0000894579-12-000326.txt : 20121114 0000894579-12-000326.hdr.sgml : 20121114 20121114113000 ACCESSION NUMBER: 0000894579-12-000326 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SPRINGBOK CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001387508 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12257 FILM NUMBER: 121202002 BUSINESS ADDRESS: STREET 1: 130 EAST 59TH STREET STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-897-6732 MAIL ADDRESS: STREET 1: 130 EAST 59TH STREET STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 springbok13fhr110612.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Investment Manager Filing this Report: Name: Springbok Capital Management, LLC Address: 437 Madison Avenue, 33rd Floor New York, New York 10022 13F File Number: 028-12257 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Cisco J. del Valle Title: Managing Member Phone: 212-546-1180 Signature, Place and Date of Signing: /s/ Cisco J. del Valle New York, NY November 14, 2012 ----------------------- -------------------------- -------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 642 Form 13F Information Table Value Total: $325,603 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None.
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Title of Notional Shares/ SH/ Put/ Investment Other Voting Authority Name of Issuer Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ 7 DAYS GROUP HLDGS LTD ADR 81783J101 87 7,500 SH OTHER 7,500 ABIOMED INC COM 003654100 28 1,350 SH OTHER 1,350 ACACIA RESH CORP ACACIA TCH COM 003881307 638 23,287 SH OTHER 23,287 ACCURIDE CORP NEW COM NEW 00439T206 197 42,205 SH OTHER 42,205 ACHILLION PHARMACEUTICALS IN COM 00448Q201 294 28,234 SH OTHER 28,234 ACORDA THERAPEUTICS INC COM 00484M106 462 18,059 SH OTHER 18,059 ACTIVISION BLIZZARD INC COM 00507V109 50 4,400 SH OTHER 4,400 ACTUANT CORP CL A NEW 00508X203 82 2,850 SH OTHER 2,850 ADTRAN INC COM 00738A106 100 5,800 SH OTHER 5,800 AEROVIRONMENT INC COM 008073108 469 20,000 SH OTHER 20,000 AETNA INC NEW COM 00817Y108 475 12,000 SH OTHER 12,000 AFFILIATED MANAGERS GROUP COM 008252108 49 400 SH OTHER 400 AFFYMAX INC COM 00826A109 615 29,222 SH OTHER 29,222 AFFYMETRIX INC COM 00826T108 397 91,454 SH OTHER 91,454 AFFYMETRIX INC NOTE 4.000% 7/0 00826TAH1 194 200,000 SH OTHER 200,000 AG MTG INVT TR INC COM 001228105 428 17,740 SH OTHER 17,740 AGCO CORP COM 001084102 33 700 SH OTHER 700 AKAMAI TECHNOLOGIES INC COM 00971T101 184 4,800 SH OTHER 4,800 AKAMAI TECHNOLOGIES INC COM 00971T101 268 7,000 SH PUT OTHER 7,000 ALEXION PHARMACEUTICALS INC COM 015351109 358 3,130 SH OTHER 3,130 ALIGN TECHNOLOGY INC COM 016255101 144 3,900 SH PUT OTHER 3,900 ALLERGAN INC COM 018490102 708 7,733 SH OTHER 7,733 ALLIANT ENERGY CORP COM 018802108 152 3,500 SH OTHER 3,500 ALLOT COMMUNICATIONS LTD SHS M0854Q105 164 6,180 SH OTHER 6,180 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 351 18,700 SH OTHER 18,700 ALTERA CORP COM 021441100 340 10,000 SH PUT OTHER 10,000 AMAG PHARMACEUTICALS INC COM 00163U106 304 17,146 SH OTHER 17,146 AMARIN CORP PLC SPONS ADR NEW 023111206 1,172 93,233 SH OTHER 93,233 AMARIN CORP PLC SPONS ADR NEW 023111206 661 52,600 SH CALL OTHER 52,600 AMEREN CORP COM 023608102 49 1,500 SH OTHER 1,500 AMERICAN AXLE & MFG HLDGS IN COM 024061103 271 24,050 SH OTHER 24,050 AMERICAN CAMPUS CMNTYS INC COM 024835100 755 17,200 SH OTHER 17,200
