0001348183-12-000003.txt : 20120806 0001348183-12-000003.hdr.sgml : 20120806 20120806113131 ACCESSION NUMBER: 0001348183-12-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120806 DATE AS OF CHANGE: 20120806 EFFECTIVENESS DATE: 20120806 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AlphaMark Advisors, LLC CENTRAL INDEX KEY: 0001348183 IRS NUMBER: 364293631 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11550 FILM NUMBER: 121008848 BUSINESS ADDRESS: STREET 1: 250 GRANDVIEW DRIVE SUITE 175 CITY: FORT MITCHELL STATE: KY ZIP: 41017 BUSINESS PHONE: 859-957-1803 MAIL ADDRESS: STREET 1: 250 GRANDVIEW DRIVE SUITE 175 CITY: FORT MITCHELL STATE: KY ZIP: 41017 FORMER COMPANY: FORMER CONFORMED NAME: Wealth Advisors of Cincinnati LLC DATE OF NAME CHANGE: 20051228 13F-HR 1 edgar20120630filing.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06/30/2012 Check here if Amendment [ ] Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Investment Advisor Filing this Report: Name: AlphaMark Advisors, LLC Address: 250 Grandview Drive, Suite 175 Ft. Mitchell, KY 41017 13F File Number: 028-11550 The investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true,correct and complete, and that it is understood that all required items,statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Anne M. Haggerty Title: Director of Operations and Chief Compliance Officer Phone: 859-957-1803 Signature, Place, and Date of Signing: Anne M. Haggerty Ft. Mitchell, KY May 11, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 477 Form13F Information Table Value Total: $152,150 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE

TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP x$1000 PRN AMT PRN CALL DSCRETN MNGRS SOLE SHARED NONE ----------------------- -------- --------- ------ -------- --- ---- ------- ------- ------- ------ ------- Ak Steel Holding Corp COM 001547108 12 1975 5.87 Azz Incorporated COM 002474104 716 11680 61.26 Abbott Laboratories COM 012824100 4 65 64.47 Acacia Research COM 003881307 21 557 37.24 Air Packaging Tech New COM 008913204 0 1200 0.01 Amazon Com Inc COM 023135106 98 430 228.35 Amcore Financial Inc Xxx COM 023912108 0 87 0.01 American Express Company COM 025816109 3417 58706 58.21 American Express Company COM 025816109 186 3201 58.21 American Intl Group Inc COM 026874107 3 100 32.09 American Intl Gp 21wts COM 026874156 1 53 10.31 Amgen Incorporated COM 031162100 4030 55276 72.91 Amgen Incorporated COM 031162100 184 2526 72.91 Amphenol Corp Cl A COM 032095101 2383 43395 54.92 Amphenol Corp Cl A COM 032095101 128 2322 54.92 The Andersons COM 034164103 10 240 42.66 Anheuser Busch Co Inc COM 035229103 2 28 79.65 Annaly Capital Mgmt ETF 035710409 9 552 16.78 Apache Corp COM 037411105 130 1475 87.89 Apple Inc COM 037833100 9728 16658 584 Apple Inc COM 037833100 359 615 584 Call AAPL $500 01/18/2014 COM 037833900 143 10 142.9 Call AAPL $510 01/19/2013 COM 037833900 277 28 99 Call AAPL $500 01/18/2014 COM 037833900 29 2 143.476 Arch Coal Inc COM 039380100 0 70 6.89 Ashland Inc COM 044209104 7 106 69.31 Autoliv Inc COM 