,000.00 SOLE N/A NONE
NUVEEN PA INVT QUALITY MUN
FUND PAR .01 670972108 Common Stock 1 63.00 SOLE N/A NONE
48
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
NUVEEN PFD INCOME
OPPORTUNITIES FD COM 67073B106 Common Stock 24 2,669.00 SOLE N/A NONE
NUVEEN PREMIER INSURED
MUNICIPAL INCOME FUND INC 670987106 Common Stock 15 976.00 SOLE N/A NONE
NUVEEN QUALITY PFD INCOME FD
3 COM 67072W101 Common Stock 13 1,490.00 SOLE N/A NONE
NUVEEN QUALITY PFD INCOME FD
2 COM 67072C105 Common Stock 42 4,655.00 SOLE N/A NONE
NUVEEN QUALITY PFD INCOME FD
COM 67071S101 Common Stock 135 16,236.63 SOLE N/A NONE
NUVEEN REAL ESTATE INCOME FD
COM 67071B108 Common Stock 726 66,805.36 SOLE N/A NONE
NUVEEN SELECT TAX FREE INCOME
PORTFOLIO SHS BEN INT 67062F100 Common Stock 16 1,066.26 SOLE N/A NONE
NUVEEN SR INCOME FD COM 67067Y104 Common Stock 30 4,242.00 SOLE N/A NONE
NUVEEN TAX ADVANTAGED
DIVIDEND GROWTH FD COM 67073G105 Common Stock 8 610.00 SOLE N/A NONE
NVR INC 62944T105 Common Stock 11 13.00 SOLE N/A NONE
OI S A SPONSORED ADR
ISIN#US6708511042 670851104 Common Stock ADR 1 128.00 SOLE N/A NONE
ORCHARD SUPPLY HARDWARE
STORES CORP CL A 685691404 Common Stock 0 4.00 SOLE N/A NONE
ORIX CORP SPONSORED ADR 686330101 Common Stock ADR 0 4.00 SOLE N/A NONE
OTELCO INC INCOME DEP SECS IDS 688823202 Common Stock 6 900.00 SOLE N/A NONE
OWENS CORNING NEW WT EXP SER
B EXP 10/31/13 690742127 Warrants 0 32.00 SOLE N/A NONE
PACHOLDER HIGH YIELD FD INC
COM 693742108 Common Stock 103 11,065.00 SOLE N/A NONE
PCM FUND INC COM 69323T101 Common Stock 162 14,525.00 SOLE N/A NONE
PERNIX THERAPEUTICS HLDGS INC
COM 71426V108 Common Stock 1 69.00 SOLE N/A NONE
PETROLEUM & RES CORP 716549100 Common Stock 1,061 44,276.00 SOLE N/A NONE
PIMCO CALIF MUN INCOME FD COM 72200N106 Common Stock 51 3,286.78 SOLE N/A NONE
PIMCO CALIF MUN INCOME FD II
COM 72200M108 Common Stock 3 305.00 SOLE N/A NONE
PIMCO CORPORATE & INCOME
OPPORTUNITY FD COM 72201B101 Common Stock 753 40,198.34 SOLE N/A NONE
PIMCO CORPORATE & INCOME
STRATEGY FD COM 72200U100 Common Stock 149 9,049.50 SOLE N/A NONE
PIMCO ETF TR 0-5 YR HIGH
YIELD CORP BD INDEX FD 72201R783 Common Stock 11 105.00 SOLE N/A NONE
PIMCO ETF TR 1-5 YEAR US TIPS
INDEX FD 72201R205 Common Stock 169 3,171.00 SOLE N/A NONE
PIMCO ETF TR 15+ YR US TIPS
INDEX FD 72201R304 Common Stock 17 242.00 SOLE N/A NONE
PIMCO ETF TR 3-7 YR US TREAS
INDEX FD 72201R601 Common Stock 16 200.00 SOLE N/A NONE
PIMCO ETF TR ENHANCED SHORT
MTY STRATEGY FD 72201R833 Common Stock 2,196 21,727.84 SOLE N/A NONE
PIMCO ETF TR INTER MUN BD
