0001140361-12-042904.txt : 20121004
0001140361-12-042904.hdr.sgml : 20121004
20121004145401
ACCESSION NUMBER: 0001140361-12-042904
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121004
DATE AS OF CHANGE: 20121004
EFFECTIVENESS DATE: 20121004
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: West Oak Capital, LLC
CENTRAL INDEX KEY: 0001387399
IRS NUMBER: 562398650
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12100
FILM NUMBER: 121129366
BUSINESS ADDRESS:
STREET 1: 2535 TOWNSGATE ROAD, SUITE 310
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
BUSINESS PHONE: 805 230 8282
MAIL ADDRESS:
STREET 1: 2535 TOWNSGATE ROAD, SUITE 310
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
FORMER COMPANY:
FORMER CONFORMED NAME: Live Oak Capital, LLC
DATE OF NAME CHANGE: 20070122
13F-HR
1
form13fhr.txt
NONE
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 9/30/2012
Check here if Amendment []; Amendment Number:
-------
This Amendment (Check only one.): [] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: West Oak Capital, LLC
Address: 2801 Townsgate Road, Suite 112
Westlake Village, CA 91361
(805) 230-8282
Form 13F File Number: 028-12100
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Persons Signing this Report on Behalf of Reporting Manager:
Name: Lisa Snider
Title: Partner
Phone: 805-230-8282
Signature, Place, and Date of Signing:
/s/ Lisa Snider Westlake Village, CA 10/4/2012
--------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 303
Form 13F Information Table Value Total: $109,999,134.72
--------------
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------------- -------------- --------- ----------- ------------------ ---------- -------- ---------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------------- -------------- --------- ----------- --------- --- ---- ---------- -------- --------- ------ ----
3M Company COM 88579Y101 165589.75 1775 SOLE 1775 0 0
A F L A C Inc COM 001055102 420308 8830 SOLE 8830 0 0
Abbott Laboratories COM 002824100 1646176.4 23830 SOLE 23830 0 0
Abercrombie & Fitch Cl A COM 002896207 6690 200 SOLE 200 0 0
Above Technologies COM 003738309 0 120 SOLE 120 0 0
Accenture Ltd Cl A COM G1150G111 307430.25 4395 SOLE 4395 0 0
ACE Limited COM G0070K103 400857.4 5210 SOLE 5210 0 0
Adt Corp COM 00101J106 13808.54 370.5 SOLE 370.5 0 0
Air Products & Chemicals COM 009158106 1200413.65 14489 SOLE 14489 0 0
Alcatel Lucent Adr COM 1390430 19.95 19 SOLE 19 0 0
Alcoa Inc COM 013817101 826580.7 92770 SOLE 92770 0 0
Alexander & Baldwin Inc COM 014482103 28690 1000 SOLE 1000 0 0
Alleghany Corp Del COM 017175100 966924 2800 SOLE 2800 0 0
Allergan Inc COM 018490102 926.3 10 SOLE 10 0 0
Allstate Corporation COM 020002101 320918.35 8033 SOLE 8033 0 0
Altria Group Inc COM 02209S103 212133.84 6306 SOLE 6306 0 0
Amazon.Com Inc COM 023135106 11340.45 45 SOLE 45 0 0
American Express Company COM 025816109 1371953.45 23765 SOLE 23765 0 0
Amerisourcebergen Corp COM 03073E105 1120572.6 28740 SOLE 28740 0 0
Ametek Inc New COM 031100100 380293.5 10950 SOLE 10950 0 0
