0001208646-12-000336.txt : 20121105 0001208646-12-000336.hdr.sgml : 20121105 20121105133943 ACCESSION NUMBER: 0001208646-12-000336 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121105 DATE AS OF CHANGE: 20121105 EFFECTIVENESS DATE: 20121105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JUPITER ASSET MANAGEMENT LTD CENTRAL INDEX KEY: 0001215838 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13273 FILM NUMBER: 121179415 MAIL ADDRESS: STREET 1: 1 GROSVENOR PLACE STREET 2: LONDON ENGLAND CITY: SWIX 7JJ STATE: X0 ZIP: 0000 13F-HR 1 c107537.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Jupiter Asset Management Limited Address: 1 Grosvenor Place London, United Kingdom SW1X 7JJ Form 13F File Number: 28-13273 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jenny Thompson Title: Company Secretary Phone: 020-7314-5565 Signature, Place, and Date of Signing: /s/Jenny Thompson London November 5, 2012 ---------------------- ------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 184 Form 13F Information Table Value Total: $1,817,266,427.25 List of Other Included Managers: None. FORM 13F INFORMATION TABLE

INVEST- MENT Title or Value SHRS or SH/ DISC- VOTING AUTHROITY Name of Issuer class CUSIP ($) PRN AMT PRN RETION SOLE SHARED NONE 3SBIO INC-ADR ADR 88575Y105 324,500.00 25,000 SH Sole 25,000 ABBOTT LABORATORIES COM 002824100 19,170,584.64 276,552 SH Sole 276,552 ACE LTD COM CH0044328745 19,445,198.50 257,450 SH Sole 257,450 ACI WORLDWIDE INC COM 004498101 4,957,571.28 116,184 SH Sole 116,184 AGILENT TECHNOLOGIES INC COM 00846U101 8,961,130.92 232,274 SH Sole 232,274 ALLIANCE DATA SYSTEMS CORP COM 018581108 17,490,521.84 123,112 SH Sole 123,112 ALTRIA GROUP INC COM 02209S103 3,191,312.10 94,139 SH Sole 94,139 AMERESCO INC-CL A COM 02361E108 6,228,271.45 516,869 SH Sole 516,869 AMERICAN EXPRESS CO COM 025816109 36,729,147.33 649,269 SH Sole 649,269 AMERICAN INTERNATIONAL GROUP COM 26874784 14,591,798.40 439,512 SH Sole 439,512 AMERICAN TOWER CORP COM 03027X100 5,394,662.02 75,917 SH Sole 75,917 AMGEN INC COM 031162100 5,563,343.83 66,022 SH Sole 66,022 AMGEN INC .375000% 02/01/2013 CONB 031162AQ3 14,453,400.00 13,000,000 SH Sole 13,000,000 ANADARKO PETROLEUM CORP COM 032511107 2,001,555.00 28,500 SH Sole 28,500 APPLE INC COM 037833100 46,988,670.78 68,958 SH Sole 68,958 APPLIED MATERIALS INC COM 038222105 6,588,442.00 584,600 SH Sole 584,600 ARCH CAPITAL GROUP LTD COM BMG0450A1053 698,985.66 16,941 SH Sole 16,941 ARCHER DANIELS .875000% 02/15/2014 CONB 039483AW2 9,407,144.00 9,400,000 SH Sole 9,400,000 AVERY DENNISON CORP COM 053611109 9,254,702.41 292,223 SH Sole 292,223 BAIDU INC -- SPON ADR ADR 056752108 1,329,302.00 11,600 SH Sole 11,600 BANCO MACRO SA-ADR ADR 05961W105 749,018.06 51,943 SH Sole 51,943 BANK OF AMERICA CORP COM 060505104 24,767,757.69 2,761,177 SH Sole 2,761,177 BANKUNITED INC COM 06652K103 1,686,839.30 68,515 SH Sole 68,515 BAXTER INTERNATIONAL INC