0000894579-12-000326.txt : 20121114
0000894579-12-000326.hdr.sgml : 20121114
20121114113000
ACCESSION NUMBER: 0000894579-12-000326
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121114
DATE AS OF CHANGE: 20121114
EFFECTIVENESS DATE: 20121114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPRINGBOK CAPITAL MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001387508
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12257
FILM NUMBER: 121202002
BUSINESS ADDRESS:
STREET 1: 130 EAST 59TH STREET
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-897-6732
MAIL ADDRESS:
STREET 1: 130 EAST 59TH STREET
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
springbok13fhr110612.txt
FORM 13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F Cover Page
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment: |_|; Amendment Number: ____
This Amendment (Check only one): |_| is a restatement
|_| adds new holding entries.
Institutional Investment Manager Filing this Report:
Name: Springbok Capital Management, LLC
Address: 437 Madison Avenue, 33rd Floor
New York, New York 10022
13F File Number: 028-12257
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Cisco J. del Valle
Title: Managing Member
Phone: 212-546-1180
Signature, Place and Date of Signing:
/s/ Cisco J. del Valle New York, NY November 14, 2012
----------------------- -------------------------- --------------------
[Signature] [City, State] [Date]
Report Type: (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report).
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting managers(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings
for this reporting manager are reported in this report and a portion
are reported by other reporting manager(s).)
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 642
Form 13F Information Table Value Total: $325,603
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
None.
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Title of Notional Shares/ SH/ Put/ Investment Other Voting Authority
Name of Issuer Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
7 DAYS GROUP HLDGS LTD ADR 81783J101 87 7,500 SH OTHER 7,500
ABIOMED INC COM 003654100 28 1,350 SH OTHER 1,350
ACACIA RESH CORP ACACIA TCH COM 003881307 638 23,287 SH OTHER 23,287
ACCURIDE CORP NEW COM NEW 00439T206 197 42,205 SH OTHER 42,205
ACHILLION PHARMACEUTICALS IN COM 00448Q201 294 28,234 SH OTHER 28,234
ACORDA THERAPEUTICS INC COM 00484M106 462 18,059 SH OTHER 18,059
ACTIVISION BLIZZARD INC COM 00507V109 50 4,400 SH OTHER 4,400
ACTUANT CORP CL A NEW 00508X203 82 2,850 SH OTHER 2,850
ADTRAN INC COM 00738A106 100 5,800 SH OTHER 5,800
AEROVIRONMENT INC COM 008073108 469 20,000 SH OTHER 20,000
AETNA INC NEW COM 00817Y108 475 12,000 SH OTHER 12,000
AFFILIATED MANAGERS GROUP COM 008252108 49 400 SH OTHER 400
AFFYMAX INC COM 00826A109 615 29,222 SH OTHER 29,222
AFFYMETRIX INC COM 00826T108 397 91,454 SH OTHER 91,454
AFFYMETRIX INC NOTE 4.000% 7/0 00826TAH1 194 200,000 SH OTHER 200,000
AG MTG INVT TR INC COM 001228105 428 17,740 SH OTHER 17,740
AGCO CORP COM 001084102 33 700 SH OTHER 700
AKAMAI TECHNOLOGIES INC COM 00971T101 184 4,800 SH OTHER 4,800
AKAMAI TECHNOLOGIES INC COM 00971T101 268 7,000 SH PUT OTHER 7,000
ALEXION PHARMACEUTICALS INC COM 015351109 358 3,130 SH OTHER 3,130
ALIGN TECHNOLOGY INC COM 016255101 144 3,900 SH PUT OTHER 3,900
ALLERGAN INC COM 018490102 708 7,733 SH OTHER 7,733
ALLIANT ENERGY CORP COM 018802108 152 3,500 SH OTHER 3,500
ALLOT COMMUNICATIONS LTD SHS M0854Q105 164 6,180 SH OTHER 6,180
ALNYLAM PHARMACEUTICALS INC COM 02043Q107 351 18,700 SH OTHER 18,700
ALTERA CORP COM 021441100 340 10,000 SH PUT OTHER 10,000
AMAG PHARMACEUTICALS INC COM 00163U106 304 17,146 SH OTHER 17,146
AMARIN CORP PLC SPONS ADR NEW 023111206 1,172 93,233 SH OTHER 93,233
AMARIN CORP PLC SPONS ADR NEW 023111206 661 52,600 SH CALL OTHER 52,600
AMEREN CORP COM 023608102 49 1,500 SH OTHER 1,500
AMERICAN AXLE & MFG HLDGS IN COM 024061103 271 24,050 SH OTHER 24,050
AMERICAN CAMPUS CMNTYS INC COM 024835100 755 17,200 SH OTHER 17,200
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Title of Notional Shares/ SH/ Put/ Investment Other Voting Authority
Name of Issuer Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
AMERICAN CAP MTG INVT CORP COM 02504A104 490 19,500 SH OTHER 19,500
AMERICAN CAPITAL AGENCY CORP COM 02503X105 865 25,000 SH OTHER 25,000
AMERICAN GREETINGS CORP CL A 026375105 353 21,000 SH OTHER 21,000
AMERICAN INTL GROUP INC COM NEW 026874784 984 30,000 SH OTHER 30,000
AMERICAN RAILCAR INDS INC COM 02916P103 329 11,620 SH OTHER 11,620
AMERICAN RLTY CAP TR INC COM 02917L101 318 27,100 SH OTHER 27,100
AMERICAN TOWER CORP NEW COM 03027X100 1,192 16,700 SH OTHER 16,700
AMERIGROUP CORP COM 03073T102 1,335 14,600 SH OTHER 14,600
AMGEN INC COM 031162100 162 1,925 SH OTHER 1,925
AMICUS THERAPEUTICS INC COM 03152W109 123 23,669 SH OTHER 23,669
AMPHENOL CORP NEW CL A 032095101 94 1,600 SH OTHER 1,600
ANADARKO PETE CORP COM 032511107 49 700 SH OTHER 700
ANADARKO PETE CORP COM 032511107 1,622 23,200 SH CALL OTHER 23,200
ANCESTRY COM INC COM 032803108 29 950 SH OTHER 950
ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 92 2,625 SH OTHER 2,625
ANNALY CAP MGMT INC NOTE 5.000% 5/1 035710AB8 818 800,000 SH OTHER 800,000
APOLLO COML REAL EST FIN INC COM 03762U105 108 6,250 SH OTHER 6,250
APPLE INC COM 037833100 1,937 2,903 SH OTHER 2,903
ARCTIC CAT INC COM 039670104 29 700 SH OTHER 700
ARES CAP CORP COM 04010L103 600 35,000 SH OTHER 35,000
ARES COML REAL ESTATE CORP COM 04013V108 453 26,574 SH OTHER 26,574
