0001019056-12-000935.txt : 20120810 0001019056-12-000935.hdr.sgml : 20120810 20120810124459 ACCESSION NUMBER: 0001019056-12-000935 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120810 DATE AS OF CHANGE: 20120810 EFFECTIVENESS DATE: 20120810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Geduld E E CENTRAL INDEX KEY: 0001352107 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11643 FILM NUMBER: 121023640 MAIL ADDRESS: STREET 1: C/O COUGAR TRADING LLC STREET 2: 375 PARK AVENUE SUITE 2301 CITY: NEW YORK STATE: NY ZIP: 10152 FORMER COMPANY: FORMER CONFORMED NAME: Geduld Emanuel E DATE OF NAME CHANGE: 20060202 13F-HR 1 geduld_13f.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER Report for the Calendar Year or Quarter Ended: June 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: E E Geduld --------------------------------------- Address: c/o Cougar Trading, LLC --------------------------------------- 1370 Avenue of the Americas, 30th Floor --------------------------------------- New York, NY 10019 --------------------------------------- Form 13F File Number: 28-11643 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: E E Geduld --------------------------------------- Title: --------------------------------------- Phone: 212-319-3500 --------------------------------------- Signature, Place and Date of Signing: /s/ Emanuel E. Geduld New York, NY August 10, 2012 --------------------------- -------------------- -------------------- Report Type (Check only one): [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE 06/30/2012 Report Summary Number of Other Included Managers 0 ----------- Form 13F Information Table Entry Total 300 ----------- Form 13F Information Table Value Total $108,700 ----------- (thousands) List of Other Included Managers None 2

------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRIN CALL DISCRETION MANAGERS SOLE SHARE NONE ------------------------------------------------------------------------------------------------------------------------------------ 888 HOLDINGS PLC ORD 0.5P COM B0L4LM9 50.00 50,000.00 SOLE 50,000.00 0 0 ABBOTT LABORATORIES COM 002824100 322.00 5,000.00 SOLE 5,000.00 0 0 ACACIA RESEARCH CORP COM STK COM 003881307 931.00 25,000.00 SOLE 25,000.00 0 0 ADELPHIA RECOVERY SERVICES COM 00685R409 0.00 249,615.00 SOLE 249,615.00 0 0 ADVANCED VIRAL RESH CORP COM STK COM 007928104 7.00 250,000.00 SOLE 250,000.00 0 0 AGUAS-A (CHI LISTING) COM 2311238 31.00 50,000.00 SOLE 50,000.00 0 0 AIRASIA BHD COM B03J9L7 85.00 75,000.00 SOLE 75,000.00 0 0 AKAMAI TECHNOLOGIES INC COM STK COM 00971T101 635.00 20,000.00 SOLE 20,000.00 0 0 AKORN INC COM STK COM 009728106 237.00 15,000.00 SOLE 15,000.00 0 0 ALICORP SA PEN1 'C' SHS COM 2162834 66.00 25,000.00 SOLE 25,000.00 0 0 ALTER NRG CORP COM COM 02145W101 39.00 100,000.00 SOLE 100,000.00 0 0 AMARIN CORPORATION PLC ADR SPONS ADR 23111206 289.00 20,000.00 SOLE 20,000.00 0 0 AMEDIA NETWORKS INC COM 23434103 28.00 250,000.00 SOLE 250,000.00 0 0 AMERICAN APPAREL INCCORP COM STK COM 23850100 86.00 100,000.00 SOLE 100,000.00 0 0 AMERICAN HEALTHCHOISINC COM 25929209 0.00 175,000.00 SOLE 175,000.00 0 0 AMERICAN RIVER BANKSHARES COM STK COM 29326105 146.00 20,000.00 SOLE 20,000.00 0 0 AMERICANA DISTBN COM 30556104 0.00 600,000.00 SOLE 600,000.00 0 0 ANDINA ACQUISITION CORP COM G0440W118 248.00 25,000.00 SOLE 25,000.00 0 0 ANTRIM ENERGY COM 37243102 28.00 50,000.00 SOLE 50,000.00 0 0 APPLIED NEUROSOLUTIONS INC COM 03823Y203 1.00 98,668.00 SOLE 98,668.00 0 0 ASSOCIATED BANC EQY WARRANT COM 45487113 80.00 51,000.00 SOLE 51,000.00 0 0 ATHI RIVER MINING LTD COM 6041188 119.00 50,000.00 SOLE 50,000.00 0 0 ATLAS ESTATES LTD (POL LISTING) COM B2PLH11 9.00 21,730.00 SOLE 21,730.00 0 0 AUSTRALIAN STOCK EXCHANGE SHS COM 6129222 382.00 12,500.00 SOLE 12,500.00 0 0 AVATAR HOLDINGS INC COM STK COM 00234P102 763.00 52,300.00 SOLE 52,300.00 0 0 AVESIS INCORPORATED COM 053650107 94.00 144,200.00 SOLE 144,200.00 0 0 AVI BIOPHARMA INC WRNT EXP 8/25/2014 COM 2346146 0.00 32,050.00 SOLE 32,050.00 0 0 AVIAT NETWORKS INC INC COM STK COM 05366Y102 159.00 56,900.00 SOLE 56,900.00 0 0