STRATEGY FD 72201R866 Common Stock 58 1,075.00 SOLE N/A NONE
PIMCO ETF TR SHORT TERM MUN
BD STRATEGY FD 72201R874 Common Stock 11 210.67 SOLE N/A NONE
PIMCO GLOBAL STOCKSPLUS INC
FD COM 722011103 Common Stock 1,761 86,852.90 SOLE N/A NONE
PIMCO HIGH INCOME FD COM SHS 722014107 Common Stock 2,801 206,860.75 SOLE N/A NONE
PIMCO INCOME OPPORTUNITY FD
COM 72202B100 Common Stock 144 5,363.80 SOLE N/A NONE
PIMCO INCOME STRATEGY FD COM 72201H108 Common Stock 17 1,430.00 SOLE N/A NONE
PIMCO INCOME STRATEGY FD II
COM 72201J104 Common Stock 15 1,427.00 SOLE N/A NONE
PIMCO MUN INCOME FD II COM 72200W106 Common Stock 6 500.00 SOLE N/A NONE
PIMCO MUN INCOME FUND III COM 72201A103 Common Stock 40 3,166.19 SOLE N/A NONE
PIMCO MUN INCOME FD COM 72200R107 Common Stock 74 4,797.49 SOLE N/A NONE
PIMCO NEW YORK MUN FD II COM 72200Y102 Common Stock 13 1,000.00 SOLE N/A NONE
PIMCO STRATEGIC GLOBAL GOVT
FD INC COM 72200X104 Common Stock 91 7,948.00 SOLE N/A NONE
PIONEER DIVERSIFIED HIGH
INCOME TR COM 723653101 Common Stock 11 565.00 SOLE N/A NONE
PIONEER FLOATING RATE TR COM 72369J102 Common Stock 17 1,325.00 SOLE N/A NONE
PIONEER HIGH INCOME TR COM 72369H106 Common Stock 1,321 77,325.52 SOLE N/A NONE
49
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
PIONEER MUN HIGH INCOME
ADVANTAGE TR COM 723762100 Common Stock 44 2,927.07 SOLE N/A NONE
PIONEER MUN HIGH INCOME TR
COM SHS 723763108 Common Stock 192 12,263.84 SOLE N/A NONE
PORTUGAL TELECOMM SGPS S A
SPONSORED ADR 737273102 Common Stock ADR 2 501.00 SOLE N/A NONE
POWERSHARES ACTIVELY MANAGED
ETF TR POWER SHARES ACTIVE
LOW DURATION PORT 73935B409 Common Stock 8 333.00 SOLE N/A NONE
POWERSHARES EXCHANGE-TRADED
FD TR II BUILD AMERICA
BOND PORTFOLIO 73937B407 Common Stock 150 5,056.00 SOLE N/A NONE
POWERSHARES EXCHANGE-TRADED
FD TR II EMERGING MKTS
INFRASTRUCTURE PORTFOLIO 73937B209 Common Stock 10 252.00 SOLE N/A NONE
POWERSHARES EXCHANGE-TRADED
FD TR II MENA FRONTIER
COUNTRIES PORT 73936Q603 Common Stock 3 300.00 SOLE N/A NONE
POWERSHARES EXCH TRD FD TR
NASDAQ INTERNET PORTFOLIO 73935X146 Common Stock 25 655.00 SOLE N/A NONE
POWERSHARES GLOBAL EXCH TRD
FD TR CALIF MUNI BD PORT 73936T441 Common Stock 8 333.00 SOLE N/A NONE
POWERSHARES GLOBAL EXCH TRD
FD TR GLOBAL CLEAN ENERGY
PORT 73936T615 Common Stock 9 1,214.00 SOLE N/A NONE
POWERSHARES GLOBAL EXCH TRD
FD TR I 30 LADDERED TREAS
PORT TD 73936T524 Common Stock 27 815.00 SOLE N/A NONE
POWERSHARES GLOBAL EXCH TRD
FD TR WEEKLY VRDO TAX FREE
PORTFOLIO 73936T433 Common Stock 121 4,851.21 SOLE N/A NONE
PUTNAM MANAGED MUNICIPAL
