0001439805-12-000011.txt : 20121114 0001439805-12-000011.hdr.sgml : 20121114 20121114102432 ACCESSION NUMBER: 0001439805-12-000011 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Greenwich Wealth Management LLC CENTRAL INDEX KEY: 0001439805 IRS NUMBER: 205998630 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13145 FILM NUMBER: 121201570 BUSINESS ADDRESS: STREET 1: 45 EAST PUTNAM AVENUE STE 128 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-618-0100 MAIL ADDRESS: STREET 1: 45 EAST PUTNAM AVENUE STE 128 CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: greenwich Wealth Management LLC DATE OF NAME CHANGE: 20080711 13F-HR/A 1 13F_GWM_Q3-2011.txt 13-F Q3 2011 RESTATED UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: September 30, 2011 ------------------ Check here if Amendment [ X ]; Amendment Number: 1 --------- This Amendment (Check only one.): [ X ] is a restatement. [ ] adds new holdings entries. This filing is being amended to reflect the following formatting changes: decimal places removed from the Dollar Value Total Column, Share amounts are no longer expressed as a multiple of 1000 and a Put/Call column has been added. Institutional Investment Manager Filing this Report: Name: Greenwich Wealth Management, LLC Address: 45 East Putnam Avenue Suite 109 Greenwich, CT 06830 Form 13F File Number: 28-13145 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Freeburg Title: Principal Phone: (203) 618-0100 Signature, Place, and Date of Signing: /s/ Michael Freeburg Greenwich, CT November 14, 2012 -------------------- ------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 132 ----------- Form 13F Information Table Value Total: 692,023 ----------- (thousands) List of Other Included Managers: {None}

VALUE SHARES/ SH/ PUT/INVSTM OTVOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALLDSCRET MAN SOLE SHANONE AKAMAI TECHNOLOGIES INCCOM 00971T101 417 21000 SH N/A SOLE N/A 21,000 0 0 ALCOA INC COM 013817101 1,441 150530 SH N/A SOLE N/A 150,530 0 0 AMERICA MOVIL SAB DE CVSPON ADR L SHS 02364W105 11,040 500000 SH N/A SOLE N/A 500,000 0 0 AMERICAN TOWER CORP CL A 029912201 1,435 26672 SH N/A SOLE N/A 26,672 0 0 AMPHENOL CORP NEW CL A 032095101 758 18602 SH N/A SOLE N/A 18,602 0 0 APPLIED MATLS INC COM 038222105 3,558 343600 SH N/A SOLE N/A 343,600 0 0 ARROW ELECTRS INC COM 042735100 7,056 254000 SH N/A SOLE N/A 254,000 0 0 BANK OF AMERICA CORPORACOM 060505104 6,384 1043200 SH N/A SOLE N/A 1,043,200 0 0 BARD C R INC COM 067383109 263 3000 SH N/A SOLE N/A 3,000 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 4,194 350042 SH N/A SOLE N/A 350,042 0 0 BOSTON SCIENTIFIC CORP COM 101137107 74 12500 SH N/A SOLE N/A 12,500 0 0 BP PLC SPONSORED ADR 055622104 5,426 150416 SH N/A SOLE N/A 150,416 0 0 CAPSTONE TURBINE CORP COM 14067D102 10 10000 SH N/A SOLE N/A 10,000 0 0 CENOVUS ENERGY INC COM 15135U109 9,213 300000 SH N/A SOLE