0001164691-12-000073.txt : 20121114 0001164691-12-000073.hdr.sgml : 20121114 20121114104334 ACCESSION NUMBER: 0001164691-12-000073 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alyeska Investment Group, L.P. CENTRAL INDEX KEY: 0001453072 IRS NUMBER: 261919051 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13284 FILM NUMBER: 121201683 BUSINESS ADDRESS: STREET 1: 77 WEST WACKER DRIVE STREET 2: 7TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-899-7902 MAIL ADDRESS: STREET 1: 77 WEST WACKER DRIVE STREET 2: 7TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 13F-HR 1 alsk13fhr09302012.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Alyeska Investment Group, L.P. Address: 77 West Wacker Drive 7th Floor Chicago, IL 60601 13F File Number: 028-13284 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jason Bragg Title: CFO Phone: (312) 899-7902 Signature, Place, and Date of Signing: /s/ Jason Bragg Chicago, IL November 14, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 290 Form 13F Information Table Value Total: $4,165,900 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 1 028-13417 Alyeska Master Fund, L.P. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABERCROMBIE & FITCH CO CL A 002896207 9158 270000 SH Sole 1 270000 0 0 ACACIA RESH CORP ACACIA TCH COM 003881307 21001 766190 SH Sole 1 766190 0 0 ACTIVISION BLIZZARD INC COM 00507V109 61608 5464153 SH Sole 1 5464153 0 0 AERCAP HOLDINGS NV SHS N00985106 11399 911985 SH Sole 1 911985 0 0 AEROFLEX HLDG CORP COM 007767106 3031 457306 SH Sole 1 457306 0 0 AFFILIATED MANAGERS GROUP COM 008252108 37745 306875 SH Sole 1 306875 0 0 ALPHA NATURAL RESOURCES INC NOTE 2.375% 4/1 02076XAA0 5317 6000000 PRN Sole 1 6000000 0 0 AMAZON COM INC COM 023135106 12716 50000 SH Sole 1 50000 0 0 AMERICAN CAP LTD COM 02503Y103 17025 1500000 SH Sole 1 1500000 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 19479 594059 SH Sole 1 594059 0 0 AMERICAN RLTY CAP TR INC COM 02917L101 3522 300000 SH Sole 1 300000 0 0 AMERIGROUP CORP COM 03073T102 18786 205475 SH Sole 1 205475 0 0 AMERIPRISE FINL INC COM 03076C106 974 17192 SH Sole 1 17192 0 0 AMREIT INC NEW CL B 03216B208 3112 210000 SH Sole 1 210000 0 0 ANGIES LIST INC COM 034754101 5154 487162 SH Sole 1 487162 0 0 APPLE INC COM 037833100 12007 18000 SH CALL Sole 1 18000 0 0 APPLE INC COM 037833100 9673 14500 SH Sole 1 14500 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 1502 25618 SH Sole 1 25618 0 0 AVAGO TECHNOLOGIES LTD SHS Y0486S104 8397 240848 SH Sole 1 240848 0 0 B/E AEROSPACE INC COM 073302101 594 14114 SH Sole 1 14114 0 0 BAKER HUGHES INC COM 057224107 922 20389 SH Sole 1 20389 0 0 BAZAARVOICE INC COM 073271108 4168 275121 SH Sole 1 275121 0 0 BED BATH & BEYOND INC COM 075896100 44906 712803 SH Sole 1 712803 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3969 45000 SH Sole 1 45000 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 11466 130000 SH PUT Sole 1 130000 0 0 BLACKROCK INC COM 09247X101 904 5073 SH Sole 1 5073 0 0 BLOCK H & R INC COM 093671105 25936 1496624 SH Sole 1 1496624 