INCOME TRUST 746823103 Common Stock 37 4,601.28 SOLE N/A NONE
PUTNAM MASTER INTER INCOME
TRUST SHARES OF BENEFICIAL
INT 746909100 Common Stock 15 3,000.00 SOLE N/A NONE
QUAKER CHEM CORP COM 747316107 Common Stock 120 2,604.65 SOLE N/A NONE
REAVES UTIL INCOME FD COM SH
BEN INT 756158101 Common Stock 72 2,699.85 SOLE N/A NONE
RESPONSYS INC COM 761248103 Common Stock 23 1,875.00 SOLE N/A NONE
REVENUESHARES ETF TR ADR FD 761396605 Common Stock 13 400.00 SOLE N/A NONE
REVENUESHARES ETF TR S&P 500
FINANCIALS SECTOR FD 761396506 Common Stock 8 300.00 SOLE N/A NONE
REVENUESHARES ETF TR SMALL
CAP FD 761396308 Common Stock 3 100.00 SOLE N/A NONE
ROYAL BK SCOTLAND GROUP PLC
6.35% SER N ADR REPSTG
PREF SHS CALLABLE 6/30/10 780097770 Preferred Stock 5 300.00 SOLE N/A NONE
ROYAL BK SCOTLAND GROUP PLC
SPON ADR SER L REPSTG PREF
SHS SER L 5.75% CALLABLE
9/30/09 @25 780097788 Preferred Stock ADR 47 2,608.05 SOLE N/A NONE
ROYAL BK SCOTLAND GROUP PLC
SPONSORED ADR SER H REPSTG
PREF H 7.25% 780097879 Preferred Stock ADR 10 450.00 SOLE N/A NONE
ROYCE FOCUS TR INC COM 78080N108 Common Stock 98 15,545.00 SOLE N/A NONE
ROYCE MICRO-CAP TR INC COM 780915104 Common Stock 79 8,811.00 SOLE N/A NONE
ROYCE VALUE TR INC COM 780910105 Common Stock 467 37,447.00 SOLE N/A NONE
RUSSELL EXCHANGE TRADED FDS
TR 1000 LOW VOLATILITY ETF 782474647 Common Stock 476 9,251.00 SOLE N/A NONE
RYDEX ETF TR GUGGENHEIM S&P
500 EQUAL WEIGHT CONSUMER 78355W882 Common Stock 45 860.87 SOLE N/A NONE
RYDEX ETF TR GUGGENHEIM S&P
500 EQUAL WEIGHT CONSUMER
STAPLES ETF 78355W874 Common Stock 16 230.00 SOLE N/A NONE
RYDEX ETF TR GUGGENHEIM S&P
500 EQUAL WEIGHT ENERGY ETF 78355W866 Common Stock 41 710.00 SOLE N/A NONE
RYDEX ETF TR GUGGENHEIM S&P
500 EQUAL WEIGHT
TECHNOLOGY ETF 78355W817 Common Stock 42 800.00 SOLE N/A NONE
SOUTHERN CMNTY FINL CORP COM 842632101 Common Stock 4 1,400.00 SOLE N/A NONE
SPDR INDEX SHS FDS DOW JONES
GLOBAL REAL ESTATE ETF 78463X749 Common Stock 36 905.00 SOLE N/A NONE
SPDR INDEX SHS FDS S&P GLOBAL
NAT RES ETF 78463X541 Common Stock 71 1,494.00 SOLE N/A NONE
SPDR INDEX SHS FDS S&P
EMERGING LATIN AMER ETF 78463X707 Common Stock 12 171.00 SOLE N/A NONE
SPDR INDEX SHS FDS MSCI ACWI
EX-US ETF 78463X848 Common Stock 6 218.00 SOLE N/A NONE
SPDR INDEX SHS FDS SPDR S&P
EMERGING MARKETS DIVID ETF 78463X533 Common Stock 8 178.00 SOLE N/A NONE
SPDR INDEX SHS FDS S&P
EMERGING MKTS SM CAP ETF 78463X756 Common Stock 22 519.00 SOLE N/A NONE
SPDR INDEX SHS FDS S&P WORLD
EX-US ETF 78463X889 Common Stock 6 290.00 SOLE N/A NONE
SPDR INDEX SHS FDS S&P INTL
