0001439805-12-000012.txt : 20121114 0001439805-12-000012.hdr.sgml : 20121114 20121114103839 ACCESSION NUMBER: 0001439805-12-000012 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Greenwich Wealth Management LLC CENTRAL INDEX KEY: 0001439805 IRS NUMBER: 205998630 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13145 FILM NUMBER: 121201643 BUSINESS ADDRESS: STREET 1: 45 EAST PUTNAM AVENUE STE 128 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-618-0100 MAIL ADDRESS: STREET 1: 45 EAST PUTNAM AVENUE STE 128 CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: greenwich Wealth Management LLC DATE OF NAME CHANGE: 20080711 13F-HR/A 1 13F_GWM_Q2-2011.txt 13F Q2 2011 RESTATED UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: June 30, 2011 ------------- Check here if Amendment [ X ]; Amendment Number: 1 --------- This Amendment (Check only one.): [ X ] is a restatement. [ ] adds new holdings entries. This filing is being amended to reflect the following formatting changes: decimal places removed from the Dollar Value Total Column, Share amounts are no longer expressed as a multiple of 1000 and a Put/Call column has been added. Institutional Investment Manager Filing this Report: Name: Greenwich Wealth Management, LLC Address: 45 East Putnam Avenue Suite 109 Greenwich, CT 06830 Form 13F File Number: 28-13145 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Freeburg Title: Principal Phone: (203) 618-0100 Signature, Place, and Date of Signing: /s/ Michael Freeburg Greenwich, CT November 14, 2012 -------------------- ------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 116 ----------- Form 13F Information Table Value Total: 764,432 ----------- (thousands) List of Other Included Managers: {None}

VALUE SHARES/ SH/ PUT/INVSTM OTVOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALLDSCRET MAN SOLE SHANONE ALCOA INC COM 013817101 2,379 150000 SH N/A SOLE N/A 150,000 0 0 AMERICA MOVIL SAB DE CVSPON ADR L SHS 02364W105 13,470 250000 SH N/A SOLE N/A 250,000 0 0 AMERICAN TOWER CORP CL A 029912201 1,396 26672 SH N/A SOLE N/A 26,672 0 0 AMPHENOL CORP NEW CL A 032095101 1,004 18602 SH N/A SOLE N/A 18,602 0 0 APPLIED MATLS INC COM 038222105 4,470 343600 SH N/A SOLE N/A 343,600 0 0 BANK OF AMERICA CORPORACOM 060505104 1,978 180450 SH N/A SOLE N/A 180,450 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 5,797 350042 SH N/A SOLE N/A 350,042 0 0 BOSTON SCIENTIFIC CORP COM 101137107 73 10600 SH N/A SOLE N/A 10,600 0 0 BP PLC SPONSORED ADR 055622104 6,657 150316 SH N/A SOLE N/A 150,316 0 0 CAPSTONE TURBINE CORP COM 14067D102 15 10000 SH N/A SOLE N/A 10,000 0 0 CENOVUS ENERGY INC COM 15135U109 11,298 300000 SH N/A SOLE N/A 300,000 0 0 CHESAPEAKE ENERGY CORP COM 165167107 4,459 150200 SH N/A SOLE N/A 150,200 0 0 CIGNA CORP COM 125509109 10,286 200000 SH N/A SOLE N/A 200,000 0 0 CISCO SYS INC COM 17275R102 9,987 639755 SH N/A SOLE N/A 639,755 0 0 CORINTHIAN COLLEGES INCCOM 218868907 67 15700 SH N/A SOLE N/A 15,700 0 0 COVENTRY HEALTH CARE INCOM 222862104 8,206 225000 SH N/A SOLE N/A 225,000 0 0 DEVON ENERGY CORP COM 25179M103 4,729 60000 SH N/A SOLE N/A 60,000 0 0 DIAMOND OFFSHORE DRILLICOM 25271C102 16,222 230400 SH N/A SOLE N/A 230,400 0 0 DOW CHEM CO COM 260543103 5,407 150200 SH N/A SOLE N/A 150,200 0 0 DRYSHIPS INC SHS Y2109Q101 82 19600 SH N/A SOLE N/A 19,600 0 0 DU PONT E I DE NEMOURS COM 263534109 8,129 150400 SH N/A SOLE N/A 150,400 0 0 EBAY INC COM 278642103 5,988 185550 SH N/A SOLE N/A 185,550 