052800109 2017 36896 54.66 Autoliv Inc COM 052800109 142 2600 54.66 Auto Data Processing COM 053015103 81 1448 55.66 Bac Capital TRUST I 7% COM 055187207 25 1000 25.12 B Green Innovations Inc COM 055471106 0 250000 0.001 B P Prudhoe Bay Rlty Tr COM 055630107 163 1402 116.57 Baidu Com Inc Adr COM 056752108 151 1310 114.98 Balchem Corp COM 057665200 0 4 32.61 Bank Of America Corp COM 060505104 3 340 8.18 Bank Of Amer Ser D Pfd COM 060505831 7 300 24.48 Barrick Gold Corp COM 067901108 30 800 37.57 Berkshire Hathaway Cl B COM 084670207 33 400 83.33 Berry Petroleum Co Cl A COM 085789105 602 15178 39.66 Best Buy Inc COM 086516101 8 400 20.96 BHP Billiton Ltd COM 088606108 64 985 65.3 Black Hills Corp COM 092113109 6 200 32.17 Boeing Co COM 097023105 2 33 74.3 Bristol-Myers Squibb Co COM 110122108 45 1250 35.95 Broadcom Corp Cl A COM 111320107 2008 59468 33.76 Broadcom Corp Cl A COM 111320107 176 5212 33.76 Cincinnati Bell Inc COM 111620100 9 2400 3.72 Buffalo Wild Wings Inc COM 119848109 13 150 86.636 Broadridge Financial Solutions COM 122044103 9 412 21.27 Cbs Corporation Cl B New COM 124857202 5 162 32.78 Cnooc Limited Adr COM 126132109 2616 12997 201.25 Cnooc Limited Adr COM 126132109 175 871 201.25 C S X Corp COM 126408103 239 10700 22.36 Caterpillar Inc COM 149123101 979 11527 84.91 Cedar Fair L P Dep Uts ETF 150185106 13 450 29.97 CenturyLink COM 156700106 2138 54148 39.49 Centurytel Inc COM 156700106 190 4801 39.49 Cerner Corp COM 156782104 99 1200 82.66 Chevron Corp COM 166764100 551 5221 105.5 Cheviot Financial Corp COM 166774109 26 3056 8.53 Call CMG $420 08/18/2012 COM 169656905 4 10 4.058 Cincinnati Financial Cp COM 172062101 38 1000 38.07 Cirrus Logic Inc COM 172755100 30 1000 29.85 Citigroup Inc COM 172967101 169 6148 27.41 Cliffs Natural Resource COM 185896107 1280 25968 49.29 Clorox Company COM 189054109 24 325 72.46 Coca Cola Company COM 191216100 37 471 78.19 Coeur D Alene Mines Cp COM 192108108 4 200 17.56 Colgate-Palmolive Co COM 194162103 29 275 104.1 Commerce Bancshares COM 200525103 2 48 37.9 Community Health Systems COM 203668108 0 4 28.03 Corning Inc COM 219350105 3 200 12.93 Countrywide Cap V 7% COM 222388209 25 1000 24.83 Credit Accept Corp Mich COM 225310101 619 7326 84.43 Cummins Inc COM 231021106 2249 23211 96.91 Cummins Inc COM 231021106 129 1333 96.91 Put CMI $82.5 7/21/2012 COM 231021956 8 350 0.22 Deckers Outdoor Corp COM 243537107 1 22 44.01 Deere & Co COM 244199105 2 20 80.87 Delta Air Lines Inc COM 247361108 0 24 10.95 Disney Walt Hldg Co COM 254687106 15 300 48.5 Dover Corporation COM 260003108 2 29 53.61 Du Pont E I De Nemour&Co COM 263534109 128 2528 50.57 Duke Realty Pfd 6.6% COM 264411745 25 1000 25.218 E M C Corp Mass COM 268648102 2329 90870 25.63 E M C Corp Mass COM 268648102 152 5949 25.63 Eastman Chemical Co COM 277432100 1764 35021 50.37 Eastman Chemical Co COM 277432100 133 2650 50.37 Ebay Inc COM 278642103 3499 83300 42.01 Ebay Inc COM 278642103 177 4202 42.01 Ebix COM 278715206 0 6 19.95 Elephant Talk Commun New COM 286202205 0 3 1.68 Emerson Electric Co COM 291011104 10 208 46.58 Encana Corporation