MID CAP ETF 78463X764 Common Stock 3 100.00 SOLE N/A NONE
SPDR SER TR SPDR BARCLAYS
CAPITAL SHORT TE RM CORP
BD ETF 78464A474 Common Stock 15 484.00 SOLE N/A NONE
SPDR SER TR BARCLAYS CAP
AGGREGATE BD ETF 78464A649 Common Stock 36 610.00 SOLE N/A NONE
SPDR SER TR BARCLAYS CAP CONV
SECS ETF 78464A359 Common Stock 394 10,485.93 SOLE N/A NONE
50
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
SPDR SER TR DB INTL GOVT
INFLATION- PROTECTED 78464A490 Common Stock 614 10,425.36 SOLE N/A NONE
SPDR SER TR BARCLAYS CAP
INTER TERM CORPORATE BD ETF 78464A375 Common Stock 10 285.00 SOLE N/A NONE
SPDR SER TR MORGAN STANLEY
TECHNOLOGY ETF 78464A102 Common Stock 13 202.50 SOLE N/A NONE
SPDR SER TR NUVEEN S&P HIGH
YIELD MUN BD ETF 78464A284 Common Stock 18 319.00 SOLE N/A NONE
SPDR SER TR NUVEEN BARCLAYS
CAP SHORT TERM MUN BD ETF 78464A425 Common Stock 352 14,389.88 SOLE N/A NONE
SPDR SER TR S&P 600 SMALL CAP
GROWTH ETF 78464A201 Common Stock 35 287.00 SOLE N/A NONE
SPDR SER TR BARCLAYS CAPITAL
SHORT TERM INTL TREAS BD
ETF 78464A334 Common Stock 318 8,942.00 SOLE N/A NONE
SPROTT PHYSICAL GOLD TR UNIT
ISIN#CA85207H1047 85207H104 Common Stock 741 53,737.00 SOLE N/A NONE
SPROTT PHYSICAL SILVER TR TR
UNIT ISIN#CA85207K1075 85207K107 Common Stock 29 2,497.00 SOLE N/A NONE
STATE AUTO FINANCIAL CORP 855707105 Common Stock 1 60.00 SOLE N/A NONE
STEMCELLS INC COM NEW 85857R204 Common Stock 0 6.00 SOLE N/A NONE
STRATEGIC GLOBAL INCOME FD INC 862719101 Common Stock 9 810.00 SOLE N/A NONE
SWEDISH EXPT CR CORP ELEMENTS
LKD TO ROGERS INTL
COMMODITY INDEX METALS
TOTAL RETURN 870297405 Common Stock 13 1,300.00 SOLE N/A NONE
SYPRIS SOLUTIONS INC COM 871655106 Common Stock 0 1.00 SOLE N/A NONE
TCW STRATEGIC INCOME FD INC
COM 872340104 Common Stock 7 1,259.00 SOLE N/A NONE
TEMPLETON DRAGON FUND INC 88018T101 Common Stock 144 5,432.00 SOLE N/A NONE
TEMPLETON EMERGING MKTS
INCOME FD INC 880192109 Common Stock 46 2,950.84 SOLE N/A NONE
TEMPLETON EMERGING MKT FD 880191101 Common Stock 1 60.00 SOLE N/A NONE
TEMPLETON GLOBAL INCOME FUND
INC 880198106 Common Stock 1,209 130,725.32 SOLE N/A NONE
TESSCO TECHNOLOGIES INC COM 872386107 Common Stock 6 277.00 SOLE N/A NONE
TEXAS PACIFIC LAND TRUST SUB
SHARES CERTIFICATES OF
PROP INTEREST 882610108 Common Stock 39 675.00 SOLE N/A NONE
TORTOISE ENERGY
INFRASTRUCTURE CORP COM 89147L100 Common Stock 8 200.00 SOLE N/A NONE
TRANSCAT INC COM 893529107 Common Stock 0 60.00 SOLE N/A NONE
TURKISH INVT FD INC 900145103 Common Stock 60 4,300.00 SOLE N/A NONE
U.S. PHYSICAL THERAPY INC 90337L108 Common Stock 0 1.00 SOLE N/A NONE
