0000009631-12-000010.txt : 20121114 0000009631-12-000010.hdr.sgml : 20121114 20121114085637 ACCESSION NUMBER: 0000009631-12-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BANK OF NOVA SCOTIA / CENTRAL INDEX KEY: 0000009631 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 134941099 STATE OF INCORPORATION: Z4 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11475 FILM NUMBER: 121201144 BUSINESS ADDRESS: STREET 1: 44 KING STREET WEST STREET 2: SCOTIA PLAZA 8TH FL. CITY: TORONTO STATE: A6 ZIP: M5H 1H1 BUSINESS PHONE: (416)866-7555 MAIL ADDRESS: STREET 1: 44 KING STREET WEST STREET 2: SCOTIA PLAZA 8TH FL. CITY: TORONTO STATE: A6 ZIP: M5H 1H1 13F-HR 1 sbank.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Bank of Nova Scotia Address: 40 King St. West Scotia Plaza 9th Floor Toronto, Ontario, M5H 1H1 13F File Number: 28-11475 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Abdurrehman Muhammadi Title: Vice President, Financial Accounting and Reporting Phone: 416-866-7898 Signature, Place, and Date of Signing: /s/ Abdurrehman Muhammadi Toronto, ON, Canada November 14, 2012 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ X] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name 028-11461 Scotia Capital Inc. 028-13705 Scotia Asset Management L.P. 028-11459 Bank of Nova Scotia Trust Co. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 333 Form 13F Information Table Value Total: $18,273,716 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 028-11472 BNS Investment Inc. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 10906 118000 SH SOLE 118000 0 0 ABBOTT LABS COM 002824100 575 8395 SH DEFINED 1 8395 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 20414 291500 SH SOLE 291500 0 0 ADVANCED MICRO DEVICES INC COM 007903107 2261 671001 SH SOLE 671001 0 0 AEGON N V NY REGISTRY SH 007924103 111 21462 SH DEFINED 21462 0 0 AES CORP COM 00130H105 364 33200 SH SOLE 33200 0 0 AFLAC INC COM 001055102 8816 184127 SH SOLE 184127 0 0 AGNICO EAGLE MINES LTD COM 008474108 28292 545507 SH SOLE 545507 0 0 AGRIUM INC COM 008916108 57761 556836 SH SOLE 556836 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 3997 28159 SH SOLE 28159 0 0 ALLIANCE ONE INTL INC COM 018772103 1740 538707 SH SOLE 538707 0 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SPROTT RESOURCE LENDING CORP COM 85207J100 141 100000 SH SOLE 100000 0 0 ST JUDE MED INC COM 790849103 5625 133511 SH SOLE 133511 0 0 STANLEY BLACK & DECKER INC COM 854502101 872 11442 SH SOLE 11442 0 0 SUN LIFE FINL INC COM 866796105 382085 16460915 SH SOLE 16460915 0 0 SUNCOR ENERGY INC NEW COM 867224107 172069 5231811 SH SOLE 5231811 0 0 SUNPOWER CORP COM 867652406 272 60235 SH SOLE 60235 0 0 SUPERVALU INC COM 868536103 337 139984 SH SOLE 139984 0 0 TAIWAN FD INC COM 874036106 231 14000 SH DEFINED 1 14000 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 8100 776589 SH SOLE 776589 0 0 TALISMAN ENERGY INC COM 87425E103 43871 3283137 SH SOLE 3283137 0 0 TECK RESOURCES LTD CL B 878742204 58651 1988097 SH DEFINED 1 1988097 0 0 TECK RESOURCES LTD CL B 878742204 52835 1790957 SH SOLE 1790957 0 0 TELECOMMUNICATION SYS INC CL A 87929J103 145 66700 SH SOLE 66700 0 0 TELECOMMUNICATION SYS INC CL A 87929J103 489 225305 SH DEFINED 1 225305 0 0 TELEFONICA S A SPONSORED ADR 879382208 5566 419145 SH SOLE 419145 0 0 TELLABS INC COM 879664100 123 35000 SH DEFINED 1 35000 0 0 TELUS CORP NON-VTG SHS 87971M202 95275 1523072 SH SOLE 1523072 0 0 TESORO CORP COM 881609101 312 7438 SH SOLE 7438 0 0 THOMSON REUTERS CORP COM 884903105 33958 1174931 SH SOLE 1174931 0 0 TIFFANY & CO NEW COM 886547108 6188 100000 SH SOLE 100000 0 0 TIM HORTONS INC COM 88706M103 25819 496275 SH SOLE 496275 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 2311282 27713573 SH SOLE 27713573 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 880 10560 SH DEFINED 10560 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 11923 143069 SH DEFINED 1 143069 0 0 TRANSALTA CORP COM 89346D107 127412 8322643 SH SOLE 8322643 0 0 TRANSCANADA CORP COM 89353D107 30720 675000 SH SOLE 1 675000 0 0 TRANSCANADA CORP COM 89353D107 712504 15656135 SH SOLE 15656135 0 0 UNILEVER N V N Y SHS NEW 904784709 10243 288700 SH SOLE 288700 0 0 UNION PAC CORP COM 907818108 5935 50000 SH SOLE 50000 0 0 UNITED TECHNOLOGIES CORP COM 913017109 9786 125000 SH SOLE 125000 0 0 UR ENERGY INC COM 91688R108 236 239000 SH SOLE 239000 0 0 US ECOLOGY INC COM 91732J102 354 16420 SH DEFINED 1 16420 0 0 VALE S A ADR 91912E105 20371 1138000 SH DEFINED 1 1138000 0 0 VALE S A ADR 91912E105 32759 1830100 SH SOLE 1830100 0 0 VALE S A ADR REPSTG PFD 91912E204 54858 3160000 SH SOLE 3160000 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 49963 905193 SH SOLE 905193 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 8130 120000 SH DEFINED 1 120000 0 0 VANGUARD INDEX FDS REIT ETF 922908553 4146 72422 SH DEFINED 72422 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 9199 125001 SH DEFINED 1 125001 0 0 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 6070 145513 SH DEFINED 1 145513 0 0 VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 3131 62230 SH DEFINED 1 62230 0 0 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 4197 92800 SH DEFINED 1 92800 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 5968 100000 SH DEFINED 1 100000 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 287 5696 SH DEFINED 1 5696 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 21086 740000 SH SOLE 740000 0 0 WALGREEN CO COM 931422109 1511 41468 SH SOLE 41468 0 0 WELLS FARGO & CO NEW COM 949746101 9484 274626 SH SOLE 274626 0 0 WET SEAL INC CL A 961840105 236 75000 SH DEFINED 1 75000 0 0 WHOLE FOODS MKT INC COM 966837106 276 2838 SH SOLE 2838 0 0 WILEY JOHN & SONS INC CL B 968223305 9234 200000 SH DEFINED 1 200000 0 0 WILLIAMS COS INC DEL COM 969457100 11016 315000 SH SOLE 315000 0 0 WINDSTREAM CORP COM 97381W104 3889 384654 SH SOLE 384654 0 0 XILINX INC COM 983919101 2963 88679 SH SOLE 88679 0 0 YAHOO INC COM 984332106 262 16400 SH DEFINED 1 16400 0 0 YAHOO INC COM 984332106 2216 138690 SH SOLE 138690 0 0 YAMANA GOLD INC COM 98462Y100 45645 2390019 SH SOLE 2390019 0 0