AMG Capital Trust (Conv Pfd) COM 00169X203 5117.11 99 SOLE 99 0 0
Amgen Incorporated COM 031162100 1215963.36 14292 SOLE 14292 0 0
Anadarko Petroleum Corp COM 032511107 176550 2500 SOLE 2500 0 0
Analog Devices Inc COM 032654105 935952.5 23695 SOLE 23695 0 0
Apache Corp COM 037411105 635545.55 7355 SOLE 7355 0 0
Apple Computer Inc COM 037833100 207048.46 314 SOLE 314 0 0
Applied Materials Inc COM 038222105 399331.91 35895 SOLE 35895 0 0
AT&T COM 00206R102 1249336.25 33095 SOLE 33095 0 0
Auto Data Processing COM 053015103 1505462.3 25730 SOLE 25730 0 0
Autoliv Inc COM 052800109 117175.95 1845 SOLE 1845 0 0
Autozone Inc COM 053332102 738.14 2 SOLE 2 0 0
AvalonBay Communities Inc COM 053484101 151670.4 1120 SOLE 1120 0 0
Avery Dennison Corp COM 053611109 22323 700 SOLE 700 0 0
Babcock & Wilcox Co COM 05615F102 3986.23 157 SOLE 157 0 0
Baidu Inc Adr COM 056752108 7104.51 63 SOLE 63 0 0
Bank of America Corp COM 060505104 181475.84 20254 SOLE 20254 0 0
Barrick Gold Corp COM 067901108 4441.4 106 SOLE 106 0 0
Baxter International Inc COM 071813109 309703.86 5154 SOLE 5154 0 0
Beacon Power Corp New COM 073677205 54.1 3381 SOLE 3381 0 0
Beam Inc COM 073730103 49385 850 SOLE 850 0 0
Becton Dickinson & Co COM 075887109 3631.7 46 SOLE 46 0 0
Berkshire Hathaway Cl B COM 084670207 13299 150 SOLE 150 0 0
BHP Biliton Ltd Adr COM 088606108 1050070.28 15214 SOLE 15214 0 0
BHP Billiton Adr New COM 05545E209 3539.2 56 SOLE 56 0 0
Biogen IDEC Inc COM 09062X103 424480.14 2831 SOLE 2831 0 0
Boeing Co COM 097023105 321975.99 4599 SOLE 4599 0 0
Boston Properties Inc COM 101121101 212313.6 1940 SOLE 1940 0 0
Br Amer Tobacco Plc Adrf COM 110448107 1137.4 11 SOLE 11 0 0
Briggs & Stratton Corp COM 109043109 3818 200 SOLE 200 0 0
Bristol-Myers Squibb Co COM 110122108 167854.5 4950 SOLE 4950 0 0
Broadcom Corp COM 111320107 3581.03 105 SOLE 105 0 0
Broadridge COM 11133T103 18440 800 SOLE 800 0 0
C S X Corp COM 126408103 41620 2000 SOLE 2000 0 0
C V S Corp COM 126650100 1353756.05 27815 SOLE 27815 0 0
Callaway Golf COM 131193104 576 90 SOLE 90 0 0
Caterpillar Inc COM 149123101 1195212.48 13984 SOLE 13984 0 0
Celanese Corp COM 150870103 3772 100 SOLE 100 0 0
Celgene Corp COM 151020104 15356 200 SOLE 200 0 0
Centurytel Inc COM 156700106 4941.72 126 SOLE 126 0 0
Cheesecake Factory Inc COM 163072101 13391.25 375 SOLE 375 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------------- -------------- --------- ----------- ------------------ ---------- -------- ---------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------------- -------------- --------- ----------- --------- --- ---- ---------- -------- --------- ------ ----
Chevrontexaco Corp COM 166764100 2269960 19360 SOLE 19360 0 0
Chipotle Mexican Grill COM 169656105 3161.3 10 SOLE 10 0 0
Church & Dwight Co Inc COM 171340102 1415.7 26 SOLE 26 0 0
Cisco Systems Inc COM 17275R102 3808 200 SOLE 200 0 0
Citadel Broadcasting Corp COM 17285T106 0.15 26 SOLE 26 0 0
Citigroup Inc COM 172967101 150093.25 4583 SOLE 4583 0 0
Citigroup Inc (Conv Pfd) COM 172967416 1460.85 15 SOLE 15 0 0
City National Corp COM 178566105 146917.5 2850 SOLE 2850 0 0