UBS AG JERSEY BRH E TRACS LKD
TO ALERIAN MLP
INFRASTRUCTURE UNDEX
ISIN#US9026416464 902641646 Common Stock 8 257.00 SOLE N/A NONE
UBS AG JERSEY BRH E TRACS LKD
TO UBS BLOOMBERG CONSTANT
MTY FOOD TOTAL RETURN INDEX 902641737 Common Stock 5 165.00 SOLE N/A NONE
UBS AG JERSEY BRH EXCH TRD
ACCESS SECS LKD TO DOW
JONES UBS COMMDY INDEX
TOTAL RTN 902641679 Common Stock 6 227.00 SOLE N/A NONE
UNITED FIRE GROUP INC COM 910340108 Common Stock 1 58.00 SOLE N/A NONE
UNITED STS COMMODITY INDEX FD
COMMODITY INDEX FD 911717106 Common Stock 21 371.00 SOLE N/A NONE
UNITIL CORP COM 913259107 Common Stock 11 400.00 SOLE N/A NONE
VANGUARD ADMIRAL FDS INC S&P
500 GROWTH INDEX FD ETF SHS 921932505 Common Stock 12 183.00 SOLE N/A NONE
VANGUARD ADMIRAL FDS INC S&P
MIDCAP 400 INDEX FD ETF SHS 921932885 Common Stock 13 207.00 SOLE N/A NONE
VANGUARD ADMIRAL FDS INC S&P
SMALLCAP 600 INDEX FD ETF
SHS 921932828 Common Stock 59 890.00 SOLE N/A NONE
VANGUARD INTL EQUITY INDEX
FDS FTSE ALL WORLD EX USA
SMALL CAP INDEX FD ETF SHS 922042718 Common Stock 3 33.00 SOLE N/A NONE
VANGUARD SCOTTSDALE FDS
VANGUARD LONG-TERM
CORPORATE BOND INDEX FUND 92206C813 Common Stock 18 203.83 SOLE N/A NONE
VANGUARD SCOTTSDALE FDS
VANGUARD LONG-TERM
GOVERNMENT BOND INDEX FUND
SHS 92206C847 Common Stock 283 3,654.00 SOLE N/A NONE
VANGUARD SCOTTSDALE FDS
VANGUARD SHORT-TERM
CORPORATE BD INDEX FD 92206C409 Common Stock 1,736 21,934.38 SOLE N/A NONE
VANGUARD SCOTTSDALE FDS
VANGUARD SHORT TERM GOVT
BOND INDEX FD ETF SHS 92206C102 Common Stock 29 476.00 SOLE N/A NONE
VANGUARD SCOTTSDALE FDS
VANGUARD RUSSELL 1000
GROWTH INDEX FD ETF SHS
ISIN#US92206C6802 92206C680 Common Stock 39 600.00 SOLE N/A NONE
VANGUARD SCOTTSDALE FDS
VANGUARD RUSSELL 1000
INDEX FD ETF SHS 92206C730 Common Stock 42 680.78 SOLE N/A NONE
VANGUARD STAR FD VANGUARD
TOTAL INTL STOCK INDEX FD
ETF SHS 921909768 Common Stock 21 500.00 SOLE N/A NONE
W P CAREY & CO LLC COM 92930Y107 Common Stock 37 811.00 SOLE N/A NONE
51
SHRS OR PRN
AMT SH/PRN INVESTMENT OTHER
NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY
------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ----------------
WEIS MARKETS INC 948849104 Common Stock 1 25.00 SOLE N/A NONE
WELLS FARGO ADVANTAGE GLOBAL
DIVID OPPORTUNITY FD COM
ISIN#US94987C1036 94987C103 Common Stock 1 177.43 SOLE N/A NONE
WELLS FARGO ADV INCOME OPP FD
COM SHS 94987B105 Common Stock 130 12,891.45 SOLE N/A NONE
WELLS FARGO ADV UTILS & HIGH
INCOME FD COM 94987E109 Common Stock 6 500.00 SOLE N/A NONE
WESTERN ASSET / CLAYMORE
INFLATION LKD