COM 292505104 4 200 20.83 Exchange Bancshares COM 301258109 14 1428 10.06 Exlservice Holdings Inc COM 302081104 637 25835 24.64 Express Scripts Inc COM 302182100 158 2825 55.83 Ezcorp COM 302301106 0 5 23.46 Fairpoint Communications COM 305560104 0 2 6.15 Freddie Mac Voting Shs COM 313400301 0 1500 0.25 Fannie Mae COM 313586109 1 3000 0.255 Fifth Third Bancorp COM 316773100 818 61071 13.4 First Horizon Natl Corp COM 320517105 1 164 8.65 Ford Motor Company COM 345370860 20 2125 9.59 Gallagher Arthur J & Co COM 363576109 192 5465 35.07 General Electric Company COM 369604103 954 45763 20.84 Gen Elec Cap Pfd COM 369622527 22 850 26.46 General Mills Inc COM 370334104 12 300 38.54 Genesco COM 371532102 597 9930 60.15 Gilead Sciences Inc COM 375558103 2 42 51.28 Goldcorp Inc New COM 380956409 30 800 37.58 General Dynamics Corp COM 396550108 1 21 65.96 Halliburton Co Hldg Co COM 406216101 5 169 28.39 Hill-Rom Holdings COM 421924101 19 625 30.85 Healthcare Realty TRUST ETF 421946104 21 900 23.84 Heinz H J Co COM 423074103 80 1470 54.38 Helmerich & Payne Inc COM 423452101 1 27 43.48 Hillshire Brands COM 432589109 1 40 28.99 Honeywell International COM 438516106 10 175 55.84 Hormel Foods COM 440452100 2 74 30.42 Hillenbrand, Inc. COM 441815107 11 625 18.38 Humana Inc COM 444859102 2879 37173 77.44 Humana Inc COM 444859102 169 2188 77.44 Illinois Tool Works Inc COM 452308109 37 694 52.89 Inland Real Estate Corp ETF 457461200 38 4500 8.38 Intel Corp COM 458140100 104 3891 26.65 Inter Parfums Inc COM 458334109 720 41701 17.27 Intl Business Machines COM 459200101 20 101 195.58 iShares MSCI Australia Idx Fd ETF 464286103 63 2900 21.85 Ishr Msci Brazil Indx ETF 464286400 5 101 51.695 Ishares Msci Cda Idx Fd COM 464286509 182 7025 25.84 iShares MSCI Singapore Idx ETF 464286673 196 15900 12.32 iShares S&P 100 ETF 464287101 25 400 62.47 iShares DJ Dividend ETF 464287168 114 2027 56.19 Ishares Barclays TIPs ETF 464287176 614 5130 119.7 iShares TIPS ETF 464287176 2604 21753 119.7 iShare S&P 500 COM 464287200 46 334 136.75 Barclays Aggregate Bd, iShares ETF 464287226 194 1745 111.3 iShares Barclays Aggregate Bon ETF 464287226 308 2771 111.3 iShares Emerging Mkts ETF 464287234 30 763 39.135 iShares iBoxx Corporate Bond I ETF 464287242 363 3088 117.59 iShares iBoxx Corp Bond ETF 464287242 93 792 117.59 iShares - S&P Global Technolog ETF 464287275 40 616 64.75 iShares S&P Growth ETF 464287309 13 179 73.51 iShares S&P Global ETF 464287341 51 1400 36.27 iShares Nat'l Resources ETF 464287374 21 600 35.42 iShares S&P SmallCap ETF 464287382 59 800 73.27 Barclays 20+ Yr Treasury ETF ETF 464287432 152 1210 125.2 iShares MSCI EAFE Index (EFA) ETF 464287465 21 425 49.96 iShares Russell Midcap Index ETF 464287499 27 255 105.36 Ishr Tr Nasdaq Bio Fd ETF 464287556 13 100 129.96 Cohen/Steers REIT Idx ETF ETF 464287564 7 90 78.64 iShares Real Estate ETF 464287564 155 1970 78.64 iShares Russell 2000 ETF 464287655 8 100 79.56 iShares DJ US Tech ETF 464287721 7 100 71.23 iShares DJ Real Estate ETF 464287739 518 8100 63.935 iShares DJ US Energy ETF 464287796 14 375 38.34 