3

------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRIN CALL DISCRETION MANAGERS SOLE SHARE NONE ------------------------------------------------------------------------------------------------------------------------------------ B & G FOODS INC NEW CLASS A COM 05508R106 399.00 15,000.00 SOLE 15,000.00 0 0 BANK OF AMERICA CORP COM 060505104 1,636.00 200,000.00 CALL SOLE 200,000.00 0 0 BANK OF AMERICA CORP COM 060505104 21,468.00 2,624,448.00 SOLE 2,624,448.00 0 0 BANK OF AMERICA CORP WARRANT W EXP 10/28/2018 060505104 140.00 175,000.00 SOLE 175,000.00 0 0 BANK OF AMERICA CORPWT EXP 1/16/19 W EXP 1/16/2019 060505104 353.00 100,000.00 SOLE 100,000.00 0 0 BANK OF IRELAND (IRE LISTING) COM 3070732 381.00 3,000,000.00 SOLE 3,000,000.00 0 0 BARNES & NOBLE INC COM STK COM 67774109 412.00 25,000.00 SOLE 25,000.00 0 0 BEAM INC COM 73730103 469.00 7,500.00 SOLE 7,500.00 0 0 BEIERSDORF NPV ORDS COM 5107401 486.00 7,500.00 SOLE 7,500.00 0 0 BERKSHIRE HILLS BANCORP INC COM STK COM 84680107 550.00 25,000.00 SOLE 25,000.00 0 0 BLACK DIAMOND INC COM STK COM 09202G101 236.00 25,000.00 SOLE 25,000.00 0 0 BLACKSTONE GROUP LP COM 09253U108 654.00 50,000.00 SOLE 50,000.00 0 0 BM&F BOVESPA SA COM B2RHNV9 127.00 25,000.00 SOLE 25,000.00 0 0 BOLSA A (MEX LISTING) COM B39VVF6 99.00 50,000.00 SOLE 50,000.00 0 0 BOLSA DE VALOR. COP1 COM B24FPF4 32.00 2,058,500.00 SOLE 2,058,500.00 0 0 BOMBARDIER CL-B CLASS B B01CYK2 99.00 25,000.00 SOLE 25,000.00 0 0 BOSTON SCIENTIFIC CORP COM 101137107 142.00 25,000.00 SOLE 25,000.00 0 0 BOSTON SCIENTIFIC CORP COM STK COM 101137107 170.00 30,000.00 SOLE 30,000.00 0 0 BURSA MALAYSIA BHD COM B06FV38 69.00 35,000.00 SOLE 35,000.00 0 0 BWIN.PARTY DIGITAL ENTERTAINMENT PLC COM B53TNH6 60.00 35,000.00 SOLE 35,000.00 0 0 CALIX NETWORKS INC COM STK COM 13100M509 411.00 50,000.00 SOLE 50,000.00 0 0 CANACCORD CAP INC COM COM 134801109 162.00 30,000.00 SOLE 30,000.00 0 0 CAPITAL TRUST INC CL A REIT CLASS A 14052H506 72.00 25,000.00 SOLE 25,000.00 0 0 CAPSTONE TURBINE CORP COM STK COM 14067D102 328.00 325,000.00 SOLE 325,000.00 0 0 CARGO CONNECTION LOGISTICS HL COM STK COM 141794107 0.00 200,000.00 SOLE 200,000.00 0 0 CARIBOU COFFEE INC COM STK COM 142042209 194.00 15,000.00 SOLE 15,000.00 0 0 CARNIVAL CORP COM 143658300 857.00 25,000.00 PUT SOLE 25,000.00 0 0 CARROLS HOLDINGS CORP COM 14574X104 356.00 60,000.00 SOLE 60,000.00 0 0 CASTLE BRANDS INC COM STK COM 148435100 7.00 25,000.00 SOLE 25,000.00 0 0 CENTERLINE HLDG CO COM STK COM 15188T108 15.00 205,000.00 SOLE 205,000.00 0 0 CENTRAL WIRELESS INC COM STK COM 15607P109 0.00 660,000.00 SOLE 660,000.00 0 0 CF INDS HLDGS INC COM STK COM 125269100 484.00 2,500.00 SOLE 2,500.00 0 0 CHEVRON CORP COM 166764100 528.00 5,000.00 SOLE 5,000.00 0 0 CHINA HYDROELECTRIC WARRANT EXP W EXP 01/25/2014 G2112E145 0.00 14,000.00 SOLE 14,000.00 0 0 CHINA MOBILE MEDIA TECHNOLOGY COM COM 16950C109 0.00 74,000.00 SOLE 74,000.00 0 0

