0001439805-12-000010.txt : 20121114 0001439805-12-000010.hdr.sgml : 20121114 20121114101734 ACCESSION NUMBER: 0001439805-12-000010 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Greenwich Wealth Management LLC CENTRAL INDEX KEY: 0001439805 IRS NUMBER: 205998630 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13145 FILM NUMBER: 121201531 BUSINESS ADDRESS: STREET 1: 45 EAST PUTNAM AVENUE STE 128 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-618-0100 MAIL ADDRESS: STREET 1: 45 EAST PUTNAM AVENUE STE 128 CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: greenwich Wealth Management LLC DATE OF NAME CHANGE: 20080711 13F-HR/A 1 13F_GWM_Q4-2011.txt 13-F Q4 2011 RESTATED UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: December 31, 2011 ------------------ Check here if Amendment [ X ]; Amendment Number: 1 --------- This Amendment (Check only one.): [ ] is a restatement. [ X ] adds new holdings entries. This filing is being amended to reflect the following formatting changes: decimal places removed from the Dollar Value Total Column, Share amounts are no longer expressed as a multiple of 1000 and a Put/Call column has been added. One Ticker has been added: BAC PRL that was not included in the original filing. Institutional Investment Manager Filing this Report: Name: Greenwich Wealth Management, LLC Address: 45 East Putnam Avenue Suite 109 Greenwich, CT 06830 Form 13F File Number: 28-13145 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Freeburg Title: Principal Phone: (203) 618-0100 Signature, Place, and Date of Signing: /s/ Michael Freeburg Greenwich, CT November 14, 2012 -------------------- ------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 131 ----------- Form 13F Information Table Value Total: 762,960 ----------- (thousands) List of Other Included Managers: {None}

VALUE SHARES/ SH/ PUT/INVSTM OTVOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALLDSCRET MAN SOLE SHANONE ALCOA INC COM 013817101 1,298 150000 SH N/A SOLE N/A 150,000 0 0 AMERICA MOVIL SAB DE CVSPON ADR L SHS 02364W105 11,300 500000 SH N/A SOLE N/A 500,000 0 0 AMERICAN TOWER CORP CL A 029912201 1,601 26672 SH N/A SOLE N/A 26,672 0 0 AMPHENOL CORP NEW CL A 032095101 844 18602 SH N/A SOLE N/A 18,602 0 0 APPLIED MATLS INC COM 038222105 3,680 343600 SH N/A SOLE N/A 343,600 0 0 ARROW ELECTRS INC COM 042735100 10,101 270000 SH N/A SOLE N/A 270,000 0 0 AVX Corp COM 002444107 129 10100 SH N/A SOLE N/A 10,100 0 0 BANK OF AMERICA CORPORACOM 060505104 6,411 1153040 SH N/A SOLE N/A 1,153,040 0 0 BANK OF AMERICA CORPORA7.25%CNV PFD L 60505682 378 481 SH N/A SOLE N/A 481 0 0 BARD C R INC COM 067383109 259 3025 SH N/A SOLE N/A 3,025 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 4,904 350042 SH N/A SOLE N/A 350,042 0 0 BOSTON SCIENTIFIC CORP COM 101137107 87 16300 SH N/A SOLE N/A 16,300 0 0 BP PLC SPONSORED ADR 055622104 6,426 150350 SH