0001408324-12-000009.txt : 20121102 0001408324-12-000009.hdr.sgml : 20121102 20121102134602 ACCESSION NUMBER: 0001408324-12-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121102 DATE AS OF CHANGE: 20121102 EFFECTIVENESS DATE: 20121102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FNY Managed Accounts LLC CENTRAL INDEX KEY: 0001408324 IRS NUMBER: 562530714 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12541 FILM NUMBER: 121176150 BUSINESS ADDRESS: STREET 1: 90 PARK AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-848-0600 MAIL ADDRESS: STREET 1: 90 PARK AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 managed.txt FNY CAPITAL MANAGEMENT 3Q12 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 ------------------ Check here if Amendment [ ]; Amendment Number: 22342234 This Amendment (Check only one.):[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: FNY MANAGED ACCOUNTS LLC ------------------------- Address: 90 PARK AVENUE, 5TH FLOOR ------------------------- NEW YORK, NY 10016 ------------------------- Form 13F File Number: 028-12541 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: HARRIS SUFIAN --------------- Title: MANAGING MEMBER --------------- Phone: (212) 331-6853 --------------- Signature, Place, and Date of Signing: HARRIS SUFIAN NEW YORK, NY October 23, 2012 ------------------------------ ---------------------- ------------------ Signature City, State Date Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Include Managers: 0 Form 13F Information Tableentry Total: 94 Form 13F Information table Value Total: $62,598,000 List of Other Included Managers: NONE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AKAMAI TECHNOLOGIES INC COM 00971T101 227 5921 SH Sole Sole ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 310 3600 SH Sole Sole AMAZON COM INC COM 023135106 234 919 SH Sole Sole AMERICAN EAGLE OUTFITTERS NE COM 2.55E+109 1265 60000 SH Sole Sole AMERICAN TOWER CORP NEW COM 03027X100 27 381 SH Sole Sole ANCESTRY COM INC COM 032803108 133 4430 SH Sole Sole APPLE INC COM 037833100 648 972 SH Sole Sole ASCENA RETAIL GROUP INC COM 04351G101 215 10000 SH C Sole Sole ASCENA RETAIL GROUP INC COM 04351G101 215 10000 SH Sole Sole AVAGO TECHNOLOGIES LTD SHS Y0486S104 241 6914 SH Sole Sole BARCLAYS BK PLC IPTH S&P VIX NEW 06740C261 396 44000 SH Sole Sole BAZAARVOICE INC COM 073271108 116 7636 SH Sole Sole BEST BUY INC COM 086516101 344 20000 SH Sole Sole BON-TON STORES INC COM 09776J101 190 20000 SH Sole Sole BROADCOM CORP CL A 111320107 221 6387 SH Sole Sole BUCKLE INC COM 118440106 454 10000 SH P Sole Sole BUFFALO WILD WINGS INC COM 119848109 857 10000 SH P Sole Sole CHILDRENS PL RETAIL STORES I COM 168905107 300 5000 SH P Sole Sole CIRRUS LOGIC INC COM 172755100 176 4594 SH Sole Sole CLEARWIRE CORP NEW CL A 18538Q105 47 35160 SH Sole Sole COLDWATER CREEK INC COM 193068103 311 375000 SH Sole Sole COLLECTIVE BRANDS INC COM 19421W100 284 13097 SH Sole Sole COMCAST CORP NEW CL A 20030N101 121 3386 SH Sole Sole COMCAST CORP NEW CL A SPL 20030N200 46 1331 SH Sole Sole COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 81 13185 SH Sole Sole COOPER INDUSTRIES PLC SHS G24140108 9689 129084 SH Sole Sole COVENTRY HEALTH CARE INC COM 222862104 1447 34720 SH Sole Sole CROCS INC COM 227046109 243 15000 SH P Sole Sole DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 3107 35737 SH Sole Sole DRYSHIPS INC SHS Y2109Q101 468 200000 SH C Sole Sole DUNKIN BRANDS GROUP INC COM 265504100 438 15000 SH Sole Sole EBAY INC COM 278642103 231 