0 0 BLOOMIN BRANDS INC COM 094235108 3442 209260 SH Sole 1 209260 0 0 BOEING CO COM 097023105 32380 465270 SH Sole 1 465270 0 0 BRIGHTCOVE INC COM 10921T101 4730 404970 SH Sole 1 404970 0 0 BROADCOM CORP CL A 111320107 10704 309652 SH Sole 1 309652 0 0 BROWN & BROWN INC COM 115236101 24119 925170 SH Sole 1 925170 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 3962 250000 SH Sole 1 250000 0 0 CAPITAL ONE FINL CORP COM 14040H105 52317 917697 SH Sole 1 917697 0 0 CAREFUSION CORP COM 14170T101 20943 737709 SH Sole 1 737709 0 0 CELANESE CORP DEL COM SER A 150870103 13647 360000 SH PUT Sole 1 360000 0 0 CELANESE CORP DEL COM SER A 150870103 5307 140000 SH Sole 1 140000 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 9769 1172800 SH PUT Sole 1 1172800 0 0 CENTENE CORP DEL COM 15135B101 518 13865 SH Sole 1 13865 0 0 CERES INC COM 156773103 370 65216 SH Sole 1 65216 0 0 CF INDS HLDGS INC COM 125269100 31318 140924 SH Sole 1 140924 0 0 CF INDS HLDGS INC COM 125269100 17779 80000 SH PUT Sole 1 80000 0 0 CHEESECAKE FACTORY INC COM 163072101 1951 54600 SH PUT Sole 1 54600 0 0 CHEESECAKE FACTORY INC COM 163072101 1951 54600 SH CALL Sole 1 54600 0 0 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 6071 159388 SH Sole 1 159388 0 0 CIENA CORP COM NEW 171779309 1248 91900 SH PUT Sole 1 91900 0 0 CITIGROUP INC UNIT 99/99/9999 172967416 36893 381400 SH Sole 1 381400 0 0 CITIGROUP INC COM NEW 172967424 12240 374100 SH CALL Sole 1 374100 0 0 CITIGROUP INC COM NEW 172967424 18640 569700 SH PUT Sole 1 569700 0 0 CITRIX SYS INC COM 177376100 5357 70000 SH Sole 1 70000 0 0 CLEARWIRE CORP NEW CL A 18538Q105 25365 18929550 SH Sole 1 18929550 0 0 CNO FINL GROUP INC COM 12621E103 17970 1862265 SH Sole 1 1862265 0 0 COACH INC COM 189754104 19228 343248 SH Sole 1 343248 0 0 COBALT INTL ENERGY INC COM 19075F106 6516 292630 SH Sole 1 292630 0 0 COCA COLA CO COM 191216100 1875 49453 SH Sole 1 49453 0 0 COLGATE PALMOLIVE CO COM 194162103 36330 338839 SH Sole 1 338839 0 0 COMMVAULT SYSTEMS INC COM 204166102 5865 100000 SH CALL Sole 1 100000 0 0 COMPUWARE CORP COM 205638109 12886 1302989 SH Sole 1 1302989 0 0 COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 6100 991881 SH Sole 1 991881 0 0 CONAGRA FOODS INC COM 205887102 1391 50417 SH Sole 1 50417 0 0 CONCHO RES INC COM 20605P101 50291 530785 SH Sole 1 530785 0 0 CONTINENTAL RESOURCES INC COM 212015101 10522 136834 SH Sole 1 136834 0 0 COOPER COS INC COM NEW 216648402 11006 116521 SH Sole 1 116521 0 0 COVENTRY HEALTH CARE INC COM 222862104 20845 500000 SH Sole 1 500000 0 0 CUMMINS INC COM 231021106 9221 100000 SH CALL Sole 1 100000 0 0 CUMMINS INC COM 231021106 5154 55900 SH PUT Sole 1 55900 0 0 CYTOKINETICS INC COM 23282W100 590 708502 SH Sole 1 708502 0 0 CYTOKINETICS INC COM 23282W100 328 394736 SH CALL Sole 1 394736 0 0 DANAHER CORP DEL COM 235851102 25355 459764 SH Sole 1 459764 0 0 DELL INC COM 24702R101 1227 124600 SH PUT Sole 1 124600 0 0 DELL INC COM 24702R101 1227 124600 SH CALL Sole 1 124600 0 0 DELL INC COM 24702R101 1227 124600 SH Sole 1 124600 