Clorox Company COM 189054109 151788 2100 SOLE 2100 0 0
Coca Cola Femsa Sab Adrf COM 191241108 3286.75 25 SOLE 25 0 0
Coca-Cola Company COM 191216100 231815.2 6040 SOLE 6040 0 0
Colgate-Palmolive Co COM 194162103 1435187.1 13290 SOLE 13290 0 0
Companhia De Saneam Adrf COM 20441A102 4427.46 54 SOLE 54 0 0
Conocophillips COM 20825C104 1229549.97 21417 SOLE 21417 0 0
Continental Resources COM 212015101 768 10 SOLE 10 0 0
Costco Wholesale Corp New COM 22160K105 1085005.45 10795 SOLE 10795 0 0
Covidien Ltd COM G2554F105 44874.96 757 SOLE 757 0 0
Crown Castle Intl Corp COM 228227104 5485.08 86 SOLE 86 0 0
Crown Northcorp Inc COM 228429106 0 22 SOLE 22 0 0
D R Horton Co COM 23331A109 41400 2000 SOLE 2000 0 0
Danaher Corp Del COM 235851102 1280250 22760 SOLE 22760 0 0
Deere & Company COM 244199105 70044.8 848 SOLE 848 0 0
Dentsply Intl Inc COM 249030107 916344.9 24070 SOLE 24070 0 0
Devon Energy Cp New COM 25179M103 232483.5 3825 SOLE 3825 0 0
Diageo Plc New Adr COM 25243Q205 1363.44 12 SOLE 12 0 0
Directv Group Inc COM 25459L106 2445.65 47 SOLE 47 0 0
Discover Financial Svcs COM 254709108 31137.6 780 SOLE 780 0 0
Disney Walt Co COM 254687106 457122.53 8779 SOLE 8779 0 0
Dow Chemical Company COM 260543103 7330 250 SOLE 250 0 0
Dresser Rand Group Inc COM 261608103 1473.12 27 SOLE 27 0 0
Duke Energy Corp New COM 26441C105 126442.32 1964 SOLE 1964 0 0
DuPont COM 263534109 42806 850 SOLE 850 0 0
E M C Corp Mass COM 268648102 1138323.08 41758 SOLE 41758 0 0
E O G Resources Inc COM 26875P101 28661.69 251 SOLE 251 0 0
Edison International COM 281020107 286974.24 6244 SOLE 6244 0 0
Elan Corp Plc Spon Adr COM 284131208 14536.9 1330 SOLE 1330 0 0
Emerson Electric Co COM 291011104 1258881.45 26265 SOLE 26265 0 0
Encana Corporation COM 292505104 751.41 33 SOLE 33 0 0
Engility Hldgs Inc COM 29285W104 304.48 16 SOLE 16 0 0
Entegris Inc COM 29362U104 20415.75 2445 SOLE 2445 0 0
Equinix Inc New COM 29444U502 4674.29 23 SOLE 23 0 0
Esco Technologies Inc COM 296315104 3872 100 SOLE 100 0 0
Estee Lauder Co Inc Cl A COM 518439104 8337.12 132 SOLE 132 0 0
Exelis Inc COM 30162A108 15765 1500 SOLE 1500 0 0
Exelon Corporation COM 30161N101 566.4 16 SOLE 16 0 0
Express Scripts Hldg Co COM 30219G108 142181.78 2249 SOLE 2249 0 0
Exxon Mobil Corporation COM 30231G102 1790100 19500 SOLE 19500 0 0
F5 Networks Inc COM 315616102 418.76 4 SOLE 4 0 0
Facebook Inc Class A COM 30303M102 21990 1000 SOLE 1000 0 0
Fedex Corporation COM 31428X106 1190.28 14 SOLE 14 0 0
Fidelity Natl Finl Inc COM 31620R105 711092.84 33028 SOLE 33028 0 0
Fidelity Natl Info Svcs COM 31620M106 448399.24 14516 SOLE 14516 0 0
First Horizon Natl Corp COM 320517105 90856.47 9357 SOLE 9357 0 0
First PacTrust Bancorp 13wts COM 33589V135 1440 12000 SOLE 12000 0 0
Flowserve Corporation COM 34354P105 1406.24 11 SOLE 11 0 0
Ford Motor Company New COM 345370860 25112.97 2529 SOLE 2529 0 0
Fortune Brands Hm & Sec COM 34964C106 22763 850 SOLE 850 0 0
Freeport McMoran COP B COM 356710857 8288.8 208 SOLE 208 0 0
General Dynamics Corp COM 369550108 2629.38 39 SOLE 39 0 0
