0001439805-12-000009.txt : 20121114 0001439805-12-000009.hdr.sgml : 20121114 20121114101112 ACCESSION NUMBER: 0001439805-12-000009 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Greenwich Wealth Management LLC CENTRAL INDEX KEY: 0001439805 IRS NUMBER: 205998630 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13145 FILM NUMBER: 121201499 BUSINESS ADDRESS: STREET 1: 45 EAST PUTNAM AVENUE STE 128 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-618-0100 MAIL ADDRESS: STREET 1: 45 EAST PUTNAM AVENUE STE 128 CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: greenwich Wealth Management LLC DATE OF NAME CHANGE: 20080711 13F-HR/A 1 13F_GWM_Q1-2012.txt 13-F Q1 2012 RESTATED UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: March 31, 2012 -------------- Check here if Amendment [ X ]; Amendment Number: 1 --------- This Amendment (Check only one.): [ X ] is a restatement. [ ] adds new holdings entries. This filing is being amended to reflect the following formatting changes: decimal places removed from the Dollar Value Total Column, Share amounts are no longer expressed as a multiple of 1000 and a Put/Call column has been added. Institutional Investment Manager Filing this Report: Name: Greenwich Wealth Management, LLC Address: 45 East Putnam Avenue Suite 109 Greenwich, CT 06830 Form 13F File Number: 28-13145 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Freeburg Title: Principal Phone: (203) 618-0100 Signature, Place, and Date of Signing: /s/ Michael Freeburg Greenwich, CT November 14, 2012 -------------------- ------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 133 ----------- Form 13F Information Table Value Total: 887,947 ----------- (thousands) List of Other Included Managers: {None}

VALUE SHARES/ SH/ PUT/INVSTM OTVOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALLDSCRET MAN SOLE SHANONE ALCOA INC COM 013817101 1,503 150000 SH N/A SOLE N/A 150,000 0 0 AMERICA MOVIL SAB DE CVSPON ADR L SHS 02364W105 12,415 500000 SH N/A SOLE N/A 500,000 0 0 AMERICAN TOWER CORP CL A 029912201 1,681 26672 SH N/A SOLE N/A 26,672 0 0 AMPHENOL CORP NEW CL A 032095101 1,112 18602 SH N/A SOLE N/A 18,602 0 0 APPLE INC COM 037833100 284 473 SH N/A SOLE N/A 473 0 0 APPLIED MATLS INC COM 038222105 4,276 343600 SH N/A SOLE N/A 343,600 0 0 ARROW ELECTRS INC COM 042735100 11,332 270000 SH N/A SOLE N/A 270,000 0 0 AVX Corp COM 002444107 159 12000 SH N/A SOLE N/A 12,000 0 0 BAIDU INC. ADS SPON ADR REP A 056752108 292 2000 SH N/A SOLE N/A 2,000 0 0 BANK OF AMERICA CORPORACOM 060505104 11,003 1149700 SH N/A SOLE N/A 1,149,700 0 0 BANK OF AMERICA CORPORA7.25%CNV PFD L 60505682 471 481 SH N/A SOLE N/A 481 0 0 BARD C R INC COM 067383109 338 3425 SH N/A SOLE N/A 3,425 0 0 BEMIS CO. INC COM 081437105 330 10225 SH N/A SOLE N/A 10,225 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 5,580 350042 SH N/A SOLE N/A 350,042 0 0 BOSTON SCIENTIFIC CORP COM 101137107 