iShares DJ US Consumer ETF 464287812 78 1092 71.8 iShares DJ US Basic Mat ETF 464287838 11 170 64.72 Ishares Barclays Bond Fd ETF 464288166 85 750 113.47 iShares S&P Glbl Timber & Fore ETF 464288174 28 740 37.48 Ishares MSCI ACWI Ex US COM 464288240 19 520 37.19 iShares JPMorgan Emerg Mkt ETF 464288281 385 3360 114.72 iShares S&P Dev ex-US Prop ETF 464288422 522 16700 31.23 Ishares TRUST COM 464288513 14 153 91.29 High Yield Bond ETF Idx ETF 464288513 41 450 91.29 Ishares TRUST Barclays ETF 464288588 81 750 108.44 iShares Barclays MBS Bond ETF 464288588 13 120 108.44 Barclays Credit Bond ETF ETF 464288620 111 1000 110.99 Barclays Corp 1-3 YR ETF ETF 464288646 157 1500 104.71 iShares Barclays 1-3 Yr Credit ETF 464288646 4 34 104.71 Ishares S&P U S Pfd Fund ETF 464288687 279 7146 39.03 Ishares S&P Global Materials I COM 464288695 106 1900 55.91 iShares Oil & Gas Expl ETF 464288851 7 120 57.96 ishares S&P Growth Alloc COM 464289867 14 440 32.42 Johnson & Johnson COM 478160104 304 4498 67.56 Joy Global COM 481165108 1355 23887 56.73 Joy Global Inc COM 481165108 127 2242 56.73 Kansas City Southern COM 485170302 14 200 69.56 Kellogg Company COM 487836108 10 200 49.33 Kimberly-Clark Corp COM 494368103 54 650 83.77 Kinder Morgan Energy Lp ETF 494550106 24 310 78.58 Kroger Company COM 501044101 118 5084 23.19 L-3 Communications Hldgs COM 502424104 23 310 74.01 Lam Research Corporation COM 512807108 1490 39488 37.74 Lam Research Corporation COM 512807108 132 3493 37.74 Las Vegas Sands Corp COM 517834107 1402 32237 43.49 Las Vegas Sands Corp COM 517834107 125 2877 43.49 Lauder Estee Co Inc Cl A COM 518439104 2811 51938 54.12 Lauder Estee Co Inc Cl A COM 518439104 170 3142 54.12 Lexmark Intl Inc Cl A COM 529771107 5 175 26.58 Lilly Eli & Company COM 532457108 75 1750 42.91 Lions Gate Entmt Cp Newf COM 535919203 147 10000 14.74 Lorillard Inc COM 544147101 132 1000 131.95 Lowes Companies Inc COM 548661107 11 400 28.44 MFS Charter Income Trust COM 552727109 3 300 9.81 U S X-Marathon Group COM 565849106 8 297 25.57 Mc Donalds Corp COM 580135101 3105 35070 88.53 Mc Donalds Corp COM 580135101 168 1893 88.53 Medtronic Inc COM 585055106 2 46 38.73 Merck & Co Inc COM 589331107 25 600 41.75 Meridian Bioscience Inc COM 589584101 800 39093 20.46 Merrill Lynch Pfd 6.45% COM 590199204 25 1000 24.6 MetroPCS Communications COM 591708102 0 70 6.05 Microsoft Corp COM 594918104 143 4685 30.59 Mirant Corporation Xxx ETF 604675991 0 52 0.01 Mitcham Industries COM 606501104 757 44600 16.97 Motricity Inc COM 620107102 0 100 0.62 Movado Group Inc COM 624580106 25 1000 25.02 Mylan Laboratories Inc COM 628530107 2 80 21.37 Nyse Euronext N V COM 629491101 0 15 25.58 National Oilwell Varco COM 637071101 8 125 64.44 Natl Rural Utils Coop COM 637432808 25 1000 25.43 Nokia Corp Spon Adr COM 654902204 0 150 2.07 Norfolk Southern Corp COM 655844108 27 372 71.77 Northeast Utilities COM 664397106 2 51 38.81 Novo-Nordisk COM 670100205 4377 30115 145.34 Novo-Nordisk A-S Adr COM 670100205 256 1758 145.34 Oil Company Lukoil COM 677862104 22 400 56.08 Orchard Sply Hrdwre Cl A COM 685691404 