N/A SOLE N/A 150,350 0 0 CAPSTONE TURBINE CORP COM 14067D102 12 10000 SH N/A SOLE N/A 10,000 0 0 CENOVUS ENERGY INC COM 15135U109 9,960 300000 SH N/A SOLE N/A 300,000 0 0 CHESAPEAKE ENERGY CORP COM 165167107 3,350 150300 SH N/A SOLE N/A 150,300 0 0 CIGNA CORP COM 125509109 8,400 200000 SH N/A SOLE N/A 200,000 0 0 CISCO SYS INC COM 17275R102 7,099 392655 SH N/A SOLE N/A 392,655 0 0 CITIGROUP INC COM 172967101 6,781 257730 SH N/A SOLE N/A 257,730 0 0 COLDWATER CREEK INC COM 193068103 20 17000 SH N/A SOLE N/A 17,000 0 0 CONOCOPHILLIPS COM 20825C104 8,635 118500 SH N/A SOLE N/A 118,500 0 0 CORINTHIAN COLLEGES INCCOM 218868907 71 32750 SH N/A SOLE N/A 32,750 0 0 COVENTRY HEALTH CARE INCOM 222862104 6,833 225000 SH N/A SOLE N/A 225,000 0 0 COWEN GROUP INC NEW CL A 223622101 976 376864 SH N/A SOLE N/A 376,864 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 5,001 213000 SH N/A SOLE N/A 213,000 0 0 DENDREON CORP COM 24823Q107 96 12600 SH N/A SOLE N/A 12,600 0 0 DEVON ENERGY CORP COM 25179M103 3,720 60000 SH N/A SOLE N/A 60,000 0 0 DIAMOND OFFSHORE DRILLICOM 25271C102 12,735 230450 SH N/A SOLE N/A 230,450 0 0 DOW CHEM CO COM 260543103 8,634 300200 SH N/A SOLE N/A 300,200 0 0 DRYSHIPS INC SHS Y2109Q101 70 35100 SH N/A SOLE N/A 35,100 0 0 DU PONT E I DE NEMOURS COM 263534109 6,890 150500 SH N/A SOLE N/A 150,500 0 0 EBAY INC COM 278642103 5,647 186200 SH N/A SOLE N/A 186,200 0 0 ENCANA CORP COM 292505104 5,559 300000 SH N/A SOLE N/A 300,000 0 0 ENDO PHARMACEUTICALS HLCOM 29264F205 10,373 300400 SH N/A SOLE N/A 300,400 0 0 ENSCO INTL INC COM 26874Q100 9,516 202815 SH N/A SOLE N/A 202,815 0 0 EXCO RESOURCES INC COM 269279402 9,781 936000 SH N/A SOLE N/A 936,000 0 0 EXELIS INC COM 30162A108 173 19100 SH N/A SOLE N/A 19,100 0 0 FAMILY DLR STORES INC COM 307000109 209 3625 SH N/A SOLE N/A 3,625 0 0 FIRST SOLAR INC COM 336433107 282 8365 SH N/A SOLE N/A 8,365 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 5,660 1000000 SH N/A SOLE N/A 1,000,000 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 292 27120 SH N/A SOLE N/A 27,120 0 0 FRANKLIN RES INC COM 354613101 14,409 150000 SH N/A SOLE N/A 150,000 0 0 FREEPORT-MCMORAN COPPERCOM 35671D857 36,803 1000340 SH N/A SOLE N/A 1,000,340 0 0 FRONTIER COMMUNICATIONSCOM 35906A108 381 74012 SH N/A SOLE N/A 74,012 0 0 GFI GROUP INC COM 361652209 969 235300 SH N/A SOLE N/A 235,300 0 0 GILEAD SCIENCES INC COM 375558103 744 18168 SH N/A SOLE N/A 18,168 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 5,777 126600 SH N/A SOLE N/A 126,600 0 0 GOLDMAN SACHS GROUP INCCOM 38141G104 13,569 150045 SH N/A SOLE N/A 150,045 0 0 GOOGLE INC CL A 38259P508 3,344 5177 SH N/A SOLE N/A 5,177 0 0 GROUP 1 AUTOMOTIVE INC COM 398905109 23,724 458000 SH N/A SOLE N/A 458,000 0 0 HEALTH NET INC COM 42222G108 6,084 200000 SH N/A SOLE N/A 200,000 0 0 HEWLETT PACKARD CO COM 428236103 16,391 636300 SH N/A SOLE N/A 636,300 0 0 