4

------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRIN CALL DISCRETION MANAGERS SOLE SHARE NONE ------------------------------------------------------------------------------------------------------------------------------------ CIT GROUP INC COM STK COM 125581801 356.00 10,000.00 SOLE 10,000.00 0 0 CITIGROUP INC COM STK COM 172967424 1,206.00 44,000.00 SOLE 44,000.00 0 0 CITIGROUP INC WRNT AEXP 01/04/2019 W EXP 01/04/2019 172967226 8.00 25,000.00 SOLE 25,000.00 0 0 CITIGROUP INC WRNT BEXP 10/28/2018 W EXP 10/28/2018 172967234 3.00 50,000.00 SOLE 50,000.00 0 0 CITRIX SYS INC COM STK COM 177376100 504.00 6,000.00 SOLE 6,000.00 0 0 CLAL BIOTECH (ISR LISTING) COM B23GNK9 30.00 10,000.00 SOLE 10,000.00 0 0 CLEAN ENERGY FUELS CORP COM STK COM 184499101 310.00 20,000.00 SOLE 20,000.00 0 0 COCA COLA CO COM 191216100 391.00 5,000.00 SOLE 5,000.00 0 0 COINSTAR INC COM STK COM 19259P300 515.00 7,500.00 SOLE 7,500.00 0 0 COMMERCIAL METALS CO COM STK COM 201723103 190.00 15,000.00 SOLE 15,000.00 0 0 COMPOSITE TECHNOLOGY CORP COM STK COM 20461S108 0.00 145,000.00 SOLE 145,000.00 0 0 CONVERTED ORGANICS INC WRNT W EXP 12/31/2014 21254S131 0.00 18,000.00 SOLE 18,000.00 0 0 CORNADO BIOSCIENCES INC COM 21976U109 76.00 15,000.00 SOLE 15,000.00 0 0 CORRIDOR COMMUNICATIONS CORP COM 220261101 0.00 200,000.00 SOLE 200,000.00 0 0 COVANTA HOLDING CORPDELAWARE COM STK COM 22282E102 257.00 15,000.00 SOLE 15,000.00 0 0 COWEN GROUP INC COM 223622101 472.00 177,448.00 SOLE 177,448.00 0 0 CRAFT BREWERS ALLIANCE INC COM 224122101 205.00 25,000.00 SOLE 25,000.00 0 0 CREE INC COM STK COM 225447101 513.00 20,000.00 SOLE 20,000.00 0 0 CULLEN AGRIC HLDG CORP WRNT W EXP 10/21/2013 229894118 0.00 125,600.00 SOLE 125,600.00 0 0 CURIS INC COM STK COM 231269101 243.00 45,000.00 SOLE 45,000.00 0 0 DAMPSKIBSSELSKABET TORM A/S ADR SPONS ADR 891072100 8.00 25,000.00 SOLE 25,000.00 0 0 DEMANDWARE INC COM STK COM 24802Y105 237.00 10,000.00 SOLE 10,000.00 0 0 DENNYS CORP COM STK COM 24869P104 2,542.00 575,000.00 SOLE 575,000.00 0 0 DIAMOND FOODS INC COM COM 252603105 178.00 10,000.00 SOLE 10,000.00 0 0 DIRECT MKTS HLDGS CORP COM 25456U109 36.00 94,867.00 SOLE 94,867.00 0 0 DISH NETWORKS COM 25470M109 571.00 20,000.00 CALL SOLE 20,000.00 0 0 DISTRIBUTED ENERGY SYS CORP COM STK COM 25475V104 0.00 50,000.00 SOLE 50,000.00 0 0 DOLE FOOD CO INC COM STK COM 256603101 132.00 15,000.00 SOLE 15,000.00 0 0 DYNAVOX INC-CLASS A CLASS A 26817F104 28.00 25,000.00 SOLE 25,000.00 0 0