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Title of Notional Shares/ SH/ Put/ Investment Other Voting Authority Name of Issuer Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN CAP MTG INVT CORP COM 02504A104 490 19,500 SH OTHER 19,500 AMERICAN CAPITAL AGENCY CORP COM 02503X105 865 25,000 SH OTHER 25,000 AMERICAN GREETINGS CORP CL A 026375105 353 21,000 SH OTHER 21,000 AMERICAN INTL GROUP INC COM NEW 026874784 984 30,000 SH OTHER 30,000 AMERICAN RAILCAR INDS INC COM 02916P103 329 11,620 SH OTHER 11,620 AMERICAN RLTY CAP TR INC COM 02917L101 318 27,100 SH OTHER 27,100 AMERICAN TOWER CORP NEW COM 03027X100 1,192 16,700 SH OTHER 16,700 AMERIGROUP CORP COM 03073T102 1,335 14,600 SH OTHER 14,600 AMGEN INC COM 031162100 162 1,925 SH OTHER 1,925 AMICUS THERAPEUTICS INC COM 03152W109 123 23,669 SH OTHER 23,669 AMPHENOL CORP NEW CL A 032095101 94 1,600 SH OTHER 1,600 ANADARKO PETE CORP COM 032511107 49 700 SH OTHER 700 ANADARKO PETE CORP COM 032511107 1,622 23,200 SH CALL OTHER 23,200 ANCESTRY COM INC COM 032803108 29 950 SH OTHER 950 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 92 2,625 SH OTHER 2,625 ANNALY CAP MGMT INC NOTE 5.000% 5/1 035710AB8 818 800,000 SH OTHER 800,000 APOLLO COML REAL EST FIN INC COM 03762U105 108 6,250 SH OTHER 6,250 APPLE INC COM 037833100 1,937 2,903 SH OTHER 2,903 ARCTIC CAT INC COM 039670104 29 700 SH OTHER 700 ARES CAP CORP COM 04010L103 600 35,000 SH OTHER 35,000 ARES COML REAL ESTATE CORP COM 04013V108 453 26,574 SH OTHER 26,574 ARIBA INC COM NEW 04033V203 2,348 52,400 SH OTHER 52,400 ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 044103505 46 1,700 SH OTHER 1,700 ASHLAND INC NEW COM 044209104 93 1,300 SH OTHER 1,300 ASM INTL N V NY REGISTER SH N07045102 1,852 55,029 SH OTHER 55,029 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 417 24,250 SH OTHER 24,250 ASSOCIATED BANC CORP COM 045487105 50 3,800 SH OTHER 3,800 ATHENAHEALTH INC COM 04685W103 367 4,000 SH PUT OTHER 4,000 ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 31 900 SH OTHER 900 ATWOOD OCEANICS INC COM 050095108 227 5,000 SH OTHER 5,000 AXT INC COM 00246W103 7 2,010 SH OTHER 2,010 BAIDU INC SPON ADR REP A 056752108 82 700 SH CALL OTHER 700
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Title of Notional Shares/ SH/ Put/ Investment Other Voting Authority Name of Issuer Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ BANK OF AMERICA CORPORATION COM 060505104 698 79,075 SH OTHER 79,075 BARCLAYS BK PLC IPTH S&PVIX NEW 06740C261 981 109,000 SH OTHER 109,000 BARD C R INC COM 067383109 184 1,760 SH OTHER 1,760 BARRETT BILL CORP COM 06846N104 25 1,000 SH OTHER 1,000 BARRICK GOLD CORP COM 067901108 2,064 49,421 SH OTHER 49,421 BEST BUY INC COM 086516101 987 57,400 SH CALL OTHER 57,400 BIOGEN IDEC INC COM 09062X103 319 2,140 SH OTHER 2,140 BIOMARIN PHARMACEUTICAL INC COM 09061G101 52 1,286 SH OTHER 1,286 BLACKROCK INC COM 09247X101 53 300 SH OTHER 300 BLACKROCK KELSO CAPITAL CORP COM 092533108 74 7,589 SH OTHER 7,589 BLYTH INC COM NEW 09643P207 23 875 SH OTHER 875 BOEING CO COM 097023105 271 3,900 SH OTHER 3,900 BOINGO WIRELESS INC COM 09739C102 360 45,350 SH OTHER 45,350 BOISE INC COM 09746Y105 251 28,620 SH OTHER 28,620 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 28 300 SH OTHER 300 BRE PROPERTIES INC CL A 05564E106 370 7,900 SH OTHER 7,900 BRIGHTPOINT INC COM NEW 109473405 370 41,200 SH OTHER 41,200 BRISTOW GROUP INC COM 110394103 54 1,070 SH OTHER 1,070 BROADCOM CORP CL A 111320107 484 14,000 SH OTHER 14,000 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 156 4,525 SH OTHER 4,525 BROOKFIELD OFFICE PPTYS INC COM 112900105 856 