0001172661-12-001042.txt : 20121026 0001172661-12-001042.hdr.sgml : 20121026 20121026084524 ACCESSION NUMBER: 0001172661-12-001042 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121026 DATE AS OF CHANGE: 20121026 EFFECTIVENESS DATE: 20121026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSTON ASSET MANAGEMENT CORP CENTRAL INDEX KEY: 0001006364 IRS NUMBER: 133257590 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05210 FILM NUMBER: 121162854 BUSINESS ADDRESS: STREET 1: ONE LANDMARK SQUARE CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033244722 MAIL ADDRESS: STREET 1: ONE LANDMARK SQUARE CITY: STAMFORD STATE: CT ZIP: 06901 FORMER COMPANY: FORMER CONFORMED NAME: JOHNSTON SCHAGER ASSET MANAGEMENT CORP/CT DATE OF NAME CHANGE: 19990324 13F-HR 1 johnstonassetmanagement3q12.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Johnston Asset Management Corp. Address: 1 Landmark Square Stamford, CT 06901 13F File Number: 028-05210 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Julie O'Connor Title: Chief Operating Officer Phone: 203-324-4722 Signature, Place, and Date of Signing: /s/ Julie O'Connor Stamford, CT October 26, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 120 Form 13F Information Table Value Total: $1,386,416 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABB LTD SPONSORED ADR 000375204 25899 1384967 SH SOLE 1384967 0 0 ABBOTT LABS COM 002824100 3617 52751 SH SOLE 52751 0 0 ADOBE SYS INC COM 00724F101 28838 889098 SH SOLE 886848 0 2250 AGL RES INC COM 001204106 24 586 SH SOLE 586 0 0 AIR PRODS & CHEMS INC COM 009158106 83 1000 SH SOLE 1000 0 0 AMAZON COM INC COM 023135106 14 57 SH SOLE 57 0 0 AMGEN INC COM 031162100 10417 123590 SH SOLE 122790 0 800 APPLE INC COM 037833100 10696 16033 SH SOLE 16033 0 0 ASML HOLDING N V NY REG SHS N07059186 70874 1320307 SH SOLE 1319407 0 900 AT&T INC COM 00206R102 910 24150 SH SOLE 24150 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 21790 371460 SH SOLE 369460 0 2000 BAIDU INC SPON ADR REP A 056752108 82581 706485 SH SOLE 706035 0 450 BANK OF NEW YORK MELLON CORP COM 064058100 131 5801 SH SOLE 5801 0 0 BECTON DICKINSON & CO COM 075887109 8895 113231 SH SOLE 111782 0 1449 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 126 1428 SH SOLE 1428 0 0 BHP BILLITON PLC SPONSORED ADR 05545E209 24475 391856 SH SOLE 391856 0 0 BLACKROCK MUNICIPL INC QLTY COM 092479104 64 3750 SH SOLE 3750 0 0 BOSTON SCIENTIFIC CORP COM 101137107 0 1 SH SOLE 1 0 0 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 9 875 SH SOLE 875 0 0 CELGENE CORP COM 151020104 29775 389730 SH SOLE 389430 0 300 CERNER CORP COM 156782104 18301 236485 SH SOLE 235485 0 1000 CHEVRON CORP NEW COM 166764100 432 3707 SH SOLE 3707 0 0 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 18776 432924 SH SOLE 432924 0 0 CISCO SYS INC COM 17275R102 15311 801813 SH SOLE 798213 0 3600 COCA COLA CO COM 191216100 412 10856 SH SOLE 10856 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 29924 428153 SH SOLE 427573 0 580 COMCAST CORP NEW CL A 20030N101 24999 699379 SH SOLE 697879 0 