ARIBA INC COM NEW 04033V203 2,348 52,400 SH OTHER 52,400
ASHFORD HOSPITALITY TR INC 9% CUM
PFD SER E 044103505 46 1,700 SH OTHER 1,700
ASHLAND INC NEW COM 044209104 93 1,300 SH OTHER 1,300
ASM INTL N V NY REGISTER SH N07045102 1,852 55,029 SH OTHER 55,029
ASPEN INSURANCE HOLDINGS LTD SHS G05384105 417 24,250 SH OTHER 24,250
ASSOCIATED BANC CORP COM 045487105 50 3,800 SH OTHER 3,800
ATHENAHEALTH INC COM 04685W103 367 4,000 SH PUT OTHER 4,000
ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 31 900 SH OTHER 900
ATWOOD OCEANICS INC COM 050095108 227 5,000 SH OTHER 5,000
AXT INC COM 00246W103 7 2,010 SH OTHER 2,010
BAIDU INC SPON ADR REP A 056752108 82 700 SH CALL OTHER 700
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Title of Notional Shares/ SH/ Put/ Investment Other Voting Authority
Name of Issuer Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION COM 060505104 698 79,075 SH OTHER 79,075
BARCLAYS BK PLC IPTH S&PVIX NEW 06740C261 981 109,000 SH OTHER 109,000
BARD C R INC COM 067383109 184 1,760 SH OTHER 1,760
BARRETT BILL CORP COM 06846N104 25 1,000 SH OTHER 1,000
BARRICK GOLD CORP COM 067901108 2,064 49,421 SH OTHER 49,421
BEST BUY INC COM 086516101 987 57,400 SH CALL OTHER 57,400
BIOGEN IDEC INC COM 09062X103 319 2,140 SH OTHER 2,140
BIOMARIN PHARMACEUTICAL INC COM 09061G101 52 1,286 SH OTHER 1,286
BLACKROCK INC COM 09247X101 53 300 SH OTHER 300
BLACKROCK KELSO CAPITAL CORP COM 092533108 74 7,589 SH OTHER 7,589
BLYTH INC COM NEW 09643P207 23 875 SH OTHER 875
BOEING CO COM 097023105 271 3,900 SH OTHER 3,900
BOINGO WIRELESS INC COM 09739C102 360 45,350 SH OTHER 45,350
BOISE INC COM 09746Y105 251 28,620 SH OTHER 28,620
BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 28 300 SH OTHER 300
BRE PROPERTIES INC CL A 05564E106 370 7,900 SH OTHER 7,900
BRIGHTPOINT INC COM NEW 109473405 370 41,200 SH OTHER 41,200
BRISTOW GROUP INC COM 110394103 54 1,070 SH OTHER 1,070
BROADCOM CORP CL A 111320107 484 14,000 SH OTHER 14,000
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 156 4,525 SH OTHER 4,525
BROOKFIELD OFFICE PPTYS INC COM 112900105 856 51,700 SH OTHER 51,700
BUCKEYE TECHNOLOGIES INC COM 118255108 32 1,000 SH OTHER 1,000
CA INC COM 12673P105 49 1,900 SH OTHER 1,900
CABOT OIL & GAS CORP COM 127097103 2,213 49,290 SH OTHER 49,290
CACI INTL INC CL A 127190304 52 1,000 SH OTHER 1,000
CADENCE DESIGN SYSTEM INC COM 127387108 76 5,900 SH OTHER 5,900
CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 38 1,200 SH OTHER 1,200
CAMDEN PPTY TR SH BEN INT 133131102 509 7,900 SH OTHER 7,900
CAMECO CORP COM 13321L108 29 1,500 SH OTHER 1,500
CAMERON INTERNATIONAL CORP COM 13342B105 835 14,900 SH OTHER 14,900
CANADIAN NAT RES LTD COM 136385101 1,971 64,003 SH OTHER 64,003
CARTER INC COM 146229109 48 900 SH OTHER 900
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Title of Notional Shares/ SH/ Put/ Investment Other Voting Authority
Name of Issuer Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC DEL COM 149123101 284 3,300 SH OTHER 3,300
CATERPILLAR INC DEL COM 149123101 60 700 SH CALL OTHER 700
CAVIUM INC COM 14964U108 456 13,695 SH OTHER 13,695
CELGENE CORP COM 151020104 342 4,480 SH OTHER 4,480
CERADYNE INC COM 156710105 125 5,110 SH OTHER 5,110
CF INDS HLDGS INC COM 125269100 190 855 SH OTHER 855
CH ENERGY GROUP INC COM 12541M102 78 1,200 SH OTHER 1,200
CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 976 13,000 SH OTHER 13,000
CHATHAM LODGING TR COM 16208T102 74 5,300 SH OTHER 5,300
CHEESECAKE FACTORY INC COM 163072101 30 840 SH OTHER 840
CHEMTURA CORP COM NEW 163893209 50 2,900 SH OTHER 2,900
CHESAPEAKE ENERGY CORP COM 165167107 47 2,500 SH OTHER 2,500
CHICAGO BRIDGE & IRON CO N V NY REGISTRY SH 167250109 967 25,380 SH OTHER 25,380
CHICOS FAS INC COM 168615102 49 2,700 SH OTHER 2,700
CHINA LODGING GROUP LTD SPONSORED ADR 16949N109 108 6,500 SH OTHER 6,500
CINTAS CORP COM 172908105 177 4,280 SH OTHER 4,280
CIRRUS LOGIC INC COM 172755100 85 2,210 SH OTHER 2,210
CISCO SYS INC COM 17275R102 70 3,640 SH OTHER 3,640
CIT GROUP INC COM NEW 125581801 370 9,400 SH OTHER 9,400
CLEAN ENERGY FUELS CORP COM 184499101 49 3,700 SH OTHER 3,700
CLEARWATER PAPER CORP COM 18538R103 121 2,919 SH OTHER 2,919
CLEVELAND BIOLABS INC COM 185860103 316 118,000 SH OTHER 118,000
CLOROX CO DEL COM 189054109 144 2,000 SH OTHER 2,000
CLOUD PEAK ENERGY INC COM 18911Q102 1,801 99,483 SH OTHER 99,483
CNOOC LTD SPONSORED ADR 126132109 195 960 SH OTHER 960
COACH INC COM 189754104 28 500 SH OTHER 500
COBALT INTL ENERGY INC COM 19075F106 1,181 53,030 SH OTHER 53,030
COINSTAR INC COM 19259P300 27 600 SH OTHER 600
COLGATE PALMOLIVE CO COM 194162103 210 1,960 SH OTHER 1,960
COLONY FINL INC COM 19624R106 54 2,750 SH OTHER 2,750
COMCAST CORP NEW CL A 20030N101 161 4,500 SH OTHER 4,500
COMCAST CORP NEW CL A SPL 20030N200 574 16,500 SH OTHER 16,500
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Title of Notional Shares/ SH/ Put/ Investment Other Voting Authority
Name of Issuer Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
COMERICA INC COM 200340107 91 2,925 SH OTHER 2,925
COMPUWARE CORP COM 205638109 1,105 111,739 SH OTHER 111,739
COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 1,275 207,383 SH OTHER 207,383
CONSOLIDATED EDISON INC COM 209115104 96 1,600 SH OTHER 1,600
CONSTELLATION BRANDS INC CL A 21036P108 1,457 45,042 SH OTHER 45,042
CONTINENTAL RESOURCES INC COM 212015101 77 1,000 SH OTHER 1,000
COPART INC COM 217204106 30 1,100 SH OTHER 1,100
CORRECTIONS CORP AMER NEW COM NEW 22025Y407 3,722 111,285 SH OTHER 111,285
COTT CORP QUE COM 22163N106 71 8,985 SH OTHER 8,985
COVENTRY HEALTH CARE INC COM 222862104 1,914 45,900 SH OTHER 45,900
