0001439805-12-000007.txt : 20121113 0001439805-12-000007.hdr.sgml : 20121112 20121113154541 ACCESSION NUMBER: 0001439805-12-000007 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121113 DATE AS OF CHANGE: 20121113 EFFECTIVENESS DATE: 20121113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Greenwich Wealth Management LLC CENTRAL INDEX KEY: 0001439805 IRS NUMBER: 205998630 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13145 FILM NUMBER: 121198589 BUSINESS ADDRESS: STREET 1: 45 EAST PUTNAM AVENUE STE 128 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-618-0100 MAIL ADDRESS: STREET 1: 45 EAST PUTNAM AVENUE STE 128 CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: greenwich Wealth Management LLC DATE OF NAME CHANGE: 20080711 13F-HR/A 1 13F_GWM_Q3_2012.txt 13F RESTATED UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: September 30, 2012 ------------------ Check here if Amendment [ X ]; Amendment Number: --------- This Amendment (Check only one.): [ X ] is a restatement. [ ] adds new holdings entries. This filing is being amended to reflect the following formatting changes: decimal places removed from the Dollar Value Total Column, Share amounts are no longer expressed as a multiple of 1000 and a Put/Call column has been added. Institutional Investment Manager Filing this Report: Name: Greenwich Wealth Management, LLC Address: 45 East Putnam Avenue Suite 109 Greenwich, CT 06830 Form 13F File Number: 28-13145 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Freeburg Title: Principal Phone: (203) 618-0100 Signature, Place, and Date of Signing: /s/ Michael Freeburg Greenwich, CT November 13, 2012 -------------------- ------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 139 ----------- Form 13F Information Table Value Total: 867,909 ----------- (thousands) List of Other Included Managers: {None}

VALUE SHARES/ SH/ PUT/INVSTM OTVOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALLDSCRET MAN SOLE SHANONE S> ALCOA INC COM 013817101 1,328 150,000 SH N/A SOLE N/A 150,000 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 459 27,695 SH N/A SOLE N/A 27,695 0 0 AMEDISYS INC Com 023436108 171 12,367 SH N/A SOLE N/A 12,367 0 0 AMERICA MOVIL SAB DE CVSPON ADR L SHS 02364W105 12,715 500,000 SH N/A SOLE N/A 500,000 0 0 AMERICAN TOWER CORP CL A 029912201 1,904 26,672 SH N/A SOLE N/A 26,672 0 0 AMPHENOL CORP NEW CL A 032095101 1,095 18,602 SH N/A SOLE N/A 18,602 0 0 APPLE INC COM 037833100 316 473 SH N/A SOLE N/A 473 0 0 APPLIED MATLS INC COM 038222105 3,836 343,600 SH N/A SOLE N/A 343,600 0 0 ARROW ELECTRS INC COM 042735100 9,102 270,000 SH N/A SOLE N/A 270,000 0 0 AVX Corp COM 002444107 222 23,193 SH N/A SOLE N/A 23,193 0 0 BAIDU INC. ADS SPON ADR REP A 056752108 234 2,000 SH N/A SOLE N/A 2,000 0 0 BANK OF AMERICA CORPORACOM 060505104 10,122 1,146,350 SH N/A SOLE N/A 1,146,350 0 0 BANK OF AMERICA CORPORA7.25%CNV PFD L 60505682 258 237 SH N/A SOLE N/A 237 0 0 BEMIS CO. INC COM 081437105 563 17,900 SH N/A SOLE N/A 17,900 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 4,998 350,000 SH N/A