0001166152-12-000004.txt : 20120807
0001166152-12-000004.hdr.sgml : 20120807
20120807154109
ACCESSION NUMBER: 0001166152-12-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120807
DATE AS OF CHANGE: 20120807
EFFECTIVENESS DATE: 20120807
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001166152
IRS NUMBER: 731554000
STATE OF INCORPORATION: OK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10017
FILM NUMBER: 121013106
BUSINESS ADDRESS:
STREET 1: 1924 SOUTH UTICA
STREET 2: SUITE 1120
CITY: TULSA
STATE: OK
ZIP: 74104-6429
BUSINESS PHONE: 918-747-3412
MAIL ADDRESS:
STREET 1: 1924 SOUTH UTICA
STREET 2: SUITE 1120
CITY: TULSA
STATE: OK
ZIP: 74104-6429
FORMER COMPANY:
FORMER CONFORMED NAME: PRESCOTT GROUP CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 20020128
13F-HR
1
form13f063012.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Prescott Group Capital Management, L.L.C.
Address: 1924 South Utica, Suite #1120
Tulsa, OK 74104
13F File Number: 28-10017
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing the report
is authorized to submit it, that all information contained herein is
true, correct and complete, and that it is understood that all required
items, statements schedules, lists, and tables, are considered integral
parts of this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jeff Watkins
Title: President
Phone: 918-747-3412
Signature: Jeff Watkins
Place: Tulsa, Oklahoma
Date of Signing: 08/07/12
Report Type (Check only one): [X] 13F Holdings Report
[ ] 13F Notice
[ ] 13F Combination Report
List of Other Managers Reporting for this Manager: NONE
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 142
Form 13F Information Table Value Total: $353,708
List of Other Included Managers: NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ACI WORLDWIDE, INC. COM 004498101 933 21095 SH SOLE 21095
ACTIVE POWER, INC. COM 00504W100 581 720015 SH SOLE 720015
ADVANCE AUTO PARTS, INC. COM 00751Y106 512 7500 SH SOLE 7500
AEROPOSTALE COM 007865108 410 23000 SH SOLE 23000
AIR TRANSPORT SRVS GROUP COM 00922R105 28260 5434629 SH SOLE 5434629
AIRGAS, INC. COM 009363102 420 5000 SH SOLE 5000
ALLIANCE DATA SYSTEMS COM 018581108 2835 21000 SH SOLE 21000
AMERICAN EXPRESS CO COM COM 025816109 524 9000 SH SOLE 9000
ANADARKO PETROLEUM CO COM 032511107 2198 33197 SH SOLE 33197
API TECHNOLOGIES CORP. COM 00187E203 1637 444732 SH SOLE 444732
ASIAINFO HOLDINGS, INC. COM 04518A104 635 53850 SH SOLE 53850
ASPEN TECHNOLOGY COM 045327103 1592 68790 SH SOLE 68790
AVON PRODUCTS, INC. COM 054303102 195 12048 SH SOLE 12048
BALLARD POWER SYS, INC. COM 058586108 1401 1229007 SH SOLE 1229007
BIOLASE TECHNOLOGY, INC. COM 090911108 952 488346 SH SOLE 488346
BIOSCRIP, INC. COM 09069N108 10990 1479190 SH SOLE 1479190
BLUELINX HLDGS INC COM 09624H109 7403 3150015 SH SOLE 3150015
BLUEPHOENIX SOLUTIONS COM M20157109 4066 1564025 SH SOLE 1564025
BUCKEYE PARTNERS, L.P. COM 118230101 1636 31350 SH SOLE 31350
BUILDERS FIRSTSOURCE COM 12008R107 15922 3359146 SH SOLE 3359146
CADENCE DESIGN SYSTEM, INC. COM 127387108 1813 165000 SH SOLE 165000
CALAMP CORP COM 128126109 3467 473052 SH SOLE 473052
CALLIDUS SOFTWARE, INC. COM 13123E500 3349 672569 SH SOLE 672569
CARDICA, INC. COM 14141R101 2855 1518506 SH SOLE 1518506
CARDIONET, INC. COM 14159L103 265 130300 SH SOLE 130300
CATAMARAN CORP. COM 148887102 1488 15000 SH SOLE 15000
CHECK POINT SOFTWARE ORD COM M22465104 1984 40000 SH SOLE 40000
CHINA CERAMICS CO., LTD COM G2113X100 108 35200 SH SOLE 35200