4770 SH Sole Sole EQUINIX INC COM NEW 29444U502 125 606 SH Sole Sole EXPEDIA INC DEL COM NEW 30212P303 247 4275 SH Sole Sole FOOT LOCKER INC COM 344849104 586 16500 SH Sole Sole FRANCESCAS HLDGS CORP COM 351793104 461 15000 SH Sole Sole GAP INC DEL COM 364760108 716 20000 SH P Sole Sole GAP INC DEL COM 364760108 716 20000 SH Sole Sole GENERAL GROWTH PPTYS INC NEW COM 370023103 340 17440 SH Sole Sole GNC HLDGS INC COM CL A 36191G107 1267 32500 SH Sole Sole GOOGLE INC CL A 38259P508 731 969 SH Sole Sole GREEN MTN COFFEE ROASTERS IN COM 393122106 142 6000 SH P Sole Sole HARTFORD FINL SVCS GROUP INC COM 416515104 1420 73000 SH Sole Sole HERBALIFE LTD COM USD SHS G4412G101 474 10000 SH C Sole Sole HERBALIFE LTD COM USD SHS G4412G101 332 7000 SH Sole Sole HERTZ GLOBAL HOLDINGS INC COM 42805T105 206 15000 SH Sole Sole HOME DEPOT INC COM 437076102 302 5000 SH P Sole Sole HOME DEPOT INC COM 437076102 604 10000 SH P Sole Sole HOT TOPIC INC COM 441339108 435 50000 SH Sole Sole IGNITE RESTAURANT GROUP INC COM 451730105 362 26000 SH Sole Sole INFORMATICA CORP COM 45666Q102 347 9949 SH Sole Sole JONES GROUP INC COM 48020T101 129 10000 SH P Sole Sole JONES GROUP INC COM 48020T101 2780 216000 SH Sole Sole KOHLS CORP COM 500255104 1281 25000 SH Sole Sole KRAFT FOODS INC CL A 50075N104 1527 36918 SH Sole Sole LAS VEGAS SANDS CORP COM 517834107 464 10000 SH Sole Sole LIBERTY INTERACTIVE CORP RIGHT 99/99/9999 53071M112 11 833 SH Sole Sole MELLANOX TECHNOLOGIES LTD SHS M51363113 233 2293 SH Sole Sole MICHAEL KORS HLDGS LTD SHS G60754101 1316 24737 SH Sole Sole NEW YORK & CO INC COM 649295102 416 111000 SH Sole Sole NEWS CORP CL B 6.52E+207 119 4783 SH Sole Sole NEXEN INC COM 65334H102 445 17580 SH Sole Sole OCWEN FINL CORP COM NEW 675746309 959 35000 SH Sole Sole ORACLE CORP COM 68389X105 240 7636 SH Sole Sole PAR PHARMACEUTICAL COS INC COM 69888P106 1053 21068 SH Sole Sole PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 113 5168 SH Sole Sole PENN NATL GAMING INC COM 707569109 647 15000 SH Sole Sole PHH CORP COM NEW 693320202 735 36100 SH Sole Sole PRICELINE COM INC COM NEW 741503403 222 359 SH Sole Sole QUALCOMM INC COM 747525103 349 5594 SH Sole Sole RESMED INC COM 761152107 156 3867 SH Sole Sole RIVERBED TECHNOLOGY INC COM 768573107 374 16064 SH Sole Sole ROBBINS & MYERS INC COM 770196103 411 6889 SH Sole Sole ROSS STORES INC COM 778296103 646 10000 SH P Sole Sole SALESFORCE COM INC COM 79466L302 236 1543 SH Sole Sole SALLY BEAUTY HLDGS INC COM 7.95E+108 251 10000 SH Sole Sole SEARS HLDGS CORP RIGHT 10/08/2012 812350114 54 20000 SH Sole Sole SERVICENOW INC COM 81762P102 31 801 SH Sole Sole SHAW GROUP INC COM 820280105 798 18297 SH Sole Sole SINA CORP ORD G81477104 123 1899 SH Sole Sole SKECHERS U S A INC CL A 830566105 306 15000 SH Sole Sole SKYWORKS SOLUTIONS INC COM 83088M102 235 9967 SH Sole Sole SPDR S&P 500 ETF TR TR UNIT 78462F103 3772 26200 SH P Sole Sole SPDR S&P 500 ETF TR TR UNIT 78462F103 3801 26400 SH P Sole Sole SPDR S&P 500 ETF TR TR UNIT 78462F103 432 3000 SH Sole Sole SPDR SERIES TRUST S&P RETAIL ETF 78464A714 941 15000 SH Sole Sole STAGE STORES INC COM NEW 85254C305 779 37000 SH Sole Sole TIBCO SOFTWARE INC COM 88632Q103 244 8086 SH Sole Sole TYCO INTERNATIONAL LTD SHS H89128104 435 7735 SH Sole Sole URBAN OUTFITTERS INC COM 917047102 150 4000 SH Sole Sole VMWARE INC CL A COM 928563402 232 2400 SH Sole Sole WALTER INVT MGMT CORP COM 93317W102 851 23000 SH Sole Sole WYNDHAM WORLDWIDE CORP COM 98310W108 735 14000 SH Sole Sole YAHOO INC COM 984332106 671 42000 SH Sole Sole