0001062993-12-004640.txt : 20121109 0001062993-12-004640.hdr.sgml : 20121109 20121109160523 ACCESSION NUMBER: 0001062993-12-004640 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121109 DATE AS OF CHANGE: 20121109 EFFECTIVENESS DATE: 20121109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GUARDIAN CAPITAL LP CENTRAL INDEX KEY: 0001224324 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14316 FILM NUMBER: 121193702 BUSINESS ADDRESS: STREET 1: 191 BAY ST. COMMERCE COURT WEST STREET 2: SUITE 3100, P.O. BOX 201 CITY: TORONTO STATE: A6 ZIP: M5L 1E8 BUSINESS PHONE: 1-800-253-9181 MAIL ADDRESS: STREET 1: 191 BAY ST. COMMERCE COURT WEST STREET 2: SUITE 3100, P.O. BOX 201 CITY: TORONTO STATE: A6 ZIP: M5L 1E8 FORMER COMPANY: FORMER CONFORMED NAME: GUARDIAN CAPITAL INC DATE OF NAME CHANGE: 20030324 13F-HR 1 form13f_gclp.txt FORM13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if amendment [ ]; Amendment Number: This Amendment (check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name Guardian Capital LP Address CCW, Suite 3100, 199 Bay Street PO Box 201 Toronto, Ontario Canada M5L 1E8 Form 13F File Number: 028-14316 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing this report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name Matthew D. Turner Title Chief Compliance Officer Phone 416-947-3708 Signature, Place, and Date of Signing: By /s/ Matthew D. Turner Toronto, Ontario CANADA November 9, 2012 ------------------------ ----------------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 202 Form 13F Information Table Value Total: 4,865,417 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE

COL 1 COL 2 COL 3 COL 4 COL 5 COL 6 COL 7 COL 8 US $ SHARES VALUE OR SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- --------- --- ---- ------- ---------- --------- -------- -------- ABBOTT LABS COM 002824100 2883 41367 SH SOLE 32437 0 8930 ACE LTD SHS H0023R105 2452 31900 SH SOLE 22800 0 9100 AGRIUM INC COM 008916108 76353 736360 SH SOLE 396360 0 340000 AIR PRODS & CHEMS INC COM 009158106 815 9700 SH SOLE 0 0 9700 ALLIANCE DATA SYSTEMS CORP COM 018581108 1674 11600 SH SOLE 11600 0 0 ALTRIA GROUP INC COM 02209S103 6940 204466 SH SOLE 181066 0 23400 AMC NETWORKS INC CL A 00164V103 793 17920 SH SOLE 0 0 17920 AMDOCS LTD ORD G02602103 1651 49230 SH SOLE 0 0 49230 AMERICAN EXPRESS CO COM 025816109 1006 17400 SH SOLE 7900 0 9500 ANNALY CAP MGMT INC COM 035710409 5685 332099 SH SOLE 304799 0 27300 APACHE CORP COM 037411105 2116 24070 SH SOLE 18300 0 5770 APPLE INC COM 037833100 8651 12756 SH SOLE 11096 0 1660 ASML HOLDING N V NY REG SHS N07059186 1233 22600 SH SOLE 22600 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 2653 54531 SH SOLE 42131 0 12400 AT&T INC COM 00206R102 4763 124281 SH SOLE 84916 0 39365 AUTODESK INC COM 052769106 795 23460 SH SOLE 0 0 23460 AUTOMATIC DATA PROCESSING IN COM 053015103 4350 72946 SH SOLE 58646 0 14300 BAKER HUGHES INC COM 057224107 1550 33700 SH SOLE 33700 0 0 BANK MONTREAL QUE COM 063671101 26262 444639 SH SOLE 433839 0 10800 