0 1 16.63 Orchard Supply COM 685691503 0 1 1.95 Pnc Finl Services Gp Inc COM 693475105 16 264 61.11 Packaging Corp Of Amer COM 695156109 3 90 28.24 Parker-Hannifin Corp COM 701094104 24 308 76.88 Penn West Energy TRUST COM 707885109 13 1000 13.39 Permian Basin Royalty Tr COM 714236106 5 272 17.74 Perrigo Co COM 714290103 3777 32026 117.93 Perrigo Co COM 714290103 281 2387 117.93 Pfizer Incorporated COM 717081103 280 12178 23 Philip Morris Intl Inc COM 718172109 153 1750 87.26 Phillips 66 COM 718546104 4 111 33.24 PVH COM 718592108 639 8212 77.79 Pimco High Income Fund COM 722014107 125 9265 13.54 Piper Jaffray Cos New COM 724078100 0 1 23.43 Plum Creek Timber Co ETF 729251108 8 209 39.7 Preformed Line Products COM 740444104 16 275 57.91 Priceline.Com COM 741503403 332 500 664.52 Procter & Gamble COM 742718109 4296 70145 61.25 Procter & Gamble COM 742718109 5 75 61.25 Progress Energy Inc COM 743263105 12 200 60.17 Prudential Financial Inc COM 744320102 1 30 48.43 Rockwell Automation Inc COM 773903109 2561 38765 66.06 Rockwell Automation Inc COM 773903109 120 1816 66.06 Ross Stores COM 778296103 3165 50666 62.47 Ross Stores Inc COM 778296103 203 3250 62.47 Royal Bk Scotland Pfd 6.4% COM 780097796 18 1000 17.52 Coffee Co Xxx Xxx COM 803111970 2 200 10.674 Sears Holdings Corp COM 812350106 3 43 59.7 Seattle Genetics Inc COM 812578102 16 625 25.39 Siemens A G Adr COM 826197501 4 50 84.07 J M Smuckers Co New COM 832696405 28 372 75.52 The Southern Company COM 842587107 14 295 46.3 Southwestern Energy Company COM 845467109 13 409 31.93 Spectra Energy Corp COM 847560109 66 2285 29.06 Spreadtrum Commun Adr COM 849415203 0 3 17.65 Starbucks Corp COM 855244109 4 70 53.32 State Street Corp COM 857477103 1 27 44.64 SPDR Gold Trust ETF 863307104 450 2899 155.19 Sturm Ruger COM 864159108 519 12932 40.15 Sun Life Financial Inc COM 866796105 1 61 21.76 Suntrust Banks Inc COM 867914103 75 3100 24.23 Teco Energy Inc COM 872375100 2 87 18.06 Templeton Global Incm Fd COM 880198106 395 42725 9.25 Terex Corp COM 880779103 4 200 17.83 Tiffany & Co New COM 886547108 5 100 52.95 Timken Company COM 887389104 2 34 45.79 Tupperware Corporation COM 899896104 2 30 54.76 U S Bancorp Del New COM 902973304 1499 46624 32.16 Ultratech COM 904034105 657 20900 31.44 Under Armour Inc COM 904311107 9 100 94.48 Union Pacific Corp COM 907818108 3 21 119.31 United Parcel Service B COM 911312106 16 200 78.76 Vanguard LT Bond Index ETF 921937793 23 240 94.952 Vanguard Bond Index Fund ETF 921937827 41 500 81.13 Vanguard Bond Index Market ETF COM 921937835 1 6.027 84.38 Vanguard MSCI EAFE ETF ETF 921943858 14 455 31.57 Vanguard Emerging Market ETF 922042858 35 880 39.93 Veeco Instruments Inc COM 922417100 21 600 34.36 Vanguard REIT ETF Index ETF 922908553 61 925 65.43 Vanguard Mid Cap ETF 922908629 9 115 77.2 Vanguard Large Cap ETF 922908637 31 500 62.1 Vanguard Value ETF 922908744 23 420 55.94 Vanguard Small Cap ETF 922908751 12 152 76.04 Vanguard Total Stock Mkt ETF 922908769 3 50.213 69.7 Vina Concha y Toro COM 927191106 667 16714 39.92 Wal-Mart Stores Inc COM 931142103 8 116 