0001439805-12-000013.txt : 20121114 0001439805-12-000013.hdr.sgml : 20121114 20121114105018 ACCESSION NUMBER: 0001439805-12-000013 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Greenwich Wealth Management LLC CENTRAL INDEX KEY: 0001439805 IRS NUMBER: 205998630 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13145 FILM NUMBER: 121201727 BUSINESS ADDRESS: STREET 1: 45 EAST PUTNAM AVENUE STE 128 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-618-0100 MAIL ADDRESS: STREET 1: 45 EAST PUTNAM AVENUE STE 128 CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: greenwich Wealth Management LLC DATE OF NAME CHANGE: 20080711 13F-HR/A 1 13F_GWM_Q1-2011.txt 13- F Q1 2011 RESTATED UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: March 31, 2011 -------------- Check here if Amendment [ X ]; Amendment Number: 1 --------- This Amendment (Check only one.): [ X ] is a restatement. [ ] adds new holdings entries. This filing is being amended to reflect the following formatting changes: decimal places removed from the Dollar Value Total Column, Share amounts are no longer expressed as a multiple of 1000 and a Put/Call column has been added. Institutional Investment Manager Filing this Report: Name: Greenwich Wealth Management, LLC Address: 45 East Putnam Avenue Suite 109 Greenwich, CT 06830 Form 13F File Number: 28-13145 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Freeburg Title: Principal Phone: (203) 618-0100 Signature, Place, and Date of Signing: /s/ Michael Freeburg Greenwich, CT November 14, 2012 -------------------- ------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 108 ----------- Form 13F Information Table Value Total: 779,023 ----------- (thousands) List of Other Included Managers: {None}

VALUE SHARES/ SH/ PUT/INVSTM OTVOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALLDSCRET MAN SOLE SHANONE ALCOA INC COM 013817101 2,649 150000 SH N/A SOLE N/A 150,000 0 0 AMERICA MOVIL SAB DE CVSPON ADR L SHS 02364W105 14,525 250000 SH N/A SOLE N/A 250,000 0 0 AMERICAN TOWER CORP CL A 029912201 1,384 26705 SH N/A SOLE N/A 26,705 0 0 AMPHENOL CORP NEW CL A 032095101 1,012 18602 SH N/A SOLE N/A 18,602 0 0 APPLIED MATLS INC COM 038222105 5,367 343600 SH N/A SOLE N/A 343,600 0 0 BANK OF AMERICA CORPORACOM 060505104 1,032 77450 SH N/A SOLE N/A 77,450 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 6,259 350042 SH N/A SOLE N/A 350,042 0 0 BP PLC SPONSORED ADR 055622104 6,653 150716 SH N/A SOLE N/A 150,716 0 0 CAPSTONE TURBINE CORP COM 14067D102 18 10000 SH N/A SOLE N/A 10,000 0 0 CENOVUS ENERGY INC COM 15135U109 11,814 300000 SH N/A SOLE N/A 300,000 0 0 CHESAPEAKE ENERGY CORP COM 165167107 4,462 133100 SH N/A SOLE N/A 133,100 0 0 CIGNA CORP COM 125509109 8,856 200000 SH N/A SOLE N/A 200,000 0 0 CISCO SYS INC COM 17275R102 10,958 638955 SH N/A SOLE N/A 638,955 0 0 CITIGROUP INC COM 172967101 65 14600 SH N/A SOLE N/A 14,600 0 0 CORINTHIAN COLLEGES INCCOM 218868907 48 10900 SH N/A SOLE N/A 10,900 0 0 COVENTRY HEALTH CARE INCOM 222862104 7,169 225000 SH N/A SOLE N/A 225,000 0 0 DEVON ENERGY CORP COM 25179M103 5,506 60000 SH N/A SOLE N/A 60,000 0 0 DIAMOND OFFSHORE DRILLICOM 25271C102 17,871 230000 SH N/A SOLE N/A 230,000 0 0 DOW CHEM CO COM 260543103 5,674 150300 SH N/A SOLE N/A 150,300 0 0 DU PONT