0001398344-12-003513.txt : 20121113
0001398344-12-003513.hdr.sgml : 20121112
20121113154530
ACCESSION NUMBER: 0001398344-12-003513
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121113
DATE AS OF CHANGE: 20121113
EFFECTIVENESS DATE: 20121113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aristotle Capital Management, LLC
CENTRAL INDEX KEY: 0000860644
IRS NUMBER: 954833644
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02634
FILM NUMBER: 121198587
BUSINESS ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD
STREET 2: SUITE 1700
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 3104784005
MAIL ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD
STREET 2: SUITE 1700
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
FORMER COMPANY:
FORMER CONFORMED NAME: REED CONNER & BIRDWELL LLC
DATE OF NAME CHANGE: 20010129
FORMER COMPANY:
FORMER CONFORMED NAME: REED CONNER & BIRDWELL INC
DATE OF NAME CHANGE: 19990407
FORMER COMPANY:
FORMER CONFORMED NAME: CAMPBELL REED CONNER & BIRDWELL INC
DATE OF NAME CHANGE: 19920424
13F-HR
1
fp0005819_13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Aristotle Capital Management, LLC
Address: 11100 Santa Monica Blvd
Suite 1700
Los Angeles, CA 90025
Form 13F File Number: 028-02634
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Richard Schweitzer
Title: Chief Compliance Officer
Phone: 310-478-4005
Signature, Place, and Date of Signing:
/s/ Richard Schweitzer Los Angeles, CA November 13, 2012
---------------------- --------------- -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
-----------
Form 13F Information Table Entry Total: 123
-----------
Form 13F Information Table Value Total: $ 1,849,280
-----------
(thousands)
List of Other Included Managers:
Provide a numbered list of the names(s) and Form 13F file numbers(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
NONE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
----------------------------- -------------- --------- ---------- ------------------- ---------- -------- --------------------------
VOTING AUTHORITY
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER --------------------------
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
----------------------------- -------------- --------- ---------- ---------- --- ---- ---------- -------- --------- ------ ---------
3M CO COM 88579Y101 1,684 18,220 SH Sole 11,270 6,950
ABBOTT LABS COM 002824100 62,194 907,140 SH Sole 516,447 390,693
AES CORP COM 00130H105 38,757 3,532,963 SH Sole 1,866,670 1,666,293
AMERICAN EXPRESS CO COM 025816109 3,406 59,910 SH Sole 50,110 9,800
APPLE INC COM 037833100 1,149 1,722 SH Sole 1,022 700
AT&T INC COM 00206R102 232 6,155 SH Sole 6,155
AUTOLIV INC COM 052800109 1,901 30,679 SH Sole 16,931 13,748
BANCO SANTANDER SA ADR 05964H105 23,995 3,216,508 SH Sole 2,226,888 989,619
BANK OF AMERICA CORPORATION COM 060505104 35,805 4,054,921 SH Sole 2,183,167 1,871,754
BARCLAYS PLC ADR 06738E204 1,753 126,421 SH Sole 68,866 57,555
BAXTER INTL INC COM 071813109 39,830 660,856 SH Sole 369,656 291,200
BEAM INC COM 073730103 1,510 26,250 SH Sole 11,350 14,900
BERKSHIRE HATHAWAY INC DEL CL A 084670108 4,645 35 SH Sole 32 3
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2,761 31,300 SH Sole 29,250 2,050
BP PLC SPONSORED ADR 055622104 700 16,518 SH Sole 11,518 5,000
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 1,535 44,494 SH Sole 24,219 20,275
BUNGE LIMITED COM G16962105 36,856 549,685 SH Sole 299,543 250,142
CARBO CERAMICS INC COM 140781105 717 11,400 SH Sole 8,100 3,300