CHINA GERUI ADVANCED MATERIALS COM G21101103 981 343100 SH SOLE 343100
CHINA MARINE FOOD GROUP LTD COM 16943R106 1552 1847352 SH SOLE 1847352
CHINA VALVES TECHNOLOGY, INC. COM 169476207 1293 1208794 SH SOLE 1208794
CHINA XD PLASTICS CO., LTD. COM 16948F107 4943 1079191 SH SOLE 1079191
CHINDEX INTERNATIONAL, INC. COM 169467107 4621 471538 SH SOLE 471538
CLEVELAND BIOLABS INC. COM 185860103 2065 1315163 SH SOLE 1315163
COMMUNITY HEALTH SYSTEMS, INC. COM 203668108 3083 110000 SH SOLE 110000
COMSTOCK HOMEBUILDING COS COM 205684103 2341 1787141 SH SOLE 1787141
COMVERSE TECHNOLOGY COM 205862402 805 138500 SH SOLE 138500
CONCORD MED SVCS HLDGS LTD COM 206277105 267 91133 SH SOLE 91133
D R HORTON, INC. COM 23331A109 2380 129478 SH SOLE 129478
DATAWATCH CORP. COM 237917208 1684 130516 SH SOLE 130516
DELCATH SYSTEMS, INC. COM 24661P104 1155 700000 SH SOLE 700000
DIALOGIC CORPORATION COM 25250T100 235 379362 SH SOLE 379362
DYNAVOX, INC. COM 26817F104 959 855814 SH SOLE 855814
ECOLAB, INC. COM 278865100 685 10000 SH SOLE 10000
ENERGY SOLUTIONS, INC. COM 292756202 263 155900 SH SOLE 155900
ENERSYS COM 29275Y102 1350 38500 SH SOLE 38500
ENGLOBAL CORP COM 293306106 2634 1755767 SH SOLE 1755767
EXIDE TECHNOLOGIES COM 302051206 2336 695329 SH SOLE 695329
FIRST MARBLEHEAD CORP COM 320771108 10040 8581087 SH SOLE 8581087
FSI INTERNATIONAL, INC. COM 302633102 38 10500 SH SOLE 10500
FURNITURE BRANDS INTL, INC. COM 360921100 630 508276 SH SOLE 508276
GENERAL GROWTH PROPERTIES COM 370023103 6891 380904 SH SOLE 380904
GENERAL STEEL HOLDINGS, INC. COM 370853103 40 50075 SH SOLE 50075
GENTHERM INC. COM 03070L300 5048 439350 SH SOLE 439350
GLOBAL POWER EQUIP COM 37941P306 288 13190 SH SOLE 13190
GP STRATEGIES CORP COM 36225V104 4606 249370 SH SOLE 249370
GSI GROUP, INC. COM 36191C205 10105 881786 SH SOLE 881786
GUIDANCE SOFTWARE COM 401692108 1436 151000 SH SOLE 151000
H&E EQUIPMENT SERVICES, INC. COM 404030108 1429 95106 SH SOLE 95106
HEALTHSOUTH CORP COM COM 421924309 581 25000 SH SOLE 25000
HENRY SCHEIN, INC. COM 806407102 204 2600 SH SOLE 2600
HERBALIFE LTD COM G4412G101 1498 31000 SH SOLE 31000
HERTZ GLOBAL HOLDINGS COM 42805T105 671 52436 SH SOLE 52436
HUDSON HIGHLAND GROUP, INC. COM 443792106 113 27000 SH SOLE 27000
HURON CONSULTING GROUP, INC. COM 447462102 1740 54987 SH SOLE 54987
IDEXX LABORATORIES, INC. COM 45168D104 1490 15500 SH SOLE 15500
ILLUMINA, INC. COM 452327109 1313 32500 SH SOLE 32500
IPATH S&P 500 VIX SHORT-TERM F COM 06740C261 9301 611478 SH SOLE 611478
ISHARES BARCLAYS COM 464288646 628 6000 SH SOLE 6000
ISHARES TR S&P MIDCAP 400 COM 464287507 753 8000 SH SOLE 8000
JB HUNT TRANSPORT SERVICES, IN COM 445658107 1788 30000 SH SOLE 30000
JEFFRIES GROUP, INC. COM 472319102 624 48002 SH SOLE 48002
JINPAN INTL, LTD. COM G5138L100 295 36390 SH SOLE 36390
JOHN BEAN TECHNOLOGIES CORP COM 477839104 626 46095 SH SOLE 46095
KEY TRONIC CORP COM 493144109 608 73800 SH SOLE 73800
LENNAR CORP COM 526057104 4018 130000 SH SOLE 130000
LORAL SPACE & COMMUNICATION, I COM 543881106 1578 23437 SH SOLE 23437
MAUI LAND & PINEAPPLE, INC. COM 577345101 40 10335 SH SOLE 10335
MAXWELL TECHNOLOGIES, INC. COM 577767106 2091 318700 SH SOLE 318700
MICROS SYSTEMS COM 594901100 1229 24000 SH SOLE 24000
MIDCAP SPDRS COM 78467Y107 1610 9400 SH SOLE 9400
MITEK SYSTEMS, INC. COM 606710200 4140 1064359 SH SOLE 1064359
MORGAN STANLEY COM 617446448 1036 71000 SH SOLE 71000
MOTORCAR PARTS OF AMERICA, INC COM 620071100 3143 700000 SH SOLE 700000