General Electric Company COM 369604103 1266548.06 55526 SOLE 55526 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------------- -------------- --------- ----------- ------------------ ---------- -------- ---------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------------- -------------- --------- ----------- --------- --- ---- ---------- -------- --------- ------ ----
General Mills Inc COM 370334104 1032025.4 25820 SOLE 25820 0 0
General Mtrs B (Conv Pfd) COM 37045V209 1441.72 38 SOLE 38 0 0
Gilead Sciences Inc COM 37558103 36485.04 541 SOLE 541 0 0
Glaxosmithkline Plc Adr COM 37733W105 12064 260 SOLE 260 0 0
Google Inc Class A COM 38259P508 7617.8 10 SOLE 10 0 0
Guggenheim S&P 500 Equal Weight COM 78355W106 263862.5 5050 SOLE 5050 0 0
ETF
Harley Davidson Inc COM 412822108 32767 775 SOLE 775 0 0
Hartford Finl (Conv Pfd) COM 416515708 1413.4 74 SOLE 74 0 0
Hartford Finl Svcs Grp COM 416515104 19410 1000 SOLE 1000 0 0
Heinz H J Co COM 423074103 8445 150 SOLE 150 0 0
Hess Corporation COM 42809H107 180193 3340 SOLE 3340 0 0
Hewlett-Packard Company COM 428236103 35280.5 2050 SOLE 2050 0 0
Home Depot Inc COM 437076102 1645505.19 27167 SOLE 27167 0 0
Honeywell International COM 438516106 286124.8 4706 SOLE 4706 0 0
HSBC Hldgs Plc Adr New COM 404280406 6567.75 139 SOLE 139 0 0
Hudson City Bancorp Inc COM 443683107 2666.6 335 SOLE 335 0 0
Huntington Ingalls Inds COM 446413106 378.27 9 SOLE 9 0 0
I T T Industries Inc COM 450911102 14985 750 SOLE 750 0 0
Infacare Pharmaceutical COM 45665N100 0.05 50000 SOLE 50000 0 0
Ingersoll Rand Co Cl A COM G4776G101 2802.87 63 SOLE 63 0 0
Intel Corp COM 458140100 1285498.32 56493 SOLE 56493 0 0
Internap Network Svc New COM 45885A300 14160 2000 SOLE 2000 0 0
Internet Capital Group COM 46059C205 53.4 5 SOLE 5 0 0
Interpublic Group Of Cos COM 460690100 3881.5 350 SOLE 350 0 0
Intl Business Machines COM 459200101 2203620.9 10470 SOLE 10470 0 0
Investment Tech Grp New COM 46145F105 1058688.09 120717 SOLE 120717 0 0
iRobot Corp COM 462726100 22990 1000 SOLE 1000 0 0
Iron Mountain Inc New COM 462846106 774027.75 22975 SOLE 22975 0 0
iShares Dow Jones Select Dividend COM 464287168 62038.25 1075 SOLE 1075 0 0
F
iShares Dow Jones US Basic COM 464287838 17005 250 SOLE 250 0 0
Material
iShares MSCI Brazil Index COM 464286400 5454 100 SOLE 100 0 0
iShares MSCI Hong Kong Index COM 464286871 3594.64 196 SOLE 196 0 0
iShares MSCI Mexico Index COM 464286822 4760.64 72 SOLE 72 0 0
iShares MSCI Singapore Index COM 464286673 3892.83 289 SOLE 289 0 0
iShares Russell 2000 Index COM 464287655 177905 2125 SOLE 2125 0 0
iShares Russell Midcap Index COM 464287499 99675 900 SOLE 900 0 0
iShares Russell Midcap Value Index COM 464287473 4868 100 SOLE 100 0 0
iShares S&P Asia 50 COM 464288430 131458.65 2935 SOLE 2935 0 0
iShares S&P Midcap 400 Index COM 464287507 24580 250 SOLE 250 0 0
iShares Silver Trust COM 46428Q109 6730 200 SOLE 200 0 0
J M Smucker Co New COM 832696405 87130 1000 SOLE 1000 0 0
J P Morgan Chase & Co COM 46625H100 1362662.2 33260 SOLE 33260 0 0
Jack In The Box Inc COM 466367109 1980.3 70 SOLE 70 0 0