SOLE N/A 350,000 0 0 BP PLC SPONSORED ADR 055622104 6,356 150,050 SH N/A SOLE N/A 150,050 0 0 CAPSTONE TURBINE CORP COM 14067D102 10 10,000 SH N/A SOLE N/A 10,000 0 0 CENOVUS ENERGY INC COM 15135U109 10,455 300,000 SH N/A SOLE N/A 300,000 0 0 CHESAPEAKE ENERGY CORP COM 165167107 2,923 154,900 SH N/A SOLE N/A 154,900 0 0 CIGNA CORP COM 125509109 9,434 200,000 SH N/A SOLE N/A 200,000 0 0 CISCO SYS INC COM 17275R102 12,169 637,265 SH N/A SOLE N/A 637,265 0 0 CITIGROUP INC COM 172967101 8,446 258,130 SH N/A SOLE N/A 258,130 0 0 COLDWATER CREEK INC COM 193068103 14 17,000 SH N/A SOLE N/A 17,000 0 0 CONOCOPHILLIPS COM 20825C104 6,776 118,500 SH N/A SOLE N/A 118,500 0 0 CORINTHIAN COLLEGES INCCOM 218868907 88 36,800 SH N/A SOLE N/A 36,800 0 0 COVENTRY HEALTH CARE INCOM 222862104 9,380 225,000 SH N/A SOLE N/A 225,000 0 0 COWEN GROUP INC NEW CL A 223622101 1,171 432,723 SH N/A SOLE N/A 432,723 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 5,656 267,406 SH N/A SOLE N/A 267,406 0 0 CYS INVESTMENTS INC. COM 12673A108 254 18,024 SH N/A SOLE N/A 18,024 0 0 DENDREON CORP COM 24823Q107 60 12,466 SH N/A SOLE N/A 12,466 0 0 DEVON ENERGY CORP COM 25179M103 3,630 60,000 SH N/A SOLE N/A 60,000 0 0 DIAMOND OFFSHORE DRILLICOM 25271C102 15,136 230,000 SH N/A SOLE N/A 230,000 0 0 DOW CHEM CO COM 260543103 8,692 300,200 SH N/A SOLE N/A 300,200 0 0 DRYSHIPS INC SHS Y2109Q101 32 13,500 SH N/A SOLE N/A 13,500 0 0 DU PONT E I DE NEMOURS COM 263534109 7,591 151,000 SH N/A SOLE N/A 151,000 0 0 EBAY INC COM 278642103 9,045 187,000 SH N/A SOLE N/A 187,000 0 0 ENCANA CORP COM 292505104 6,576 300,000 SH N/A SOLE N/A 300,000 0 0 ENDO PHARMACEUTICALS HLCOM 29264F205 9,529 300,400 SH N/A SOLE N/A 300,400 0 0 ENSCO INTL INC COM 26874Q100 11,066 202,815 SH N/A SOLE N/A 202,815 0 0 EXCO RESOURCES INC COM 269279402 12,736 1,590,000 SH N/A SOLE N/A 1,590,000 0 0 EXELIS INC COM 30162A108 524 50,700 SH N/A SOLE N/A 50,700 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 6,000 1,000,000 SH N/A SOLE N/A 1,000,000 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 279 28,300 SH N/A SOLE N/A 28,300 0 0 FRANKLIN RES INC COM 354613101 18,761 150,000 SH N/A SOLE N/A 150,000 0 0 FREEPORT-MCMORAN COPPERCOM 35671D857 39,593 1,000,340 SH N/A SOLE N/A 1,000,340 0 0 FRONTIER COMMUNICATIONSCOM 35906A108 354 72,012 SH N/A SOLE N/A 72,012 0 0 GFI GROUP INC COM 361652209 748 235,300 SH N/A SOLE N/A 235,300 0 0 GILEAD SCIENCES INC COM 375558103 1,205 18,168 SH N/A SOLE N/A 18,168 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 5,886 127,300 SH N/A SOLE N/A 127,300 0 0 GOLDMAN SACHS GROUP INCCOM 38141G104 17,055 150,025 SH N/A SOLE N/A 150,025 0 0 GOOGLE INC CL A 38259P508 3,905 5,175 SH N/A SOLE N/A 5,175 0 0 GROUP 1 AUTOMOTIVE INC COM 398905109 18,551 308,000 SH N/A SOLE N/A 308,000 0 0 HEALTH NET INC COM 42222G108 4,502 200,000 SH N/A SOLE N/A 200,000 0 0 HEWLETT PACKARD CO COM 428236103 12,804 750,500 SH N/A SOLE N/A 750,500 0 0 HOME DEPOT INC COM 437076102 18,250 302,300 SH N/A SOLE N/A 302,300 0 0 HSN INC COM 404303109 1,158 23,600 SH N/A SOLE N/A 23,600 0 0 