HOME DEPOT INC COM 437076102 12,717 302500 SH N/A SOLE N/A 302,500 0 0 HSN INC COM 404303109 856 23600 SH N/A SOLE N/A 23,600 0 0 HUMANA INC COM 444859102 17,872 204000 SH N/A SOLE N/A 204,000 0 0 IAC INTERACTIVECORP COM NEW 44919P300 2,513 59000 SH N/A SOLE N/A 59,000 0 0 ILLINOIS TOOL WKS INC COM 452308109 307 6575 SH N/A SOLE N/A 6,575 0 0 INGERSOLL-RAND COMPANY CL A G4776G101 9,141 300000 SH N/A SOLE N/A 300,000 0 0 INTEL CORP COM 458140100 10,284 424100 SH N/A SOLE N/A 424,100 0 0 INTERACTIVE BROKERS GROCOM 45841N107 1,225 82011 SH N/A SOLE N/A 82,011 0 0 INTERNATIONAL BUSINESS COM 459200101 12,982 70600 SH N/A SOLE N/A 70,600 0 0 INTERVAL LEISURE GROUP COM 46113M108 321 23600 SH N/A SOLE N/A 23,600 0 0 INVESTMENT TECHNOLOGY GCOM 46145F105 2,752 254600 SH N/A SOLE N/A 254,600 0 0 iShares S&P U.S. PreferUS PFD STK IDX 464288687 747 20984 SH N/A SOLE N/A 20,984 0 0 ISHARES TR MSCI EMERG MKT 464287234 250 6582 SH N/A SOLE N/A 6,582 0 0 ISHARES TR MSCI EAFE IDX 464287465 275 5550 SH N/A SOLE N/A 5,550 0 0 ISHARES TR RUSSELL1000GRW 464287614 294 5085 SH N/A SOLE N/A 5,085 0 0 ISHARES TR RUS200 IDX ETF 464289446 432 5855 SH N/A SOLE N/A 5,855 0 0 ISTAR FINL INC COM 45031U101 1,587 300000 SH N/A SOLE N/A 300,000 0 0 JABIL CIRCUIT INC COM 466313103 8,257 420000 SH N/A SOLE N/A 420,000 0 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 1,566 150000 SH N/A SOLE N/A 150,000 0 0 JOHNSON & JOHNSON COM 478160104 283 4310 SH N/A SOLE N/A 4,310 0 0 JP MORGAN CHASE & CO COM 46625H100 730 21946 SH N/A SOLE N/A 21,946 0 0 KBW INC COM 482423100 1,084 71415 SH N/A SOLE N/A 71,415 0 0 KNIGHT CAPITAL GROUP INCL A 499005106 9,456 800000 SH N/A SOLE N/A 800,000 0 0 LEGG MASON INC COM 524901105 10,823 450000 SH N/A SOLE N/A 450,000 0 0 MANITOWOC INC COM 563571908 1,379 150000 SH N/A SOLE N/A 150,000 0 0 MARATHON OIL CORP COM 565849106 3,329 100000 SH N/A SOLE N/A 100,000 0 0 MARATHON OIL CORP COM 565849106 5,854 200000 SH N/A SOLE N/A 200,000 0 0 MEDICIS PHARMACEUTICAL CL A NEW 584690309 9,975 300000 SH N/A SOLE N/A 300,000 0 0 MEMC ELECTR MATLS INC COM 552715104 1,970 500000 SH N/A SOLE N/A 500,000 0 0 MERCK & CO INC COM 589331107 20,010 530770 SH N/A SOLE N/A 530,770 0 0 MICROSOFT CORP COM 594918104 15,778 607777 SH N/A SOLE N/A 607,777 0 0 MONSANTO CO NEW COM 61166W101 888 12667 SH N/A SOLE N/A 12,667 0 0 MORGAN STANLEY COM NEW 617446448 16,841 1113100 SH N/A SOLE N/A 1,113,100 0 0 NASDAQ OMX GROUP INC COM 631103108 6,128 250000 SH N/A SOLE N/A 250,000 0 0 NATIONAL OILWELL VARCO COM 637071101 18,845 277174 SH N/A SOLE N/A 277,174 0 0 NEOPROBE CORP COM 640518106 62 23500 SH N/A SOLE N/A 23,500 0 0 NOBLE CORPORATION SHS G65422100 10,577 350000 SH N/A SOLE N/A 350,000 0 0 NVIDIA CORP COM 67066G104 4,158 300000 SH N/A SOLE N/A 300,000 0 0 NYSE EURONEXT COM 629491101 4,218 161600 SH N/A SOLE N/A 161,600 0 0 OCH ZIFF CAP MGMT GROUPCL A 67551U105 1,262 150000 