Jefferies Group Inc New COM 472319102 20023247.79 1473381 SOLE 1473381 0 0
Johnson & Johnson COM 478160104 1558397.59 22543 SOLE 22543 0 0
Kellogg Company COM 487836108 103860 2000 SOLE 2000 0 0
Kimberly-Clark Corp COM 494368103 3889.35 45 SOLE 45 0 0
Kinder Morgan Inc COM 49456B101 5707.45 161 SOLE 161 0 0
Kinder Morgan Inc 17wts COM 49456B119 817.4 244 SOLE 244 0 0
KLA Tencor Corp COM 482480100 1303213.87 27555 SOLE 27555 0 0
Kraft Foods Inc COM 50075N104 158089.36 3718 SOLE 3718 0 0
L-3 Communications Hldgs COM 502424104 7338 100 SOLE 100 0 0
Lender Processing Services Inc COM 52602E102 199086.94 7258 SOLE 7258 0 0
Lennar Corp COM 526057104 1207379.25 34845 SOLE 34845 0 0
Lexmark Intl Inc Cl A COM 529771107 11913 550 SOLE 550 0 0
Linear Technology Corp COM 535678106 861639.35 26455 SOLE 26455 0 0
Lockheed Martin Corp COM 539830109 1138566.4 12185 SOLE 12185 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------------- -------------- --------- ----------- ------------------ ---------- -------- ---------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------------- -------------- --------- ----------- --------- --- ---- ---------- -------- --------- ------ ----
Macys Inc COM 55616P104 166858.5 4325 SOLE 4325 0 0
Marathon Oil Corp COM 565849106 11940 400 SOLE 400 0 0
Matson Inc COM 57686G105 20160 1000 SOLE 1000 0 0
Mattel Incorporated COM 577081102 3317.26 94 SOLE 94 0 0
Mc Cormick & Co Inc N-Vt COM 579780206 354914.5 5675 SOLE 5675 0 0
Mc Donalds Corp COM 580135101 1753053.43 19057 SOLE 19057 0 0
McGraw-Hill Cos COM 580645109 71149 1300 SOLE 1300 0 0
Mead Johnson Nutrition COM 582839106 2334.72 32 SOLE 32 0 0
Merck & Co Inc COM 589331107 200076.38 4425 SOLE 4425 0 0
Metlife Inc COM 59156R108 4325.58 126 SOLE 126 0 0
Micron Technology Inc COM 595112103 2885 500 SOLE 500 0 0
Microsoft Corp COM 594918104 1274793.72 43228 SOLE 43228 0 0
Mid-America Apartment Communities COM 59522J103 194664.9 3035 SOLE 3035 0 0
Monsanto Co New Del COM 61166W101 5513.79 61 SOLE 61 0 0
Morgan Stanley COM 617446448 26192.4 1560 SOLE 1560 0 0
Mosaic Company COM 61945A107 5801 100 SOLE 100 0 0
New York Cmnty Bancorp COM 649445103 4579.25 325 SOLE 325 0 0
NextEra Energy COM 65339F101 1720368.82 24524.146 SOLE 24524.146 0 0
Nike Inc Class B COM 654106103 8026.2 84 SOLE 84 0 0
Noble Energy Inc COM 655044105 2674.67 29 SOLE 29 0 0
Nordstrom Inc COM 655664100 1839.42 33 SOLE 33 0 0
Norfolk Southern Corp COM 655844108 5993.85 93 SOLE 93 0 0
Nortel Networks Cp New COM 4.31 464 SOLE 464 0 0
Northern Trust COM 665859104 538005.47 11475 SOLE 11475 0 0
Northrop Grumman Corp COM 666807102 3716.9 55 SOLE 55 0 0
Novartis AG Spon Adr COM 66987V109 1353071.85 21905 SOLE 21905 0 0
O Reilly Automotive New COM 67103H107 1173.76 14 SOLE 14 0 0
Occidental Petroleum Corp COM 674599105 935322.64 10828 SOLE 10828 0 0
Oracle Corporation COM 68389X105 1340812.79 42337 SOLE 42337 0 0
Owens Corning Inc COM 690742101 1235.43 37 SOLE 37 0 0
P P G Industries Inc COM 693506107 6470.8 56 SOLE 56 0 0
Paladin Res Ltd Ord COM Q72653126 2600 2000 SOLE 2000 0 0