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 687 75009 SH Sole 1 75009 0 0 DEVELOPERS DIVERSIFIED RLTY NOTE 1.750%11/1 251591AX1 22139 19850000 PRN Sole 1 19850000 0 0 DEX ONE CORP COM 25212W100 2302 1842063 SH Sole 1 1842063 0 0 DICKS SPORTING GOODS INC COM 253393102 1640 31643 SH Sole 1 31643 0 0 DISH NETWORK CORP CL A 25470M109 10713 350000 SH PUT Sole 1 350000 0 0 DISH NETWORK CORP CL A 25470M109 1530 50000 SH Sole 1 50000 0 0 DISH NETWORK CORP CL A 25470M109 20475 668900 SH CALL Sole 1 668900 0 0 DOLLAR GEN CORP NEW COM 256677105 105258 2042261 SH Sole 1 2042261 0 0 DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 34772 400000 SH Sole 1 400000 0 0 E M C CORP MASS COM 268648102 5454 200000 SH Sole 1 200000 0 0 E2OPEN INC COM 29788A104 2658 195741 SH Sole 1 195741 0 0 EAGLE MATERIALS INC COM 26969P108 5235 113172 SH Sole 1 113172 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 747 6961 SH Sole 1 6961 0 0 ELOQUA INC COM 290139104 493 25000 SH Sole 1 25000 0 0 ENCANA CORP COM 292505104 21481 980000 SH PUT Sole 1 980000 0 0 ENCANA CORP COM 292505104 5041 230000 SH CALL Sole 1 230000 0 0 ENERGIZER HLDGS INC COM 29266R108 16304 218530 SH Sole 1 218530 0 0 EXA CORP COM 300614500 2790 257169 SH Sole 1 257169 0 0 EXACT SCIENCES CORP COM 30063P105 1425 129629 SH Sole 1 129629 0 0 EXACTTARGET INC COM 30064K105 4569 188679 SH Sole 1 188679 0 0 EXELON CORP COM 30161N101 11705 329000 SH CALL Sole 1 329000 0 0 EXPEDIA INC DEL COM NEW 30212P303 12875 222601 SH Sole 1 222601 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 20032 319849 SH Sole 1 319849 0 0 F5 NETWORKS INC COM 315616102 3648 34868 SH Sole 1 34868 0 0 FACEBOOK INC CL A 30303M102 1083 50000 SH CALL Sole 1 50000 0 0 FAMILY DLR STORES INC COM 307000109 22995 346847 SH Sole 1 346847 0 0 FEDEX CORP COM 31428X106 24539 290000 SH CALL Sole 1 290000 0 0 FEDEX CORP COM 31428X106 25386 300000 SH PUT Sole 1 300000 0 0 FEDEX CORP COM 31428X106 4067 48068 SH Sole 1 48068 0 0 FIDELITY NATIONAL FINANCIAL CL A 31620R105 11971 559684 SH Sole 1 559684 0 0 FIFTH THIRD BANCORP COM 316773100 31583 2036957 SH Sole 1 2036957 0 0 FISERV INC COM 337738108 1190 16080 SH Sole 1 16080 0 0 FLUIDIGM CORP DEL COM 34385P108 2550 150000 SH Sole 1 150000 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 17452 1770000 SH CALL Sole 1 1770000 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 26156 2652800 SH PUT Sole 1 2652800 0 0 FOSTER WHEELER AG COM H27178104 25061 1045962 SH Sole 1 1045962 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 40987 1035552 SH Sole 1 1035552 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 17613 445000 SH CALL Sole 1 445000 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 12863 325000 SH PUT Sole 1 325000 0 0 FUELCELL ENERGY INC COM 35952H106 1432 1627949 SH Sole 1 1627949 0 0 GASLOG LTD SHS G37585109 14029 1211561 SH Sole 1 1211561 0 0 GENERAL MTRS CO COM 37045V100 4420 194300 SH Sole 1 194300 0 0 GENMARK DIAGNOSTICS INC COM 372309104 9486 1030048 SH Sole 1 1030048 0 0 GENON ENERGY INC COM 37244E107 2530 1000000 SH Sole 1 1000000 0 0 GEVO INC COM 