COVIDIEN PLC SHS G2554F113 640 10,770 SH OTHER 10,770
CRANE CO COM 224399105 587 14,700 SH OTHER 14,700
CREE INC COM 225447101 255 10,000 SH OTHER 10,000
CREE INC COM 225447101 383 15,000 SH PUT OTHER 15,000
CROCS INC COM 227046109 28 1,750 SH OTHER 1,750
CROSSTEX ENERGY INC COM 22765Y104 34 2,400 SH OTHER 2,400
CROWN CASTLE INTL CORP COM 228227104 147 2,300 SH OTHER 2,300
CUMMINS INC COM 231021106 28 300 SH OTHER 300
CUMMINS INC COM 231021106 111 1,200 SH CALL OTHER 1,200
CVR ENERGY INC COM 12662P108 37 1,000 SH OTHER 1,000
CVR PARTNERS LP COM 126633106 119 4,540 SH OTHER 4,540
CVS CAREMARK CORPORATION COM 126650100 334 6,900 SH OTHER 6,900
CYMER INC COM 232572107 306 6,000 SH PUT OTHER 6,000
CYTEC INDS INC COM 232820100 143 2,190 SH OTHER 2,190
D R HORTON INC COM 23331A109 45 2,200 SH OTHER 2,200
DANA HLDG CORP COM 235825205 523 42,500 SH OTHER 42,500
DAVITA INC COM 23918K108 677 6,530 SH OTHER 6,530
DEERE & CO COM 244199105 99 1,200 SH OTHER 1,200
DEERE & CO COM 244199105 41 500 SH PUT OTHER 500
DELEK US HLDGS INC COM 246647101 32 1,250 SH OTHER 1,250
DENBURY RES INC COM NEW 247916208 50 3,100 SH OTHER 3,100
DENISON MINES CORP COM 248356107 15 10,000 SH OTHER 10,000
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Title of Notional Shares/ SH/ Put/ Investment Other Voting Authority
Name of Issuer Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
DIAMOND OFFSHORE DRILLING IN COM 25271C102 46 700 SH OTHER 700
DIAMONDROCK HOSPITALITY CO COM 252784301 490 50,900 SH OTHER 50,900
DIGITAL RLTY TR INC COM 253868103 789 11,300 SH OTHER 11,300
DIGITALGLOBE INC COM NEW 25389M877 326 15,991 SH OTHER 15,991
DIRECTV COM 25490A309 100 1,900 SH OTHER 1,900
DISNEY WALT CO COM DISNEY 254687106 288 5,500 SH OTHER 5,500
DISNEY WALT CO COM DISNEY 254687106 131 2,500 SH PUT OTHER 2,500
DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 1,467 16,875 SH OTHER 16,875
DOMINOS PIZZA INC COM 25754A201 450 52,426 SH OTHER 52,426
DONNELLEY R R & SONS CO COM 257867101 48 4,500 SH OTHER 4,500
DOUBLELINE OPPORTUNISTIC CR COM 258623107 521 19,254 SH OTHER 19,254
DOUGLAS EMMETT INC COM 25960P109 877 38,000 SH OTHER 38,000
DOW CHEM CO COM 260543103 58 2,000 SH OTHER 2,000
DU PONT E I DE NEMOURS & CO COM 263534109 50 1,000 SH OTHER 1,000
DUN & BRADSTREET CORP DEL NE COM 26483E100 48 600 SH OTHER 600
DUPONT FABROS TECHNOLOGY INC COM 26613Q106 386 15,300 SH OTHER 15,300
E M C CORP MASS COM 268648102 1,341 49,190 SH OTHER 49,190
E M C CORP MASS COM 268648102 55 2,000 SH CALL OTHER 2,000
E M C CORP MASS COM 268648102 355 13,000 SH PUT OTHER 13,000
EASTGROUP PPTY INC COM 277276101 404 7,600 SH OTHER 7,600
EATON CORP COM 278058102 227 4,800 SH OTHER 4,800
EBAY INC COM 278642103 1,080 22,318 SH OTHER 22,318
EBIX INC COM NEW 278715206 50 2,100 SH OTHER 2,100
ECHOSTAR CORP CL A 278768106 2,647 92,373 SH OTHER 92,373
E-COMMERCE CHINA DANGDANG IN SPN ADS COM A 26833A105 66 14,000 SH CALL OTHER 14,000
ENDOCYTE INC COM 29269A102 29 2,888 SH OTHER 2,888
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 187 4,400 SH PUT OTHER 4,400
ENERSYS COM 29275Y102 74 2,100 SH OTHER 2,100
ENGILITY HLDGS INC COM 29285W104 2 116 SH OTHER 116
EPL OIL & GAS INC COM 26883D108 29 1,450 SH OTHER 1,450
EPLUS INC COM 294268107 219 5,585 SH OTHER 5,585
EQUINIX INC COM NEW 29444U502 2,006 9,737 SH OTHER 9,737
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Title of Notional Shares/ SH/ Put/ Investment Other Voting Authority
Name of Issuer Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
EQUITY ONE COM 294752100 48 2,300 SH OTHER 2,300
EQUITY RESIDENTIAL SH BEN INT 29476L107 794 13,800 SH OTHER 13,800
ETHAN ALLEN INTERIORS INC COM 297602104 31 1,400 SH OTHER 1,400
EXCO RESOURCES INC COM 269279402 1,254 156,536 SH OTHER 156,536
EXELIXIS INC COM 30161Q104 97 20,000 SH OTHER 20,000
EXELON CORP COM 30161N101 320 9,000 SH OTHER 9,000
EXPRESS INC COM 30219E103 37 2,483 SH OTHER 2,483
F5 NETWORKS INC COM 315616102 157 1,500 SH PUT OTHER 1,500
FACEBOOK INC CL A 30303M102 43 2,000 SH OTHER 2,000
FAIRCHILD SEMICONDUCTOR INTL COM 303726103 350 26,650 SH OTHER 26,650
FEDERATED INVS INC PA CL B 314211103 50 2,400 SH OTHER 2,400
FIFTH STREET FINANCE CORP COM 31678A103 428 39,000 SH OTHER 39,000
FIRST SOLAR INC COM 336433107 354 16,000 SH PUT OTHER 16,000
FLOTEK INDS INC DEL COM 343389102 1,230 97,112 SH OTHER 97,112
FLOWSERVE CORP COM 34354P105 51 400 SH OTHER 400
FOOT LOCKER INC COM 344849104 30 850 SH OTHER 850
FORTINET INC COM 34959E109 43 1,800 SH OTHER 1,800
FORTINET INC COM 34959E109 72 3,000 SH CALL OTHER 3,000
FRANCESCAS HLDGS CORP COM 351793104 336 10,950 SH OTHER 10,950
FREEPORT-MCMORAN COPPER & GO COM 35671D857 2,568 64,870 SH OTHER 64,870
FRONTLINE LTD SHS G3682E127 1 300 SH CALL OTHER 300
FULTON FINL CORP PA COM 360271100 148 15,000 SH OTHER 15,000
FUSION-IO INC COM 36112J107 303 10,000 SH PUT OTHER 10,000
FXCM INC COM CL A 302693106 701 73,418 SH OTHER 73,418
FXCM INC COM CL A 302693106 132 13,800 SH CALL OTHER 13,800
G & K SVCS INC CL A 361268105 30 950 SH OTHER 950
GARDNER DENVER INC COM 365558105 1,167 19,324 SH OTHER 19,324
GARTNER INC COM 366651107 46 1,000 SH OTHER 1,000
GATX CORP COM 361448103 312 7,356 SH OTHER 7,356
GENERAL DYNAMICS CORP COM 369550108 53 800 SH OTHER 800
GENERAL MTRS CO COM 37045V100 228 10,000 SH OTHER 10,000
GENOMIC HEALTH INC COM 37244C101 31 900 SH OTHER 900
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Title of Notional Shares/ SH/ Put/ Investment Other Voting Authority
Name of Issuer Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
GEORGIA GULF CORP COM PAR $0.01 NEW 373200302 29 800 SH OTHER 800