BANK NOVA SCOTIA HALIFAX COM 064149107 388868 7094395 SH SOLE 4970373 0 2124022 BARRICK GOLD CORP COM 067901108 68752 1646341 SH SOLE 837911 0 808430 BAYTEX ENERGY CORP COM 07317Q105 80288 1690475 SH SOLE 1555575 0 134900 BB&T CORP COM 054937107 1582 46927 SH SOLE 46927 0 0 BCE INC COM NEW 05534B760 79948 1818370 SH SOLE 1700615 0 117755 BP PLC SPONSORED ADR 055622104 491 11400 SH SOLE 0 0 11400 BRISTOL MYERS SQUIBB CO COM 110122108 4525 131878 SH SOLE 107008 0 24870 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 8260 79164 SH SOLE 71164 0 8000 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 63565 1842350 SH SOLE 857300 0 985050 BROOKFIELD OFFICE PPTYS INC COM 112900105 18886 1137000 SH SOLE 1137000 0 0 BT GROUP PLC ADR 05577E101 507 13400 SH SOLE 13400 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 1786 136500 SH SOLE 136500 0 0 CAE INC COM 124765108 55408 5176150 SH SOLE 2213350 0 2962800 CAMECO CORP COM 13321L108 87981 4519400 SH SOLE 2623220 0 1896180 CAMERON INTERNATIONAL CORP COM 13342B105 1042 18280 SH SOLE 0 0 18280 CANADIAN NAT RES LTD COM 136385101 159550 5174734 SH SOLE 3498384 0 1676350 CANADIAN NATL RY CO COM 136375102 193845 2192033 SH SOLE 1500943 0 691090 CAPITAL ONE FINL CORP COM 14040H105 1020 17600 SH SOLE 17600 0 0 CARNIVAL CORP PAIRED CTF 143658300 720 19430 SH SOLE 0 0 19430 CBS CORP NEW CL B 124857202 495 13400 SH SOLE 13400 0 0 CDN IMPERIAL BK OF COMMERCE COM 136069101 134697 1721922 SH SOLE 1236757 0 485165 CENOVUS ENERGY INC COM 15135U109 189183 5424056 SH SOLE 3867060 0 1556996 CENTURYLINK INC COM 156700106 11742 285894 SH SOLE 285894 0 0 CERNER CORP COM 156782104 1185 15060 SH SOLE 0 0 15060 CHEVRON CORP NEW COM 166764100 1787 15085 SH SOLE 9985 0 5100 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 2842 73400 SH SOLE 73400 0 0 COCA COLA CO COM 191216100 831 21562 SH SOLE 22 0 21540 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 1059 14900 SH SOLE 14900 0 0 COLGATE PALMOLIVE CO COM 194162103 6353 58284 SH SOLE 48719 0 9565 COMCAST CORP NEW CL A 20030N101 512 14100 SH SOLE 14100 0 0 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 74 13000 SH SOLE 13000 0 0 COMPANIA CERVECERIAS UNIDAS SPONSORED ADR 204429104 210 2900 SH SOLE 2900 0 0 CONOCOPHILLIPS COM 20825C104 2855 49121 SH SOLE 37721 0 11400 CONVERGYS CORP COM 212485106 451 28300 SH SOLE 28300 0 0 CVS CAREMARK CORPORATION COM 126650100 558 11334 SH SOLE 11334 0 0 D R HORTON INC COM 23331A109 469 22350 SH SOLE 6300 0 16050 DIANA SHIPPING INC COM Y2066G104 374 57020 SH SOLE 0 0 57020 DICKS SPORTING GOODS INC COM 253393102 533 10120 SH SOLE 0 0 10120 DIGITAL RLTY TR INC COM 253868103 6199 87294 SH SOLE 80594 0 6700 DILLARDS INC CL A 254067101 471 6400 SH SOLE 6400 0 0 DIRECTV COM 25490A309 1186 22250 SH SOLE 0 0 22250 DISCOVER FINL SVCS COM 254709108 1976 48920 SH SOLE 28300 0 20620 DISNEY WALT CO COM DISNEY 254687106 1259 23690 SH SOLE 0 0 23690 DU PONT E I DE NEMOURS & CO COM 263534109 404 7900 SH SOLE 0 0 7900 DUKE ENERGY CORP NEW COM NEW 26441C204 4651 70622 SH SOLE 59756 