0001166152-12-000005.txt : 20121113 0001166152-12-000005.hdr.sgml : 20121112 20121113105315 ACCESSION NUMBER: 0001166152-12-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121113 DATE AS OF CHANGE: 20121113 EFFECTIVENESS DATE: 20121113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. CENTRAL INDEX KEY: 0001166152 IRS NUMBER: 731554000 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10017 FILM NUMBER: 121196746 BUSINESS ADDRESS: STREET 1: 1924 SOUTH UTICA STREET 2: SUITE 1120 CITY: TULSA STATE: OK ZIP: 74104-6429 BUSINESS PHONE: 918-747-3412 MAIL ADDRESS: STREET 1: 1924 SOUTH UTICA STREET 2: SUITE 1120 CITY: TULSA STATE: OK ZIP: 74104-6429 FORMER COMPANY: FORMER CONFORMED NAME: PRESCOTT GROUP CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20020128 13F-HR 1 form13f093012.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Prescott Group Capital Management, L.L.C. Address: 1924 South Utica, Suite #1120 Tulsa, OK 74104 13F File Number: 28-10017 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Jeff Watkins Title: President Phone: 918-747-3412 Signature: Jeff Watkins Place: Tulsa, Oklahoma Date of Signing: 11/12/12 Report Type (Check only one): [X] 13F Holdings Report [ ] 13F Notice [ ] 13F Combination Report List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 155 Form 13F Information Table Value Total: $361,664 List of Other Included Managers: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AAR CORP COM 000361105 780 47500 SH SOLE 47500 ACI WORLDWIDE, INC. COM 004498101 891 21095 SH SOLE 21095 ACTIVE POWER, INC. 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COM 185860103 3525 1315163 SH SOLE 1315163 COMMUNITY HEALTH SYSTEMS, INC. COM 203668108 3205 110000 SH SOLE 110000 COMSTOCK HOMEBUILDING COS COM 205684103 2377 1787141 SH SOLE 1787141 CONCORD MED SVCS HLDGS LTD COM 206277105 342 91133 SH SOLE 91133 CONSTELLATION BRANDS, INC. COM 21036P108 456 14100 SH SOLE 14100 COOPER COMPANIES, INC. COM 216648402 1134 12000 SH SOLE 12000 COPART INC COM COM 217204106 205 7400 SH SOLE 7400 CORPORATE EXECUTIVE BOARD CO. COM 21988R102 429 8000 SH SOLE 8000 D R HORTON, INC. COM 23331A109 2670 129478 SH SOLE 129478 DATAWATCH CORP. COM 237917208 2646 130516 SH SOLE 130516 DELCATH SYSTEMS, INC. COM 24661P104 1134 700000 SH SOLE 700000 DIALOGIC CORPORATION COM 25250T100 191 75872 SH SOLE 75872 DYNAVOX, INC. COM 26817F104 452 855814 SH SOLE 855814 ECOLAB, INC. COM 278865100 648 10000 SH SOLE 10000 ELIZABETH ARDEN, INC. COM 28660G106 331 7000 SH SOLE 7000 EMERITUS CORP. COM 291005106 984 47000 SH SOLE 47000 ENERSYS COM 29275Y102 1359 38500 SH SOLE 38500 ENGLOBAL CORP COM 293306106 208 384518 SH SOLE 384518 EQUINIX, INC. COM 29444U502 1854 9000 SH SOLE 9000 FIRST AMERICAN FINANCIAL CORP. COM 31847R102 388 17884 