65 10800 SH N/A SOLE N/A 10,800 0 0 BP PLC SPONSORED ADR 055622104 6,766 150350 SH N/A SOLE N/A 150,350 0 0 CAPSTONE TURBINE CORP COM 14067D102 10 10000 SH N/A SOLE N/A 10,000 0 0 CENOVUS ENERGY INC COM 15135U109 10,782 300000 SH N/A SOLE N/A 300,000 0 0 CHESAPEAKE ENERGY CORP COM 165167107 3,501 151100 SH N/A SOLE N/A 151,100 0 0 CIGNA CORP COM 125509109 9,850 200000 SH N/A SOLE N/A 200,000 0 0 CISCO SYS INC COM 17275R102 9,362 442665 SH N/A SOLE N/A 442,665 0 0 CITIGROUP INC COM 172967101 9,420 257730 SH N/A SOLE N/A 257,730 0 0 COLDWATER CREEK INC COM 193068103 20 17000 SH N/A SOLE N/A 17,000 0 0 CONOCOPHILLIPS COM 20825C104 9,007 118500 SH N/A SOLE N/A 118,500 0 0 CORINTHIAN COLLEGES INCCOM 218868907 135 32700 SH N/A SOLE N/A 32,700 0 0 COVENTRY HEALTH CARE INCOM 222862104 8,003 225000 SH N/A SOLE N/A 225,000 0 0 COWEN GROUP INC NEW CL A 223622101 1,021 376864 SH N/A SOLE N/A 376,864 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 6,073 213000 SH N/A SOLE N/A 213,000 0 0 CYS INVESTMENTS INC. COM 12673A108 256 19549 SH N/A SOLE N/A 19,549 0 0 DENDREON CORP COM 24823Q107 133 12450 SH N/A SOLE N/A 12,450 0 0 DEVON ENERGY CORP COM 25179M103 4,267 60000 SH N/A SOLE N/A 60,000 0 0 DIAMOND OFFSHORE DRILLICOM 25271C102 15,379 230400 SH N/A SOLE N/A 230,400 0 0 DOW CHEM CO COM 260543103 10,399 300200 SH N/A SOLE N/A 300,200 0 0 DRYSHIPS INC SHS Y2109Q101 85 24500 SH N/A SOLE N/A 24,500 0 0 DU PONT E I DE NEMOURS COM 263534109 7,967 150600 SH N/A SOLE N/A 150,600 0 0 EBAY INC COM 278642103 6,900 187000 SH N/A SOLE N/A 187,000 0 0 ENCANA CORP COM 292505104 5,895 300000 SH N/A SOLE N/A 300,000 0 0 ENDO PHARMACEUTICALS HLCOM 29264F205 11,634 300400 SH N/A SOLE N/A 300,400 0 0 ENSCO INTL INC COM 26874Q100 10,735 202815 SH N/A SOLE N/A 202,815 0 0 EXCO RESOURCES INC COM 269279402 9,706 1464000 SH N/A SOLE N/A 1,464,000 0 0 EXELIS INC COM 30162A108 203 16200 SH N/A SOLE N/A 16,200 0 0 FIRST SOLAR INC COM 336433107 210 8365 SH N/A SOLE N/A 8,365 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 7,220 1000000 SH N/A SOLE N/A 1,000,000 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 315 25245 SH N/A SOLE N/A 25,245 0 0 FRANKLIN RES INC COM 354613101 18,605 150000 SH N/A SOLE N/A 150,000 0 0 FREEPORT-MCMORAN COPPERCOM 35671D857 38,053 1000340 SH N/A SOLE N/A 1,000,340 0 0 FRONTIER COMMUNICATIONSCOM 35906A108 309 74012 SH N/A SOLE N/A 74,012 0 0 GFI GROUP INC COM 361652209 885 235300 SH N/A SOLE N/A 235,300 0 0 GILEAD SCIENCES INC COM 375558103 888 18168 SH N/A SOLE N/A 18,168 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 5,686 126600 SH N/A SOLE N/A 126,600 0 0 GOLDMAN SACHS GROUP INCCOM 38141G104 18,664 150065 SH N/A SOLE N/A 150,065 0 0 GOOGLE INC CL A 38259P508 3,320 5177 SH N/A SOLE N/A 5,177 0 0 GROUP 1 AUTOMOTIVE INC COM 398905109 25,726 458000 SH N/A SOLE N/A 458,000 0 0 HEALTH NET INC COM 42222G108 7,944 200000 SH N/A SOLE N/A 200,000 0 0 HEWLETT