GILEAD SCIENCES INC COM 375558103 908 13,694 SH OTHER 13,694
GLOBAL CASH ACCESS HLDGS INC COM 378967103 89 11,066 SH OTHER 11,066
GLOBAL X FDS GLB X URANIUM 37950E754 107 14,000 SH OTHER 14,000
GLOBE SPECIALTY METALS INC COM 37954N206 180 11,808 SH OTHER 11,808
GLU MOBILE INC COM 379890106 28 6,000 SH OTHER 6,000
GNC HLDGS INC COM CL A 36191G107 29 750 SH OTHER 750
GOLAR LNG LTD BERMUDA SHS G9456A100 201 5,198 SH OTHER 5,198
GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 94 7,325 SH OTHER 7,325
GOLD RESOURCE CORP COM 38068T105 31 1,450 SH OTHER 1,450
GOLDCORP INC NEW COM 380956409 908 19,794 SH OTHER 19,794
GOODRICH PETE CORP COM NEW 382410405 97 7,700 SH OTHER 7,700
GOOGLE INC CL A 38259P508 521 690 SH OTHER 690
GRAFTECH INTL LTD COM 384313102 95 10,600 SH OTHER 10,600
GRANITE REAL ESTATE INC COM 387431109 90 2,500 SH OTHER 2,500
GREAT PLAINS ENERGY INC COM 391164100 51 2,300 SH OTHER 2,300
GREEN MTN COFFEE ROASTERS IN COM 393122106 197 8,300 SH CALL OTHER 8,300
GREENBRIER COS INC COM 393657101 256 15,843 SH OTHER 15,843
GROUPON INC COM CL A 399473107 238 50,000 SH CALL OTHER 50,000
GROUPON INC COM CL A 399473107 477 100,000 SH PUT OTHER 100,000
GSI GROUP INC CDA NEW COM NEW 36191C205 52 5,846 SH OTHER 5,846
HALCON RES CORP COM NEW 40537Q209 306 41,800 SH OTHER 41,800
HALLIBURTON CO COM 406216101 91 2,710 SH OTHER 2,710
HALOZYME THERAPEUTICS INC COM 40637H109 334 44,241 SH OTHER 44,241
HANESBRANDS INC COM 410345102 145 4,560 SH OTHER 4,560
HANGER INC COM NEW 41043F208 43 1,515 SH OTHER 1,515
HARMAN INTL INDS INC COM 413086109 30 650 SH OTHER 650
HAYNES INTERNATIONAL INC COM NEW 420877201 29 550 SH OTHER 550
HEALTH CARE REIT INC COM 42217K106 393 6,800 SH OTHER 6,800
HELIX ENERGY SOLUTIONS GRP I COM 42330P107 32 1,750 SH OTHER 1,750
HELMERICH & PAYNE INC COM 423452101 72 1,520 SH OTHER 1,520
HERBALIFE LTD COM USD SHS G4412G101 213 4,500 SH OTHER 4,500
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Title of Notional Shares/ SH/ Put/ Investment Other Voting Authority
Name of Issuer Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
HESS CORP COM 42809H107 1,245 23,175 SH OTHER 23,175
HIBBETT SPORTS INC COM 428567101 30 500 SH OTHER 500
HOME INNS & HOTELS MGMT INC SPON ADR 43713W107 87 3,500 SH OTHER 3,500
HONEYWELL INTL INC COM 438516106 90 1,500 SH OTHER 1,500
HORSEHEAD HLDG CORP COM 440694305 103 11,000 SH OTHER 11,000
HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 295 12,400 SH OTHER 12,400
HUDSON CITY BANCORP COM 443683107 983 123,700 SH OTHER 123,700
HUNTINGTON BANCSHARES INC COM 446150104 74 10,750 SH OTHER 10,750
ICAHN ENTERPRISES LP/CORP FRNT 8/1 451102AB3 501 500,000 SH OTHER 500,000
ICICI BK LTD ADR 45104G104 325 8,087 SH OTHER 8,087
IDENIX PHARMACEUTICALS INC COM 45166R204 50 10,982 SH OTHER 10,982
ILLUMINA INC COM 452327109 634 13,153 SH OTHER 13,153
INCYTE CORP COM 45337C102 333 18,459 SH OTHER 18,459
INDIA FD INC COM 454089103 46 1,985 SH OTHER 1,985
INFINITY PHARMACEUTICALS INC COM 45665G303 730 31,048 SH OTHER 31,048
INFORMATICA CORP COM 45666Q102 49 1,400 SH OTHER 1,400
INSPERITY INC COM 45778Q107 29 1,150 SH OTHER 1,150
INTEGRYS ENERGY GROUP INC COM 45822P105 42 800 SH OTHER 800
INTERMUNE INC COM 45884X103 212 23,689 SH OTHER 23,689
INTERNATIONAL BUSINESS MACHS COM 459200101 135 650 SH OTHER 650
INTERNATIONAL GAME TECHNOLOG COM 459902102 262 20,000 SH OTHER 20,000
INTEROIL CORP COM 460951106 3,171 41,040 SH OTHER 41,040
INTEROIL CORP COM 460951106 31,344 405,700 SH CALL OTHER 405,700
INVESCO MORTGAGE CAPITAL INC COM 46131B100 287 14,250 SH OTHER 14,250
IPG PHOTONICS CORP COM 44980X109 29 500 SH OTHER 500
IRIDIUM COMMUNICATIONS INC COM 46269C102 28 3,850 SH OTHER 3,850
IRON MTN INC COM 462846106 2,746 80,493 SH OTHER 80,493
IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 298 23,327 SH OTHER 23,327
ISHARES INC MSCI BRAZIL 464286400 551 10,200 SH OTHER 10,200
ISHARES INC MSCI EMU INDEX 464286608 51 1,700 SH OTHER 1,700
ISHARES INC MSCI SWEDEN 464286756 407 14,400 SH OTHER 14,400
ISHARES INC MSCI S KOREA 464286772 2,880 48,700 SH PUT OTHER 48,700
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Title of Notional Shares/ SH/ Put/ Investment Other Voting Authority
Name of Issuer Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
ISHARES INC MSCI GERMAN 464286806 99 4,400 SH OTHER 4,400
ISHARES INC MSCI JAPAN 464286848 202 22,000 SH OTHER 22,000
ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 51 1,500 SH OTHER 1,500
ISHARES SILVER TRUST ISHARES 46428Q109 167 5,000 SH OTHER 5,000
ISHARES TR BARCLYS TIPS BD 464287176 49 400 SH OTHER 400
ISHARES TR FTSE CHINA25 IDX 464287184 69 2,000 SH OTHER 2,000
ISHARES TR TRANSP AVE IDX 464287192 209 2,400 SH OTHER 2,400
ISHARES TR MSCI EMERG MKT 464287234 165 4,000 SH OTHER 4,000
ISHARES TR S&P LTN AM 40 464287390 409 9,600 SH OTHER 9,600
ISHARES TR MSCI EAFE INDEX 464287465 95 1,800 SH OTHER 1,800
ISHARES TR RUSSELL MCP GR 464287481 99 1,600 SH OTHER 1,600
ISHARES TR RUSSELL MIDCAP 464287499 44 400 SH OTHER 400
ISHARES TR S&P MIDCAP 400 464287507 49 500 SH OTHER 500
ISHARES TR COHEN&S T RLTY 464287564 140 1,800 SH OTHER 1,800
ISHARES TR RUSSELL1 000GRW 464287614 47 700 SH OTHER 700
ISHARES TR RUSSELL 2000 464287655 17,948 215,100 SH PUT OTHER 215,100
ISHARES TR DJ US REAL EST 464287739 103 1,600 SH OTHER 1,600
ISHARES TR HIGH YLD CORP 464288513 1,015 11,000 SH OTHER 11,000
ISIS PHARMACEUTICALS INC COM 464330109 378 26,899 SH OTHER 26,899
ITT EDUCATIONAL SERVICES INC COM 45068B109 45 1,400 SH OTHER 1,400
JOHNSON & JOHNSON COM 478160104 379 5,500 SH OTHER 5,500