COM 071813109 6,743,832.64 111,968 SH Sole 111,968 BERKSHIRE HATHAWAY INC-CL B COM 084670702 17,021,823.60 192,860 SH Sole 192,860 BORGWARNER INC COM 099724106 3,913,101.38 56,401 SH Sole 56,401 BOTTOMLINE TECHNOLOGIES INC COM 101388106 2,039,035.52 82,352 SH Sole 82,352 BRISTOL-MYERS SQUIBB CO COM 110122108 6,599,260.60 194,956 SH Sole 194,956 CAPITAL ONE FINANCIAL CORP COM 14040H105 16,001,772.80 280,930 SH Sole 280,930 CAPSTONE TURBINE CORP COM 14067D102 327,927.00 327,927 SH Sole 327,927 CASELLA WASTE SYSTEMS INC-A COM 147448104 4,014,823.63 927,211 SH Sole 927,211 CENTRAL EUR DISTR CORP 3.000000% 03/15/2013 CONB 153435AA0 1,867,680.00 2,000,000 SH Sole 2,000,000 CENTURYLINK INC COM 156700106 3,130,036.78 76,679 SH Sole 76,679 CHARM COMMUNICATIONS INC-ADR COM 16112R101 4,722,616.08 803,166 SH Sole 803,166 CHEVRON CORP COM 166764100 33,323,710.40 284,332 SH Sole 284,332 CHINA DISTANCE EDUCATION-ADR ADR 16944W104 512,000.00 160,000 SH Sole 160,000 CISCO SYSTEMS INC COM 17275R102 22,004,873.60 1,170,472 SH Sole 1,170,472 CITIGROUP INC COM 172967424 38,040,983.82 1,153,806 SH Sole 1,153,806 CITIGROUP INC CFD CFDNP 172967424 1,211,284.83 36,739 SH Sole 36,739 COCA-COLA CO/THE COM 191216100 29,891,492.43 780,253 SH Sole 780,253 COLFAX CORP COM 194014106 9,528,384.25 263,725 SH Sole 263,725 COLGATE-PALMOLIVE CO COM 194162103 14,552,151.30 135,558 SH Sole 135,558 COMCAST CORP-CLASS A COM 20030N101 21,312,714.80 595,660 SH Sole 595,660 COMCAST CORP-SPECIAL CL A COM 20030N200 17,366,071.36 499,312 SH Sole 499,312 COMPANHIA DE BEBIDAS-PRF ADR ADR 20441W203 652,509.00 16,900 SH Sole 16,900 CONCORD MEDICAL -- SPON ADR COM 206277105 3,719,844.00 1,044,900 SH Sole 1,044,900 CONOCOPHILLIPS COM 20825C104 12,376,612.62 215,658 SH Sole 215,658 CORNING INC COM 219350105 3,432,171.40 258,058 SH Sole 258,058 COVANTA HOLDING CORP COM 22282E102 8,385,333.64 489,226 SH Sole 489,226 COVIDIEN PLC COM IE00B68SQD29 10,549,253.52 176,527 SH Sole 176,527 CUI GLOBAL INC COM 126576206 733,950.00 139,800 SH Sole 139,800 CVS CAREMARK CORP COM 126650100 25,468,693.92 527,958 SH Sole 527,958 D.R. HORTON INC 2.000000% 05/15/2014 CONB 23331ABB4 9,925,740.00 6,000,000 SH Sole 6,000,000 DISCOVER FINANCIAL SERVICES COM 254709108 23,708,656.95 597,045 SH Sole 597,045 DISH NETWORK CORP-A COM 25470M109 14,124,209.17 456,061 SH Sole 456,061 EBAY INC COM 278642103 26,155,957.92 532,491 SH Sole 532,491 ELLIE MAE INC COM 28849P100 2,182,005.40 79,810 SH Sole 79,810 EMC CORP/MA COM 268648102 19,442,384.64 706,482 SH Sole 706,482 EMCOR GROUP INC COM 29084Q100 1,172,875.50 40,305 SH Sole 40,305 EMERSON ELECTRIC CO COM 291011104 19,582,862.05 405,023 SH Sole 405,023 EQUIFAX INC COM 294429105 4,541,323.60 97,768 SH Sole 97,768 FIDELITY NATIONAL INFORMATIO COM 31620M106 5,165,075.52 163,039 SH Sole 163,039 FINANCIAL SELECT SECTOR SPDR ETFNP 81369Y605 33,626,000.00 2,150,000 SH Sole 2,150,000 FISERV INC COM 337738108 3,172,012.06 43,022 