5

------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRIN CALL DISCRETION MANAGERS SOLE SHARE NONE ------------------------------------------------------------------------------------------------------------------------------------ ECHO THERAPEUTICS INC COM STK COM 27876L107 41.00 25,000.00 SOLE 25,000.00 0 0 EHEALTH INC COM STK COM 28238P109 242.00 15,000.00 SOLE 15,000.00 0 0 ELAN CORP PLC ADR SPONS ADR 284131208 219.00 15,000.00 SOLE 15,000.00 0 0 ELECTRONIC GAME CARD INC COM STK COM 285716106 0.00 25,000.00 SOLE 25,000.00 0 0 ELLIE MAE INC COM 28849P100 360.00 20,000.00 SOLE 20,000.00 0 0 EMISPHERE TECHNOLOGIES INC COM STK COM 291345106 4.00 25,000.00 SOLE 25,000.00 0 0 ENDOVASC INC COM STK COM 29267B102 0.00 255,000.00 SOLE 255,000.00 0 0 ENERGY WORLD CORP LTD COM 996992FQ1 38.00 100,000.00 SOLE 100,000.00 0 0 ENTECH SOLAR INC COM STK COM 29362Y106 0.00 25,000.00 SOLE 25,000.00 0 0 ENTREMED INC COM STK COM 29382F202 55.00 30,000.00 SOLE 30,000.00 0 0 ENTROPIC COMMUNICATIONS COM 29384R105 451.00 80,000.00 CALL SOLE 80,000.00 0 0 ENTROPIC COMMUNICATIONS INC COM COM 29384R105 451.00 80,000.00 SOLE 80,000.00 0 0 EQUITY BANK LTD (KEN LISTING) COM B0WCDV5 13.00 50,000.00 SOLE 50,000.00 0 0 EQUITY LIFESTYLE PROPERTIES COM 29472R108 1,035.00 15,000.00 SOLE 15,000.00 0 0 ESTEE LAUDER COMPANIES INC CL A COM STK CLASS A 518439104 271.00 5,000.00 SOLE 5,000.00 0 0 EUROGAS INC COM STK COM 298734104 0.00 260,000.00 SOLE 260,000.00 0 0 EXCO RESOURCES INC COM COM 269279402 1,518.00 200,000.00 SOLE 200,000.00 0 0 EXPRESS INC COM 30219E103 363.00 20,000.00 SOLE 20,000.00 0 0 EXTERRAN HOLDINGS INC COM 30225X103 255.00 20,000.00 SOLE 20,000.00 0 0 FACEBOOK INC CL A CLASS A 30303M102 1,555.00 50,000.00 PUT SOLE 50,000.00 0 0 FARMER BROTHERS CO COM STK COM 307675108 119.00 15,000.00 SOLE 15,000.00 0 0 FEDERAL AGRICULTURAL MORTGAGE CL C CLASS C 313148306 262.00 10,000.00 SOLE 10,000.00 0 0 FIDELITY NATIONAL FINANCIAL CL A CLASS A 31620R105 482.00 25,000.00 SOLE 25,000.00 0 0 FIESTA RSTRN GRP COM 31660B101 529.00 40,000.00 SOLE 40,000.00 0 0 FINANCIAL TECHNOLOGIES (INDIA) LD COM B287HL6 38.00 20,000.00 SOLE 20,000.00 0 0 FORD MOTOR WTS EXP 01/01/2013 W EXP 01/01/2013 345370134 106.00 95,000.00 SOLE 95,000.00 0 0 FORTINET INC COM 34959E109 348.00 15,000.00 SOLE 15,000.00 0 0 FORTRESS INVESTMENT GROUP LLC COM COM 34958B106 219.00 65,000.00 SOLE 65,000.00 0 0 FRANKLIN FINANCIAL CORP/VA COM STK COM 35353C102 1,152.00 70,000.00 SOLE 70,000.00 0 0 FREDERICK'S OF HOLLYWOOD GROUP INC COM 35582T108 50.00 125,000.00 SOLE 125,000.00 0 0 FXCM INC COM 302693106 235.00 20,000.00 SOLE 20,000.00 0 0 GALECTIN THERAPEUTICS WRNT W EXP 3/28/2017 363225111 6.00 15,000.00 SOLE 15,000.00 0 0 GENERAL MOTORS CW16 WRNT EXP 07/10/2016 W EXP 07/10/2016 37045V118 372.00 33,779.00 SOLE 33,779.00 0 0 GENEREX BIOTECHNOLOGY CORP DEL COM STK COM 371485103 1.00 10,000.00 SOLE 10,000.00 0 0 GEROVA FINANCIAL GROUP LTD WRNT W EXP 1/16/2014 G38490176 0.00 21,000.00 SOLE 21,000.00 0 0 GI DYNAMICS INC COM B5T6W85 23.00 25,000.00 SOLE 25,000.00 0 0 GLOBAL AIRCRAFT SOLUTIONS INC COM STK COM 378964100 0.00 100,000.00 SOLE 100,000.00 0 0 GLOBAL X FDS COLUMBIA 20 ETF COM 37950E200 201.00 10,000.00 SOLE 10,000.00 0 0 GPS INDUSTRIES INC COM STK COM 383870102 0.00 150,000.00 SOLE 150,000.00 0 0 GROWERS DIRECT COFFEE CO STK COM 399849108 0.00 25,000.00 SOLE 25,000.00 0 0 GUIDEWIRE SOFTWARE INC COM 40171V100 422.00 15,000.00 SOLE 15,000.00 0 0