KAISER ALUMINUM CORP COM PAR $0.01 483007704 64 1,102 SH OTHER 1,102
KELLY SVCS INC CL A 488152208 32 2,500 SH OTHER 2,500
KENNAMETAL INC COM 489170100 48 1,300 SH OTHER 1,300
KEY ENERGY SVCS INC COM 492914106 91 13,000 SH OTHER 13,000
KILROY RLTY CORP COM 49427F108 49 1,100 SH OTHER 1,100
KIMBERLY CLARK CORP COM 494368103 146 1,700 SH OTHER 1,700
KINDER MORGAN INC DEL *W EXP 05/25/201 49456B119 37 10,556 SH OTHER 10,556
KINDER MORGAN MANAGEMENT LLC SHS 49455U100 233 3,046 SH OTHER 3,046
KINDRED HEALTHCARE INC COM 494580103 49 4,300 SH OTHER 4,300
KKR FINANCIAL HLDGS LLC COM 48248A306 104 10,380 SH OTHER 10,380
KNOLL INC COM NEW 498904200 27 1,950 SH OTHER 1,950
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Title of Notional Shares/ SH/ Put/ Investment Other Voting Authority
Name of Issuer Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
KRAFT FOODS INC CL A 50075N104 1,686 37,770 SH OTHER 37,770
KRONOS WORLDWIDE INC COM 50105F105 26 1,750 SH OTHER 1,750
LA Z BOY INC COM 505336107 50 3,400 SH OTHER 3,400
LABORATORY CORP AMER HLDGS COM NEW 50540R409 139 1,500 SH OTHER 1,500
LAM RESEARCH CORP COM 512807108 48 1,500 SH OTHER 1,500
LAS VEGAS SANDS CORP COM 517834107 995 21,450 SH OTHER 21,450
LASALLE HOTEL PPTYS COM SH BEN INT 517942108 734 27,500 SH OTHER 27,500
LAZARD GLB TTL RET&INCM FD I COM 52106W103 149 5,100 SH OTHER 5,100
LEAPFROG ENTERPRISES INC CL A 52186N106 28 3,100 SH OTHER 3,100
LENDER PROCESSING SVCS INC COM 52602E102 122 4,380 SH OTHER 4,380
LENNAR CORP CL A 526057104 522 15,000 SH OTHER 15,000
LEXINGTON REALTY TRUST COM 529043101 69 7,100 SH OTHER 7,100
LIBERTY INTERACTIVE CORP INT COM SER A 53071M104 974 52,635 SH OTHER 52,635
LIBERTY INTERACTIVE CORP RIGHT 99/99/9999 53071M112 12 878 SH OTHER 878
LIBERTY INTERACTIVE CORP LBT VENT COM A 53071M880 826 16,631 SH OTHER 16,631
LIBERTY MEDIA CORPORATION LIB CAP COM A 530322106 2,498 24,000 SH OTHER 24,000
LINDSAY CORP COM 535555106 32 450 SH OTHER 450
LOUISIANA PAC CORP COM 546347105 558 44,604 SH OTHER 44,604
LSB INDS INC COM 502160104 44 1,000 SH OTHER 1,000
M D C HLDGS INC COM 552676108 46 1,200 SH OTHER 1,200
MACERICH CO COM 554382101 893 15,600 SH OTHER 15,600
MAGNUM HUNTER RES CORP DEL COM 55973B102 466 105,000 SH CALL OTHER 105,000
MAKO SURGICAL CORP COM 560879108 244 14,000 SH OTHER 14,000
MAKO SURGICAL CORP COM 560879108 122 7,000 SH PUT OTHER 7,000
MARATHON PETE CORP COM 56585A102 1,788 32,756 SH OTHER 32,756
MARKET VECTORS ETF TR GOLD MINERETF 57060U100 220 4,100 SH OTHER 4,100
MARKET VECTORS ETF TR OIL SVCS ETF 57060U191 93 2,300 SH OTHER 2,300
MARKET VECTORS ETF TR RUSSIA ETF 57060U506 115 4,000 SH OTHER 4,000
MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 1,445 58,444 SH OTHER 58,444
MARKET VECTORS ETF TR BRAZL SMCP ETF 57060U613 82 2,000 SH OTHER 2,000
MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 554 22,397 SH SOLE 22,397
MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 40 4,325 SH OTHER 4,325
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Title of Notional Shares/ SH/ Put/ Investment Other Voting Authority
Name of Issuer Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
MASCO CORP COM 574599106 675 44,883 SH OTHER 44,883
MATTEL INC COM 577081102 23 650 SH OTHER 650
MCCORMICK & CO INC COM NON VTG 579780206 99 1,600 SH OTHER 1,600
MCDERMOTT INTL INC COM 580037109 1,809 148,049 SH OTHER 148,049
MCDONALDS CORP COM 580135101 309 3,370 SH OTHER 3,370
MCG CAPITAL CORP COM 58047P107 461 100,000 SH SOLE 100,000
MCKESSON CORP COM 58155Q103 1,032 12,000 SH OTHER 12,000
MEAD JOHNSON NUTRITION CO COM 582839106 51 700 SH OTHER 700
MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 1,463 33,800 SH OTHER 33,800
MEDIVATION INC COM 58501N101 416 7,376 SH OTHER 7,376
MEMC ELECTR MATLS INC COM 552715104 128 46,670 SH OTHER 46,670
MENS WEARHOUSE INC COM 587118100 77 2,250 SH OTHER 2,250
MENTOR GRAPHICS CORP COM 587200106 28 1,800 SH OTHER 1,800
METLIFE INC COM 59156R108 186 5,400 SH OTHER 5,400
MGM RESORTS INTERNATIONAL COM 552953101 204 19,000 SH OTHER 19,000
MICROSOFT CORP COM 594918104 318 10,700 SH OTHER 10,700
MINE SAFETY APPLIANCES CO COM 602720104 30 800 SH OTHER 800
MOLEX INC COM 608554101 47 1,800 SH OTHER 1,800
MOMENTA PHARMACEUTICALS INC COM 60877T100 499 34,232 SH OTHER 34,232
MONSANTO CO NEW COM 61166W101 191 2,100 SH OTHER 2,100
MONSANTO CO NEW COM 61166W101 137 1,500 SH CALL OTHER 1,500
MONSANTO CO NEW COM 61166W101 137 1,500 SH PUT OTHER 1,500
MORGAN STANLEY COM NEW 617446448 33 2,000 SH OTHER 2,000
MOSAIC CO NEW COM 61945C103 378 6,570 SH OTHER 6,570
MOVADO GROUP INC COM 624580106 29 850 SH OTHER 850
MTS SYS CORP COM 553777103 29 550 SH OTHER 550
MURPHY OIL CORP COM 626717102 30 550 SH OTHER 550
MYR GROUP INC DEL COM 55405W104 359 18,000 SH OTHER 18,000
MYRIAD GENETICS INC COM 62855J104 325 12,057 SH OTHER 12,057
NATIONAL PENN BANCSHARES INC COM 637138108 99 10,900 SH OTHER 10,900
NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 28 1,350 SH OTHER 1,350
NEKTAR THERAPEUTICS COM 640268108 632 59,165 SH OTHER 59,165
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Title of Notional Shares/ SH/ Put/ Investment Other Voting Authority
Name of Issuer Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
NEPTUNE TECHNOLOGIES BIORESO COM 64077P108 40 10,000 SH OTHER 10,000
NETEASE INC SPONSORED ADR 64110W102 84 1,500 SH CALL OTHER 1,500
NETFLIX INC COM 64110L106 272 5,000 SH OTHER 5,000
NETSCOUT SYS INC COM 64115T104 166 6,520 SH OTHER 6,520
NEW MTN FIN CORP COM 647551100 593 40,000 SH OTHER 40,000
NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 167 10,000 SH OTHER 10,000
NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 333 20,000 SH PUT OTHER 20,000
NEWELL RUBBERMAID INC COM 651229106 76 3,969 SH OTHER 3,969
NEXEN INC COM 65334H102 1,194 47,100 SH OTHER 47,100
NIKE INC CL B 654106103 385 4,060 SH OTHER 4,060
NIKE INC CL B 654106103 190 2,000 SH CALL OTHER 2,000
NIKE INC CL B 654106103 313 3,300 SH PUT OTHER 3,300
NOBLE CORPORATION BAAR NAMEN - AKT H5833N103 1,120 31,296 SH OTHER 31,296
NORFOLK SOUTHERN CORP COM 655844108 124 1,950 SH OTHER 1,950
NORTHERN OIL & GAS INC NEV COM 665531109 48 2,800 SH OTHER 2,800
NORTHROP GRUMMAN CORP COM 666807102 30 450 SH OTHER 450
NORTHWEST BANCSHARES INC MD COM 667340103 50 4,100 SH OTHER 4,100
NOVO-NORDISK A S ADR 670100205 602 3,810 SH OTHER 3,810
NPS PHARMACEUTICALS INC COM 62936P103 448 48,421 SH OTHER 48,421
NQ MOBILE INC ADR REPSTG CL A 64118U108 1,476 184,440 SH OTHER 184,440
NU SKIN ENTERPRISES INC CL A 67018T105 23 600 SH OTHER 600
NVIDIA CORP COM 67066G104 563 42,220 SH OTHER 42,220
NVIDIA CORP COM 67066G104 334 25,000 SH PUT OTHER 25,000
OASIS PETE INC NEW COM 674215108 47 1,600 SH OTHER 1,600
OCCIDENTAL PETE CORP DEL COM 674599105 52 600 SH OTHER 600
OCEANEERING INTL INC COM 675232102 553 10,000 SH PUT OTHER 10,000
OCH ZIFF CAP MGMT GROUP CL A 67551U105 43 4,500 SH OTHER 4,500
OCWEN FINL CORP COM NEW 675746309 513 18,700 SH OTHER 18,700
OCZ TECHNOLOGY GROUP INC COM 67086E303 2,547 734,000 SH CALL OTHER 734,000
ODYSSEY MARINE EXPLORATION I COM 676118102 52 16,400 SH OTHER 16,400
OIL STS INTL INC COM 678026105 32 400 SH OTHER 400
OLD DOMINION FGHT LINES INC COM 679580100 32 1,050 SH OTHER 1,050
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Title of Notional Shares/ SH/ Put/ Investment Other Voting Authority
Name of Issuer Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
OMNICARE INC COM 681904108 29 850 SH OTHER 850
ONYX PHARMACEUTICALS INC COM 683399109 408 4,827 SH OTHER 4,827
OSHKOSH CORP COM 688239201 1,051 38,312 SH OTHER 38,312
OWENS CORNING NEW COM 690742101 731 21,859 SH OTHER 21,859
PACIFIC BIOSCIENCES CALIF IN COM 69404D108 114 62,470 SH OTHER 62,470
PANDORA MEDIA INC COM 698354107 126 11,480 SH OTHER 11,480
PAR PHARMACEUTICAL COS INC COM 69888P106 845 16,900 SH OTHER 16,900
PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 28 1,300 SH OTHER 1,300
PARKER HANNIFIN CORP COM 701094104 29 350 SH OTHER 350
PEETS COFFEE & TEA INC COM 705560100 5,236 71,400 SH CALL OTHER 71,400
PENN NATL GAMING INC COM 707569109 431 10,000 SH OTHER 10,000
PENNANTPARK INVT CORP COM 708062104 614 57,877 SH OTHER 57,877
PEPCO HOLDINGS INC COM 713291102 100 5,300 SH OTHER 5,300
PETSMART INC COM 716768106 980 14,200 SH PUT OTHER 14,200
PFIZER INC COM 717081103 398 16,000 SH OTHER 16,000
PHARMACYCLICS INC COM 716933106 643 9,962 SH OTHER 9,962
PINNACLE ENTMT INC COM 723456109 32 2,600 SH OTHER 2,600
PIONEER NAT RES CO COM 723787107 145 1,390 SH OTHER 1,390
PIONEER NAT RES CO COM 723787107 522 5,000 SH CALL OTHER 5,000
PLAINS EXPL& PRODTN CO COM 726505100 721 19,250 SH OTHER 19,250
PLAINS EXPL& PRODTN CO COM 726505100 281 7,500 SH CALL OTHER 7,500
PLX TECHNOLOGY INC COM 693417107 55 9,500 SH OTHER 9,500
PNC FINL SVCS GROUP INC COM 693475105 123 1,950 SH OTHER 1,950
POPULAR INC COM NEW 733174700 56 3,233 SH OTHER 3,233
PORTLAND GEN ELEC CO COM NEW 736508847 51 1,900 SH OTHER 1,900
POST HLDGS INC COM 737446104 918 30,531 SH OTHER 30,531
POST PPTYS INC COM 737464107 96 2,000 SH OTHER 2,000
POTASH CORP SASK INC COM 73755L107 180 4,140 SH OTHER 4,140
POTASH CORP SASK INC COM 73755L107 109 2,500 SH PUT OTHER 2,500
POWER ONE INC NEW COM 73930R102 557 99,770 SH OTHER 99,770
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 5,492 80,100 SH PUT OTHER 80,100
PPG INDS INC COM 693506107 142 1,240 SH OTHER 1,240
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Title of Notional Shares/ SH/ Put/ Investment Other Voting Authority
Name of Issuer Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
PPL CORP COM 69351T106 49 1,700 SH OTHER 1,700
PRICELINE COM INC COM NEW 741503403 62 100 SH CALL OTHER 100
PRINCIPAL FINL GROUP INC COM 74251V102 143 5,300 SH OTHER 5,300
PROSHARES TR PSHS SHTFINL ETF 74347R230 590 19,600 SH OTHER 19,600
PROSHARES TR PSHS ULTSHT FINL 74347X146 95 2,511 SH OTHER 2,511
PROTALIX BIOTHERAPEUTICS INC COM 74365A101 154 29,702 SH OTHER 29,702
PUBLIC STORAGE COM 74460D109 376 2,700 SH OTHER 2,700
PULTE GROUP INC COM 745867101 153 9,850 SH OTHER 9,850
QIAGEN NV REG SHS N72482107 1,247 67,575 SH OTHER 67,575
QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 441 20,000 SH PUT OTHER 20,000
QUALCOMM INC COM 747525103 509 8,146 SH OTHER 8,146
QUALCOMM INC COM 747525103 469 7,500 SH PUT OTHER 7,500
QUALITY DISTR INC FLA COM 74756M102 577 62,400 SH OTHER 62,400
QUANTA SVCS INC COM 74762E102 1,450 58,701 SH OTHER 58,701
QUEST SOFTWARE INC COM 74834T103 1,249 44,600 SH OTHER 44,600
RACKSPACE HOSTING INC COM 750086100 330 5,000 SH PUT OTHER 5,000
RALPH LAUREN CORP CL A 751212101 45 300 SH OTHER 300
REALNETWORKS INC COM NEW 75605L708 284 34,100 SH OTHER 34,100
REDWOOD TR INC COM 758075402 39 2,700 SH OTHER 2,700
REED ELSEVIER N V SPONS ADR NEW 758204200 695 51,907 SH OTHER 51,907
REGENERON PHARMACEUTICALS COM 75886F107 560 3,667 SH OTHER 3,667
RENTRAK CORP COM 760174102 96 5,674 SH OTHER 5,674
REPROS THERAPEUTICS INC *W EXP02/08/201 76028H118 610 20,000 SH OTHER 20,000
REPROS THERAPEUTICS INC COM NEW 76028H209 478 31,376 SH OTHER 31,376
RESEARCH IN MOTION LTD COM 760975102 17 2,250 SH OTHER 2,250
RESEARCH IN MOTION LTD COM 760975102 75 10,000 SH CALL OTHER 10,000
RESOURCES CONNECTION INC COM 76122Q105 34 2,550 SH OTHER 2,550
