0001398344-12-002592.txt : 20120813
0001398344-12-002592.hdr.sgml : 20120813
20120813150600
ACCESSION NUMBER: 0001398344-12-002592
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120813
DATE AS OF CHANGE: 20120813
EFFECTIVENESS DATE: 20120813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aristotle Capital Management, LLC
CENTRAL INDEX KEY: 0000860644
IRS NUMBER: 954833644
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02634
FILM NUMBER: 121027334
BUSINESS ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD
STREET 2: SUITE 1700
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 3104784005
MAIL ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD
STREET 2: SUITE 1700
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
FORMER COMPANY:
FORMER CONFORMED NAME: REED CONNER & BIRDWELL LLC
DATE OF NAME CHANGE: 20010129
FORMER COMPANY:
FORMER CONFORMED NAME: REED CONNER & BIRDWELL INC
DATE OF NAME CHANGE: 19990407
FORMER COMPANY:
FORMER CONFORMED NAME: CAMPBELL REED CONNER & BIRDWELL INC
DATE OF NAME CHANGE: 19920424
13F-HR
1
fp0005308_13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Aristotle Capital Management, LLC
Address: 11100 Santa Monica Blvd
Suite 1700
Los Angeles, CA 90025
Form 13F File Number: 028-2634
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Richard Schweitzer
Title: Chief Compliance Officer
Phone: 310-478-4005
Signature, Place, and Date of Signing:
/s/ Richard Schweitzer Los Angeles, CA August 9, 2012
---------------------- --------------- --------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
-----------
Form 13F Information Table Entry Total: 126
-----------
Form 13F Information Table Value Total: $ 1,709,604
-----------
(thousands)
List of Other Included Managers:
Provide a numbered list of the names(s) and Form 13F file numbers(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
NONE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------- --------------- --------- ---------- ------------------- ---------- -------- --------------------------
VOTING AUTHORITY
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER --------------------------
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------- --------------- --------- ---------- ---------- --- ---- ---------- -------- --------- ------ ---------
BANCO SANTANDER SA ADR 05964H105 21,359 3,255,937 SH Sole 2,187,454 1,068,483
BARCLAYS PLC ADR 06738E204 1,181 114,706 SH Sole 57,591 57,115
CHUNGHWA TELECOM CO LTD SPON ADR NEW11 17133Q502 842 26,777 SH Sole 14,082 12,695
DIAGEO P L C SPON ADR NEW 25243Q205 21,525 208,836 SH Sole 121,464 87,372
ENERSIS S A SPONSORED ADR 29274F104 979 52,340 SH Sole 23,840 28,500
ERICSSON ADR B SEK 10 294821608 1,833 200,787 SH Sole 101,977 98,810
HSBC HLDGS PLC SPON ADR NEW 404280406 1,318 29,856 SH Sole 13,676 16,180
MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 25,184 5,301,916 SH Sole 3,579,012 1,722,904
NIDEC CORP SPONSORED ADR 654090109 66 3,416 SH Sole 3,416
NOVARTIS A G SPONSORED ADR 66987V109 1,112 19,890 SH Sole 9,865 10,025
ORIX CORP SPONSORED ADR 686330101 643 13,813 SH Sole 12,252 1,561
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1,167 29,590 SH Sole 14,740 14,850
TIM PARTICIPACOES S A SPONSORED ADR 88706P205 1,023 37,240 SH Sole 19,361 17,879
TOTAL S A SPONSORED ADR 89151E109 2,147 47,756 SH Sole 27,976 19,780
TOYOTA MOTOR CORP SP ADR REP2COM 892331307 1,456 18,088 SH Sole 9,193 8,895
UNILEVER N V N Y SHS NEW 904784709 35,695 1,070,305 SH Sole 722,567 347,738
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 23,915 848,668 SH Sole 631,845 216,823
3M CO COM 88579Y101 1,695 18,920 SH Sole 11,970 6,950