SH SOLE 17884 FIRST MARBLEHEAD CORP COM 320771108 8958 8531450 SH SOLE 8531450 FRANKLIN ELECTRIC COMPANY, INC COM 353514102 423 7000 SH SOLE 7000 FROZEN FOOD EXPRESS INDUDSTRIE COM 359360104 319 160086 SH SOLE 160086 FUEL TECH, INC. COM 359523107 42 10120 SH SOLE 10120 FURNITURE BRANDS INTL, INC. COM 360921100 485 334176 SH SOLE 334176 FUSION-IO, INC. COM 36112J107 996 32910 SH SOLE 32910 GENERAL GROWTH PROPERTIES COM 370023103 7420 380904 SH SOLE 380904 GENESEE & WYOMING, INC. COM 371559105 441 6600 SH SOLE 6600 GENTHERM INC. COM 03070L300 2596 208714 SH SOLE 208714 GEOSPACE TECHNOLOGIES CORP. COM 671074102 1254 10247 SH SOLE 10247 GP STRATEGIES CORP COM 36225V104 4818 249370 SH SOLE 249370 GSI GROUP, INC. COM 36191C205 7984 896065 SH SOLE 896065 GT ADVANCED TECHNOLOGIES, INC. COM 36191U106 2178 400000 SH SOLE 400000 GUIDANCE SOFTWARE COM 401692108 2573 228552 SH SOLE 228552 H&E EQUIPMENT SERVICES, INC. COM 404030108 923 76120 SH SOLE 76120 HEALTHSOUTH CORP COM COM 421924309 601 25000 SH SOLE 25000 HENRY SCHEIN, INC. COM 806407102 206 2600 SH SOLE 2600 HERTZ GLOBAL HOLDINGS COM 42805T105 1209 88036 SH SOLE 88036 HMS HLDGS CORP COM 40425J101 581 17400 SH SOLE 17400 HUDSON HIGHLAND GROUP, INC. COM 443792106 120 27000 SH SOLE 27000 HURON CONSULTING GROUP, INC. COM 447462102 2402 68987 SH SOLE 68987 IDEXX LABORATORIES, INC. COM 45168D104 1540 15500 SH SOLE 15500 ILLUMINA, INC. COM 452327109 1566 32500 SH SOLE 32500 INTRALINKS HOLDINGS, INC. COM 46118H104 969 148200 SH SOLE 148200 ISHARES BARCLAYS COM 464288646 635 6000 SH SOLE 6000 ISHARES TR S&P MIDCAP 400 COM 464287507 789 8000 SH SOLE 8000 JEFFERIES GROUP, INC. COM 472319102 657 48002 SH SOLE 48002 JOHN BEAN TECHNOLOGIES CORP COM 477839104 753 46095 SH SOLE 46095 KEY TRONIC CORP COM 493144109 1009 101699 SH SOLE 101699 LENNAR CORP COM 526057104 4520 130000 SH SOLE 130000 LINDSAY CORP. COM 535555106 1080 15000 SH SOLE 15000 LORAL SPACE & COMMUNICATION, I COM 543881106 1666 23437 SH SOLE 23437 MASTEC, INC. COM 576323109 276 14000 SH SOLE 14000 MAUI LAND & PINEAPPLE, INC. COM 577345101 24 10335 SH SOLE 10335 MICROS SYSTEMS COM 594901100 1180 24000 SH SOLE 24000 MIDCAP SPDRS COM 78467Y107 1691 9400 SH SOLE 9400 MITEK SYSTEMS, INC. COM 606710200 1931 597779 SH SOLE 597779 MORGAN STANLEY COM 617446448 1189 71000 SH SOLE 71000 MOTORCAR PARTS OF AMERICA, INC COM 620071100 3395 700000 SH SOLE 700000 NAMTAI ELECTRONICS COM 629865205 8181 763148 SH SOLE 763148 NATURES SUNSHINE PRODUCTS COM 639027101 30480 1865383 SH SOLE 1865383 NCI BUILDING SYSTEMS, INC. COM 628852204 7659 763615 SH SOLE 763615 NET 1 UEPS TECHNOLOGIES, INC. COM 64107N206 2794 308765 SH SOLE 308765 NETEASE.COM COM 64110W102 497 8850 SH SOLE 8850 NEWPARK RESOURCES, INC. COM 651718504 855 115333 SH SOLE 115333 NIKE INC CL B