RICHARDSON ELECTRS LTD COM 763165107 305 25,728 SH OTHER 25,728
RIGEL PHARMACEUTICALS INC COM NEW 766559603 393 38,340 SH OTHER 38,340
RIO TINTO PLC SPONSORED ADR 767204100 1,404 30,023 SH OTHER 30,023
ROBBINS & MYERS INC COM 770196103 405 6,800 SH OTHER 6,800
ROBERT HALF INTL INC COM 770323103 28 1,050 SH OTHER 1,050
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Title of Notional Shares/ SH/ Put/ Investment Other Voting Authority
Name of Issuer Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
ROCKWOOD HLDGS INC COM 774415103 103 2,200 SH OTHER 2,200
RUBICON TECHNOLOGY INC COM 78112T107 385 40,170 SH OTHER 40,170
SALESFORCE COM INC COM 79466L302 305 2,000 SH OTHER 2,000
SALESFORCE COM INC COM 79466L302 305 2,000 SH PUT OTHER 2,000
SALIX PHARMACEUTICALS INC COM 795435106 271 6,408 SH OTHER 6,408
SANDRIDGE ENERGY INC COM 80007P307 1,245 178,477 SH OTHER 178,477
SANOFI RIGHT 12/31/2020 80105N113 69 41,200 SH OTHER 41,200
SAREPTA THERAPEUTICS INC COM 803607100 155 10,000 SH OTHER 10,000
SCHLUMBERGER LTD COM 806857108 231 3,200 SH OTHER 3,200
SCHLUMBERGER LTD COM 806857108 108 1,500 SH PUT OTHER 1,500
SCHOLASTIC CORP COM 807066105 30 950 SH OTHER 950
SCHWAB CHARLES CORP NEW COM 808513105 196 15,300 SH OTHER 15,300
SCHWEITZER-MAUDUIT INTL INC COM 808541106 31 950 SH OTHER 950
SEABRIGHT HOLDINGS INC COM 811656107 568 51,600 SH OTHER 51,600
SEADRILL LIMITED SHS G7945E105 248 6,350 SH OTHER 6,350
SEAGATE TECHNOLOGY PLC SHS G7945M107 127 4,100 SH OTHER 4,100
SEAGATE TECHNOLOGY PLC SHS G7945M107 2,167 70,000 SH PUT OTHER 70,000
SEALED AIR CORP NEW COM 81211K100 49 3,200 SH OTHER 3,200
SELECT MED HLDGS CORP COM 81619Q105 33 2,950 SH OTHER 2,950
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 5,111 69,600 SH PUT OTHER 69,600
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 156 10,000 SH OTHER 10,000
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 47 1,300 SH OTHER 1,300
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2,290 62,700 SH PUT OTHER 62,700
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 109 3,000 SH OTHER 3,000
SEQUENOM INC COM NEW 817337405 308 87,246 SH OTHER 87,246
SHAW GROUP INC COM 820280105 776 17,800 SH OTHER 17,800
SHUTTERFLY INC COM 82568P304 159 5,100 SH OTHER 5,100
SHUTTERFLY INC COM 82568P304 261 8,400 SH CALL OTHER 8,400
SILICON LABORATORIES INC COM 826919102 290 7,885 SH OTHER 7,885
SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 3,496 236,538 SH OTHER 236,538
SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 828 56,000 SH CALL OTHER 56,000
SIMON PPTY GROUP INC NEW COM 828806109 714 4,700 SH OTHER 4,700
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Title of Notional Shares/ SH/ Put/ Investment Other Voting Authority
Name of Issuer Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
SIX FLAGS ENTMT CORP NEW COM 83001A102 46 789 SH OTHER 789
SKYWORKS SOLUTIONS INC COM 83088M102 90 3,800 SH OTHER 3,800
SLM CORP COM 78442P106 523 33,263 SH OTHER 33,263
SMITH & WESSON HLDG CORP COM 831756101 36 3,250 SH OTHER 3,250
SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 392 10,000 SH OTHER 10,000
SOLARWINDS INC COM 83416B109 279 5,000 SH OTHER 5,000
SONUS NETWORKS INC COM 835916107 38 20,245 SH OTHER 20,245
SOUTHWEST AIRLS CO COM 844741108 216 24,650 SH OTHER 24,650
SOUTHWESTERN ENERGY CO COM 845467109 2,912 83,726 SH OTHER 83,726
SPANSION INC COM CL A NEW 84649R200 133 11,175 SH OTHER 11,175
SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 107 800 SH OTHER 800
SPDR GOLD TRUST GOLD SHS 78463V107 395 2,300 SH OTHER 2,300
SPDR S&P 500 ETF TR TR UNIT 78462F103 216 1,500 SH OTHER 1,500
SPDR S&P 500 ETF TR TR UNIT 78462F103 10,064 69,900 SH PUT OTHER 69,900
SPDR SERIES TRUST S&P METALS MNG 78464A755 152 3,500 SH PUT OTHER 3,500
SPDR SERIES TRUST S&P HOMEBUILD 78464A888 124 5,000 SH CALL OTHER 5,000
SPECTRUM PHARMACEUTICALS INC COM 84763A108 30 2,550 SH OTHER 2,550
ST JUDE MED INC COM 790849103 313 7,420 SH OTHER 7,420
STANDARD PAC CORP NEW COM 85375C101 180 26,600 SH OTHER 26,600
STANLEY FURNITURE CO INC COM NEW 854305208 163 33,508 SH OTHER 33,508
STARBUCKS CORP COM 855244109 984 19,400 SH OTHER 19,400
STARBUCKS CORP COM 855244109 76 1,500 SH PUT OTHER 1,500
STARWOOD PPTY TR INC COM 85571B105 261 11,200 SH OTHER 11,200
STEELCASE INC CL A 858155203 35 3,600 SH OTHER 3,600
STERICYCLE INC COM 858912108 181 2,000 SH OTHER 2,000
STRYKER CORP COM 863667101 200 3,600 SH OTHER 3,600
STURM RUGER & CO INC COM 864159108 31 620 SH OTHER 620
SUNOCO INC COM 86764P109 393 8,400 SH OTHER 8,400
SUNOCO INC COM 86764P109 215 4,600 SH CALL OTHER 4,600
SUNRISE SENIOR LIVING INC COM 86768K106 235 16,500 SH OTHER 16,500
SUNSHINE HEART INC COM 86782U106 542 65,000 SH OTHER 65,000
SUSQUEHANNA BANCSHARES INC P COM 869099101 49 4,700 SH OTHER 4,700
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Title of Notional Shares/ SH/ Put/ Investment Other Voting Authority
Name of Issuer Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
SUSSER HLDGS CORP COM 869233106 29 800 SH OTHER 800
TANGER FACTORY OUTLET CTRS I COM 875465106 747 23,100 SH OTHER 23,100
TARGET CORP COM 87612E106 127 2,000 SH OTHER 2,000
TEAM INC COM 878155100 30 950 SH OTHER 950
TEAVANA HLDGS INC COM 87819P102 316 24,200 SH OTHER 24,200
TELENAV INC COM 879455103 406 67,992 SH OTHER 67,992
TEMPUR PEDIC INTL INC COM 88023U101 232 7,765 SH OTHER 7,765
TENNECO INC COM 880349105 45 1,600 SH OTHER 1,600
TERRA NITROGEN CO L P COM UNIT 881005201 32 150 SH OTHER 150
TESLA MTRS INC COM 88160R101 439 15,000 SH OTHER 15,000
TESLA MTRS INC COM 88160R101 176 6,000 SH PUT OTHER 6,000
TESORO CORP COM 881609101 38 900 SH OTHER 900