6

------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRIN CALL DISCRETION MANAGERS SOLE SHARE NONE ------------------------------------------------------------------------------------------------------------------------------------ HAIN CELESTIAL GROUP INC COM STK COM 405217100 275.00 5,000.00 SOLE 5,000.00 0 0 HALOZYME THERAPEUTICS INC COM STK COM 40637H109 399.00 45,000.00 SOLE 45,000.00 0 0 HARD TO TREAT DISEASES INC COM STK COM 41164A103 0.00 500,000.00 SOLE 500,000.00 0 0 HARDINGE BROTHERS INC COM STK COM 412324303 91.00 10,000.00 SOLE 10,000.00 0 0 HARRIS INTERACTIVE INC COM STK COM 414549105 40.00 35,000.00 SOLE 35,000.00 0 0 HARTMARX CORP COM STK COM 417119104 0.00 76,200.00 SOLE 76,200.00 0 0 HEALTH DISCOVERY CORP COM STK COM 42218R100 2.00 25,000.00 SOLE 25,000.00 0 0 HEALTHY FAST FOOD INC WRNT W EXP 3/19/2013 90349P113 0.00 25,000.00 SOLE 25,000.00 0 0 HEALTHY FAST FOOD INC WRNT W EXP 3/19/2013 90349P121 0.00 50,000.00 SOLE 50,000.00 0 0 HECKMANN CORP COM STK COM 422680108 169.00 50,000.00 SOLE 50,000.00 0 0 HELLENIC EXCHANGES SA ORDS (GRE LISTING) COM 4108278 103.00 30,000.00 SOLE 30,000.00 0 0 HERITAGE OAKS BANCORP COM STK COM 42724R107 1,532.00 275,000.00 SOLE 275,000.00 0 0 HK EXCHANGES & CLEARING ORD COM 6267359 709.00 50,000.00 SOLE 50,000.00 0 0 HOT TOPIC INC COM STK COM 441339108 194.00 20,000.00 SOLE 20,000.00 0 0 HYDRON TECH INC COM 449020205 1.00 100,000.00 SOLE 100,000.00 0 0 IBX GROUP INC COM STK COM 449229103 0.00 200,000.00 SOLE 200,000.00 0 0 IGENE BIOTECHNOLOGY INC COM STK COM 451695100 0.00 100,000.00 SOLE 100,000.00 0 0 IMAGINATION TECHNOLOGIES GROUP 10P ORDS COM 930312 110.00 15,000.00 SOLE 15,000.00 0 0 IMAX CORP CAD COM (USD) COM 2473859 601.00 25,000.00 SOLE 25,000.00 0 0 INDIA GLOBALIZATION CAP CW11 EXP 3/8/13 W EXP 3/8/2013 45408X118 3.00 157,798.00 SOLE 157,798.00 0 0 INFINITY PHARMACEUTICALS INC COM 45665G303 475.00 35,000.00 SOLE 35,000.00 0 0 INPHI CORP COM 45772F107 190.00 20,000.00 SOLE 20,000.00 0 0 INSULET CORP COM 45784P101 427.00 20,000.00 SOLE 20,000.00 0 0 INTEGRAL VISION INC COM STK COM 45811H106 11.00 1,069,107.00 SOLE 1,069,107.00 0 0 INTEL CORP COM 458140100 1,333.00 50,000.00 CALL SOLE 50,000.00 0 0 INTERXION HOLDING NV COM N47279109 181.00 10,000.00 SOLE 10,000.00 0 0 IRIDIUM COMMUNICATINOS INC COM 46269C110 49.00 20,000.00 SOLE 20,000.00 0 0 ISHARES MSCI ALL PERU CAPPED COM 464289842 425.00 10,000.00 SOLE 10,000.00 0 0 ISHARES RUSSELL 2000 COM 464287655 1,989.00 25,000.00 SOLE 25,000.00 0 0 ISONICS CORP COM STK COM 464895309 0.00 25,000.00 SOLE 25,000.00 0 0

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------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRIN CALL DISCRETION MANAGERS SOLE SHARE NONE ------------------------------------------------------------------------------------------------------------------------------------ J & J SNACK FOODS CORP COM STK COM 466032109 591.00 10,000.00 SOLE 10,000.00 0 0 JDS UNIPHASE CORP COM STK COM 46612J507 440.00 40,000.00 SOLE 40,000.00 0 0 JMP GROUP INC COM STK COM 46629U107 247.00 40,000.00 SOLE 40,000.00 0 0 JOHNSON & JOHNSON COM 478160104 338.00 5,000.00 SOLE 5,000.00 0 0 JP MORGAN CHASE WRNT EXP 10/28/2018 W EXP 10/28/2018 46634E114 391.00 40,000.00 SOLE 40,000.00 0 0 KB HOME COM STK COM 48666K109 245.00 25,000.00 SOLE 25,000.00 0 0 KENNEDY-WILSON HLDGS INC WRNT W EXP 11/14/2013 489398115 68.00 25,000.00 SOLE 25,000.00 0 0 KIMBERLY CLARK CORP COM 494368103 419.00 5,000.00 SOLE 5,000.00 0 0 KRAFT FOODS INC COM 50075N104 386.00 10,000.00 SOLE 10,000.00 0 0 LA Z BOY INC COM STK COM 505336107 369.00 30,000.00 SOLE 30,000.00 0 0 LADENBURG THALMANN FINL SVCS COM STK COM 50575Q102 616.00 400,000.00 SOLE 400,000.00 0 0 LENDER PRC SR COM B39TRZ2 632.00 25,000.00 SOLE 25,000.00 0 0 LENNAR CORP CL A COM STK CLASS A 526057104 773.00 25,000.00 SOLE 25,000.00 0 0 LIFESTREAM TECHNOLOGIES INC COM STK COM 53219K101 0.00 575,000.00 SOLE 575,000.00 0 0 LIVE NATION INC COM STK COM 538034109 184.00 20,000.00 SOLE 20,000.00 0 0 LIVEPERSON INC COM STK COM 538146101 572.00 30,000.00 SOLE 30,000.00 0 0 LUBYS INC COM STK COM 549282101 362.00 54,000.00 SOLE 54,000.00 0 0 MAKO SURGICAL CORP COM STK COM 560879108 384.00 15,000.00 SOLE 15,000.00 0 0 MEAD JOHNSON NUTRITION CO COM STK COM 582839106 604.00 7,500.00 SOLE 7,500.00 0 0 MEETME INC COM STK COM 585141104 412.00 175,408.00 SOLE 175,408.00 0 0 MERA PHARMACEUTICALS INC COM STK COM 58732R103 0.00 200,000.00 SOLE 200,000.00 0 0 MERCATOR MINERALS LTD COM 587582107 5.00 10,000.00 SOLE 10,000.00 0 0 MGM ENERGY CORP COM COM 59318A100 5.00 25,000.00 SOLE 25,000.00 0 0 MICROSOFT CORP COM STK COM 594918104 771.00 25,200.00 SOLE 25,200.00 0 0 MIPS TECHNOLOGIES INC CL A COM STK CLASS A 604567107 734.00 110,000.00 SOLE 110,000.00 0 0 MONACO COACH CORP COM STK COM 60886R103 0.00 50,000.00 SOLE 50,000.00 0 0 MORPHOSYS AG NPV ORDS COM 5531000 669.00 30,000.00 SOLE 30,000.00 0 0 MPG OFFICE TR INC COM REIT COM 553274101 50.00 25,000.00 SOLE 25,000.00 0 0