PACKARD CO COM 428236103 15,156 636000 SH N/A SOLE N/A 636,000 0 0 HOME DEPOT INC COM 437076102 15,219 302500 SH N/A SOLE N/A 302,500 0 0 HSN INC COM 404303109 898 23600 SH N/A SOLE N/A 23,600 0 0 HUMANA INC COM 444859102 18,866 204000 SH N/A SOLE N/A 204,000 0 0 IAC INTERACTIVECORP COM NEW 44919P300 2,896 59000 SH N/A SOLE N/A 59,000 0 0 ILLINOIS TOOL WKS INC COM 452308109 330 5775 SH N/A SOLE N/A 5,775 0 0 INGERSOLL-RAND COMPANY CL A G4776G101 12,405 300000 SH N/A SOLE N/A 300,000 0 0 INTEL CORP COM 458140100 11,772 418700 SH N/A SOLE N/A 418,700 0 0 INTERACTIVE BROKERS GROCOM 45841N107 3,475 204440 SH N/A SOLE N/A 204,440 0 0 INTERNATIONAL BUSINESS COM 459200101 14,731 70600 SH N/A SOLE N/A 70,600 0 0 INTERVAL LEISURE GROUP COM 46113M108 411 23600 SH N/A SOLE N/A 23,600 0 0 INVESTMENT TECHNOLOGY GCOM 46145F105 3,045 254600 SH N/A SOLE N/A 254,600 0 0 iShares S&P U.S. PreferUS PFD STK IDX 464288687 1,050 26885 SH N/A SOLE N/A 26,885 0 0 ISHARES TR MSCI EMERG MKT 464287234 264 6142 SH N/A SOLE N/A 6,142 0 0 ISHARES TR MSCI EAFE IDX 464287465 305 5550 SH N/A SOLE N/A 5,550 0 0 ISHARES TR RUSSELL1000GRW 464287614 335 5070 SH N/A SOLE N/A 5,070 0 0 ISHARES TR RUS200 IDX ETF 464289446 520 6281 SH N/A SOLE N/A 6,281 0 0 ISTAR FINL INC COM 45031U101 2,175 300000 SH N/A SOLE N/A 300,000 0 0 JABIL CIRCUIT INC COM 466313103 10,550 420000 SH N/A SOLE N/A 420,000 0 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 2,174 150000 SH N/A SOLE N/A 150,000 0 0 JOHNSON & JOHNSON COM 478160104 424 6435 SH N/A SOLE N/A 6,435 0 0 JP MORGAN CHASE & CO COM 46625H100 1,009 21946 SH N/A SOLE N/A 21,946 0 0 KNIGHT CAPITAL GROUP INCL A 499005106 8,932 694000 SH N/A SOLE N/A 694,000 0 0 LEGG MASON INC COM 524901105 12,569 450000 SH N/A SOLE N/A 450,000 0 0 MANITOWOC INC COM 563571908 2,079 150000 SH N/A SOLE N/A 150,000 0 0 MARATHON OIL CORP COM 565849106 4,336 100000 SH N/A SOLE N/A 100,000 0 0 MARATHON OIL CORP COM 565849106 6,340 200000 SH N/A SOLE N/A 200,000 0 0 MEDICIS PHARMACEUTICAL CL A NEW 584690309 11,277 300000 SH N/A SOLE N/A 300,000 0 0 MEMC ELECTR MATLS INC COM 552715104 1,805 500000 SH N/A SOLE N/A 500,000 0 0 MERCK & CO INC COM 589331107 20,435 532170 SH N/A SOLE N/A 532,170 0 0 MICROSOFT CORP COM 594918104 19,578 606977 SH N/A SOLE N/A 606,977 0 0 MONSANTO CO NEW COM 61166W101 1,010 12667 SH N/A SOLE N/A 12,667 0 0 MORGAN STANLEY COM NEW 617446448 21,861 1113100 SH N/A SOLE N/A 1,113,100 0 0 NASDAQ OMX GROUP INC COM 631103108 6,475 250000 SH N/A SOLE N/A 250,000 0 0 NATIONAL OILWELL VARCO COM 637071101 22,027 277174 SH N/A SOLE N/A 277,174 0 0 NAVIDEA BIOPHARMACEUTICCOM 63937X103 76 23250 SH N/A SOLE N/A 23,250 0 0 NOBLE CORPORATION SHS G65422100 13,115 350000 SH N/A SOLE N/A 350,000 0 0 NVIDIA CORP COM 67066G104 4,619 300000 SH N/A SOLE N/A 300,000 0 0 NYSE EURONEXT COM 629491101 4,850 161600 SH N/A SOLE N/A 161,600 0 0 OCH ZIFF CAP MGMT GROUPCL A 67551U105 1,392 