374396109 1398 653468 SH Sole 1 653468 0 0 GILEAD SCIENCES INC NOTE 0.625% 5/0 375558AH6 26084 15000000 PRN Sole 1 15000000 0 0 GOLAR LNG PARTNERS LP COM UNIT LPI Y2745C102 1088 33966 SH Sole 1 33966 0 0 GOLDCORP INC NEW COM 380956409 2938 64100 SH Sole 1 64100 0 0 GOLDCORP INC NEW COM 380956409 2292 50000 SH CALL Sole 1 50000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 28062 246853 SH Sole 1 246853 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 2916 239219 SH Sole 1 239219 0 0 GOOGLE INC CL A 38259P508 15090 20000 SH PUT Sole 1 20000 0 0 GOOGLE INC CL A 38259P508 13203 17500 SH CALL Sole 1 17500 0 0 GROUP 1 AUTOMOTIVE INC COM 398905109 1165 19344 SH Sole 1 19344 0 0 GROUPO FINANCIERO SNTNDR MEX SPON ADR SHS B 40053C105 13700 1000000 SH Sole 1 1000000 0 0 HALLIBURTON CO COM 406216101 18842 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309528 0 0 INFORMATICA CORP COM 45666Q102 1394 40000 SH CALL Sole 1 40000 0 0 INTEL CORP SDCV 3.250% 8/0 458140AF7 14764 12000000 PRN Sole 1 12000000 0 0 INTERCONTINENTALEXCHANGE INC COM 45865V100 752 5644 SH Sole 1 5644 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 12447 60000 SH Sole 1 60000 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 20658 41682 SH Sole 1 41682 0 0 INVESCO LTD SHS G491BT108 964 38595 SH Sole 1 38595 0 0 ISHARES TR RUSSELL 2000 464287655 12516 150000 SH Sole 1 150000 0 0 ISHARES TR RUSSELL 2000 464287655 33376 400000 SH CALL Sole 1 400000 0 0 ISHARES TR RUSSELL 2000 464287655 79268 950000 SH PUT Sole 1 950000 0 0 JABIL CIRCUIT INC COM 466313103 1872 100000 SH Sole 1 100000 0 0 JETBLUE AIRWAYS CORP DBCV 6.750%10/1 477143AF8 17553 14250000 PRN Sole 1 14250000 0 0 JETBLUE AIRWAYS CORP DBCV 6.750%10/1 477143AG6 8499 6630000 PRN Sole 1 6630000 0 0 JPMORGAN CHASE & CO COM 46625H100 16799 415000 SH Sole 1 415000 0 0 KAYAK SOFTWARE CORP CL A 486577109 2623 74250 SH Sole 1 74250 0 0 KEY ENERGY SVCS INC COM 492914106 4536 648090 SH Sole 1 648090 0 0 KIMBERLY CLARK CORP COM 494368103 31955 372532 SH Sole 1 372532 0 0 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 1528 20000 SH Sole 1 20000 0 0 LEVEL 3 COMMUNICATIONS INC NOTE 15.000% 1/1 52729NBM1 9770 8961000 PRN Sole 1 8961000 0 0 LIBERTY MEDIA CORP NEW DEB 3.125% 3/3 530718AF2 22319 16000000 PRN Sole 1 16000000 0 0 LILLY ELI & CO COM 532457108 9482 200000 SH CALL Sole 1 200000 0 0 LILLY ELI & CO COM 532457108 25573 539408 SH Sole 1 539408 0 0 LOWES COS INC COM 548661107 43852 1450164 SH Sole 1 1450164 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 33866 655558 SH Sole 1 655558 0 0 MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 513 43514 SH Sole 1 43514 0 0 MARATHON OIL CORP COM 565849106 1137 38476 SH Sole 1 38476 0 0 MARATHON PETE CORP COM 56585A102 41707 764018 SH Sole 1 764018 0 0 MBIA INC COM 55262C100 6027 595000 SH PUT Sole 1 595000 0 0 MBIA INC COM 55262C100 6129 605099 SH Sole 1 605099 0 0 MCDERMOTT 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1041 300000 SH Sole 1 300000 0 0 OFFICEMAX INC DEL COM 67622P101 14902 1908089 SH Sole 1 1908089 0 0 OMNICARE