69.72 Walgreen Company COM 931422109 16 546 29.58 Wells Fargo & Co New COM 949746101 4 114 33.44 Western Union Company COM 959802109 2 92 16.84 Whirlpool COM 963320106 1 18 61.16 Tricon Global Restr Inc COM 988498101 15 232 64.42 Petrochina Co Adr COM 7.16E+104 6 50 129.14 Target Corporation COM 8.76E+110 6 102 58.19 A T & T Corp COM 00206R102 160 4500 35.66 Adobe Systems Inc COM 00724F101 328 10146 32.37 Agilent Technologies Inc COM 00846U101 2 39 39.24 Akamai Technologies COM 00971T101 10 300 31.75 Altria Group COM 02209S103 97 2800 34.55 American Capital Agency ETF 02503X105 15 450 33.61 Amerigon COM 03070L300 0 2 11.49 Ameriprise Financial Inc COM 03076C106 2 36 52.26 BCE COM 05534B760 2 45 41.2 Bk One Cap Tr Vi Pfd 7.2% COM 06423W204 5 192 25.98 Barclays Bank Ipath Etn COM 06738C778 107 2671 40.18 Barclays Bk Plc iPath S&P GSCI ETF 06738C786 5 225 20.7 iPath S&P 500 VIX Sht Term Fd COM 06740C261 5 300 15.21 iPath US Treasury Flattener Et COM 06740L485 31 500 62.678 W R Berkley Tr II Pfd 6.75% COM 08449Q203 25 1000 25.44 Biogen Idec Inc COM 09062X103 5282 36586 144.38 Biogen Idec Inc COM 09062X103 257 1777 144.38 Blackrock Ener & Res Tr COM 09250U101 23 1000 22.52 Cardinal Health Inc COM 14149Y108 2 41 42 Cenovus Energy COM 15135U109 9 268 31.8 Citigroup Viii Cap Sec 6.95% COM 17306R204 42 1700 24.94 Citigrp Cap Xvi Pfd 6.45% COM 17310L201 25 1000 24.6 Claymore Exch Traded Fd COM 18383M100 5 145 34.08 Guggenheim Exch Trd Fd COM 18383Q838 8 420 19.52 Cliffs Natural Res Inc COM 18683K101 101 2052 49.29 Coca Cola Enterptices COM 19122T109 2 58 28.04 Cohen & Steers Qty Inc Realty COM 19247L106 36 3441 10.45 Cohen & Steers Total Ret R/E COM 19247R103 25 1855 13.28 Cohen & Steers Reit COM 19247X100 24 1475 16.45 Comcast Corp New Cl A COM 20030N101 2 69 31.97 Conocophillips COM 20825C104 12 223 55.88 Costco Whsl Corp New COM 22160K105 57 600 95 Ctrip.com Intl Ltd COM 22943F100 2 130 16.76 Dendreon Corp COM 24823Q107 0 50 7.4 PowerShares DB Commodity COM 25154H459 0 30 16.3 Powershrs Db Commodity COM 25154H475 1 100 8.069 PowerShares Deutsche Bank Gold ETF 25154H731 5 1100 4.979 Direxion Small Cap Bull 3X COM 25459W847 2 35 53.87 Direxion Shares S&P 500 Bear 3 COM 25459W854 44 2100 21.19 Direxion Shares S&P 500 Bull 3 COM 25459W862 17 218 76.17 Discovery Communications COM 25470F104 3501 64842 54 Discovery Commun Ser A COM 25470F104 184 3414 54 Dominion Resources Va COM 25746U109 1 20 54 Duke Energy Corporation COM 26441C105 177 7664 23.06 E-Commerce China Dangdang COM 26833A105 1 100 6.66 ETFS Phys PM Basket Shrs COM 26922W109 13 150 86.651 Etfs Gold Trust COM 26922Y105 1197 7570 158.184 East West Bancorp COM 27579R104 2 83 23.46 Eaton Vance Tax Mgd Eq Inc Fd ETF 27828N102 25 2770 9.07 Eaton Vance Tax Adv Glb Div In COM 27828S101 11 859 13.3 Endo Pharmaceuticals Hlds COM 29264F205 1 42 30.98 EnerSys COM 29275Y102 736 21000 35.07 Ensign Group COM 29358P101 781 27630 28.27 Environmental Power New COM 29406L201 0 1000 0.001 Exxon Mobil Corporation COM 30231G102 3847 44957 85.57 Exxon Mobil Corporation COM 30231G102 165 1924 85.57 F P L Cap Tr I