8

------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRIN CALL DISCRETION MANAGERS SOLE SHARE NONE ------------------------------------------------------------------------------------------------------------------------------------ NANOSPHERE INC COM 63009F105 55.00 25,000.00 SOLE 25,000.00 0 0 NATIONAL PATENT DEVELOPMENT CO COM STK COM 637132101 87.00 30,000.00 SOLE 30,000.00 0 0 NAVIOS MARITIME HOLDINGS COM Y62196103 33.00 10,000.00 SOLE 10,000.00 0 0 NEW YORK REGIONAL RAIL CORP COM STK COM 649768108 0.00 400,000.00 SOLE 400,000.00 0 0 NEXTMART INC COM STK COM 65338F102 0.00 50,000.00 SOLE 50,000.00 0 0 NOKIA CORP COM 654902204 104.00 50,000.00 CALL SOLE 50,000.00 0 0 NOKIA CORP ADR SPONS ADR 654902204 52.00 25,000.00 SOLE 25,000.00 0 0 NORTH ATLANTIC DRILLING LTD (NOR LISTING COM B43T197 75.00 50,000.00 SOLE 50,000.00 0 0 NOVADAQ TECH COM 66987G102 850.00 125,000.00 SOLE 125,000.00 0 0 NPS PHARMACEUTICALS INC COM STK COM 62936P103 431.00 50,000.00 SOLE 50,000.00 0 0 NZX LIMITED (NZE LISTING) (POST SPLIT) COM 6623155 99.00 157,500.00 SOLE 157,500.00 0 0 OCH-ZIFF CAPITAL MANAGEMENT COM 67551U105 569.00 75,000.00 SOLE 75,000.00 0 0 ONE VOICE TECHNOLOGIES INC COM STK COM 682421201 0.00 20,000.00 SOLE 20,000.00 0 0 OPEXA THERAPEUTICS INC-CW13 W EXP 02/13/2013 68372T111 0.00 22,500.00 SOLE 22,500.00 0 0 OPKO HEALTH INC COM COM 68375N103 690.00 150,000.00 SOLE 150,000.00 0 0 OPTIONABLE INC COM STK COM 684006109 1.00 70,000.00 SOLE 70,000.00 0 0 ORITANI FINANCIAL CORP COM STK COM 68633D103 144.00 10,000.00 SOLE 10,000.00 0 0 OXFORD INDS INC COM STK COM 691497309 447.00 10,000.00 SOLE 10,000.00 0 0 PACE OIL & GAS LTD COM COM 69374D104 110.00 35,000.00 SOLE 35,000.00 0 0 PACIFIC RUBIALES ENERGY CORP COM 69480U206 212.00 10,000.00 SOLE 10,000.00 0 0 PARAMETRIC SOUND CORP COM STK COM 699172201 138.00 15,000.00 SOLE 15,000.00 0 0 PATHFINDER MINERALS PLC (UKM LISTING) COM B4MB7K7 4.00 300,000.00 SOLE 300,000.00 0 0 PEOPLESTRING CORP COM STK COM 71272D103 12.00 350,650.00 SOLE 350,650.00 0 0 PHOSCAN CHEMICAL CORP COM 71921E106 11.00 40,000.00 SOLE 40,000.00 0 0 PHOTOMEDEX INC COM STK COM 719358301 213.00 17,500.00 SOLE 17,500.00 0 0 PHYSICIANS FORMULA HLDGS INC COM 719427106 156.00 45,000.00 SOLE 45,000.00 0 0 PLAINS EXPLORATION & PRODUCTIO COM STK COM 726505100 880.00 25,000.00 SOLE 25,000.00 0 0 PROCERA NETWORKS INC COM STK COM 74269U203 608.00 25,000.00 SOLE 25,000.00 0 0 PROSPECT GLOBAL RESOURCES INC COM STK COM 74348X103 203.00 50,000.00 SOLE 50,000.00 0 0 PROTO LABS INC COM 743713109 288.00 10,000.00 SOLE 10,000.00 0 0 PULTE GROUP INC COM STK COM 745867101 642.00 60,000.00 SOLE 60,000.00 0 0 Puma Biotechnology Inc Common Stock COM 74587V107 169.00 15,000.00 SOLE 15,000.00 0 0 PURESAFE WATER SYSTEMS INC COM STK COM 74624H103 3.00 95,000.00 SOLE 95,000.00 0 0 QUSTREAM CORP COM 749131108 0.00 25,000.00 SOLE 25,000.00 0 0 RADWARE LTD COM STK COM M81873107 976.00 25,500.00 SOLE 25,500.00 0 0 REGIONAL MANAGEMENT CORP COM STK COM 75902K106 165.00 10,000.00 SOLE 10,000.00 0 0 REIS INC INC COM STK COM 75936P105 288.00 30,000.00 SOLE 30,000.00 0 0