SH Sole 43,022 FLEETCOR TECHNOLOGIES INC COM 339041105 1,046,938.15 23,585 SH Sole 23,585 FOCUS MEDIA HOLDING-ADR ADR 34415V109 5,161,064.00 221,600 SH Sole 221,600 FRANKLIN RESOURCES INC COM 354613101 2,785,679.76 22,314 SH Sole 22,314 GENERAL ELECTRIC CO COM 369604103 330,880.61 14,557 SH Sole 14,557 GILEAD SCIENCES INC 1.000000% 05/01/2014 CONB 375558AN3 14,369,415.00 9,500,000 SH Sole 9,500,000 GLOBAL PAYMENTS INC COM 37940X102 1,668,780.00 38,100 SH Sole 38,100 GOLDMAN SACHS GROUP INC COM 38141G104 2,227,395.90 19,330 SH Sole 19,330 GOOGLE INC-CL A COM 38259P508 43,246,835.50 57,167 SH Sole 57,167 GRAN TIERRA ENERGY INC COM 38500T101 461,048.11 90,000 SH Sole 90,000 GREEN MOUNTAIN COFFEE ROASTE COM 393122106 1,421,268.75 57,425 SH Sole 57,425 HALLIBURTON CO COM 406216101 6,066,042.52 177,266 SH Sole 177,266 HARSCO CORP COM 415864107 4,625,181.21 223,763 SH Sole 223,763 HDFC BANK LTD-ADR ADR 40415F101 5,422,290.76 145,214 SH Sole 145,214 HEALTH CARE REIT INC 3.000000% 12/01/2029 CONB 42217KAR7 12,476,415.00 10,500,000 SH Sole 10,500,000 HESS CORP COM 42809H107 7,794,069.04 144,952 SH Sole 144,952 HOLLYSYS AUTOMATION TECHNOLO COM VGG456671053 5,779,800.00 585,000 SH Sole 585,000 HOME INNS & HOTELS MANAG-ADR COM 43713W107 907,626.20 36,746 SH Sole 36,746 HONEYWELL INTERNATIONAL INC COM 438516106 19,413,966.48 322,277 SH Sole 322,277 HORSEHEAD HOLDING CORP COM 440694305 5,926,165.01 625,783 SH Sole 625,783 HUB GROUP INC-CL A COM 443320106 4,364,480.70 144,615 SH Sole 144,615 ICICI BANK LTD-SPON ADR ADR 45104G104 7,715,563.69 193,421 SH Sole 193,421 INTEL CORP 2.950000% 12/15/2035 CONB 458140AD2 7,665,560.00 7,000,000 SH Sole 7,000,000 INTEL CORP 3.250000% 08/01/2039 CONB 458140AF7 4,477,500.00 3,600,000 SH Sole 3,600,000 INTERCONTINENTALEXCHANGE INC COM 45865V100 1,366,535.68 10,112 SH Sole 10,112 IPATH S&P 500 VIX S/T FU ETN ETFNP 06740C261 443,304.16 50,896 SH Sole 50,896 ITRON INC COM 465741106 15,188,512.14 353,057 SH Sole 353,057 JANUS CAPITAL GROUP INC 3.250000% 07/15/2014 CONB 47102XAG0 5,088,912.00 4,800,000 SH Sole 4,800,000 JOHNSON & JOHNSON COM 478160104 63,012,823.97 913,097 SH Sole 913,097 JOHNSON CONTROLS INC COM 478366107 7,488,693.46 271,133 SH Sole 271,133 JPMORGAN CHASE & CO COM 46625H100 24,988,503.60 614,270 SH Sole 614,270 KANSAS CITY SOUTHERN COM 485170302 3,370,848.00 43,800 SH Sole 43,800 KRAFT FOODS INC-CLASS A COM 50075N104 7,712,426.88 187,104 SH Sole 187,104 KRISPY KREME DOUGHNUTS INC COM 501014104 1,515,094.92 190,818 SH Sole 190,818 KROGER CO COM 501044101 9,741,794.04 413,138 SH Sole 413,138 LAM RESEARCH CORP 1.250000% 05/15/2018 CONB 512807AL2 6,579,476.00 6,800,000 SH Sole 6,800,000 LEGG MASON INC COM 524901105 2,338,611.48 94,147 SH Sole 94,147 LEVEL 3 COMMUNICATIONS INC COM 52729N308 2,153,523.40 94,370 SH Sole 94,370 LINCOLN NATIONAL CORP COM 534187109 2,137,338.88 88,576 SH Sole 88,576 LKQ CORP COM 501889208 13,885,833.60 737,040 SH Sole 737,040 