150000 SH N/A SOLE N/A 150,000 0 0 ORACLE CORP COM 68389X105 10,081 345700 SH N/A SOLE N/A 345,700 0 0 OSHKOSH CORP COM 688239201 5,424 234100 SH N/A SOLE N/A 234,100 0 0 PARKER HANNIFIN CORP COM 701094104 16,910 200000 SH N/A SOLE N/A 200,000 0 0 PFIZER INC COM 717081103 9,021 398370 SH N/A SOLE N/A 398,370 0 0 PIPER JAFFRAY COS COM 724078100 8,577 322200 SH N/A SOLE N/A 322,200 0 0 PLUM CREEK TIMBER CO INCOM 729251108 46,875 1127897 SH N/A SOLE N/A 1,127,897 0 0 POPULAR INC COM 733174106 6,151 3000250 SH N/A SOLE N/A 3,000,250 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 818 12104 SH N/A SOLE N/A 12,104 0 0 PROSHARES TR PSHS SHRT S&P500 74347R503 273 7625 SH N/A SOLE N/A 7,625 0 0 QUALCOMM INC COM 747525103 1,833 26937 SH N/A SOLE N/A 26,937 0 0 QUANTA SVCS INC COM 74762E102 1,118 53497 SH N/A SOLE N/A 53,497 0 0 RAYTHEON CO COM 755111507 420 7950 SH N/A SOLE N/A 7,950 0 0 REGIONS FINANCIAL CORP COM 7591EP100 9,885 1500000 SH N/A SOLE N/A 1,500,000 0 0 ROWAN COS INC COM 779382100 12,843 390000 SH N/A SOLE N/A 390,000 0 0 SCHWAB CHARLES CORP NEWCOM 808513105 14,169 986000 SH N/A SOLE N/A 986,000 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 5,530 200000 SH N/A SOLE N/A 200,000 0 0 SPDR DOW JONES INDL AVRUT SER 1 78467X109 1,030 7815 SH N/A SOLE N/A 7,815 0 0 SPDR TR UNIT SER 1 78462F103 1,673 11880 SH N/A SOLE N/A 11,880 0 0 STAPLES INC COM 855030102 213 13130 SH N/A SOLE N/A 13,130 0 0 SUPERVALU INC COM 868536103 335 58720 SH N/A SOLE N/A 58,720 0 0 SYNOVUS FINL CORP COM 87161C105 9,225 4500000 SH N/A SOLE N/A 4,500,000 0 0 TASER INTL INC COM 87651B104 794 183000 SH N/A SOLE N/A 183,000 0 0 TEREX CORP NEW COM 880779103 4,500 200000 SH N/A SOLE N/A 200,000 0 0 TESORO CORP COM 881609101 10,739 400100 SH N/A SOLE N/A 400,100 0 0 TOTAL S A SPONSORED ADR 89151E109 7,683 150300 SH N/A SOLE N/A 150,300 0 0 TRANSATLANTIC PETROLEUMSHS G89982105 44 34000 SH N/A SOLE N/A 34,000 0 0 TRANSOCEAN INC NEW SHS G90073100 13,399 244948 SH N/A SOLE N/A 244,948 0 0 TYCO INTL LTD BERMUDA SHS G9143X208 11,236 200000 SH N/A SOLE N/A 200,000 0 0 UBS AG SHS NEW H89231338 5,748 410000 SH N/A SOLE N/A 410,000 0 0 UNITEDHEALTH GROUP INC COM 91324P102 15,145 256950 SH N/A SOLE N/A 256,950 0 0 VALERO ENERGY CORP NEW COM 91913Y100 14,190 550650 SH N/A SOLE N/A 550,650 0 0 Vanguard Short-Term BonSHORT TRM BOND 921937827 411 5075 SH N/A SOLE N/A 5,075 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 715 9550 SH N/A SOLE N/A 9,550 0 0 VERIZON COMMUNICATIONS COM 92343V104 11,561 302400 SH N/A SOLE N/A 302,400 0 0 WESTERN DIGITAL CORP COM 958102105 10,348 250000 SH N/A SOLE N/A 250,000 0 0 WISDOMTREE TRUST JAPANESE YEN F 97717W224 246 6663 SH N/A SOLE N/A 6,663 0 0 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 204 10574 SH N/A SOLE N/A 10,574 0 0 XEROX CORP COM 984121103 106 13100 SH N/A SOLE N/A 13,100 0 0 YAHOO INC COM 984332106 1,522 100000 SH N/A SOLE N/A 100,000 0 0