0 10866 DUKE REALTY CORP COM NEW 264411505 4064 271987 SH SOLE 251187 0 20800 E M C CORP MASS COM 268648102 1698 61240 SH SOLE 0 0 61240 EATON CORP COM 278058102 3673 76430 SH SOLE 64530 0 11900 EBAY INC COM 278642103 546 11100 SH SOLE 11100 0 0 ELECTRONIC ARTS INC COM 285512109 1137 88100 SH SOLE 0 0 88100 EMERSON ELEC CO COM 291011104 693 14125 SH SOLE 25 0 14100 ENBRIDGE INC COM 29250N105 73863 1892150 SH SOLE 949965 0 942185 EOG RES INC COM 26875P101 632 5547 SH SOLE 7 0 5540 EVEREST RE GROUP LTD COM G3223R108 446 4100 SH SOLE 4100 0 0 EXXON MOBIL CORP COM 30231G102 457 4918 SH SOLE 18 0 4900 FEDEX CORP COM 31428X106 526 6110 SH SOLE 0 0 6110 FIRSTSERVICE CORP SUB VTG SH 33761N109 2409 84800 SH SOLE 84800 0 0 FOOT LOCKER INC COM 344849104 559 15500 SH SOLE 15500 0 0 FRANCO NEVADA CORP COM 351858105 168774 2864937 SH SOLE 1858737 0 1006200 FREEPORT-MCMORAN COPPER & GO COM 35671D857 865 21500 SH SOLE 21500 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 988 197551 SH SOLE 197551 0 0 GAFISA S A SPONS ADR 362607301 143 32100 SH SOLE 32100 0 0 GENERAL MLS INC COM 370334104 1033 25500 SH SOLE 0 0 25500 GENUINE PARTS CO COM 372460105 4061 65455 SH SOLE 52955 0 12500 GILDAN ACTIVEWEAR INC COM 375916103 90611 2859618 SH SOLE 2134218 0 725400 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 708 15060 SH SOLE 3360 0 11700 GOLDCORP INC NEW COM 380956409 185476 4041927 SH SOLE 2531887 0 1510040 GOOGLE INC CL A 38259P508 3382 4410 SH SOLE 900 0 3510 GROUPE CGI INC CL A SUB VTG 39945C109 73638 2743863 SH SOLE 2032763 0 711100 GRUPO AEROPORTUARIO DEL SURE SPON ADR SER B 40051E202 306 3400 SH SOLE 3400 0 0 HCP INC COM 40414L109 3308 73165 SH SOLE 66465 0 6700 HEALTH CARE REIT INC COM 42217K106 4664 79460 SH SOLE 73760 0 5700 HEINZ H J CO COM 423074103 601 10560 SH SOLE 0 0 10560 HESS CORP COM 42809H107 2416 44250 SH SOLE 0 0 44250 HOMEAWAY INC COM 43739Q100 280 11740 SH SOLE 0 0 11740 HSBC HLDGS PLC SPON ADR NEW 404280406 888 18800 SH SOLE 0 0 18800 HUDBAY MINERALS INC COM 443628102 30274 3076487 SH SOLE 2148687 0 927800 ILLINOIS TOOL WKS INC COM 452308109 6023 99628 SH SOLE 85628 0 14000 IMAX CORP COM 45245E109 53690 2700159 SH SOLE 1923459 0 776700 IMRIS INC COM 45322N105 1575 353800 SH SOLE 353800 0 0 INFOSYS LTD SPONSORED ADR 456788108 785 15900 SH SOLE 15900 0 0 INTEGRYS ENERGY GROUP INC COM 45822P105 4259 80255 SH SOLE 68055 0 12200 INTERNATIONAL BUSINESS MACHS COM 459200101 2035 9648 SH SOLE 7348 0 2300 JOHNSON & JOHNSON COM 478160104 9877 140991 SH SOLE 128081 0 12910 JOY GLOBAL INC COM 481165108 618 10840 SH SOLE 0 0 10840 JUNIPER NETWORKS INC COM 48203R104 1646 94660 SH SOLE 0 0 94660 KIMBERLY CLARK CORP COM 494368103 6679 76593 SH SOLE 65813 0 10780 KRAFT FOODS INC CL A 50075N104 4128 98210 SH SOLE 55800 0 42410 KT CORP SPONSORED ADR 48268K101 187 11750 SH SOLE 11750 0 0 LENNAR CORP CL A 526057104 348 9840 SH SOLE 0 0 9840 LIBERTY PPTY TR SH BEN INT 531172104 2385 64747 SH SOLE 56247 0 8500 LILLY ELI & CO COM 532457108 3770 78232 SH SOLE 64912 0 13320 LOCKHEED MARTIN CORP COM 