E I DE NEMOURS COM 263534109 8,267 150400 SH N/A SOLE N/A 150,400 0 0 EBAY INC COM 278642103 5,760 185575 SH N/A SOLE N/A 185,575 0 0 ENCANA CORP COM 292505104 10,359 300000 SH N/A SOLE N/A 300,000 0 0 ENDO PHARMACEUTICALS HLCOM 29264F205 11,473 300650 SH N/A SOLE N/A 300,650 0 0 ENSCO INTL INC COM 26874Q100 8,968 155056 SH N/A SOLE N/A 155,056 0 0 EXCO RESOURCES INC COM 269279402 5,578 270000 SH N/A SOLE N/A 270,000 0 0 FIBERTOWER CORP COM 31567R100 27 13350 SH N/A SOLE N/A 13,350 0 0 FIRST SOLAR INC COM 336433107 1,345 8365 SH N/A SOLE N/A 8,365 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 7,470 1000000 SH N/A SOLE N/A 1,000,000 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 303 20350 SH N/A SOLE N/A 20,350 0 0 FRANKLIN RES INC COM 354613101 18,762 150000 SH N/A SOLE N/A 150,000 0 0 FREEPORT-MCMORAN COPPERCOM 35671D857 55,569 1000340 SH N/A SOLE N/A 1,000,340 0 0 FRONTIER COMMUNICATIONSCOM 35906A108 601 73112 SH N/A SOLE N/A 73,112 0 0 GFI GROUP INC COM 361652209 1,181 235300 SH N/A SOLE N/A 235,300 0 0 GILEAD SCIENCES INC COM 375558103 776 18268 SH N/A SOLE N/A 18,268 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 4,863 126600 SH N/A SOLE N/A 126,600 0 0 GOOGLE INC CL A 38259P508 3,038 5177 SH N/A SOLE N/A 5,177 0 0 GROUP 1 AUTOMOTIVE INC COM 398905109 19,602 458000 SH N/A SOLE N/A 458,000 0 0 HEALTH NET INC COM 42222G108 6,540 200000 SH N/A SOLE N/A 200,000 0 0 HEWLETT PACKARD CO COM 428236103 9,855 240540 SH N/A SOLE N/A 240,540 0 0 HOME DEPOT INC COM 437076102 11,209 302460 SH N/A SOLE N/A 302,460 0 0 HOVNANIAN ENTERPRISES ICL A 442487203 108 30500 SH N/A SOLE N/A 30,500 0 0 HSN INC COM 404303109 756 23600 SH N/A SOLE N/A 23,600 0 0 HUMANA INC COM 444859102 20,982 300000 SH N/A SOLE N/A 300,000 0 0 IAC INTERACTIVECORP COM NEW 44919P300 1,824 59000 SH N/A SOLE N/A 59,000 0 0 INGERSOLL-RAND COMPANY CL A G4776G101 14,493 300000 SH N/A SOLE N/A 300,000 0 0 INTEL CORP COM 458140100 8,449 418700 SH N/A SOLE N/A 418,700 0 0 INTERACTIVE BROKERS GROCOM 45841N107 1,188 74752 SH N/A SOLE N/A 74,752 0 0 INTERNATIONAL BUSINESS COM 459200101 11,513 70600 SH N/A SOLE N/A 70,600 0 0 INTERVAL LEISURE GROUP COM 46113M108 386 23600 SH N/A SOLE N/A 23,600 0 0 INVESTMENT TECHNOLOGY GCOM 46145F105 4,631 254600 SH N/A SOLE N/A 254,600 0 0 ISHARES TR MSCI EMERG MKT 464287234 326 6692 SH N/A SOLE N/A 6,692 0 0 ISHARES TR MSCI EAFE IDX 464287465 333 5538 SH N/A SOLE N/A 5,538 0 0 ISHARES TR RUSSELL1000GRW 464287614 308 5092 SH N/A SOLE N/A 5,092 0 0 ISHARES TR RUS200 IDX ETF 464289446 438 5201 SH N/A SOLE N/A 5,201 0 0 ISHARES TR INDEX BARCLYS TIPS BD 464287176 517 4735 SH N/A SOLE N/A 4,735 0 0 JABIL CIRCUIT INC COM 466313103 10,419 510000 SH N/A SOLE N/A 510,000 0 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 3,126 150000 SH N/A SOLE N/A 150,000 0 0 JOHNSON & JOHNSON COM 478160104 242 4085 SH N/A SOLE N/A 4,085 0 0 JP MORGAN CHASE & CO COM 46625H100 1,012 21946 SH N/A SOLE N/A 21,946 0 0 KNIGHT CAPITAL GROUP INCL A 499005106 8,656 646000 SH N/A SOLE N/A 646,000 0 0 LEGG MASON INC COM 524901105 16,241 450000 SH N/A SOLE N/A 450,000 0 0 LIVE NATION ENTERTAINMECOM 538034109 348 34794 SH N/A SOLE N/A 34,794 0 0 MANITOWOC INC COM 563571908 3,282 150000 SH N/A SOLE N/A 150,000 0 0 MARATHON OIL CORP COM 565849106 