INC DBCV 3.250%12/1 681904AL2 14130 14300000 PRN Sole 1 14300000 0 0 ON ASSIGNMENT INC COM 682159108 762 38294 SH Sole 1 38294 0 0 ORACLE CORP COM 68389X105 16614 528119 SH Sole 1 528119 0 0 OWENS CORNING NEW COM 690742101 18671 558021 SH Sole 1 558021 0 0 PANDORA MEDIA INC COM 698354107 3285 300000 SH Sole 1 300000 0 0 PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 823 37829 SH Sole 1 37829 0 0 PENNYMAC MTG INVT TR COM 70931T103 27008 1155700 SH Sole 1 1155700 0 0 PENTAIR INC COM 709631105 20184 453491 SH Sole 1 453491 0 0 PEREGRINE SEMICONDUCTOR CORP COM 71366R703 2785 164458 SH Sole 1 164458 0 0 PERKINELMER INC COM 714046109 9846 334136 SH Sole 1 334136 0 0 PERRIGO CO COM 714290103 15491 133353 SH Sole 1 133353 0 0 PETSMART INC COM 716768106 3802 55122 SH Sole 1 55122 0 0 PHH CORP COM NEW 693320202 22441 1102774 SH Sole 1 1102774 0 0 PHH CORP NOTE 4.000% 9/0 693320AN3 5416 5000000 PRN Sole 1 5000000 0 0 PIONEER NAT RES CO COM 723787107 2349 22500 SH PUT Sole 1 22500 0 0 PIONEER NAT RES CO NOTE 2.875% 1/1 723787AH0 47940 27500000 PRN Sole 1 27500000 0 0 PNC FINL SVCS GROUP INC COM 693475105 31132 493378 SH Sole 1 493378 0 0 POPULAR INC COM NEW 733174700 14880 852854 SH Sole 1 852854 0 0 PPG INDS INC COM 693506107 13363 116364 SH Sole 1 116364 0 0 PRICE T ROWE GROUP INC COM 74144T108 1066 16841 SH Sole 1 16841 0 0 PRICELINE COM INC COM NEW 741503403 6206 10025 SH Sole 1 10025 0 0 PRICELINE COM INC COM NEW 741503403 18572 30000 SH CALL Sole 1 30000 0 0 PRICELINE COM INC COM NEW 741503403 41787 67500 SH PUT Sole 1 67500 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 836 31066 SH Sole 1 31066 0 0 PROCERA NETWORKS INC COM NEW 74269U203 4748 202059 SH Sole 1 202059 0 0 PROTO LABS INC COM 743713109 6937 205131 SH Sole 1 205131 0 0 QLIK TECHNOLOGIES INC COM 74733T105 8565 382548 SH Sole 1 382548 0 0 QUALCOMM INC COM 747525103 3748 60000 SH CALL Sole 1 60000 0 0 QUALCOMM INC COM 747525103 6247 100000 SH PUT Sole 1 100000 0 0 QUIDEL CORP COM 74838J101 14083 743957 SH Sole 1 743957 0 0 RANGE RES CORP COM 75281A109 13841 198105 SH Sole 1 198105 0 0 RANGE RES CORP COM 75281A109 6987 100000 SH CALL Sole 1 100000 0 0 RIO TINTO PLC SPONSORED ADR 767204100 878 18794 SH Sole 1 18794 0 0 SALLY BEAUTY HLDGS INC COM 79546E104 3832 152763 SH Sole 1 152763 0 0 SANDISK CORP COM 80004C101 7810 179851 SH Sole 1 179851 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 600 38548 SH Sole 1 38548 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 10913 700000 SH PUT Sole 1 700000 0 0 SIRONA DENTAL SYSTEMS INC COM 82966C103 18807 330195 SH Sole 1 330195 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 17564 122000 SH Sole 1 122000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 93580 650000 SH CALL Sole 1 650000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 479420 3330000 SH PUT Sole 1 3330000 0 0 STAPLES INC COM 855030102 7848 681300 SH CALL Sole 1 681300 0 0 STAPLES INC COM 855030102 13599 1180500 SH PUT Sole 1 1180500 0 0 STAPLES INC COM 855030102 6553 568872 SH Sole 1 568872 0 0 STARBUCKS CORP COM 855244109 