Pfd 5.875% COM 30257V207 10 400 26.14 FedEx Corporation COM 31428X106 2 19 91.61 First Trust ISE Nat Gas Idx COM 33734J102 3 201 16.42 First Tr Tech AlphaDEX ETF 33734X176 13 625 20.85 Fleet Cap Tr Viii Pfd 7.2% COM 33889X203 30 1200 25.16 Flowserve Corporation COM 34354P105 2621 22837 114.75 Flowserve Corporation COM 34354P105 182 1585 114.75 Freeport Mcmorn Cp&Gld B COM 35671D857 88 2586 34.07 G III Apparel Group COM 36237H101 0 3 23.69 Gold Canyon Res Inc COM 38055D105 1 700 1.275 Goldman Sachs Group Inc COM 38141G104 213 2222 95.86 Call GS $110 01/18/2014 COM 38141G904 4 4 9.533 Call GS $150 01/19/2013 COM 38141G904 0 8 0.18 Google Inc Class A COM 38259P508 1993 3435 580.07 Google Inc Class A COM 38259P508 222 383 580.07 HCA Holdings COM 40412C101 0 5 30.43 Health Care Reit Inc ETF 42217k106 156 2680 58.3 Host Hotels & Resorts ETF 44107P104 3 221 15.82 Huntington Bancshs Inc COM 446150104 1 100 6.4 Integra Bank Corporation COM 45814P105 0 253 0.002 Intrcontinentalexchange COM 45865V100 3781 27809 135.98 Intrcontinentalexchange COM 45865V100 169 1243 135.98 Intuitive Surgical New COM 46120E602 50 90 553.79 Iridium Communications COM 46269C102 22 2500 8.94 iShares Silver Trust COM 46428Q109 717 26915 26.65 Ishares S&P GSCI Cmdty COM 46428R107 5 150 30.44 J P Morgan Chase & Co COM 46625H100 752 21035 35.73 Jpmorgan XXIV Cap Ser 6.875% COM 48123W209 26 1000 25.58 JP Morgan Chase Cap COM 48124G104 8 300 25.29 Kraft Foods COM 50075N104 96 2475 38.62 Level 3 Communications COM 52729N100 4 200 22.15 Linkedin Corp COM 53578A108 3 30 106.27 Liquidity Services COM 53635B107 589 11500 51.18 Call LQDT $55 08/18/2012 COM 53635B907 31 110 2.814 MKS Instruments COM 55306N104 695 24080 28.86 Macys Inc COM 55616P104 3 79 34.35 Magnum Hunter Resources COM 55973B102 42 10000 4.18 Marathon Petroluem COM 56585A102 5 120 44.92 MarketAxess Holdings COM 57060D108 527 19772 26.64 Market Vectors Etf TRUST COM 57060U100 47 1050 44.77 Market Vectors Junior Gold Min COM 57060U589 2 100 19.21 Market Vectors Nuclear Etf Tt ETF 57060U704 20 1400 14.25 Mastercard Inc COM 57636Q104 197 458 430.11 Mckesson Corporation COM 58155Q103 1 15 93.75 Medidata Solutions Inc COM 58471A105 0 3 32.67 M L Cap Pref Cap Tr Pfd 7.28% COM 59021K205 25 1000 24.93 Merrill Lynch Cap Tr III COM 59025D207 20 800 25.23 Monotype Imaging Hldgs COM 61022P100 855 50958 16.77 Monsanto Co New Del COM 61166W101 13 154 82.78 Netflix Inc COM 64110L106 6 90 68.485 NIC COM 64110L106 0 16 12.7 NetEase.com COM 64110W102 2109 35841 58.85 NetEase.com COM 64110W102 143 2423 58.85 Netgear COM 64111Q104 651 18875 34.51 Novartis A G Spon Adr COM 66987V109 67 1200 55.9 Oracle Corporation COM 68389X105 2592 87285 29.7 Oracle Corporation COM 68389X105 180 6077 29.7 Pimco Corporate Oppty Fd ETF 72201B101 24 1260 18.73 Pimco Income Strategy Fd COM 72201H108 11 908 11.94 Pimco Exch Traded Fund COM 72201R833 40 400 101.09 Pimco Income Oppty Fund COM 72202B100 12 433 26.88 Powershares Listed Private Equ ETF 73935X195 4 439 8.84 Powershs DB USD Index Bullish COM 73936D107 3 141 22.47 Build America Bonds ETF ETF 73937B407 