1500 CREDIT SUISSE GROUP SPONSORED ADR 225401108 25569 1208958 SH SOLE 1208958 0 0 DARDEN RESTAURANTS INC COM 237194105 32 571 SH SOLE 571 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 117389 1041325 SH SOLE 1039925 0 1400 DISNEY WALT CO COM DISNEY 254687106 16 300 SH SOLE 300 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 17 266 SH SOLE 266 0 0 E M C CORP MASS COM 268648102 28296 1037624 SH SOLE 1035124 0 2500 EAGLE ROCK ENERGY PARTNERS L UNIT 26985R104 45 4700 SH SOLE 4700 0 0 EATON VANCE MUN BD FD COM 27827X101 51 3500 SH SOLE 3500 0 0 EATON VANCE PA MUN BD FD COM 27828W102 147 9300 SH SOLE 9300 0 0 EATON VANCE PA MUNI INCOME T SH BEN INT 27826T101 15 1000 SH SOLE 1000 0 0 EATON VANCE TX MGD DIV EQ IN COM 27828N102 79 8300 SH SOLE 8300 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 17984 167498 SH SOLE 166498 0 1000 EMERSON ELEC CO COM 291011104 129 2671 SH SOLE 2671 0 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 733 17230 SH SOLE 15730 0 1500 ENTERPRISE PRODS PARTNERS L COM 293792107 7067 131852 SH SOLE 124652 0 7200 EOG RES INC COM 26875P101 23961 213840 SH SOLE 213310 0 530 EXPRESS SCRIPTS HLDG CO COM 30219G108 46 742 SH SOLE 742 0 0 EXXON MOBIL CORP COM 30231G102 2897 31675 SH SOLE 31675 0 0 FASTENAL CO COM 311900104 37 856 SH SOLE 856 0 0 FLIR SYS INC COM 302445101 9448 472991 SH SOLE 472991 0 0 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 49643 676335 SH SOLE 674335 0 2000 FRONTIER COMMUNICATIONS CORP COM 35906A108 1 110 SH SOLE 110 0 0 FULTON FINL CORP PA COM 360271100 224 22758 SH SOLE 22758 0 0 GENERAL ELECTRIC CO COM 369604103 26174 1152540 SH SOLE 1148140 0 4400 GOOGLE INC CL A 38259P508 32718 43364 SH SOLE 43279 0 85 HALLIBURTON CO COM 406216101 40 1200 SH SOLE 1200 0 0 HEINZ H J CO COM 423074103 189 3375 SH SOLE 3375 0 0 HERSHEY CO COM 427866108 248 3500 SH SOLE 3500 0 0 HEWLETT PACKARD CO COM 428236103 3931 230418 SH SOLE 230418 0 0 HIGHWOODS PPTYS INC COM 431284108 832 25500 SH SOLE 25500 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 11785 253657 SH SOLE 253657 0 0 ICICI BK LTD ADR 45104G104 103911 2588717 SH SOLE 2588717 0 0 INTEGRYS ENERGY GROUP INC COM 45822P105 52 1000 SH SOLE 1000 0 0 INTEL CORP COM 458140100 11730 517756 SH SOLE 516056 0 1700 INTERNATIONAL BUSINESS MACHS COM 459200101 52 250 SH SOLE 250 0 0 INTUIT COM 461202103 63 1071 SH SOLE 1071 0 0 ISHARES TR DJ US BAS MATL 464287838 36 535 SH SOLE 535 0 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 0 18 SH SOLE 18 0 0 JOHNSON & JOHNSON COM 478160104 15081 218848 SH SOLE 217648 0 1200 KIMBERLY CLARK CORP COM 494368103 118 1375 SH SOLE 1375 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 425 5150 SH SOLE 5150 0 0 KLA-TENCOR CORP COM 482480100 11946 250418 SH SOLE 249063 0 1355 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 0 6 SH SOLE 6 0 0 LIBERTY PPTY TR SH BEN INT 531172104 2262 62424 SH SOLE 60424 0 2000 M & T BK CORP COM 55261F104 1506 15827 SH SOLE 15827 0 0 MARSH & MCLENNAN COS INC COM 571748102 20654 608735 SH SOLE 608735 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 