OPPORTUNITIES & INCOME FD
COM 95766R104 Common Stock 894 68,510.00 SOLE N/A NONE
WESTERN ASSET / CLAYMORE
INFLATION LKD SECS INCOME
FD COM SH BEN INT 95766Q106 Common Stock 69 5,300.00 SOLE N/A NONE
WESTERN ASSET EMERGING MKTS
DEBT FD INC COM 95766A101 Common Stock 0 7.00 SOLE N/A NONE
WESTERN ASSET GLOBAL HIGH
INCOME FD INC 95766B109 Common Stock 36 2,728.84 SOLE N/A NONE
WESTERN ASSET GLOBAL CORP
DEFINED OPPTNTY FD INC COM 95790C107 Common Stock 29 1,500.00 SOLE N/A NONE
WESTERN ASSET HIGH INCOME FD
INC 95766H106 Common Stock 2 187.00 SOLE N/A NONE
WESTERN ASSET INCOME FD II INC 95766J102 Common Stock 94 9,350.70 SOLE N/A NONE
WESTERN ASSET HIGH INCOME
OPPTY FD INC 95766K109 Common Stock 41 6,416.00 SOLE N/A NONE
WESTERN ASSET INCOME FD COM 95766T100 Common Stock 3 238.00 SOLE N/A NONE
WESTERN ASSET INFLATION MGMT
FD INC 95766U107 Common Stock 53 2,905.00 SOLE N/A NONE
WESTERN ASSET HIGH INCOME FD
INC 95766N103 Common Stock 3 400.00 SOLE N/A NONE
WESTERN ASSET PREMIER BEN INT 957664105 Common Stock 44 2,811.00 SOLE N/A NONE
WESTERN ASSET VARIABLE RT
STRATEGIC FD INC 957667108 Common Stock 0 4.00 SOLE N/A NONE
WESTERN ASSET WORLDWIDE
INCOME FD INC 957668106 Common Stock 0 8.00 SOLE N/A NONE
WESTERN ASSET MUNICIPAL
PARNTERS FD INC 95766P108 Common Stock 1 64.00 SOLE N/A NONE
WESTPAC BANKING CORP ADR 961214301 Common Stock ADR 0 3.00 SOLE N/A NONE
WISDOMTREE TR MIDDLE EAST
DIVIDEND FD 97717X305 Common Stock 4 300.00 SOLE N/A NONE
WISDOMTREE TR COMMODITY
COUNTRY EQUITY FD 97717W752 Common Stock 18 642.00 SOLE N/A NONE
WISDOMTREE TR DEFA FD 97717W703 Common Stock 34 814.00 SOLE N/A NONE
WISDOMTREE TR EUROPE SMALLCAP
DIVID FD 97717W869 Common Stock 5 148.00 SOLE N/A NONE
WISDOMTREE TR GLOBAL EX US
GROWTH FD 97717W844 Common Stock 67 1,438.00 SOLE N/A NONE
WISDOMTREE TR GLOBAL EX US
REAL ESTATE FD 97717W331 Common Stock 29 1,092.05 SOLE N/A NONE
WISDOMTREE TR GLOBAL EX US
UTILITIES FD 97717W653 Common Stock 10 591.00 SOLE N/A NONE
WISDOMTREE TR GLOBAL NATURAL
RES FD 97717W711 Common Stock 5 226.00 SOLE N/A NONE
WISDOMTREE TR INTL DIVID
EX-FINANCIALS FD 97717W786 Common Stock 5 121.00 SOLE N/A NONE
WISDOMTREE TR INTL MIDCAP
DIVID FD 97717W778 Common Stock 21 472.00 SOLE N/A NONE
WISDOMTREE TR INTL SMALLCAP
DIVID FD 97717W760 Common Stock 154 3,460.44 SOLE N/A NONE
WISDOMTREE TR MIDCAP EARNINGS
FD 97717W570 Common Stock 7 124.00 SOLE N/A NONE
WISDOMTREE TR SMALLCAP
EARNINGS FD 97717W562 Common Stock 596 11,094.92 SOLE N/A NONE
WISDOMTREE TR TOTAL EARNINGS
FD 97717W596 Common Stock 4 80.00 SOLE N/A NONE
52