539830109 484 5100 SH SOLE 0 0 5100 LORILLARD INC COM 544147101 4861 41059 SH SOLE 41059 0 0 MACYS INC COM 55616P104 1633 42700 SH SOLE 42700 0 0 MAGNA INTL INC COM 559222401 135418 3133636 SH SOLE 2026936 0 1106700 MANPOWERGROUP INC COM 56418H100 269 7200 SH SOLE 0 0 7200 MANULIFE FINL CORP COM 56501R106 49612 4118407 SH SOLE 3722577 0 395830 MASTERCARD INC CL A 57636Q104 2038 4440 SH SOLE 2600 0 1840 MAXIM INTEGRATED PRODS INC COM 57772K101 2290 84640 SH SOLE 84640 0 0 MCDONALDS CORP COM 580135101 11105 119064 SH SOLE 107444 0 11620 METHANEX CORP COM 59151K108 60685 2128177 SH SOLE 1621677 0 506500 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 842 24650 SH SOLE 0 0 24650 MOODYS CORP COM 615369105 880 19600 SH SOLE 0 0 19600 MYRIAD GENETICS INC COM 62855J104 688 25120 SH SOLE 0 0 25120 NATIONAL GRID PLC SPON ADR NEW 636274300 10604 188431 SH SOLE 188431 0 0 NATIONAL OILWELL VARCO INC COM 637071101 1963 24100 SH SOLE 24100 0 0 NETEASE INC SPONSORED ADR 64110W102 1712 30000 SH SOLE 30000 0 0 NEW GOLD INC CDA COM 644535106 6026 491900 SH SOLE 221500 0 270400 NORFOLK SOUTHERN CORP COM 655844108 543 8390 SH SOLE 0 0 8390 NORTHROP GRUMMAN CORP COM 666807102 513 7600 SH SOLE 7600 0 0 NOVARTIS A G SPONSORED ADR 66987V109 629 10100 SH SOLE 0 0 10100 NOVO-NORDISK A S ADR 670100205 3383 21090 SH SOLE 21090 0 0 NVR INC COM 62944T105 283 330 SH SOLE 0 0 330 ORACLE CORP COM 68389X105 564 17635 SH SOLE 17635 0 0 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 495 12500 SH SOLE 12500 0 0 PALL CORP COM 696429307 1295 20070 SH SOLE 0 0 20070 PARTNERRE LTD COM G6852T105 453 6000 SH SOLE 6000 0 0 PEARSON PLC SPONSORED ADR 705015105 8352 420452 SH SOLE 398852 0 21600 PEMBINA PIPELINE CORP COM 706327103 48168 1716775 SH SOLE 1578325 0 138450 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 1127 50240 SH SOLE 0 0 50240 PHILIP MORRIS INTL INC COM 718172109 2806 30687 SH SOLE 30687 0 0 POTASH CORP SASK INC COM 73755L107 178401 4107012 SH SOLE 2643492 0 1463520 PPG INDS INC COM 693506107 525 4500 SH SOLE 0 0 4500 PROCTER & GAMBLE CO COM 742718109 933 13238 SH SOLE 28 0 13210 PROGRESSIVE WASTE SOLUTIONS COM 74339G101 57211 2779198 SH SOLE 2561098 0 218100 QUALCOMM INC COM 747525103 930 14650 SH SOLE 0 0 14650 RANGE RES CORP COM 75281A109 575 8100 SH SOLE 0 0 8100 RAYTHEON CO COM NEW 755111507 517 8900 SH SOLE 8900 0 0 REGENCY CTRS CORP COM 758849103 5146 103875 SH SOLE 97375 0 6500 REYNOLDS AMERICAN INC COM 761713106 5116 116117 SH SOLE 116117 0 0 RIVERBED TECHNOLOGY INC COM 768573107 1455 61490 SH SOLE 0 0 61490 ROGERS COMMUNICATIONS INC CL B 775109200 64768 1600802 SH SOLE 947647 0 653155 ROYAL BK CDA MONTREAL QUE COM 780087102 368478 6410884 SH SOLE 4605909 0 1804975 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 388 5500 SH SOLE 0 0 5500 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 1959 27034 SH SOLE 25834 0 1200 RYANAIR HLDGS PLC SPONSORED ADR 783513104 1582 48250 SH SOLE 0 0 48250 SANDSTORM GOLD LTD COM NEW 80013R206 5138 400140 SH SOLE 400140 0 0 SANOFI SPONSORED ADR 80105N105 