N/A 300,000 0 0 CHESAPEAKE ENERGY CORP COM 165167107 3,840 150300 SH N/A SOLE N/A 150,300 0 0 CIGNA CORP COM 125509109 8,388 200000 SH N/A SOLE N/A 200,000 0 0 CISCO SYS INC COM 17275R102 9,915 639655 SH N/A SOLE N/A 639,655 0 0 CITIGROUP INC COM 172967101 5,774 225430 SH N/A SOLE N/A 225,430 0 0 CONOCOPHILLIPS COM 20825C104 3,799 60000 SH N/A SOLE N/A 60,000 0 0 CORINTHIAN COLLEGES INCCOM 218868907 51 33200 SH N/A SOLE N/A 33,200 0 0 COVENTRY HEALTH CARE INCOM 222862104 6,482 225000 SH N/A SOLE N/A 225,000 0 0 COWEN GROUP INC NEW CL A 223622101 786 290000 SH N/A SOLE N/A 290,000 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 3,222 122800 SH N/A SOLE N/A 122,800 0 0 DENDREON CORP COM 24823Q107 156 17300 SH N/A SOLE N/A 17,300 0 0 DEVON ENERGY CORP COM 25179M103 3,326 60000 SH N/A SOLE N/A 60,000 0 0 DIAMOND OFFSHORE DRILLICOM 25271C102 12,620 230540 SH N/A SOLE N/A 230,540 0 0 DOW CHEM CO COM 260543103 6,742 300200 SH N/A SOLE N/A 300,200 0 0 DRYSHIPS INC SHS Y2109Q101 82 34900 SH N/A SOLE N/A 34,900 0 0 DU PONT E I DE NEMOURS COM 263534109 6,011 150400 SH N/A SOLE N/A 150,400 0 0 EBAY INC COM 278642103 5,470 185500 SH N/A SOLE N/A 185,500 0 0 ENCANA CORP COM 292505104 5,763 300000 SH N/A SOLE N/A 300,000 0 0 ENDO PHARMACEUTICALS HLCOM 29264F205 8,408 300400 SH N/A SOLE N/A 300,400 0 0 ENSCO INTL INC COM 26874Q100 8,200 202815 SH N/A SOLE N/A 202,815 0 0 EXCO RESOURCES INC COM 269279402 7,032 656000 SH N/A SOLE N/A 656,000 0 0 FIRST SOLAR INC COM 336433107 529 8365 SH N/A SOLE N/A 8,365 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 5,630 1000000 SH N/A SOLE N/A 1,000,000 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 292 30200 SH N/A SOLE N/A 30,200 0 0 FRANKLIN RES INC COM 354613101 14,346 150000 SH N/A SOLE N/A 150,000 0 0 FREEPORT-MCMORAN COPPERCOM 35671D857 30,460 1000340 SH N/A SOLE N/A 1,000,340 0 0 FRONTIER COMMUNICATIONSCOM 35906A108 466 76212 SH N/A SOLE N/A 76,212 0 0 GENERAL MARITIME CORP NSHS Y2693R11 4 15750 SH N/A SOLE N/A 15,750 0 0 GFI GROUP INC COM 361652209 946 235300 SH N/A SOLE N/A 235,300 0 0 GILEAD SCIENCES INC COM 375558103 705 18168 SH N/A SOLE N/A 18,168 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 5,227 126600 SH N/A SOLE N/A 126,600 0 0 GOLDMAN SACHS GROUP INCCOM 38141G104 13,332 141005 SH N/A SOLE N/A 141,005 0 0 GOOGLE INC CL A 38259P508 2,692 5227 SH N/A SOLE N/A 5,227 0 0 GROUP 1 AUTOMOTIVE INC COM 398905109 16,282 458000 SH N/A SOLE N/A 458,000 0 0 HEALTH NET INC COM 42222G108 4,742 200000 SH N/A SOLE N/A 200,000 0 0 HEWLETT PACKARD CO COM 428236103 14,278 636000 SH N/A SOLE N/A 636,000 0 0 HOME DEPOT INC COM 437076102 9,943 302500 SH N/A SOLE N/A 302,500 0 0 HSN INC COM 404303109 782 23600 SH N/A SOLE N/A 23,600 0 0 HUMANA INC COM 444859102 21,819 300000 SH N/A SOLE N/A 300,000 0 0 IAC INTERACTIVECORP COM NEW 44919P300 2,333 59000 SH N/A SOLE N/A 59,000 0 0 ILLINOIS TOOL WKS INC COM 