SH N/A SOLE N/A 150,000 0 0 ORACLE CORP COM 68389X105 10,163 396200 SH N/A SOLE N/A 396,200 0 0 OSHKOSH CORP COM 688239201 5,005 234100 SH N/A SOLE N/A 234,100 0 0 PARKER HANNIFIN CORP COM 701094104 15,250 200000 SH N/A SOLE N/A 200,000 0 0 PFIZER INC COM 717081103 8,622 398438 SH N/A SOLE N/A 398,438 0 0 PIPER JAFFRAY COS COM 724078100 6,508 322200 SH N/A SOLE N/A 322,200 0 0 PLUM CREEK TIMBER CO INCOM 729251108 41,236 1127897 SH N/A SOLE N/A 1,127,897 0 0 POPULAR INC COM 733174106 4,170 3000250 SH N/A SOLE N/A 3,000,250 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 663 11873 SH N/A SOLE N/A 11,873 0 0 PROSHARES TR PSHS SHRT S&P500 74347R503 394 9750 SH N/A SOLE N/A 9,750 0 0 QUALCOMM INC COM 747525103 1,473 26937 SH N/A SOLE N/A 26,937 0 0 QUANTA SVCS INC COM 74762E102 1,152 53497 SH N/A SOLE N/A 53,497 0 0 RAYTHEON CO COM 755111507 278 5750 SH N/A SOLE N/A 5,750 0 0 REGIONS FINANCIAL CORP COM 7591EP100 6,450 1500000 SH N/A SOLE N/A 1,500,000 0 0 ROSS STORES INC COM 778296103 354 7450 SH N/A SOLE N/A 7,450 0 0 ROWAN COS INC COM 779382100 11,829 390000 SH N/A SOLE N/A 390,000 0 0 SCHWAB CHARLES CORP NEWCOM 808513105 11,102 986000 SH N/A SOLE N/A 986,000 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 3,244 200000 SH N/A SOLE N/A 200,000 0 0 SPDR DOW JONES INDL AVRUT SER 1 78467X109 898 7369 SH N/A SOLE N/A 7,369 0 0 SPDR TR UNIT SER 1 78462F103 975 7769 SH N/A SOLE N/A 7,769 0 0 SUPERVALU INC COM 868536103 264 32545 SH N/A SOLE N/A 32,545 0 0 SYNOVUS FINL CORP COM 87161C105 6,345 4500000 SH N/A SOLE N/A 4,500,000 0 0 TASER INTL INC COM 87651B104 937 183000 SH N/A SOLE N/A 183,000 0 0 TEREX CORP NEW COM 880779103 2,702 200000 SH N/A SOLE N/A 200,000 0 0 TESORO CORP COM 881609101 9,379 401500 SH N/A SOLE N/A 401,500 0 0 TOTAL S A SPONSORED ADR 89151E109 7,677 150200 SH N/A SOLE N/A 150,200 0 0 TRANSATLANTIC PETROLEUMSHS G89982105 45 34000 SH N/A SOLE N/A 34,000 0 0 TRANSOCEAN INC NEW SHS G90073100 9,404 244948 SH N/A SOLE N/A 244,948 0 0 TYCO INTL LTD BERMUDA SHS G9143X208 9,342 200000 SH N/A SOLE N/A 200,000 0 0 UBS AG SHS NEW H89231338 4,850 410000 SH N/A SOLE N/A 410,000 0 0 UNITED STATES NATL GAS UNIT 912318102 160 24775 SH N/A SOLE N/A 24,775 0 0 UNITEDHEALTH GROUP INC COM 91324P102 13,007 256650 SH N/A SOLE N/A 256,650 0 0 VALERO ENERGY CORP NEW COM 91913Y100 11,752 558300 SH N/A SOLE N/A 558,300 0 0 Vanguard Short-Term BonSHORT TRM BOND 921937827 388 4800 SH N/A SOLE N/A 4,800 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 740 9625 SH N/A SOLE N/A 9,625 0 0 VERIZON COMMUNICATIONS COM 92343V104 12,132 302400 SH N/A SOLE N/A 302,400 0 0 WESTERN DIGITAL CORP COM 958102105 7,738 250000 SH N/A SOLE N/A 250,000 0 0 WISDOMTREE TRUST JAPANESE YEN F 97717W224 201 6420 SH N/A SOLE N/A 6,420 0 0 XEROX CORP COM 984121103 104 13100 SH N/A SOLE N/A 13,100 0 0 YAHOO INC COM 984332106 1,613 100000 SH N/A SOLE N/A 100,000 0 0