Parker-Hannifin Corp COM 701094104 8343 100 SOLE 100 0 0
Penske Automotive Group COM 70959W103 1588.94 53 SOLE 53 0 0
Pentair Ltd COM H6169Q108 7552.81 177.797 SOLE 177.797 0 0
Pepsico Incorporated COM 713448108 1090624.05 15437 SOLE 15437 0 0
Perkinelmer Inc COM 714046109 102935 3500 SOLE 3500 0 0
Pfizer Incorporated COM 717081103 134462.99 5371 SOLE 5371 0 0
Philip Morris Intl Inc COM 718172109 601860.85 6635 SOLE 6635 0 0
Phillips 66 COM 718546104 224931.36 4831 SOLE 4831 0 0
Piper Jaffray Cos New COM 724078100 437.92 17 SOLE 17 0 0
Pipesaver Technologies COM 724086103 0 1500 SOLE 1500 0 0
PNC Finl Services Gp Inc COM 693475105 6338.76 101 SOLE 101 0 0
Potash Corp Sask Inc COM 73755L107 539353.05 12345 SOLE 12345 0 0
PPL Corporation (Conv Pfd) COM 69351T601 3484.65 65 SOLE 65 0 0
Precision Castparts Corp COM 740189105 4453.92 27 SOLE 27 0 0
Priceline.Com Inc New COM 741503403 9997.76 16 SOLE 16 0 0
Procter & Gamble Co COM 742718109 1303645.95 18771 SOLE 18771 0 0
Public Storage Inc COM 74460D109 206355.6 1485 SOLE 1485 0 0
Qualcomm Inc COM 747525103 1530105.65 24715 SOLE 24715 0 0
Radioshack Corporation COM 750438103 1388.68 596 SOLE 596 0 0
Range Resources Corp COM 75281A109 26400 375 SOLE 375 0 0
Redhat Inc COM 756577102 8227.78 149 SOLE 149 0 0
Renaissancere Hldgs Incf COM G7496G103 1621.41 21 SOLE 21 0 0
Reynolds American Inc COM 761713106 8603.1 198 SOLE 198 0 0
Rockwell Automation Inc COM 773903109 1248.84 18 SOLE 18 0 0
Royal Dutch Shell A Adrf COM 780259206 1014156.78 14609 SOLE 14609 0 0
Sanofi Aventis Adr COM 80105N105 3869.36 88 SOLE 88 0 0
Schlumberger Ltd COM 806857108 3338.68 46 SOLE 46 0 0
Sears Holdings Corp COM 812350106 242827.13 4391 SOLE 4391 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------------- -------------- --------- ----------- ------------------ ---------- -------- ---------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------------- -------------- --------- ----------- --------- --- ---- ---------- -------- --------- ------ ----
Sector Spdr Engy Select COM 81369Y506 21771 295 SOLE 295 0 0
Sector SPDR Technology Shares COM 81369Y803 11535 375 SOLE 375 0 0
Sempra Energy COM 816851109 1243027.2 19230 SOLE 19230 0 0
Semtech Corp COM 816850101 26731.86 1074 SOLE 1074 0 0
Shaw Group Inc COM 820280105 438.5 10 SOLE 10 0 0
Sherwin-Williams Co COM 824348106 37050 250 SOLE 250 0 0
Simon Property Group COM 828806109 216201.7 1430 SOLE 1430 0 0
Siti-Sites.Com Inc COM 0.03 33 SOLE 33 0 0
Snap On Inc COM 833034101 107250 1500 SOLE 1500 0 0
Southern Realty Company COM 843758103 366.75 45 SOLE 45 0 0
Southwestern Energy Co COM 845467109 2262.4 64 SOLE 64 0 0
Stanley Black (Conv Pfd) COM 854502309 2259.9 18 SOLE 18 0 0
Stanley Works COM 854616109 848976.72 11159 SOLE 11159 0 0
Starbucks Corp COM 855244109 1351307.56 26948 SOLE 26948 0 0
Starwood Htls & Resorts COM 85590A701 4139.28 72 SOLE 72 0 0
State Street Corp COM 857477103 2692.48 64 SOLE 64 0 0
Statoilhydro Asa Adr COM 85771P102 1288.5 50 SOLE 50 0 0
Stericycle Inc COM 858912108 947226.47 10451 SOLE 10451 0 0
Strattec Security Corp COM 863111100 422.6 20 SOLE 20 0 0