NAMTAI ELECTRONICS COM 629865205 4216 724348 SH SOLE 724348
NATURES SUNSHINE PRODUCTS COM 639027101 28167 1865383 SH SOLE 1865383
NAUTILUS, INC. COM 63910B102 616 186000 SH SOLE 186000
NCI BUILDING SYSTEMS, INC. COM 628852204 7687 709824 SH SOLE 709824
NET 1 UEPS TECHNOLOGIES, INC. COM 64107N206 1553 185543 SH SOLE 185543
NEWPARK RESOURCES, INC. COM 651718504 741 125525 SH SOLE 125525
NIKE INC CL B COM 654106103 369 4200 SH SOLE 4200
ORACLE CORP COM COM 68389X105 226 7601 SH SOLE 7601
ORIENT PAPER, INC. COM 68619F205 1468 568830 SH SOLE 568830
ORIGIN AGRITECH LTD COM G67828106 797 561437 SH SOLE 561437
OYO GEOSPACE CORP. COM 671074102 562 6247 SH SOLE 6247
PANSOFT COMPANY LTD COM G6891W101 578 145460 SH SOLE 145460
PARAMETRIC TECHNOLOGY CORP COM 699173209 943 45000 SH SOLE 45000
PENN NATIONAL GAMING COM 707569109 2709 60750 SH SOLE 60750
PETSMART, INC. COM 716768106 1643 24100 SH SOLE 24100
PHARMATHENE, INC. COM 71714G102 1929 1388083 SH SOLE 1388083
POLYCOM INC COM COM 73172K104 1157 110000 SH SOLE 110000
PULSE ELECTRONIC CORP. COM 74586W106 1655 840065 SH SOLE 840065
QKL STORES, INC. COM 74732Y204 556 352097 SH SOLE 352097
RAYTHEON CO COM NEW COM 755111507 396 7000 SH SOLE 7000
RESMED, INC. COM 761152107 799 25600 SH SOLE 25600
ROPER INDUSTRIES, INC. COM 776696106 493 5000 SH SOLE 5000
RPM INC OHIO COM COM 749685103 707 26000 SH SOLE 26000
SAPIENT CORPORATION COM 803062108 1715 170301 SH SOLE 170301
SCHLUMBERGER LTD COM COM 806857108 227 3500 SH SOLE 3500
SENOMYX, INC. COM 81724Q107 3371 1434457 SH SOLE 1434457
SHUFFLE MASTER COM 825549108 1656 119988 SH SOLE 119988
SILICON GRAPHICS INTL CORP COM 82706L108 14648 2281651 SH SOLE 2281651
SKECHERS USA, INC. COM 830566105 437 21429 SH SOLE 21429
SLM CORP COM 78442P106 3285 209119 SH SOLE 209119
SOUTHWEST SECS GROUP COM COM 78503N107 13017 2442177 SH SOLE 2442177
STANDARD PACIFIC CORP COM 85375C101 2074 335000 SH SOLE 335000
STARBUCKS CORP COM COM 855244109 459 8600 SH SOLE 8600
STEELCASE COM 858155203 406 45000 SH SOLE 45000
STEREOTAXIS, INC. COM 85916J102 1010 4808416 SH SOLE 4808416
SUNRISE SENIOR LIVING, INC. COM 86768K106 2348 322111 SH SOLE 322111
TEAM HEALTH HOLDINGS, INC. COM 87817A107 344 14300 SH SOLE 14300
TENNECO AUTOMOTIVE, INC. COM 880349105 939 35000 SH SOLE 35000
TRACTOR SUPPLY CO. COM 892356106 997 12000 SH SOLE 12000
TRANSDIGM GROUP, INC. COM 893641100 1343 10000 SH SOLE 10000
TRIUMPH GROUP, INC. COM 896818101 450 8000 SH SOLE 8000
TW TELECOM, INC. COM 87311L104 2051 79914 SH SOLE 79914
U.S. CONCRETE, INC. COM 90333L201 58 11648 SH SOLE 11648
ULTIMATE SOFTWARE GROUP COM 90385D107 356 4000 SH SOLE 4000
UNITED TECHNOLOGIES CORP COM 913017109 408 5400 SH SOLE 5400
UTSTARCOM, INC. COM G9310A106 2109 1772530 SH SOLE 1772530
VALUEVISION MEDIA, INC. COM 92047K107 5037 2421491 SH SOLE 2421491
VANCE INFORMATION TECHNOLOGIES COM 921564100 1226 127924 SH SOLE 127924
VICOR CORP COM 925815102 1687 243024 SH SOLE 243024
VISION CHINA MEDIA, INC. COM 92833U103 838 900780 SH SOLE 900780
VITESSE SEMICONDUCTOR CORP. COM 928497304 132 50000 SH SOLE 50000
WAL MART STORES INC COM COM 931142103 279 4000 SH SOLE 4000
WELLCARE HEALTH PLANS, INC. COM 94946T106 5164 97443 SH SOLE 97443
WESTERN GAS PARTNERS, L.P. COM 958254104 2304 52800 SH SOLE 52800
WILLBROS GROUP INC COM COM 969203108 1340 207400 SH SOLE 207400
WOLVERINE WORLD WIDE, INC. COM 978097103 1187 30602 SH SOLE 30602
YRC WORLDWIDE, INC. COM 984249607 3865 548996 SH SOLE 548996
ZELTIQ AESTHETICS, INC. COM 98933Q108 1242 221860 SH SOLE 221860