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 78 1,885 SH OTHER 1,885
THERMO FISHER SCIENTIFIC INC COM 883556102 441 7,500 SH OTHER 7,500
THL CR INC COM 872438106 933 66,500 SH OTHER 66,500
THRESHOLD PHARMACEUTICAL INC COM NEW 885807206 229 31,621 SH OTHER 31,621
TILE SHOP HLDGS INC COM 88677Q109 230 16,000 SH OTHER 16,000
TIVO INC COM 888706108 453 43,460 SH OTHER 43,460
TJX COS INC NEW COM 872540109 674 15,040 SH OTHER 15,040
TOLL BROTHERS INC COM 889478103 429 12,900 SH OTHER 12,900
TOTAL SYS SVCS INC COM 891906109 50 2,100 SH OTHER 2,100
TPC GROUP INC COM 89236Y104 393 9,625 SH OTHER 9,625
TRANSOCEAN LTD REG SHS H8817H100 185 4,125 SH OTHER 4,125
TRAVELCENTERS OF AMERICA LLC COM 894174101 155 29,009 SH OTHER 29,009
TREE COM INC COM 894675107 53 3,360 SH OTHER 3,360
TRIANGLE PETE CORP COM NEW 89600B201 296 41,352 SH OTHER 41,352
TRINITY INDS INC COM 896522109 28 950 SH OTHER 950
TRIQUINT SEMICONDUCTOR INC COM 89674K103 317 62,955 SH OTHER 62,955
TRIUMPH GROUP INC NEW COM 896818101 31 500 SH OTHER 500
TRIUS THERAPEUTICS INC COM 89685K100 157 27,000 SH OTHER 27,000
TRONOX LTD SHS CL A Q9235V101 147 6,476 SH OTHER 6,476
TUMI HLDGS INC COM 89969Q104 353 15,000 SH OTHER 15,000
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Title of Notional Shares/ SH/ Put/ Investment Other Voting Authority
Name of Issuer Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
TWO HBRS INVT CORP COM 90187B101 540 45,962 SH OTHER 45,962
U S SILICA HLDGS INC COM 90346E103 232 17,105 SH OTHER 17,105
UNION DRILLING INC COM 90653P105 67 10,300 SH OTHER 10,300
UNITED RENTALS INC COM 911363109 3,232 98,807 SH OTHER 98,807
UNITED STATES NATL GAS FUND UNIT PAR $0.001 912318201 107 5,000 SH OTHER 5,000
UNITED STATES OIL FUND LP UNITS 91232N108 102 3,000 SH OTHER 3,000
UNITED THERAPEUTICS CORP DEL COM 91307C102 425 7,606 SH OTHER 7,606
UNITEDHEALTH GROUP INC COM 91324P102 214 3,870 SH OTHER 3,870
USANA HEALTH SCIENCES INC COM 90328M107 33 700 SH OTHER 700
VALE S A ADR 91912E105 146 8,137 SH OTHER 8,137
VALE S A ADR 91912E105 54 3,000 SH CALL OTHER 3,000
VALERO ENERGY CORP NEW COM 91913Y100 2,219 70,058 SH OTHER 70,058
VANGUARD INDEX FDS REIT ETF 922908553 52 800 SH OTHER 800
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 100 2,400 SH OTHER 2,400
VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 697 15,400 SH OTHER 15,400
VANTAGE DRILLING COMPANY NOTE 7.875% 9/0 G93205AA3 1,449 787,390 SH OTHER 787,390
VEECO INSTRS INC DEL COM 922417100 297 9,885 SH OTHER 9,885
VENTAS INC COM 92276F100 50 800 SH OTHER 800
VERIFONE SYS INC COM 92342Y109 42 1,500 SH CALL OTHER 1,500
VERINT SYS INC COM 92343X100 62 2,265 SH OTHER 2,265
VERISK ANALYTICS INC CL A 92345Y106 48 1,000 SH OTHER 1,000
VERTEX PHARMACEUTICALS INC COM 92532F100 453 8,102 SH OTHER 8,102
VIRNETX HLDG CORP COM 92823T108 3,605 141,779 SH OTHER 141,779
VIRNETX HLDG CORP COM 92823T108 8,216 323,100 SH CALL OTHER 323,100
VIROPHARMA INC COM 928241108 575 19,060 SH OTHER 19,060
VITAMIN SHOPPE INC COM 92849E101 32 550 SH OTHER 550
VMWARE INC CL A COM 928563402 542 5,600 SH OTHER 5,600
VMWARE INC CL A COM 928563402 484 5,000 SH PUT OTHER 5,000
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 285 10,000 SH OTHER 10,000
WABASH NATL CORP COM 929566107 713 100,000 SH OTHER 100,000
WABCO HLDGS INC COM 92927K102 29 500 SH OTHER 500
WABTEC CORP COM 929740108 161 2,000 SH OTHER 2,000
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Title of Notional Shares/ SH/ Put/ Investment Other Voting Authority
Name of Issuer Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
WALGREEN CO COM 931422109 31 850 SH OTHER 850
WALTER ENERGY INC COM 93317Q105 162 5,000 SH OTHER 5,000
WALTER ENERGY INC COM 93317Q105 162 5,000 SH CALL OTHER 5,000
WASTE CONNECTIONS INC COM 941053100 97 3,200 SH OTHER 3,200
WASTE MGMT INC DEL COM 94106L109 648 20,200 SH OTHER 20,200
WATERS CORP COM 941848103 431 5,170 SH OTHER 5,170
WAUSAU PAPER CORP COM 943315101 45 4,911 SH OTHER 4,911
WELLCARE HEALTH PLANS INC COM 94946T106 96 1,700 SH OTHER 1,700
WELLPOINT INC COM 94973V107 360 6,200 SH OTHER 6,200
WELLS FARGO & CO NEW COM 949746101 74 2,150 SH OTHER 2,150
WEST COAST BANCORP ORE NEW COM NEW 952145209 464 20,600 SH OTHER 20,600
WESTERN DIGITAL CORP COM 958102105 89 2,296 SH OTHER 2,296
WESTERN REFNG INC COM 959319104 80 3,050 SH OTHER 3,050
WESTLAKE CHEM CORP COM 960413102 33 450 SH OTHER 450
WESTPORT INNOVATIONS INC COM NEW 960908309 499 17,911 SH OTHER 17,911
WESTPORT INNOVATIONS INC COM NEW 960908309 546 19,600 SH CALL OTHER 19,600
WESTPORT INNOVATIONS INC COM NEW 960908309 11 400 SH PUT OTHER 400
WEYERHAEUSER CO COM 962166104 183 7,000 SH OTHER 7,000
WEYERHAEUSER CO COM 962166104 131 5,000 SH PUT OTHER 5,000
WHITING PETE CORP NEW COM 966387102 714 15,069 SH OTHER 15,069
WHOLE FOODS MKT INC COM 966837106 146 1,500 SH OTHER 1,500
WHOLE FOODS MKT INC COM 966837106 97 1,000 SH PUT OTHER 1,000
WI-LAN INC COM 928972108 101 18,045 SH OTHER 18,045
WISCONSIN ENERGY CORP COM 976657106 49 1,300 SH OTHER 1,300
WORLD ACCEP CORP DEL COM 981419104 54 800 SH PUT OTHER 800
WPX ENERGY INC COM 98212B103 100 6,000 SH OTHER 6,000
WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 929352102 359 24,020 SH OTHER 24,020
XCEL ENERGY INC COM 98389B100 50 1,800 SH OTHER 1,800
XEROX CORP COM 984121103 110 15,000 SH OTHER 15,000
XEROX CORP COM 984121103 514 70,000 SH CALL OTHER 70,000
XILINX INC COM 983919101 334 10,000 SH PUT OTHER 10,000
YAHOO INC COM 984332106 155 9,700 SH OTHER 9,700
YAMANA GOLD INC COM 98462Y100 1,629 85,257 SH OTHER 85,257
ZYNGA INC CL A 98986T108 57 20,000 SH OTHER 20,000
325,603