6067 138590 SH SOLE 132290 0 6300 SEADRILL LIMITED SHS G7945E105 8661 217231 SH SOLE 217231 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 6663 211693 SH SOLE 193863 0 17830 SHAW COMMUNICATIONS INC CL B CONV 82028K200 114184 5582638 SH SOLE 3965568 0 1617070 SIERRA WIRELESS INC COM 826516106 13102 1678151 SH SOLE 1590651 0 87500 SIGMA ALDRICH CORP COM 826552101 1218 16650 SH SOLE 0 0 16650 SK TELECOM LTD SPONSORED ADR 78440P108 1193 80704 SH SOLE 80704 0 0 SOUTHWEST AIRLS CO COM 844741108 1248 140010 SH SOLE 0 0 140010 SPECTRA ENERGY CORP COM 847560109 712 23844 SH SOLE 44 0 23800 SPIRIT AIRLS INC COM 848577102 288 16580 SH SOLE 0 0 16580 STANTEC INC COM 85472N109 9852 289300 SH SOLE 122000 0 167300 STATOIL ASA SPONSORED ADR 85771P102 1631 62200 SH SOLE 39800 0 22400 SUNCOR ENERGY INC NEW COM 867224107 93380 2840376 SH SOLE 1549904 0 1290472 TALISMAN ENERGY INC COM 87425E103 5454 408329 SH SOLE 385229 0 23100 TECK RESOURCES LTD CL B 878742204 121589 4122975 SH SOLE 2608215 0 1514760 TELECOM CORP NEW ZEALAND LTD SPONSORED ADR 879278208 508 51400 SH SOLE 0 0 51400 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 3389 153330 SH SOLE 139430 0 13900 TELUS CORP NON-VTG SHS 87971M202 181205 2898392 SH SOLE 2087332 0 811060 THERMO FISHER SCIENTIFIC INC COM 883556102 1465 24500 SH SOLE 24500 0 0 THOMSON REUTERS CORP COM 884903105 65316 2260781 SH SOLE 2087071 0 173710 TIFFANY & CO NEW COM 886547108 513 8150 SH SOLE 0 0 8150 TIM HORTONS INC COM 88706M103 62371 1199261 SH SOLE 890761 0 308500 TIME WARNER INC COM NEW 887317303 893 19370 SH SOLE 0 0 19370 TOLL BROTHERS INC COM 889478103 346 10240 SH SOLE 0 0 10240 TORONTO DOMINION BK ONT COM NEW 891160509 434356 5211323 SH SOLE 3727644 0 1483679 TRANSCANADA CORP COM 89353D107 97312 2139609 SH SOLE 1522909 0 616700 TRAVELERS COMPANIES INC COM 89417E109 1124 16200 SH SOLE 7000 0 9200 TURQUOISE HILL RES LTD COM 900435108 35313 4150211 SH SOLE 3048514 0 1101697 TYSON FOODS INC CL A 902494103 431 26490 SH SOLE 0 0 26490 UNILEVER PLC SPON ADR NEW 904767704 3015 81221 SH SOLE 23811 0 57410 UNION PAC CORP COM 907818108 459 3800 SH SOLE 3800 0 0 UNITED CONTL HLDGS INC COM 910047109 542 27360 SH SOLE 0 0 27360 UNITEDHEALTH GROUP INC COM 91324P102 1837 32610 SH SOLE 32610 0 0 VALE S A ADR 91912E105 253 13880 SH SOLE 13880 0 0 VALERO ENERGY CORP NEW COM 91913Y100 1172 36400 SH SOLE 36400 0 0 VIRGIN MEDIA INC COM 92769L101 1275 42630 SH SOLE 0 0 42630 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 8832 304846 SH SOLE 292246 0 12600 WASTE MGMT INC DEL COM 94106L109 2313 70934 SH SOLE 62034 0 8900 WATERS CORP COM 941848103 557 6580 SH SOLE 0 0 6580 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 1039 80640 SH SOLE 0 0 80640 WESTERN DIGITAL CORP COM 958102105 1425 36200 SH SOLE 36200 0 0 WESTERN UN CO COM 959802109 1221 65920 SH SOLE 0 0 65920 WESTPAC BKG CORP SPONSORED ADR 961214301 7054 54068 SH SOLE 49068 0 5000 WHOLE FOODS MKT INC COM 966837106 2772 28000 SH SOLE 28000 0 0 WINDSTREAM CORP COM 97381W104 5895 574743 SH SOLE 536343 0 38400