211 7100 29.7 Call TBT 01/18/2014 COM 74347R297 33 200 1.64 Proshares Ultrashort Lehman 20 COM 74347R297 19 1200 15.84 ProShares Short S&P500 COM 74347R503 11 300 36.46 Proshs Ultrashort Oil & Gas ETF 74347X591 8 300 25.4 Quest Diagnostic Inc COM 74834L100 0 0.272 59.9 Questcor Pharmaceuticals COM 74835Y101 703 13201 53.24 Rare Element Resources COM 75381M102 0 100 4.95 Retail Pptys Amer ETF 76131V202 2 199 9.72 S P D R Trust Unit SR ETF 78462f103 49 359 136.105 Put SPY $80 12/21/2013 COM 78462F953 6 25 2.35 Put GLD $152 9/22/2012 COM 78463V957 5 13 4 SPDR DJ S&P INTL FINCL ETF COM 78463X699 4 285 15.34 Spdr Index Shares Fund COM 78463X749 588 14815 39.67 Spdr S & P Intl Dividend COM 78463X772 7 150 44.52 Spdr Dow Jones Intl COM 78463X863 5 135 36.78 Spdr Wells Fargo EFT COM 78464A292 46 1027 45.25 Spdr Wells Fargo Etf COM 78464A292 5 100 45.25 SPDR Barclays Capital TIPS ETF 78464A656 48 800 59.6 SPDR S&P Dividend Etf ETF 78464A763 227 4075 55.65 SciClone Pharmaceuticals COM 80862K104 687 98017 7.01 Sector Spdr Materials Fd ETF 81369Y100 18 500 35.29 Health Care Select Sector SPDR ETF 81369Y209 40 1055 38.005 S&P Energy Sector ETF ETF 81369Y506 40 600 66.37 Energy Select Sector SPDR COM 81369Y506 12 185 66.37 Silicon Motion Tech Adrf COM 82706C108 661 46860 14.11 Skyworks Solutions Inc COM 83088M102 3 100 27.32 Sonic Foundry COM 83545R207 22 3000 7.244 Telecom Holdrs TRUST ETF 87927P200 13 400 32.6 Tenet Healthcare Corp COM 88033G100 1 160 5.24 3D Systems COM 88554D205 701 20536 34.14 Minnesota Mining & Mfg COM 88579Y101 18 206 89.6 Titan Machinery COM 88830R101 809 26650 30.37 Travelers Companies Inc COM '89417E109 3 46 63.84 Unitedhealth Group Inc COM 91324P102 15 264 58.5 Unum Group COM 91529Y106 2 89 19.13 Valero Energy Corp New COM 91913Y100 7 310 24.15 Vanguard Financials COM 92204A405 24 781 31.06 Vanguard Telecom Svcs COM 92204A884 9 140 67.81 Vangrd Russell 2000 ETF COM 92206C649 1 16 60.79 Ventas Inc ETF 92276F100 39 625 63.12 Verizon Communications COM 92343V104 2841 63930 44.44 Verizon Communications COM 92343V104 231 5201 44.44 Viacom Inc Non Vtg Cl B COM 92553P201 2 40 47.02 Visa Inc Cl A COM 92826C839 124 1000 123.63 Warren Resources Inc COM 93564A100 5 2000 2.39 Waste Management Inc Del COM 94106L109 2032 60850 33.4 Waste Management Inc Del COM 94106L109 145 4341 33.4 Wellpoint Hlth Ntwks New COM 94973V107 116 1819 63.79 Western Asset Claymore COM 95766R104 2 150 13.05 WisdomTree Emerging Mkts ETF 97717W315 333 6430 51.81 Wisdomtree Dividend COM 97717W406 67 1250 53.82 WisdomTree Global COM 97717W653 69 3950 17.422 Wright Express Corp COM 98233Q105 716 11603 61.72 Xcel Energy Inc COM 98389B100 3 100 28.41 Zagg COM 98884U108 20 1800 10.91 Bunge Limited COM G16962105 125 2000 62.74 Herbalife Ltd COM G4412G101 2 38 48.33 Marvell Tech Group Ltd COM G5876H105 4 364 11.28 Textainer Group Hldg COM G8766E109 18 500 36.9 Transocean Ltd COM G90073100 7 151 44.73 Radware COM M81873107 651 17000 38.29 Yandex N V Cl A COM N97284108 1 60 19.05 CellaVision AB COM W2128U119 2 1000 2.405 Avago Technologies Ltd COM Y0486S104 2 63 35.9