CATERPILLAR INC DEL COM 149123101 241 2,800 SH Sole 2,800
CENTURYLINK INC COM 156700106 6,609 163,600 SH Sole 163,600
CHEVRON CORP NEW COM 166764100 736 6,316 SH Sole 1,816 4,500
CHUNGHWA TELECOM CO LTD SPON ADR NEW11 17133Q502 945 29,765 SH Sole 16,970 12,795
CHURCH & DWIGHT INC COM 171340102 1,695 31,400 SH Sole 23,200 8,200
CINTAS CORP COM 172908105 1,644 39,681 SH Sole 20,581 19,100
COCA COLA CO COM 191216100 1,181 31,132 SH Sole 31,132
COLGATE PALMOLIVE CO COM 194162103 2,056 19,175 SH Sole 14,275 4,900
COMMUNITY HEALTH SYS INC NEW COM 203668108 471 16,150 SH Sole 16,150
CONAGRA FOODS INC COM 205887102 469 17,000 SH Sole 2,600 14,400
COSTCO WHSL CORP NEW COM 22160K105 487 4,860 SH Sole 1,600 3,260
COVIDIEN PLC SHS G2554F113 46,106 775,934 SH Sole 431,316 344,618
DEERE & CO COM 244199105 38,253 463,845 SH Sole 247,815 216,030
DIAGEO P L C SPON ADR NEW 25243Q205 24,749 219,538 SH Sole 137,782 81,756
DIRECTV COM 25490A309 814 15,524 SH Sole 14,290 1,234
DONALDSON INC COM 257651109 590 17,000 SH Sole 7,000 10,000
DOVER CORP COM 260003108 976 16,400 SH Sole 6,950 9,450
DOW CHEM CO COM 260543103 36,577 1,263,236 SH Sole 671,807 591,429
E M C CORP MASS COM 268648102 51,961 1,905,433 SH Sole 1,016,916 888,517
EBAY INC COM 278642103 58,625 1,212,013 SH Sole 671,488 540,525
ECOLAB INC COM 278865100 40,350 622,592 SH Sole 340,744 281,848
EMERSON ELEC CO COM 291011104 1,052 21,800 SH Sole 2,800 19,000
ENERSIS S A SPONSORED ADR 29274F104 1,171 71,440 SH Sole 42,940 28,500
EQUIFAX INC COM 294429105 373 8,000 SH Sole 8,000
ERICSSON ADR B SEK 10 294821608 2,123 232,735 SH Sole 133,377 99,358
EXXON MOBIL CORP COM 30231G102 6,782 74,158 SH Sole 52,158 22,000
FIRST REP BK SAN FRANCISCO C COM 33616C100 37,823 1,097,579 SH Sole 600,956 496,623
FORTUNE BRANDS HOME & SEC IN COM 34964c106 593 21,950 SH Sole 7,050 14,900
FRANKLIN ELEC INC COM 353514102 1,448 23,933 SH Sole 17,133 6,800
GENERAL DYNAMICS CORP COM 369550108 37,829 572,133 SH Sole 307,959 264,174
GENERAL ELECTRIC CO COM 369604103 46,893 2,064,852 SH Sole 1,157,607 907,245
GENERAL MLS INC COM 370334104 1,038 26,060 SH Sole 14,560 11,500
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 290 6,262 SH Sole 5,462 800
GRAINGER W W INC COM 384802104 1,000 4,800 SH Sole 4,150 650
HEINZ H J CO COM 423074103 1,426 25,479 SH Sole 15,379 10,100
HALLIBURTON CO COM 406216101 41,262 1,224,761 SH Sole 668,484 556,277
HERSHEY CO COM 427866108 51,046 720,079 SH Sole 390,521 329,558
HESS CORP COM 42809H107 30,542 568,539 SH Sole 304,476 264,063
HOME DEPOT INC COM 437076102 29,028 480,842 SH Sole 260,572 220,270
HOSPIRA INC COM 441060100 22,063 672,255 SH Sole 373,149 299,106
HSBC HLDGS PLC SPON ADR NEW 404280406 1,537 33,086 SH Sole 16,801 16,285
ILLINOIS TOOL WKS INC COM 452308109 1,575 26,485 SH Sole 14,085 12,400
INTERNATIONAL BUSINESS MACHS COM 459200101 31,367 151,204 SH Sole 69,680 81,524
JOHNSON & JOHNSON COM 478160104 4,153 60,266 SH Sole 41,960 18,306
JPMORGAN CHASE & CO COM 46625H100 44,462 1,098,378 SH Sole 614,808 483,570
KIMBERLY CLARK CORP COM 494368103 821 9,570 SH Sole 9,570
KRAFT FOODS INC CL A 50075N104 11,848 286,538 SH Sole 16,740 269,798
LENNAR CORP CL A 526057104 54,199 1,558,795 SH Sole 843,833 714,962
LOWES COS INC COM 548661107 26,074 862,248 SH Sole 441,810 420,438
M & T BK CORP COM 55261F104 36,994 388,757 SH Sole 214,313 174,444
MARTIN MARIETTA MATLS INC COM 573284106 659 7,951 SH Sole 4,651 3,300
MEAD JOHNSON NUTRITION CO COM 582839106 309 4,216 SH Sole 3,128 1,088
MICROSOFT CORP COM 594918104 292 9,800 SH Sole 9,800
MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 24,257 5,216,483 SH Sole 3,538,855 1,677,628
MOLEX INC CL A 608554200 476 21,900 SH Sole 21,900
MONSANTO CO NEW COM 61166W101 455 5,000 SH Sole 5,000
MORGAN STANLEY COM NEW 617446448 7,448 444,900 SH Sole 444,900
NIKE INC CL B 654106103 247 2,600 SH Sole 2,600
NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 2,057 57,493 SH Sole 31,233 26,260
NORDSTROM INC COM 655664100 1,738 31,500 SH Sole 31,500
NOVARTIS A G SPONSORED ADR 66987V109 1,353 22,086 SH Sole 11,985 10,101
ORACLE CORP COM 68389X105 40,915 1,300,548 SH Sole 724,851 575,697
ORIX CORP SPONSORED ADR 686330101 747 14,913 SH Sole 13,252 1,661
PALL CORP COM 696429307 984 15,495 SH Sole 8,895 6,600
PENNEY J C INC COM 708160106 27,571 1,135,065 SH Sole 606,589 528,476
PEPSICO INC COM 713448108 6,075 85,839 SH Sole 54,939 30,900
PFIZER INC COM 717081103 4,381 176,284 SH Sole 103,354 72,930
PHILIP MORRIS INTL INC COM 718172109 5,412 60,178 SH Sole 38,289 21,889
PHILLIPS 66 COM 718546104 44,639 962,672 SH Sole 533,179 429,493
PIONEER NAT RES CO COM 723787107 42,710 409,097 SH Sole 227,139 181,958
PROCTER & GAMBLE CO COM 742718109 530 7,640 SH Sole 5,740 1,900
PROGRESSIVE CORP OHIO COM 743315103 21,245 1,024,360 SH Sole 559,901 464,459
QUESTAR CORP COM 748356102 40,055 1,970,244 SH Sole 1,061,505 908,739
RALCORP HLDGS INC NEW COM 751028101 598 8,185 SH Sole 5,185 3,000
ROSETTA RESOURCES INC COM 777779307 287 6,000 SH Sole 6,000
ROYAL DUTCH SHELL PLC SPON ADR B 780259107 601 8,433 SH Sole 2,400 6,033
SCHLUMBERGER LTD COM 806857108 1,819 25,150 SH Sole 12,950 12,200
SCHWAB CHARLES CORP NEW COM 808513105 24,433 1,911,035 SH Sole 901,518 1,009,517
SIGMA ALDRICH CORP COM 826552101 3,786 52,600 SH Sole 28,900 23,700
SMUCKER J M CO COM NEW 832696405 1,813 21,000 SH Sole 15,100 5,900
SPDR S&P 500 ETF TR TR UNIT 78462F103 5,980 41,535 SH Sole 36,960 4,575
SPX CORP COM 784635104 34,896 533,490 SH Sole 291,823 241,667
SUNTRUST BKS INC COM 867914103 38,699 1,368,913 SH Sole 722,753 646,160
SYSCO CORP COM 871829107 2,206 70,558 SH Sole 52,460 18,098
TE CONNECTIVITY LTD REG SHS H84989104 44,714 1,314,731 SH Sole 728,990 585,741
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1,369 33,060 SH Sole 18,095 14,965
TEXAS INSTRS INC COM 882508104 35,001 1,270,241 SH Sole 667,005 603,236
TIM PARTICIPACOES S A SPONSORED ADR 88706P205 723 37,600 SH Sole 19,721 17,879
TIME WARNER INC COM NEW 887317303 48,136 1,061,780 SH Sole 576,931 484,849
TOTAL S A SPONSORED ADR 89151E109 2,450 48,901 SH Sole 29,051 19,850
TOYOTA MOTOR CORP SP ADR REP2COM 892331307 1,577 20,083 SH Sole 11,118 8,965
TRANSOCEAN LTD REG SHS H8817H100 509 11,330 SH Sole 6,930 4,400
UDR INC COM 902653104 1,108 44,640 SH Sole 26,740 17,900
UNILEVER N V N Y SHS NEW 904784709 36,829 1,038,017 SH Sole 715,643 322,374
UNITED TECHNOLOGIES CORP COM 913017109 994 12,700 SH Sole 9,850 2,850
US BANCORP DEL COM NEW 902973304 870 25,353 SH Sole 20,817 4,536
V F CORP COM 918204108 5,413 33,967 SH Sole 18,667 15,300
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 24,261 851,257 SH Sole 633,789 217,468
WAL-MART STORES INC COM 931142103 12,753 172,810 SH Sole 6,910 165,900
WEATHERFORD INTERNATIONAL LT REG SHS H27013103 1,577 124,378 SH Sole 67,493 56,885
WESTERN UN CO COM 959802109 182 10,000 SH Sole 10,000
WILLIAMS SONOMA INC COM 969904101 136,927 3,114,101 SH Sole 3,108,801 5,300
WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 1,222 33,087 SH Sole 18,027 15,060
YUM BRANDS INC COM 988498101 911 13,733 SH Sole 4,733 9,000
ZIMMER HLDGS INC COM 98956P102 304 4,500 SH Sole 2,000 2,500