MARATHON OIL CORP COM 565849106 570,380.00 19,000 SH Sole 19,000 MARKET VECTORS JR GOLD MINER ETFNP 57060U589 282,611.91 11,309 SH Sole 11,309 MARSH & MCLENNAN COS COM 571748102 621,427.80 18,380 SH Sole 18,380 MASTERCARD INC-CLASS A COM 57636Q104 12,563,091.28 27,784 SH Sole 27,784 MEDTRONIC INC COM 585055106 20,940,924.56 481,622 SH Sole 481,622 MERCK & CO. INC. COM 58933Y105 13,075,133.63 289,081 SH Sole 289,081 MICROSOFT CORP COM 594918104 31,364,059.00 1,038,545 SH Sole 1,038,545 MINDRAY MEDICAL INTL LTD-ADR ADR 602675100 1,528,636.50 45,905 SH Sole 45,905 MOBILE TELESYSTEMS-SP ADR ADR 607409109 12,980,100.00 735,000 SH Sole 735,000 MOLSON COORS BREWING CO 2.500000% 07/30/2013 CONB 60871RAA8 13,971,960.00 13,500,000 SH Sole 13,500,000 MONSANTO CO COM 61166W101 4,727,331.84 51,744 SH Sole 51,744 MOODY'S CORP COM 615369105 1,336,157.00 30,026 SH Sole 30,026 MORGAN STANLEY COM 617446448 612,016.12 36,343 SH Sole 36,343 NCI BUILDING SYSTEMS INC COM 628852204 678,094.26 65,327 SH Sole 65,327 NCR CORPORATION COM 62886E108 7,029,384.04 300,658 SH Sole 300,658 NETAPP INC 1.750000% 06/01/2013 CONB 64110DAB0 12,641,750.00 11,000,000 SH Sole 11,000,000 NEW YORK COMMUNITY BANCORP COM 649445103 1,672,980.37 118,567 SH Sole 118,567 NEWCASTLE INVESTMENT CORP CFD CFDNP 65105M108 568,749.28 76,036 SH Sole 76,036 NEWMONT MINING CORP COM 651639106 15,168,525.31 268,327 SH Sole 268,327 OCCIDENTAL PETROLEUM CORP COM 674599105 15,805,848.42 183,234.97 SH Sole 183,234.97 ORACLE CORP COM 68389X105 19,904,088.68 637,645 SH Sole 637,645 ORMAT TECHNOLOGIES INC COM 686688102 4,038,212.28 212,314 SH Sole 212,314 OWENS CORNING COM 690742101 9,487,017.68 277,723 SH Sole 277,723 PALL CORP COM 696429307 18,627,512.84 291,556 SH Sole 291,556 PARTNERRE LTD COM BMG6852T1053 1,486,604.21 20,027 SH Sole 20,027 PENTAIR INC COM 709631105 5,248,980.00 121,000 SH Sole 121,000 PEPSICO INC COM 713448108 12,317,284.88 174,367 SH Sole 174,367 PETROLEO BRASILEIRO S.A.-ADR ADR 71654V408 314,559.36 13,512 SH Sole 13,512 PETROLEO BRASILEIRO-SPON ADR ADR 71654V101 393,067.71 17,493 SH Sole 17,493 PFIZER INC COM 717081103 27,475,818.24 1,100,794 SH Sole 1,100,794 PHILIP MORRIS INTERNATIONAL COM 718172109 8,933,545.74 98,539 SH Sole 98,539 PHILLIPS 66 COM 718546104 5,017,236.84 107,828 SH Sole 107,828 PROCTER & GAMBLE CO/THE COM 742718109 16,828,326.90 242,833 SH Sole 242,833 PROGRESSIVE WASTE SOLUTIONS COM 74339G101 9,274,648.87 444,401 SH Sole 444,401 PRUDENTIAL FINANCIAL INC COM 744320102 6,269,598.94 114,367 SH Sole 114,367 QUANEX BUILDING PRODUCTS COM 747619104 441,518.00 22,936 SH Sole 22,936 RAYTHEON COMPANY COM 755111507 4,482,250.92 77,898 SH Sole 77,898 REDWOOD TRUST INC CFD CFDNP 758075402 901,545.28 61,792 SH Sole 61,792 REGAL-BELOIT CORP COM 758750103 15,232,259.09 217,697 SH Sole 217,697 REGIONS FINANCIAL CORP COM 7591EP100 1,803,285.12 247,704 SH Sole 247,704 REPUBLIC SERVICES INC COM 760759100 27,735,112.59 1,014,823 SH