452308109 231 5550 SH N/A SOLE N/A 5,550 0 0 INGERSOLL-RAND COMPANY CL A G4776G101 8,427 300000 SH N/A SOLE N/A 300,000 0 0 INTEL CORP COM 458140100 9,003 422000 SH N/A SOLE N/A 422,000 0 0 INTERACTIVE BROKERS GROCOM 45841N107 1,154 82811 SH N/A SOLE N/A 82,811 0 0 INTERNATIONAL BUSINESS COM 459200101 12,346 70600 SH N/A SOLE N/A 70,600 0 0 INTERVAL LEISURE GROUP COM 46113M108 314 23600 SH N/A SOLE N/A 23,600 0 0 INVESTMENT TECHNOLOGY GCOM 46145F105 2,493 254600 SH N/A SOLE N/A 254,600 0 0 iShares S&P U.S. PreferUS PFD STK IDX 464288687 611 17164 SH N/A SOLE N/A 17,164 0 0 ISHARES TR MSCI EMERG MKT 464287234 231 6582 SH N/A SOLE N/A 6,582 0 0 ISHARES TR MSCI EAFE IDX 464287465 265 5550 SH N/A SOLE N/A 5,550 0 0 ISHARES TR RUSSELL1000GRW 464287614 268 5092 SH N/A SOLE N/A 5,092 0 0 ISHARES TR RUS200 IDX ETF 464289446 381 5927 SH N/A SOLE N/A 5,927 0 0 ISTAR FINL INC COM 45031U101 1,746 300000 SH N/A SOLE N/A 300,000 0 0 JABIL CIRCUIT INC COM 466313103 9,073 510000 SH N/A SOLE N/A 510,000 0 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 1,496 150000 SH N/A SOLE N/A 150,000 0 0 JOHNSON & JOHNSON COM 478160104 287 4510 SH N/A SOLE N/A 4,510 0 0 JP MORGAN CHASE & CO COM 46625H100 661 21946 SH N/A SOLE N/A 21,946 0 0 KBW INC COM 482423100 1,462 106000 SH N/A SOLE N/A 106,000 0 0 KNIGHT CAPITAL GROUP INCL A 499005106 9,302 765000 SH N/A SOLE N/A 765,000 0 0 LEGG MASON INC COM 524901105 11,570 450000 SH N/A SOLE N/A 450,000 0 0 MANITOWOC INC COM 563571908 1,007 150000 SH N/A SOLE N/A 150,000 0 0 MARATHON OIL CORP COM 565849106 2,706 100000 SH N/A SOLE N/A 100,000 0 0 MARATHON OIL CORP COM 565849106 4,316 200000 SH N/A SOLE N/A 200,000 0 0 MEDICIS PHARMACEUTICAL CL A NEW 584690309 10,944 300000 SH N/A SOLE N/A 300,000 0 0 MEMC ELECTR MATLS INC COM 552715104 2,620 500000 SH N/A SOLE N/A 500,000 0 0 MERCK & CO INC COM 589331107 17,369 531170 SH N/A SOLE N/A 531,170 0 0 MICROSOFT CORP COM 594918104 15,113 607177 SH N/A SOLE N/A 607,177 0 0 MONSANTO CO NEW COM 61166W101 761 12667 SH N/A SOLE N/A 12,667 0 0 MORGAN STANLEY COM NEW 617446448 13,821 1023000 SH N/A SOLE N/A 1,023,000 0 0 NASDAQ OMX GROUP INC COM 631103108 5,785 250000 SH N/A SOLE N/A 250,000 0 0 NATIONAL OILWELL VARCO COM 637071101 14,197 277174 SH N/A SOLE N/A 277,174 0 0 NEOPROBE CORP COM 640518106 70 23500 SH N/A SOLE N/A 23,500 0 0 NOBLE CORPORATION SHS G65422100 10,273 350000 SH N/A SOLE N/A 350,000 0 0 NVIDIA CORP COM 67066G104 3,753 300000 SH N/A SOLE N/A 300,000 0 0 NYSE EURONEXT COM 629491101 3,756 161600 SH N/A SOLE N/A 161,600 0 0 OCH ZIFF CAP MGMT GROUPCL A 67551U105 1,379 151000 SH N/A SOLE N/A 151,000 0 0 ORACLE CORP COM 68389X105 6,840 238000 SH N/A SOLE N/A 238,000 0 0 OSHKOSH CORP COM 688239201 3,685 234100 SH N/A SOLE N/A 234,100 0 0 PARKER HANNIFIN CORP COM 701094104 12,626 200000 SH N/A SOLE N/A 200,000 0 0 PFIZER INC COM 717081103 7,044 398438 SH N/A SOLE N/A 398,438 0 