HUMANA INC COM 444859102 14,311 204,000 SH N/A SOLE N/A 204,000 0 0 IAC INTERACTIVECORP COM NEW 44919P300 3,072 59,000 SH N/A SOLE N/A 59,000 0 0 ILLINOIS TOOL WKS INC COM 452308109 355 5,975 SH N/A SOLE N/A 5,975 0 0 INGERSOLL-RAND COMPANY CL A G4776G101 13,446 300,000 SH N/A SOLE N/A 300,000 0 0 INTEL CORP COM 458140100 9,543 421,250 SH N/A SOLE N/A 421,250 0 0 INTERACTIVE BROKERS GROCOM 45841N107 3,642 259,745 SH N/A SOLE N/A 259,745 0 0 INTERNATIONAL BUSINESS COM 459200101 14,646 70,600 SH N/A SOLE N/A 70,600 0 0 INTERVAL LEISURE GROUP COM 46113M108 446 23,600 SH N/A SOLE N/A 23,600 0 0 INVESTMENT TECHNOLOGY GCOM 46145F105 2,215 254,600 SH N/A SOLE N/A 254,600 0 0 ISHARES INC MSCI ITALY 464286855 139 11,526 SH N/A SOLE N/A 11,526 0 0 iShares S&P U.S. PreferUS PFD STK IDX 464288687 967 24,271 SH N/A SOLE N/A 24,271 0 0 ISHARES TR MSCI EMERG MKT 464287234 268 6,492 SH N/A SOLE N/A 6,492 0 0 ISHARES TR MSCI EAFE IDX 464287465 352 6,650 SH N/A SOLE N/A 6,650 0 0 ISHARES TR RUSSELL1000GRW 464287614 337 5,055 SH N/A SOLE N/A 5,055 0 0 ISHARES TR RUS200 IDX ETF 464289446 610 7,316 SH N/A SOLE N/A 7,316 0 0 ISTAR FINL INC COM 45031U101 2,484 300,000 SH N/A SOLE N/A 300,000 0 0 JABIL CIRCUIT INC COM 466313103 7,862 420,000 SH N/A SOLE N/A 420,000 0 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 1,857 150,000 SH N/A SOLE N/A 150,000 0 0 JOHNSON & JOHNSON COM 478160104 325 4,715 SH N/A SOLE N/A 4,715 0 0 JP MORGAN CHASE & CO COM 46625H100 1,359 33,581 SH N/A SOLE N/A 33,581 0 0 KLA-TENCOR CORP COM 482480100 339 7,100 SH N/A SOLE N/A 7,100 0 0 LEGG MASON INC COM 524901105 11,106 450,000 SH N/A SOLE N/A 450,000 0 0 MANITOWOC INC COM 563571908 2,001 150,000 SH N/A SOLE N/A 150,000 0 0 MANTECH INTL CORP CL A 564563104 515 21,450 SH N/A SOLE N/A 21,450 0 0 MARATHON OIL CORP COM 565849106 5,459 100,000 SH N/A SOLE N/A 100,000 0 0 MARATHON OIL CORP COM 565849106 5,914 200,000 SH N/A SOLE N/A 200,000 0 0 MEDICIS PHARMACEUTICAL CL A NEW 584690309 12,981 300,000 SH N/A SOLE N/A 300,000 0 0 MEDTRONIC INC COM 585055106 259 6,000 SH N/A SOLE N/A 6,000 0 0 MEMC ELECTR MATLS INC COM 552715104 1,375 500,000 SH N/A SOLE N/A 500,000 0 0 MERCK & CO INC COM 589331107 24,034 532,970 SH N/A SOLE N/A 532,970 0 0 METLIFE INC COM 59156R108 341 9,900 SH N/A SOLE N/A 9,900 0 0 MICROSOFT CORP COM 594918104 17,879 600,777 SH N/A SOLE N/A 600,777 0 0 MONSANTO CO NEW COM 61166W101 1,153 12,667 SH N/A SOLE N/A 12,667 0 0 MORGAN STANLEY COM NEW 617446448 18,593 1,110,700 SH N/A SOLE N/A 1,110,700 0 0 NASDAQ OMX GROUP INC COM 631103108 5,823 250,000 SH N/A SOLE N/A 250,000 0 0 NATIONAL OILWELL VARCO COM 637071101 22,204 277,174 SH N/A SOLE N/A 277,174 0 0 NAVIDEA BIOPHARMACEUTICCOM 63937X103 194 70,500 SH N/A SOLE N/A 70,500 0 0 NOBLE CORPORATION SHS G65422100 12,523 350,000 SH N/A SOLE N/A 350,000 0 0 NVIDIA CORP COM 67066G104 4,002 300,000 SH N/A SOLE N/A 300,000 0 0 NYSE EURONEXT COM 629491101 3,983 161,600 SH N/A SOLE N/A 161,600 0 0 OCH ZIFF CAP MGMT GROUPCL A 67551U105 1,449 150,000 SH N/A SOLE N/A 150,000 0 0 ORACLE CORP COM 68389X105 7,487 238,000 