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------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRIN CALL DISCRETION MANAGERS SOLE SHARE NONE ------------------------------------------------------------------------------------------------------------------------------------ RENTECH INC COM STK COM 760112102 206.00 100,000.00 SOLE 100,000.00 0 0 REPROS THERAPEUTICS INC COM STK COM 76028H209 817.00 90,000.00 SOLE 90,000.00 0 0 RESOLUTE ENERGY WRNT EXP 9/28/14 W EXP 9/28/2014 76116A116 73.00 69,500.00 SOLE 69,500.00 0 0 RETRACTABLE TECHNOLOGIES INC COM STK COM 76129W105 10.00 10,000.00 SOLE 10,000.00 0 0 RLJ ACQUISITION INC COM STK (PVT CO) COM 74965B103 99.00 10,000.00 SOLE 10,000.00 0 0 RLJ ACQUISITION INC WRNT EXP 12/02/2015 W EXP 12/02/2015 74965B111 13.00 50,000.00 SOLE 50,000.00 0 0 RODINIA OIL CORP CLASS A CLASS A 77487N109 2.00 40,000.00 SOLE 40,000.00 0 0 RUBICON LIMITED NZD COM 572993ZM8 25.00 130,000.00 SOLE 130,000.00 0 0 SAFE BULKERS INC COM Y7388L103 62.00 10,000.00 SOLE 10,000.00 0 0 SALLY BEAUTY CO INC COM 79546E104 257.00 10,000.00 SOLE 10,000.00 0 0 SANOFI CONTGNT VAL RIGHTS COM 80105N113 141.00 100,000.00 SOLE 100,000.00 0 0 SCHIFF NUTRITION INTL INC COM STK COM 806693107 440.00 24,500.00 SOLE 24,500.00 0 0 SCORES HOLDING CO INC COM STK COM 80917W202 0.00 10,000.00 SOLE 10,000.00 0 0 SEA CONTAINERS LTD CL A COM STK CLASS A 811371707 0.00 75,000.00 SOLE 75,000.00 0 0 SEAGATE TECHNOLOGY COM G7945M107 1,855.00 75,000.00 PUT SOLE 75,000.00 0 0 SEQUENOM INC COM 817337405 142.00 35,000.00 SOLE 35,000.00 0 0 SERVICENOW COM 81762P102 397.00 16,147.00 SOLE 16,147.00 0 0 SGOCO TECHNOLOGY LTD WT W EXP 99/99/9999 G80751111 0.00 26,100.00 SOLE 26,100.00 0 0 SHUTTERFLY INC COM STK COM 82568P304 614.00 20,000.00 SOLE 20,000.00 0 0 SILICON IMAGE INC COM STK COM 82705T102 722.00 175,000.00 SOLE 175,000.00 0 0 SILICON MOTION TECHNOLOGY CORP ADR SPONS ADR 82706C108 917.00 65,000.00 SOLE 65,000.00 0 0 SINGAPORE EXCHANGE COM 6303866 374.00 75,000.00 SOLE 75,000.00 0 0 SIONIX CORP COM STK COM 829400100 14.00 200,000.00 SOLE 200,000.00 0 0 SIRIUS XM RADIO INC COM STK COM 82967N108 46.00 25,000.00 SOLE 25,000.00 0 0 SITESTAR CORP COM STK COM 82980W101 10.00 250,000.00 SOLE 250,000.00 0 0 SMART BALANCE INC COM STK COM 83169Y108 141.00 15,000.00 SOLE 15,000.00 0 0 SPARE BUCKUP INC COM 84650T103 1.00 32,285.00 SOLE 32,285.00 0 0 SPLUNK INC COM 848637104 422.00 15,000.00 SOLE 15,000.00 0 0 ST JUDE MEDICAL INC COM 790849103 1,596.00 40,000.00 SOLE 40,000.00 0 0 STANDARD PAC CORP COM STK COM 85375C101 464.00 75,000.00 SOLE 75,000.00 0 0 STONEPATH GROUP INC COM STK COM 861837102 0.00 165,000.00 SOLE 165,000.00 0 0 SWISHER HYGIENE INC COM COM 870808102 163.00 65,000.00 SOLE 65,000.00 0 0 TCF FINANCIAL EQY WARRANT W EXP 11/14/2018 872275128 55.00 27,400.00 SOLE 27,400.00 0 0 THE HOWARD HUGHS COM 44267D107 616.00 10,000.00 SOLE 10,000.00 0 0