0 PIPER JAFFRAY COS COM 724078100 4,447 248000 SH N/A SOLE N/A 248,000 0 0 PLUM CREEK TIMBER CO INCOM 729251108 38,834 1118800 SH N/A SOLE N/A 1,118,800 0 0 POPULAR INC COM 733174106 3,132 2088238 SH N/A SOLE N/A 2,088,238 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 617 11764 SH N/A SOLE N/A 11,764 0 0 PROSHARES TR PSHS SHRT S&P500 74347R503 367 7965 SH N/A SOLE N/A 7,965 0 0 PROSHARES TR ULTSHT RUS2000 74347R834 245 4201 SH N/A SOLE N/A 4,201 0 0 QUALCOMM INC COM 747525103 1,310 26937 SH N/A SOLE N/A 26,937 0 0 QUANTA SVCS INC COM 74762E102 1,005 53497 SH N/A SOLE N/A 53,497 0 0 RAYTHEON CO COM 755111507 231 5650 SH N/A SOLE N/A 5,650 0 0 REGIONS FINANCIAL CORP COM 7591EP100 4,995 1500000 SH N/A SOLE N/A 1,500,000 0 0 RESEARCH IN MOTION LTD COM 760975102 10,309 507850 SH N/A SOLE N/A 507,850 0 0 ROSS STORES INC COM 778296103 297 3775 SH N/A SOLE N/A 3,775 0 0 ROWAN COS INC COM 779382100 11,774 390000 SH N/A SOLE N/A 390,000 0 0 SCHWAB CHARLES CORP NEWCOM 808513105 9,822 871500 SH N/A SOLE N/A 871,500 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 3,592 200000 SH N/A SOLE N/A 200,000 0 0 SPDR DOW JONES INDL AVRUT SER 1 78467X109 750 6881 SH N/A SOLE N/A 6,881 0 0 SPDR TR UNIT SER 1 78462F103 895 7914 SH N/A SOLE N/A 7,914 0 0 SUPERVALU INC COM 868536103 185 27835 SH N/A SOLE N/A 27,835 0 0 SYNOVUS FINL CORP COM 87161C105 2,147 2006987 SH N/A SOLE N/A 2,006,987 0 0 TASER INTL INC COM 87651B104 789 183000 SH N/A SOLE N/A 183,000 0 0 TD AMERITRADE HLDG CORPCOM 87236Y108 1,291 87795 SH N/A SOLE N/A 87,795 0 0 TEREX CORP NEW COM 880779103 2,052 200000 SH N/A SOLE N/A 200,000 0 0 TESORO CORP COM 881609101 8,061 414000 SH N/A SOLE N/A 414,000 0 0 TOTAL S A SPONSORED ADR 89151E109 6,589 150200 SH N/A SOLE N/A 150,200 0 0 TRANSATLANTIC PETROLEUMSHS G89982105 20 24200 SH N/A SOLE N/A 24,200 0 0 TRANSOCEAN INC NEW SHS G90073100 11,694 244948 SH N/A SOLE N/A 244,948 0 0 TYCO INTL LTD BERMUDA SHS G9143X208 8,150 200000 SH N/A SOLE N/A 200,000 0 0 UBS AG SHS NEW H89231338 4,686 410000 SH N/A SOLE N/A 410,000 0 0 UNITED STATES NATL GAS UNIT 912318102 270 30025 SH N/A SOLE N/A 30,025 0 0 UNITEDHEALTH GROUP INC COM 91324P102 11,829 256475 SH N/A SOLE N/A 256,475 0 0 VALERO ENERGY CORP NEW COM 91913Y100 9,791 550700 SH N/A SOLE N/A 550,700 0 0 Vanguard Short-Term BonSHORT TRM BOND 921937827 391 4800 SH N/A SOLE N/A 4,800 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 554 7750 SH N/A SOLE N/A 7,750 0 0 VERIZON COMMUNICATIONS COM 92343V104 11,055 300400 SH N/A SOLE N/A 300,400 0 0 WESTERN DIGITAL CORP COM 958102105 6,430 250000 SH N/A SOLE N/A 250,000 0 0 WISDOMTREE TRUST JAPANESE YEN F 97717W224 206 6340 SH N/A SOLE N/A 6,340 0 0 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 272 15010 SH N/A SOLE N/A 15,010 0 0 XEROX CORP COM 984121103 91 13100 SH N/A SOLE N/A 13,100 0 0 YAHOO INC COM 984332106 1,317 100000 SH N/A SOLE N/A 100,000 0 0