0 0 ENCANA CORP COM 292505104 9,237 300000 SH N/A SOLE N/A 300,000 0 0 ENDO PHARMACEUTICALS HLCOM 29264F205 12,071 300500 SH N/A SOLE N/A 300,500 0 0 ENSCO INTL INC COM 26874Q100 10,811 202835 SH N/A SOLE N/A 202,835 0 0 EXCO RESOURCES INC COM 269279402 4,766 270000 SH N/A SOLE N/A 270,000 0 0 FIBERTOWER CORP COM 31567R100 16 13250 SH N/A SOLE N/A 13,250 0 0 FIRST SOLAR INC COM 336433107 1,106 8365 SH N/A SOLE N/A 8,365 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 6,420 1000000 SH N/A SOLE N/A 1,000,000 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 343 24900 SH N/A SOLE N/A 24,900 0 0 FRANKLIN RES INC COM 354613101 19,694 150000 SH N/A SOLE N/A 150,000 0 0 FREEPORT-MCMORAN COPPERCOM 35671D857 52,918 1000340 SH N/A SOLE N/A 1,000,340 0 0 FRONTIER COMMUNICATIONSCOM 35906A108 592 73412 SH N/A SOLE N/A 73,412 0 0 GFI GROUP INC COM 361652209 1,080 235300 SH N/A SOLE N/A 235,300 0 0 GILEAD SCIENCES INC COM 375558103 752 18168 SH N/A SOLE N/A 18,168 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 5,431 126600 SH N/A SOLE N/A 126,600 0 0 GOLDMAN SACHS GROUP INCCOM 38141G104 333 2505 SH N/A SOLE N/A 2,505 0 0 GOOGLE INC CL A 38259P508 2,622 5177 SH N/A SOLE N/A 5,177 0 0 GROUP 1 AUTOMOTIVE INC COM 398905109 18,860 458000 SH N/A SOLE N/A 458,000 0 0 HEALTH NET INC COM 42222G108 6,418 200000 SH N/A SOLE N/A 200,000 0 0 HEWLETT PACKARD CO COM 428236103 11,815 324590 SH N/A SOLE N/A 324,590 0 0 HOME DEPOT INC COM 437076102 10,962 302660 SH N/A SOLE N/A 302,660 0 0 HOVNANIAN ENTERPRISES ICL A 442487203 74 30500 SH N/A SOLE N/A 30,500 0 0 HSN INC COM 404303109 777 23600 SH N/A SOLE N/A 23,600 0 0 HUMANA INC COM 444859102 24,162 300000 SH N/A SOLE N/A 300,000 0 0 IAC INTERACTIVECORP COM NEW 44919P300 2,252 59000 SH N/A SOLE N/A 59,000 0 0 ILLINOIS TOOL WKS INC COM 452308109 243 4300 SH N/A SOLE N/A 4,300 0 0 INGERSOLL-RAND COMPANY CL A G4776G101 13,623 300000 SH N/A SOLE N/A 300,000 0 0 INTEL CORP COM 458140100 9,303 419800 SH N/A SOLE N/A 419,800 0 0 INTERACTIVE BROKERS GROCOM 45841N107 1,181 75481 SH N/A SOLE N/A 75,481 0 0 INTERNATIONAL BUSINESS COM 459200101 12,111 70600 SH N/A SOLE N/A 70,600 0 0 INTERVAL LEISURE GROUP COM 46113M108 323 23600 SH N/A SOLE N/A 23,600 0 0 INVESTMENT TECHNOLOGY GCOM 46145F105 3,569 254600 SH N/A SOLE N/A 254,600 0 0 iShares S&P U.S. PreferUS PFD STK IDX 464288687 260 6550 SH N/A SOLE N/A 6,550 0 0 ISHARES TR MSCI EMERG MKT 464287234 313 6582 SH N/A SOLE N/A 6,582 0 0 ISHARES TR MSCI EAFE IDX 464287465 334 5550 SH N/A SOLE N/A 5,550 0 0 ISHARES TR RUSSELL1000GRW 464287614 310 5092 SH N/A SOLE N/A 5,092 0 0 ISHARES TR RUS200 IDX ETF 464289446 424 5118 SH N/A SOLE N/A 5,118 0 0 ISHARES TR INDEX BARCLYS TIPS BD 464287176 524 4735 SH N/A SOLE N/A 4,735 0 0 JABIL CIRCUIT INC COM 466313103 10,302 510000 SH N/A SOLE N/A 510,000 0 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 2,499 150000 SH N/A SOLE N/A 150,000 0 0 JOHNSON & JOHNSON COM 478160104 283 4260 SH N/A SOLE N/A 4,260 0 0 JP MORGAN CHASE & CO COM 46625H100 898 21946 SH N/A SOLE N/A 21,946 0 0 KNIGHT CAPITAL GROUP INCL A 499005106 9,698 880000 SH N/A SOLE N/A 880,000 0 0 LEGG MASON INC COM 524901105 14,742 450000 SH N/A SOLE N/A 450,000 0 0 LIVE NATION ENTERTAINMECOM 538034109 399 34794 SH N/A SOLE N/A 34,794 0 0 MANITOWOC INC COM 563571908 2,526 150000 SH N/A SOLE N/A 150,000 0 0 MARATHON OIL CORP COM 565849106 10,536 200000 SH N/A SOLE N/A 200,000 0 0 MEDICIS PHARMACEUTICAL CL A NEW 584690309 11,451 300000 SH N/A