ABBOTT LABS COM 002824100 57,980 899,331 SH Sole 517,133 382,198
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 14,335 238,555 SH Sole 182,222 56,333
AES CORP COM 00130H105 44,988 3,506,500 SH Sole 1,811,953 1,694,547
AMERICAN EXPRESS CO COM 025816109 3,662 62,910 SH Sole 53,110 9,800
APPLE INC COM 037833100 901 1,542 SH Sole 842 700
AT&T INC COM 00206R102 219 6,155 SH Sole 6,155
AUTOLIV INC COM 052800109 1,512 27,656 SH Sole 14,016 13,640
BANK OF AMERICA CORPORATION COM 060505104 33,517 4,097,481 SH Sole 2,210,922 1,886,559
BAXTER INTL INC COM 071813109 36,685 690,215 SH Sole 383,890 306,325
BEAM INC COM 073730103 1,640 26,250 SH Sole 11,350 14,900
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2,858 34,300 SH Sole 32,250 2,050
BERKSHIRE HATHAWAY INC DEL CL A 084670108 4,373 35 SH Sole 32 3
BP PLC SPONSORED ADR 055622104 928 22,900 SH Sole 17,900 5,000
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 1,317 39,779 SH Sole 19,659 20,120
BUNGE LIMITED COM G16962105 35,221 561,378 SH Sole 303,610 257,768
CARBO CERAMICS INC COM 140781105 875 11,400 SH Sole 8,100 3,300
CATERPILLAR INC DEL COM 149123101 238 2,800 SH Sole 2,800
CENTURYLINK INC COM 156700106 6,461 163,600 SH Sole 163,600
CHEVRON CORP NEW COM 166764100 666 6,316 SH Sole 1,816 4,500
CHURCH & DWIGHT INC COM 171340102 2,075 37,400 SH Sole 29,200 8,200
CINTAS CORP COM 172908105 1,532 39,681 SH Sole 20,581 19,100
COCA COLA CO COM 191216100 1,217 15,566 SH Sole 15,566
COLGATE PALMOLIVE CO COM 194162103 1,996 19,175 SH Sole 14,275 4,900
COMMUNITY HEALTH SYS INC NEW COM 203668108 242 8,650 SH Sole 8,650
CONAGRA FOODS INC COM 205887102 441 17,000 SH Sole 2,600 14,400
COSTCO WHSL CORP NEW COM 22160K105 462 4,860 SH Sole 1,600 3,260
COVIDIEN PLC SHS G2554F113 33,091 618,521 SH Sole 292,513 326,008
CREXUS INVT CORP COM 226553105 193 19,000 SH Sole 9,500 9,500
DEERE & CO COM 244199105 36,950 456,911 SH Sole 246,930 209,981
DIRECTV COM CL A 25490A101 758 15,524 SH Sole 14,290 1,234
DONALDSON INC COM 257651109 567 17,000 SH Sole 7,000 10,000
DOVER CORP COM 260003108 879 16,400 SH Sole 6,950 9,450
DOW CHEM CO COM 260543103 39,118 1,241,834 SH Sole 678,521 563,313
EBAY INC COM 278642103 52,998 1,261,568 SH Sole 701,794 559,774
E M C CORP MASS COM 268648102 49,797 1,942,903 SH Sole 1,029,764 913,139
EMERSON ELEC CO COM 291011104 1,015 21,800 SH Sole 2,800 19,000
EQUIFAX INC COM 294429105 373 8,000 SH Sole 8,000
EXXON MOBIL CORP COM 30231G102 6,346 74,158 SH Sole 52,158 22,000
FIRST REP BK SAN FRANCISCO C COM 33616c100 36,556 1,087,990 SH Sole 610,626 477,364
FORTUNE BRANDS HOME & SEC IN COM 34964c106 547 24,550 SH Sole 9,650 14,900
FRANKLIN ELEC INC COM 353514102 1,224 23,933 SH Sole 17,133 6,800
GENERAL DYNAMICS CORP COM 369550108 38,727 587,133 SH Sole 313,361 273,772
GENERAL ELECTRIC CO COM 369604103 44,782 2,148,853 SH Sole 1,217,902 930,951
GENERAL MLS INC COM 370334104 808 20,960 SH Sole 9,460 11,500
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 285 6,262 SH Sole 5,462 800
GRAINGER W W INC COM 384802104 918 4,800 SH Sole 4,150 650
HALLIBURTON CO COM 406216101 35,980 1,267,346 SH Sole 673,735 593,611
HEINZ H J CO COM 423074103 44,446 817,325 SH Sole 444,163 373,162
HERSHEY CO COM 427866108 52,612 730,421 SH Sole 404,938 325,483
HESS CORP COM 42809H107 25,788 593,518 SH Sole 312,526 280,992
HOME DEPOT INC COM 437076102 22,906 432,280 SH Sole 247,684 184,596
HOSPIRA INC COM 441060100 24,195 691,691 SH Sole 382,387 309,304
ILLINOIS TOOL WKS INC COM 452308109 1,401 26,485 SH Sole 14,085 12,400
INTERNATIONAL BUSINESS MACHS COM 459200101 27,830 142,296 SH Sole 63,152 79,144