Sole 1,014,823 RESEARCH IN MOTION COM 760975102 2,954,896.14 413,851 SH Sole 413,851 REYNOLDS AMERICAN INC COM 761713106 21,390,061.55 491,161 SH Sole 491,161 RYLAND GROUP 1.625000% 05/15/2018 CONB 783764AQ6 6,683,160.00 5,500,000 SH Sole 5,500,000 SANDISK CORP 1.500000% 08/15/2017 CONB 80004CAD3 10,550,385.00 9,300,000 SH Sole 9,300,000 SCHLUMBERGER LTD COM 806857108 8,025,953.79 110,963 SH Sole 110,963 SCHNITZER STEEL INDS INC-A COM 806882106 3,633,833.40 129,180 SH Sole 129,180 SIMON PROPERTY GROUP INC COM 828806109 2,542,412.02 16,733 SH Sole 16,733 SIMS METAL MANAG-SPON ADR ADR 829160100 3,222,338.00 320,950 SH Sole 320,950 SMITH (A.O.) CORP COM 831865209 1,282,235.46 22,161 SH Sole 22,161 SPREADTRUM COMMUNICATI-ADR ADR 849415203 4,377,400.00 215,000 SH Sole 215,000 SPRINT NEXTEL CORP COM 852061100 4,034,318.40 720,414 SH Sole 720,414 STERICYCLE INC COM 858912108 15,664,439.71 174,059 SH Sole 174,059 SUNOPTA INC COM 8676EP108 7,598,613.20 1,196,632 SH Sole 1,196,632 SUNTRUST BANKS INC COM 867914103 19,989,626.22 707,347 SH Sole 707,347 SYMANTEC CORP 1.000000% 06/15/2013 CONB 871503AF5 11,256,149.00 10,300,000 SH Sole 10,300,000 TAIWAN SEMICONDUCTOR-SP ADR ADR 874039100 1,356,092.40 86,929 SH Sole 86,929 TATA MOTORS LTD-SPON ADR ADR 876568502 2,355,368.25 95,475 SH Sole 95,475 TELEFONICA BRASIL-ADR ADR 87936R106 1,393,600.00 65,000 SH Sole 65,000 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 3,532,421.00 70,790 SH Sole 70,790 TIME WARNER INC COM 887317303 3,860,930.40 85,080 SH Sole 85,080 TRAVELERS COS INC/THE COM 89417E109 16,816,683.02 245,822 SH Sole 245,822 TYCO INTERNATIONAL LTD COM CH0100383485 17,829,224.75 318,095 SH Sole 318,095 UNITED NATURAL FOODS INC COM 911163103 25,152,962.90 429,598 SH Sole 429,598 URANIUM ENERGY CORP COM 916896103 3,864,500.00 1,475,000 SH Sole 1,475,000 US BANCORP COM 902973304 26,613,406.96 779,081 SH Sole 779,081 VALE SA-SP PREF ADR ADR 91912E204 1,197,937.65 67,795 SH Sole 67,795 VEECO INSTRUMENTS INC COM 922417100 399,981.96 12,978 SH Sole 12,978 VIPSHOP HOLDINGS LTD - ADS ADR 92763W103 5,074,292.00 680,200 SH Sole 680,200 VISA INC-CLASS A SHARES COM 92826C839 20,606,606.44 153,884 SH Sole 153,884 WABTEC CORP COM 929740108 1,796,731.20 22,572 SH Sole 22,572 WAL-MART STORES INC COM 931142103 25,627,263.84 346,408 SH Sole 346,408 WATERS CORP COM 941848103 13,697,511.96 162,833 SH Sole 162,833 WATTS WATER TECHNOLOGIES-A COM 942749102 3,385,152.20 89,318 SH Sole 89,318 WEATHERFORD INTL LTD COM CH0038838394 298,540.00 23,600 SH Sole 23,600 WELLS FARGO & CO COM 949746101 41,912,982.32 1,205,782 SH Sole 1,205,782 WHOLE FOODS MARKET INC COM 966837106 16,305,754.64 166,862 SH Sole 166,862 XYLEM INC COM 98419M100 3,176,415.00 125,550 SH Sole 125,550 YAMANA GOLD INC COM 98462Y100 11,465,324.84 598,399 SH Sole 598,399 YUM! BRANDS INC COM 988498101 5,858,584.01 86,627 SH Sole 86,627 ZILLOW INC-CLASS A COM 98954A107 1,547,596.60 36,830 SH Sole 36,830