51987 1025183 SH Sole 1 1025183 0 0 STATE STR CORP COM 857477103 782 18650 SH Sole 1 18650 0 0 SUMMIT HOTEL PPTYS INC COM 866082100 5479 641600 SH Sole 1 641600 0 0 SUNCOKE ENERGY INC COM 86722A103 1353 83951 SH Sole 1 83951 0 0 SUNOCO INC COM 86764P109 11639 248543 SH Sole 1 248543 0 0 SUNRISE SENIOR LIVING INC COM 86768K106 1427 100000 SH Sole 1 100000 0 0 SUPERMEDIA INC COM 868447103 634 238518 SH Sole 1 238518 0 0 SYMANTEC CORP COM 871503108 13555 754127 SH Sole 1 754127 0 0 TANGOE INC COM 87582Y108 2650 201900 SH Sole 1 201900 0 0 TARGET CORP COM 87612E106 14542 229122 SH Sole 1 229122 0 0 TEAM HEALTH HOLDINGS INC COM 87817A107 5597 206308 SH Sole 1 206308 0 0 TERADATA CORP DEL COM 88076W103 12488 165604 SH Sole 1 165604 0 0 TESLA MTRS INC COM 88160R101 4392 150000 SH Sole 1 150000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 442 10678 SH Sole 1 10678 0 0 TEXTAINER GROUP HOLDINGS LTD SHS G8766E109 17566 575000 SH Sole 1 575000 0 0 TEXTRON INC NOTE 4.500% 5/0 883203BN0 32370 16100000 PRN Sole 1 16100000 0 0 THE ADT CORPORATION COM 00101J106 2700 74999 SH Sole 1 2700 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1395 23716 SH Sole 1 23716 0 0 THERMON GROUP HLDGS INC COM 88362T103 2507 100321 SH Sole 1 100321 0 0 TIBCO SOFTWARE INC COM 88632Q103 4231 140000 SH CALL Sole 1 140000 0 0 TIBCO SOFTWARE INC COM 88632Q103 3022 100000 SH PUT Sole 1 100000 0 0 TIBCO SOFTWARE INC COM 88632Q103 1275 42207 SH Sole 1 42207 0 0 TIFFANY & CO NEW COM 886547108 30921 499700 SH CALL Sole 1 499700 0 0 TIFFANY & CO NEW COM 886547108 33037 533900 SH PUT Sole 1 533900 0 0 TRIPADVISOR INC COM 896945201 7444 226069 SH Sole 1 226069 0 0 TRULIA INC COM 897888103 1988 92791 SH Sole 1 92791 0 0 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 8282 189479 SH Sole 1 189479 0 0 TRW AUTOMOTIVE INC NOTE 3.500%12/0 87264MAH2 16850 10237000 PRN Sole 1 10237000 0 0 TW TELECOM INC COM 87311L104 2852 109331 SH Sole 1 109331 0 0 TYCO INTERNATIONAL LTD SHS H89128104 4145 149999 SH Sole 1 149999 0 0 TYSON FOODS INC NOTE 3.250%10/1 902494AP8 7231 6500000 PRN Sole 1 6500000 0 0 VANTIV INC CL A 92210H105 23516 1091242 SH Sole 1 1091242 0 0 VERASTEM INC COM 92337C104 749 79794 SH Sole 1 79794 0 0 VISTEON CORP COM NEW 92839U206 15372 345757 SH Sole 1 345757 0 0 VRINGO INC COM 92911N104 1146 395400 SH Sole 1 395400 0 0 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 11292 890579 SH Sole 1 890579 0 0 WEB COM GROUP INC COM 94733A104 4342 241925 SH Sole 1 241925 0 0 WESTERN ASSET MTG CAP CORP COM 95790D105 22202 1000100 SH Sole 1 1000100 0 0 WESTLAKE CHEM CORP COM 960413102 1036 14186 SH Sole 1 14186 0 0 WHITING PETE CORP NEW COM 966387102 8632 182205 SH Sole 1 182205 0 0 WHOLE FOODS MKT INC COM 966837106 1208 12406 SH Sole 1 12406 0 0 WNS HOLDINGS LTD SPON ADR 92932M101 5560 542990 SH Sole 1 542990 0 0 WRIGHT EXPRESS CORP COM 98233Q105 660 9471 SH Sole 1 9471 0 0 ZILLOW INC CL A 98954A107 2530 60000 SH Sole 1 60000 0 0 ZIMMER HLDGS INC COM 98956P102 1365 20192 SH Sole 1 20192 0 0 ZYNGA INC CL A 98986T108 2338 824815 SH Sole 1 824815 0 0