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------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRIN CALL DISCRETION MANAGERS SOLE SHARE NONE ------------------------------------------------------------------------------------------------------------------------------------ THE ST. JOE COMPANY COM STK COM 790148100 158.00 10,000.00 SOLE 10,000.00 0 0 THEGLOBE.COM INC COM STK COM 88335R101 0.00 100,000.00 SOLE 100,000.00 0 0 TITAN MACHINERY INC COM 88830R101 607.00 20,000.00 SOLE 20,000.00 0 0 TITANIUM ASSET MGMT RSTD COM 88899G970 0.00 100,000.00 SOLE 100,000.00 0 0 TIVO INC COM STK COM 888706108 207.00 25,000.00 SOLE 25,000.00 0 0 TOLL BROTHERS INC COM STK COM 889478103 743.00 25,000.00 SOLE 25,000.00 0 0 TOWERSTREAM CORP COM TK COM 892000100 145.00 35,000.00 SOLE 35,000.00 0 0 TRIO MERGER CORP WRNT EXP 06/19 W EXP 6/19/2016 896697117 35.00 50,000.00 SOLE 50,000.00 0 0 TRIO MERGET CORP COM STK COM 896697109 488.00 50,000.00 SOLE 50,000.00 0 0 TRIUMPH APPAREL CORP COM STK COM 896787108 0.00 100,000.00 SOLE 100,000.00 0 0 TRONOX LTD ORD SHS CL A CLASS A Q9235V101 1,509.00 12,500.00 SOLE 12,500.00 0 0 TYCO INTERNATIONAL LTD COM H89128104 264.00 5,000.00 SOLE 5,000.00 0 0 UNIFI INC COM STK COM 904677200 340.00 30,000.00 SOLE 30,000.00 0 0 URALS ENERGY PUBLIC LTD (UKM LISTING) COM B0FHR59 2.00 25,000.00 SOLE 25,000.00 0 0 UROLOGIX INC COM STK COM 917273104 19.00 25,000.00 SOLE 25,000.00 0 0 UROPLASTY INC COM STK COM 917277204 115.00 25,000.00 SOLE 25,000.00 0 0 US GLOBAL NANOSPACE INC COM STK COM 91729J107 0.00 275,000.00 SOLE 275,000.00 0 0 USA TECHNOLOGIES INC WARRNT W EXP 12/31/2013 90328S195 49.00 91,252.00 SOLE 91,252.00 0 0 U-SWIRL INC WT CL C COM STK COM 90349P105 3.00 15,000.00 SOLE 15,000.00 0 0 VAALDIAM MINING INC COM COM 918471103 5.00 20,000.00 SOLE 20,000.00 0 0 VAIL RESORTS INC COM STK COM 91879Q109 250.00 5,000.00 SOLE 5,000.00 0 0 VELOCITY EXPRESS CORP COM STK COM 92257T707 0.00 37,833.00 SOLE 37,833.00 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 222.00 5,000.00 SOLE 5,000.00 0 0 VISION-SCIENCES INC DEL COM STK COM 927912105 917.00 611,282.00 SOLE 611,282.00 0 0 WARSAW STOCK EXCHANGE (POL LISTING) COM B55XKV9 229.00 20,000.00 SOLE 20,000.00 0 0 WEST COAST BANCORP ORE NEW COM STK COM 952145209 4,716.00 240,000.00 SOLE 240,000.00 0 0 WESTPORT INNOVATIONS INC COM COM 960908309 551.00 15,000.00 SOLE 15,000.00 0 0 WEYERHAEUSER CO COM STK COM 962166104 335.00 15,000.00 SOLE 15,000.00 0 0 WI-LAN INC COM COM 928972108 419.00 85,000.00 SOLE 85,000.00 0 0 WILSHIRE BANCORP INC COM COM 97186T108 219.00 40,000.00 SOLE 40,000.00 0 0 WMI HOLDINGS CORP COMMON STOCK COM 92936P100 10.00 19,123.00 SOLE 19,123.00 0 0 WORLD ENERGY SOLUTIONS INC DEL COM STK COM 98145W208 47.00 15,000.00 SOLE 15,000.00 0 0 WORLD HEALTH ENERGY HLDGS INC COM STK COM 98148H109 0.00 150,000.00 SOLE 150,000.00 0 0 WORLD HEART CORP DELAWARE COM 980905400 26.00 95,100.00 SOLE 95,100.00 0 0 XECHEM INTERNATIONAL INC COM STK COM 983895301 7.00 350,500.00 SOLE 350,500.00 0 0 YAHOO INC COM STK COM 984332106 396.00 25,000.00 SOLE 25,000.00 0 0 ZANN CORP COM STK COM 98906U300 0.00 25,000.00 SOLE 25,000.00 0 0 ZAP COM STK COM 98912M201 4.00 32,500.00 SOLE 32,500.00 0 0

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