Streettracks Gold Trust Index COM 78463V107 169710.58 985 SOLE 985 0 0
Supervalu Inc COM 868536103 6110 2600 SOLE 2600 0 0
Sysco Corporation COM 871829107 41028 1300 SOLE 1300 0 0
T J X Cos Inc COM 872540109 9082 200 SOLE 200 0 0
T Rowe Price Group Inc COM 74144T108 967438.9 15310 SOLE 15310 0 0
Target Corporation COM 7612E1061 1236745.66 19634 SOLE 19634 0 0
TE Connectivity Ltd COM H84989104 20418 600 SOLE 600 0 0
Technip Adr COM 878546209 1363.2 48 SOLE 48 0 0
Teledyne Technologies COM 879360105 19200 300 SOLE 300 0 0
Teva Pharm Inds Ltd Adr COM 881624209 234886.5 5715 SOLE 5715 0 0
Texas Instruments Inc COM 882508104 480137.9 17390 SOLE 17390 0 0
The Charles Schwab Corp COM 808513105 697130 54125 SOLE 54125 0 0
Tibco Software Inc COM 88632Q103 5928 200 SOLE 200 0 0
Tiffany & Co New COM 886547108 36900 600 SOLE 600 0 0
Titan Oil & Gas Inc New COM 888309101 15.28 650 SOLE 650 0 0
Toronto Dominion Bank COM 891160509 1165.08 14 SOLE 14 0 0
Touch America Holding COM 891539108 0.36 3600 SOLE 3600 0 0
Travelers Companies Inc COM 89417E109 8771.89 127 SOLE 127 0 0
Treasury Metals Inc COM 894647106 1133.53 1315 SOLE 1315 0 0
Triumph Group Inc New COM 896818101 2381.84 38 SOLE 38 0 0
Tyco Intl Ltd New COM G9143X208 21118.5 741 SOLE 741 0 0
U S Bancorp Del New COM 902973304 1684114.18 49402 SOLE 49402 0 0
U.S. Natural Gas Fund COM 912318110 16635.85 745 SOLE 745 0 0
Union Pacific Corp COM 907818108 61042.95 515 SOLE 515 0 0
United Parcel Service B COM 911312106 52711.32 732 SOLE 732 0 0
United Technologies Corp COM 913017109 321391.7 4102 SOLE 4102 0 0
V F Corporation COM 918204108 9359.76 59 SOLE 59 0 0
Vale SA Adr COM 91912E105 1115.38 62 SOLE 62 0 0
Valero Energy Corp New COM 91913Y100 2827.44 88 SOLE 88 0 0
Vanguard Growth COM 922908736 76125 1050 SOLE 1050 0 0
Ventas COM 92276F100 211424.4 3420 SOLE 3420 0 0
Verizon Communications COM 92343V104 1640318.67 35807 SOLE 35807 0 0
Visa Inc Cl A COM 92826C839 4922.28 36 SOLE 36 0 0
Visteon Corp COM 92839U107 45 1 SOLE 1 0 0
Visteon Corp 15 Wts COM 92839U115 5.9 2 SOLE 2 0 0
Vodafone Group Plc Adr COM 92857W209 959124.8 33772 SOLE 33772 0 0
Wal-Mart Stores Inc COM 931142103 70347.5 950 SOLE 950 0 0
Wellpoint Health Networks COM 94973V107 78273 1350 SOLE 1350 0 0
Wells Fargo & Co New COM 949746101 1537522.3 44309 SOLE 44309 0 0
Wells Fargo (Pfd) COM 949746879 1624.86 54 SOLE 54 0 0
Wells Fargo L (Pfd) COM 949746804 2485 2 SOLE 2 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------------- -------------- --------- ----------- ------------------ ---------- -------- ---------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------------- -------------- --------- ----------- --------- --- ---- ---------- -------- --------- ------ ----
Weyerhaeuser Co COM 962166104 8482.5 325 SOLE 325 0 0
Wisconsin Energy COM 976657106 1043153.1 27810 SOLE 27810 0 0
Xylem Inc COM 98419M100 37860 1500 SOLE 1500 0 0
Yahoo Inc COM 984332106 1582.5 100 SOLE 100 0 0
Yamana Gold Inc COM 98462Y100 1266.54 66 SOLE 66 0 0
Zimmer Holdings Inc COM 98956P102 19003.6 280 SOLE 280 0 0