COM 654106103 399 4200 SH SOLE 4200 NORDSON CORP. COM 655663102 861 14700 SH SOLE 14700 ORACLE CORP COM COM 68389X105 239 7601 SH SOLE 7601 ORIENT PAPER, INC. COM 68619F205 1143 568830 SH SOLE 568830 ORIGIN AGRITECH LTD COM G67828106 483 335637 SH SOLE 335637 OSI SYSTEMS, INC. COM 671044105 778 10000 SH SOLE 10000 OXFORD INDUSTRIES, INC. COM 691497309 813 14400 SH SOLE 14400 PANSOFT COMPANY LTD COM G6891W101 601 145460 SH SOLE 145460 PENN NATIONAL GAMING COM 707569109 2620 60750 SH SOLE 60750 PETSMART, INC. COM 716768106 1662 24100 SH SOLE 24100 PHARMATHENE, INC. COM 71714G102 1638 1388083 SH SOLE 1388083 POLYCOM INC COM COM 73172K104 542 55000 SH SOLE 55000 PULSE ELECTRONIC CORP. COM 74586W106 645 786865 SH SOLE 786865 QKL STORES, INC. COM 74732Y204 264 352097 SH SOLE 352097 RAYTHEON CO COM NEW COM 755111507 400 7000 SH SOLE 7000 RESMED, INC. COM 761152107 1036 25600 SH SOLE 25600 ROPER INDUSTRIES, INC. COM 776696106 549 5000 SH SOLE 5000 RPM INC OHIO COM COM 749685103 742 26000 SH SOLE 26000 SAPIENT CORPORATION COM 803062108 1815 170301 SH SOLE 170301 SCHLUMBERGER LTD COM COM 806857108 253 3500 SH SOLE 3500 SENOMYX, INC. COM 81724Q107 2725 1434457 SH SOLE 1434457 SHFL ENTERTAINMENT, INC. COM 825549108 1897 119988 SH SOLE 119988 SILICON GRAPHICS INTL CORP COM 82706L108 18682 2053000 SH SOLE 2053000 SKECHERS USA, INC. COM 830566105 437 21429 SH SOLE 21429 SLM CORP COM 78442P106 3287 209119 SH SOLE 209119 SOUTHWEST SECS GROUP COM COM 78503N107 14912 2440577 SH SOLE 2440577 STAAR SURGICAL CO. COM 852312305 1172 155000 SH SOLE 155000 STANDARD PACIFIC CORP COM 85375C101 2265 335000 SH SOLE 335000 STARBUCKS CORP COM COM 855244109 436 8600 SH SOLE 8600 STEREOTAXIS, INC. COM 85916J409 673 470647 SH SOLE 470647 STERIS CORP. COM 859152100 986 27800 SH SOLE 27800 STEWART INFORMATION SVCS COM 860372101 3424 170000 SH SOLE 170000 SUNRISE SENIOR LIVING, INC. COM 86768K106 1226 85911 SH SOLE 85911 TEAM HEALTH HOLDINGS, INC. COM 87817A107 388 14300 SH SOLE 14300 TENET HEALTHCARE CORP. COM 88033G100 627 100000 SH SOLE 100000 TENNECO AUTOMOTIVE, INC. COM 880349105 980 35000 SH SOLE 35000 TILLY'S, INC. COM 886885102 567 30940 SH SOLE 30940 TRACTOR SUPPLY CO. COM 892356106 1187 12000 SH SOLE 12000 TRANSDIGM GROUP, INC. COM 893641100 1419 10000 SH SOLE 10000 TRIUMPH GROUP, INC. COM 896818101 500 8000 SH SOLE 8000 TW TELECOM, INC. COM 87311L104 2868 109914 SH SOLE 109914 U.S. CONCRETE, INC. COM 90333L201 75 11648 SH SOLE 11648 ULTA SALON, COSMETICS & FRAGRA COM 90384S303 963 10000 SH SOLE 10000 ULTIMATE SOFTWARE GROUP COM 90385D107 408 4000 SH SOLE 4000 UNITED TECHNOLOGIES CORP COM 913017109 423 5400 SH SOLE 5400 UTSTARCOM, INC. COM G9310A106 1826 1772530 SH SOLE 1772530 VALUEVISION MEDIA, INC. 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