SOLE N/A 300,000 0 0 MEMC ELECTR MATLS INC COM 552715104 4,265 500000 SH N/A SOLE N/A 500,000 0 0 MERCK & CO INC COM 589331107 18,745 531170 SH N/A SOLE N/A 531,170 0 0 MICROSOFT CORP COM 594918104 15,781 606977 SH N/A SOLE N/A 606,977 0 0 MONSANTO CO NEW COM 61166W101 919 12667 SH N/A SOLE N/A 12,667 0 0 MORGAN STANLEY COM NEW 617446448 2,589 112500 SH N/A SOLE N/A 112,500 0 0 NASDAQ OMX GROUP INC COM 631103108 6,325 250000 SH N/A SOLE N/A 250,000 0 0 NATIONAL OILWELL VARCO COM 637071101 21,678 277174 SH N/A SOLE N/A 277,174 0 0 NEOPROBE CORP COM 640518106 78 23500 SH N/A SOLE N/A 23,500 0 0 NOBLE CORPORATION SHS G65422100 13,794 350000 SH N/A SOLE N/A 350,000 0 0 NVIDIA CORP COM 67066G104 4,781 300000 SH N/A SOLE N/A 300,000 0 0 NYSE EURONEXT COM 629491101 5,538 161600 SH N/A SOLE N/A 161,600 0 0 OCH ZIFF CAP MGMT GROUPCL A 67551U105 2,094 151000 SH N/A SOLE N/A 151,000 0 0 ORACLE CORP COM 68389X105 7,833 238000 SH N/A SOLE N/A 238,000 0 0 OSHKOSH CORP COM 688239201 6,775 234100 SH N/A SOLE N/A 234,100 0 0 PARKER HANNIFIN CORP COM 701094104 17,948 200000 SH N/A SOLE N/A 200,000 0 0 PFIZER INC COM 717081103 8,195 397838 SH N/A SOLE N/A 397,838 0 0 PLUM CREEK TIMBER CO INCOM 729251108 45,356 1118800 SH N/A SOLE N/A 1,118,800 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 579 10147 SH N/A SOLE N/A 10,147 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347R297 222 6435 SH N/A SOLE N/A 6,435 0 0 PROSHARES TR ULTSHT RUS2000 74347R834 238 5702 SH N/A SOLE N/A 5,702 0 0 QUALCOMM INC COM 747525103 1,530 26937 SH N/A SOLE N/A 26,937 0 0 QUANTA SVCS INC COM 74762E102 1,081 53497 SH N/A SOLE N/A 53,497 0 0 RAYTHEON CO COM 755111507 229 4600 SH N/A SOLE N/A 4,600 0 0 RESEARCH IN MOTION LTD COM 760975102 9,692 335943 SH N/A SOLE N/A 335,943 0 0 ROSS STORES INC COM 778296103 264 3300 SH N/A SOLE N/A 3,300 0 0 ROWAN COS INC COM 779382100 15,136 390000 SH N/A SOLE N/A 390,000 0 0 SCHWAB CHARLES CORP NEWCOM 808513105 11,139 677169 SH N/A SOLE N/A 677,169 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 4,596 200000 SH N/A SOLE N/A 200,000 0 0 SPDR DOW JONES INDL AVRUT SER 1 78467X109 650 5248 SH N/A SOLE N/A 5,248 0 0 SPDR TR UNIT SER 1 78462F103 694 5260 SH N/A SOLE N/A 5,260 0 0 SUPERVALU INC COM 868536103 145 15450 SH N/A SOLE N/A 15,450 0 0 TASER INTL INC COM 87651B104 833 183000 SH N/A SOLE N/A 183,000 0 0 TEREX CORP NEW COM 880779103 5,690 200000 SH N/A SOLE N/A 200,000 0 0 TESORO CORP COM 881609101 9,356 408400 SH N/A SOLE N/A 408,400 0 0 TOTAL S A SPONSORED ADR 89151E109 8,688 150200 SH N/A SOLE N/A 150,200 0 0 TRANSATLANTIC PETROLEUMSHS G89982105 43 25500 SH N/A SOLE N/A 25,500 0 0 TRANSOCEAN INC NEW SHS G90073100 15,814 244948 SH N/A SOLE N/A 244,948 0 0 TYCO INTL LTD BERMUDA SHS G9143X208 9,886 200000 SH N/A SOLE N/A 200,000 0 0 UBS AG SHS NEW H89231338 3,835 210000 SH N/A SOLE N/A 210,000 0 0 UNITED STATES NATL GAS UNIT 912318102 260 23600 SH N/A SOLE N/A 23,600 0 0 UNITEDHEALTH GROUP INC COM 91324P102 13,194 255800 SH N/A SOLE N/A 255,800 0 0 VALERO ENERGY CORP NEW COM 91913Y100 14,066 550100 SH N/A SOLE N/A 550,100 0 0 Vanguard Short-Term BonSHORT TRM BOND 921937827 389 4800 SH N/A SOLE N/A 4,800 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 241 3350 SH N/A SOLE N/A 3,350 0 0 VERIZON COMMUNICATIONS COM 92343V104 11,184 300400 SH N/A SOLE N/A 300,400 0 0 WESTERN DIGITAL CORP COM 958102105 9,095 250000 SH N/A SOLE N/A 250,000 0 0 YAHOO INC COM 984332106 1,504 100000 SH N/A SOLE N/A 100,000 0 0