PENNEY J C INC COM 708160106 26,992 1,157,939 SH Sole 608,753 549,186
JOHNSON & JOHNSON COM 478160104 4,072 60,266 SH Sole 41,960 18,306
JPMORGAN CHASE & CO COM 46625H100 40,596 1,136,178 SH Sole 635,258 500,920
KIMBERLY CLARK CORP COM 494368103 802 9,570 SH Sole 9,570
KRAFT FOODS INC CL A 50075N104 10,345 267,856 SH Sole 17,058 250,798
LENNAR CORP CL A 526057104 51,582 1,668,790 SH Sole 909,296 759,494
LOWES COS INC COM 548661107 25,277 888,772 SH Sole 468,154 420,618
M & T BK CORP COM 55261F104 33,262 402,840 SH Sole 221,760 181,080
MARTIN MARIETTA MATLS INC COM 573284106 493 6,251 SH Sole 2,951 3,300
MEAD JOHNSON NUTRITION CO COM 582839106 339 4,216 SH Sole 3,128 1,088
MICROSOFT CORP COM 594918104 300 9,800 SH Sole 9,800
MONSANTO CO NEW COM 61166W101 414 5,000 SH Sole 5,000
MORGAN STANLEY COM NEW 617446448 6,491 444,900 SH Sole 444,900
NIKE INC CL B 654106103 228 2,600 SH Sole 2,600
NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 1,696 52,133 SH Sole 26,073 26,060
NORDSTROM INC COM 655664100 1,565 31,500 SH Sole 31,500
ORACLE CORP COM 68389X105 38,838 1,307,681 SH Sole 711,712 595,969
PALL CORP COM 696429307 674 12,295 SH Sole 5,695 6,600
PEPSICO INC COM 713448108 6,313 89,339 SH Sole 58,439 30,900
PFIZER INC COM 717081103 4,097 178,149 SH Sole 105,219 72,930
PHILIP MORRIS INTL INC COM 718172109 5,251 60,178 SH Sole 38,289 21,889
PIONEER NAT RES CO COM 723787107 37,595 426,198 SH Sole 234,516 191,682
PROCTER & GAMBLE CO COM 742718109 857 13,991 SH Sole 11,391 2,600
PROGRESSIVE CORP OHIO COM 743315103 14,616 701,688 SH Sole 316,889 384,799
QEP RES INC COM 74733v100 23,323 778,213 SH Sole 424,525 353,688
QUESTAR CORP COM 748356102 41,001 1,965,522 SH Sole 1,083,314 882,208
RALCORP HLDGS INC NEW COM 751028101 560 8,385 SH Sole 5,385 3,000
ROSETTA RESOURCES INC COM 777779307 220 6,000 SH Sole 6,000
ROYAL DUTCH SHELL PLC SPON ADR B 780259107 618 8,833 SH Sole 2,800 6,033
SCHLUMBERGER LTD COM 806857108 1,460 22,500 SH Sole 10,300 12,200
SCHWAB CHARLES CORP NEW COM 808513105 25,144 1,944,658 SH Sole 919,026 1,025,632
SIGMA ALDRICH CORP COM 826552101 3,889 52,600 SH Sole 28,900 23,700
SMUCKER J M CO COM NEW 832696405 1,586 21,000 SH Sole 15,100 5,900
SPX CORP COM 784635104 35,927 550,019 SH Sole 299,657 250,362
SUNTRUST BKS INC COM 867914103 32,577 1,344,476 SH Sole 738,502 605,974
SYSCO CORP COM 871829107 2,103 70,558 SH Sole 52,460 18,098
TE CONNECTIVITY LTD REG SHS H84989104 44,479 1,393,885 SH Sole 778,979 614,906
TEXAS INSTRS INC COM 882508104 37,246 1,298,236 SH Sole 672,604 625,632
TIME WARNER INC COM NEW 887317303 41,605 1,080,659 SH Sole 594,694 485,965
TRANSOCEAN LTD REG SHS H8817H100 390 8,730 SH Sole 4,330 4,400
UDR INC COM 902653104 867 33,540 SH Sole 15,640 17,900
UNITED TECHNOLOGIES CORP COM 913017109 959 12,700 SH Sole 9,850 2,850
US BANCORP DEL COM NEW 902973304 745 23,158 SH Sole 18,622 4,536
V F CORP COM 918204108 4,533 33,967 SH Sole 18,667 15,300
WAL-MART STORES INC COM 931142103 12,756 182,967 SH Sole 17,067 165,900
WEATHERFORD INTERNATIONAL LT REG SHS h27013103 1,483 117,438 SH Sole 60,993 56,445
WESTERN UN CO COM 959802109 168 10,000 SH Sole 10,000
WILLIAMS SONOMA INC COM 969904101 94,048 2,689,401 SH Sole 2,683,201 6,200
WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 1,080 29,598 SH Sole 14,653 14,945
YUM BRANDS INC COM 988498101 885 13,733 SH Sole 4,733 9,000
ZIMMER HLDGS INC COM 98956P102 290 4,500 SH Sole 2,000 2,500
ISHARES INC MSCI JAPAN 464286848 207 21,980 SH Sole 21,980
ISHARES TR RUSL 2 000 VALU 464287630 428 6,075 SH Sole 6,075
SPDR S&P 500 ETF TR TR UNIT 78462F103 5,761 42,330 SH Sole 37,330 5,000