19101 717501 SH SOLE 713921 0 3580 MCDONALDS CORP COM 580135101 33 357 SH SOLE 357 0 0 MEDTRONIC INC COM 585055106 19015 440973 SH SOLE 440273 0 700 MERCK & CO INC NEW COM 58933Y105 560 12410 SH SOLE 12410 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 295 9000 SH SOLE 9000 0 0 MICROSOFT CORP COM 594918104 16839 565820 SH SOLE 563820 0 2000 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 50522 1503171 SH SOLE 1503171 0 0 MONSANTO CO NEW COM 61166W101 15474 170010 SH SOLE 169610 0 400 NETAPP INC COM 64110D104 23428 712517 SH SOLE 710717 0 1800 NORDIC AMERICAN TANKERS LIMI COM G65773106 25 2500 SH SOLE 2500 0 0 NOVARTIS A G SPONSORED ADR 66987V109 31 500 SH SOLE 500 0 0 NUVEEN CONN PREM INCOME MUN SH BEN INT 67060D107 29 2000 SH SOLE 2000 0 0 NUVEEN MUN VALUE FD INC COM 670928100 26 2500 SH SOLE 2500 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 9342 108555 SH SOLE 108555 0 0 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 1540 25890 SH SOLE 24290 0 1600 PALL CORP COM 696429307 33903 533994 SH SOLE 531994 0 2000 PAYCHEX INC COM 704326107 53 1600 SH SOLE 1600 0 0 PFIZER INC COM 717081103 89 3600 SH SOLE 3600 0 0 PHILIP MORRIS INTL INC COM 718172109 32 357 SH SOLE 357 0 0 PIMCO MUN INCOME FD II COM 72200W106 68 5179 SH SOLE 5179 0 0 PROCTER & GAMBLE CO COM 742718109 1573 22678 SH SOLE 22678 0 0 QIAGEN NV REG SHS N72482107 75736 4091627 SH SOLE 4088627 0 3000 QUALCOMM INC COM 747525103 30414 486860 SH SOLE 485260 0 1600 QUEST DIAGNOSTICS INC COM 74834L100 19969 314819 SH SOLE 314819 0 0 RF MICRODEVICES INC COM 749941100 1 300 SH SOLE 300 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 555 8000 SH SOLE 8000 0 0 SAP AG SPON ADR 803054204 29512 413739 SH SOLE 413739 0 0 SCHLUMBERGER LTD COM 806857108 29094 402237 SH SOLE 401637 0 600 SEADRILL LIMITED SHS G7945E105 12 300 SH SOLE 300 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 66 1400 SH SOLE 1400 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 73 1000 SH SOLE 1000 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 62 2000 SH SOLE 2000 0 0 SHIRE PLC SPONSORED ADR 82481R106 23221 261790 SH SOLE 261790 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 77 428 SH SOLE 428 0 0 STATE STR CORP COM 857477103 27 647 SH SOLE 647 0 0 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 184 4300 SH SOLE 4300 0 0 TECO ENERGY INC COM 872375100 89 5000 SH SOLE 5000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 3817 92175 SH SOLE 91525 0 650 TRANSOCEAN LTD REG SHS H8817H100 64 1431 SH SOLE 1431 0 0 UNION PAC CORP COM 907818108 380 3200 SH SOLE 3200 0 0 UNITED TECHNOLOGIES CORP COM 913017109 56 714 SH SOLE 714 0 0 VARIAN MED SYS INC COM 92220P105 18828 312129 SH SOLE 310429 0 1700 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 6136 567075 SH SOLE 567075 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 21 460 SH SOLE 460 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 418 14678 SH SOLE 14678 0 0 WESTPAC BKG CORP SPONSORED ADR 961214301 640 4991 SH SOLE 4991 0 0 ZIMMER HLDGS INC COM 98956P102 34 500 SH SOLE 500 0 0