10,662 200000 SH N/A SOLE N/A 200,000 0 0 MEDICIS PHARMACEUTICAL CL A NEW 584690309 9,612 300000 SH N/A SOLE N/A 300,000 0 0 MEMC ELECTR MATLS INC COM 552715104 6,480 500000 SH N/A SOLE N/A 500,000 0 0 MERCK & CO INC COM 589331107 17,534 531170 SH N/A SOLE N/A 531,170 0 0 MICROSOFT CORP COM 594918104 15,373 605477 SH N/A SOLE N/A 605,477 0 0 MONSANTO CO NEW COM 61166W101 915 12667 SH N/A SOLE N/A 12,667 0 0 MORGAN STANLEY COM NEW 617446448 2,459 90000 SH N/A SOLE N/A 90,000 0 0 NASDAQ OMX GROUP INC COM 631103108 6,460 250000 SH N/A SOLE N/A 250,000 0 0 NATIONAL OILWELL VARCO COM 637071101 21,972 277174 SH N/A SOLE N/A 277,174 0 0 NEOPROBE CORP COM 640518106 176 44600 SH N/A SOLE N/A 44,600 0 0 NOBLE CORPORATION SHS G65422100 15,967 350000 SH N/A SOLE N/A 350,000 0 0 NVIDIA CORP COM 67066G104 5,538 300000 SH N/A SOLE N/A 300,000 0 0 NYSE EURONEXT COM 629491101 5,685 161630 SH N/A SOLE N/A 161,630 0 0 OCH ZIFF CAP MGMT GROUPCL A 67551U105 2,464 151000 SH N/A SOLE N/A 151,000 0 0 ORACLE CORP COM 68389X105 7,957 238000 SH N/A SOLE N/A 238,000 0 0 OSHKOSH CORP COM 688239201 8,282 234100 SH N/A SOLE N/A 234,100 0 0 PARKER HANNIFIN CORP COM 701094104 18,936 200000 SH N/A SOLE N/A 200,000 0 0 PFIZER INC COM 717081103 8,084 398038 SH N/A SOLE N/A 398,038 0 0 PLUM CREEK TIMBER CO INCOM 729251108 48,791 1118800 SH N/A SOLE N/A 1,118,800 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 564 9815 SH N/A SOLE N/A 9,815 0 0 PRIDE INTL INC DEL COM 74153Q102 4,295 100000 SH N/A SOLE N/A 100,000 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347R297 250 6685 SH N/A SOLE N/A 6,685 0 0 QUALCOMM INC COM 747525103 1,479 26977 SH N/A SOLE N/A 26,977 0 0 QUANTA SVCS INC COM 74762E102 1,200 53497 SH N/A SOLE N/A 53,497 0 0 ROSS STORES INC COM 778296103 224 3150 SH N/A SOLE N/A 3,150 0 0 ROWAN COS INC COM 779382100 17,230 390000 SH N/A SOLE N/A 390,000 0 0 SCHWAB CHARLES CORP NEWCOM 808513105 9,412 522000 SH N/A SOLE N/A 522,000 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 6,480 200000 SH N/A SOLE N/A 200,000 0 0 SPDR DOW JONES INDL AVRUT SER 1 78467X109 630 5120 SH N/A SOLE N/A 5,120 0 0 SPDR TR UNIT SER 1 78462F103 662 4990 SH N/A SOLE N/A 4,990 0 0 SUPERVALU INC COM 868536103 118 13250 SH N/A SOLE N/A 13,250 0 0 TASER INTL INC COM 87651B104 743 183000 SH N/A SOLE N/A 183,000 0 0 TEREX CORP NEW COM 880779103 7,415 200200 SH N/A SOLE N/A 200,200 0 0 TESORO CORP COM 881609101 10,922 407100 SH N/A SOLE N/A 407,100 0 0 TOTAL S A SPONSORED ADR 89151E109 9,158 150200 SH N/A SOLE N/A 150,200 0 0 TRANSATLANTIC PETROLEUMSHS G89982105 48 15500 SH N/A SOLE N/A 15,500 0 0 TRANSOCEAN INC NEW SHS G90073100 19,095 244968 SH N/A SOLE N/A 244,968 0 0 TYCO INTL LTD BERMUDA SHS G9143X208 8,954 200000 SH N/A SOLE N/A 200,000 0 0 UBS AG SHS NEW H89231338 3,791 210000 SH N/A SOLE N/A 210,000 0 0 UNITED STATES NATL GAS UNIT 912318102 244 21250 SH N/A SOLE N/A 21,250 0 0 UNITEDHEALTH GROUP INC COM 91324P102 11,345 251000 SH N/A SOLE N/A 251,000 0 0 VALERO ENERGY CORP NEW COM 91913Y100 16,404 550100 SH N/A SOLE N/A 550,100 0 0 VERIZON COMMUNICATIONS COM 92343V104 11,577 300400 SH N/A SOLE N/A 300,400 0 0 WESTERN DIGITAL CORP COM 958102105 9,323 250000 SH N/A SOLE N/A 250,000 0 0 YAHOO INC COM 984332106 1,668 100000 SH N/A SOLE N/A 100,000 0 0