SH N/A SOLE N/A 238,000 0 0 OSHKOSH CORP COM 688239201 6,421 234,100 SH N/A SOLE N/A 234,100 0 0 PARKER HANNIFIN CORP COM 701094104 16,716 200,000 SH N/A SOLE N/A 200,000 0 0 PFIZER INC COM 717081103 9,916 399,020 SH N/A SOLE N/A 399,020 0 0 PHILLIPS 66 COM 718546104 2,747 59,250 SH N/A SOLE N/A 59,250 0 0 PIPER JAFFRAY COS COM 724078100 8,200 322,200 SH N/A SOLE N/A 322,200 0 0 PLUM CREEK TIMBER CO INCOM 729251108 49,447 1,127,897 SH N/A SOLE N/A 1,127,897 0 0 POPULAR INC COM 733174106 5,234 300,000 SH N/A SOLE N/A 300,000 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1,269 18,510 SH N/A SOLE N/A 18,510 0 0 QUALCOMM INC COM 747525103 1,683 26,937 SH N/A SOLE N/A 26,937 0 0 QUANTA SVCS INC COM 74762E102 1,321 53,497 SH N/A SOLE N/A 53,497 0 0 RAYTHEON CO COM 755111507 432 7,550 SH N/A SOLE N/A 7,550 0 0 REGIONS FINANCIAL CORP COM 7591EP100 10,793 1,500,000 SH N/A SOLE N/A 1,500,000 0 0 RENT A CTR INC NEW COM 76009N100 210 6,000 SH N/A SOLE N/A 6,000 0 0 ROWAN COS INC COM 779382100 13,170 390,000 SH N/A SOLE N/A 390,000 0 0 SCHULMAN A INC COM 808194104 241 10,100 SH N/A SOLE N/A 10,100 0 0 SCHWAB CHARLES CORP NEWCOM 808513105 10,814 845,800 SH N/A SOLE N/A 845,800 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 4,712 200,000 SH N/A SOLE N/A 200,000 0 0 SPDR DOW JONES INDL AVRUT SER 1 78467X109 2,026 15,111 SH N/A SOLE N/A 15,111 0 0 SPDR TR UNIT SER 1 78462F103 2,683 18,635 SH N/A SOLE N/A 18,635 0 0 STAPLES INC COM 855030102 436 37,860 SH N/A SOLE N/A 37,860 0 0 STERIS CORP COM 859152100 209 5,880 SH N/A SOLE N/A 5,880 0 0 SUPERVALU INC COM 868536103 181 75,235 SH N/A SOLE N/A 75,235 0 0 SYNOVUS FINL CORP COM 87161C105 10,665 4,500,000 SH N/A SOLE N/A 4,500,000 0 0 TASER INTL INC COM 87651B104 1,104 183,000 SH N/A SOLE N/A 183,000 0 0 TD AMERITRADE HLDG CORPCOM 87236Y108 1,675 108,995 SH N/A SOLE N/A 108,995 0 0 TEREX CORP NEW COM 880779103 4,516 200,000 SH N/A SOLE N/A 200,000 0 0 TESORO CORP COM 881609101 16,764 400,100 SH N/A SOLE N/A 400,100 0 0 TOTAL S A SPONSORED ADR 89151E109 7,515 150,000 SH N/A SOLE N/A 150,000 0 0 TRANSATLANTIC PETROLEUMSHS G89982105 59 56,100 SH N/A SOLE N/A 56,100 0 0 TRANSOCEAN INC NEW SHS G90073100 10,996 244,948 SH N/A SOLE N/A 244,948 0 0 TYCO INTL LTD BERMUDA SHS G9143X208 11,252 200,000 SH N/A SOLE N/A 200,000 0 0 UBS AG SHS NEW H89231338 4,994 410,000 SH N/A SOLE N/A 410,000 0 0 UNITEDHEALTH GROUP INC COM 91324P102 13,902 250,900 SH N/A SOLE N/A 250,900 0 0 VALERO ENERGY CORP NEW COM 91913Y100 17,427 550,100 SH N/A SOLE N/A 550,100 0 0 VANGUARD INTL EQUITY INMSCI EMR MKT ETF 922042858 278 6,666 SH N/A SOLE N/A 6,666 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 541 6,935 SH N/A SOLE N/A 6,935 0 0 VERIZON COMMUNICATIONS COM 92343V104 13,780 302,400 SH N/A SOLE N/A 302,400 0 0 WESTERN DIGITAL CORP COM 958102105 9,683 250,000 SH N/A SOLE N/A 250,000 0 0 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 241 12,725 SH N/A SOLE N/A 12,725 0 0 XEROX CORP COM 984121103 85 11,600 SH N/A SOLE N/A 11,600 0 0 YAHOO INC COM 984332106 1,598 100,000 SH N/A SOLE N/A 100,000 0 0