51,700 SH OTHER 51,700 BUCKEYE TECHNOLOGIES INC COM 118255108 32 1,000 SH OTHER 1,000 CA INC COM 12673P105 49 1,900 SH OTHER 1,900 CABOT OIL & GAS CORP COM 127097103 2,213 49,290 SH OTHER 49,290 CACI INTL INC CL A 127190304 52 1,000 SH OTHER 1,000 CADENCE DESIGN SYSTEM INC COM 127387108 76 5,900 SH OTHER 5,900 CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 38 1,200 SH OTHER 1,200 CAMDEN PPTY TR SH BEN INT 133131102 509 7,900 SH OTHER 7,900 CAMECO CORP COM 13321L108 29 1,500 SH OTHER 1,500 CAMERON INTERNATIONAL CORP COM 13342B105 835 14,900 SH OTHER 14,900 CANADIAN NAT RES LTD COM 136385101 1,971 64,003 SH OTHER 64,003 CARTER INC COM 146229109 48 900 SH OTHER 900
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Title of Notional Shares/ SH/ Put/ Investment Other Voting Authority Name of Issuer Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ CATERPILLAR INC DEL COM 149123101 284 3,300 SH OTHER 3,300 CATERPILLAR INC DEL COM 149123101 60 700 SH CALL OTHER 700 CAVIUM INC COM 14964U108 456 13,695 SH OTHER 13,695 CELGENE CORP COM 151020104 342 4,480 SH OTHER 4,480 CERADYNE INC COM 156710105 125 5,110 SH OTHER 5,110 CF INDS HLDGS INC COM 125269100 190 855 SH OTHER 855 CH ENERGY GROUP INC COM 12541M102 78 1,200 SH OTHER 1,200 CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 976 13,000 SH OTHER 13,000 CHATHAM LODGING TR COM 16208T102 74 5,300 SH OTHER 5,300 CHEESECAKE FACTORY INC COM 163072101 30 840 SH OTHER 840 CHEMTURA CORP COM NEW 163893209 50 2,900 SH OTHER 2,900 CHESAPEAKE ENERGY CORP COM 165167107 47 2,500 SH OTHER 2,500 CHICAGO BRIDGE & IRON CO N V NY REGISTRY SH 167250109 967 25,380 SH OTHER 25,380 CHICOS FAS INC COM 168615102 49 2,700 SH OTHER 2,700 CHINA LODGING GROUP LTD SPONSORED ADR 16949N109 108 6,500 SH OTHER 6,500 CINTAS CORP COM 172908105 177 4,280 SH OTHER 4,280 CIRRUS LOGIC INC COM 172755100 85 2,210 SH OTHER 2,210 CISCO SYS INC COM 17275R102 70 3,640 SH OTHER 3,640 CIT GROUP INC COM NEW 125581801 370 9,400 SH OTHER 9,400 CLEAN ENERGY FUELS CORP COM 184499101 49 3,700 SH OTHER 3,700 CLEARWATER PAPER CORP COM 18538R103 121 2,919 SH OTHER 2,919 CLEVELAND BIOLABS INC COM 185860103 316 118,000 SH OTHER 118,000 CLOROX CO DEL COM 189054109 144 2,000 SH OTHER 2,000 CLOUD PEAK ENERGY INC COM 18911Q102 1,801 99,483 SH OTHER 99,483 CNOOC LTD SPONSORED ADR 126132109 195 960 SH OTHER 960 COACH INC COM 189754104 28 500 SH OTHER 500 COBALT INTL ENERGY INC COM 19075F106 1,181 53,030 SH OTHER 53,030 COINSTAR INC COM 19259P300 27 600 SH OTHER 600 COLGATE PALMOLIVE CO COM 194162103 210 1,960 SH OTHER 1,960 COLONY FINL INC COM 19624R106 54 2,750 SH OTHER 2,750 COMCAST CORP NEW CL A 20030N101 161 4,500 SH OTHER 4,500 COMCAST CORP NEW CL A SPL 20030N200 574 16,500 SH OTHER 16,500
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Title of Notional Shares/ SH/ Put/ Investment Other Voting Authority Name of Issuer Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ COMERICA INC COM 200340107 91 2,925 SH OTHER 2,925 COMPUWARE CORP COM 205638109 1,105 111,739 SH OTHER 111,739 COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 1,275 207,383 SH OTHER 207,383 CONSOLIDATED EDISON INC COM 209115104 96 1,600 SH OTHER 1,600 CONSTELLATION BRANDS INC CL A 21036P108 1,457 45,042 SH OTHER 45,042 CONTINENTAL RESOURCES INC COM 212015101 77 1,000 SH OTHER 1,000 COPART INC COM 217204106 30 1,100 SH OTHER 1,100 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 3,722 111,285 SH OTHER 111,285 COTT CORP QUE COM 22163N106 71 8,985 SH OTHER 8,985 COVENTRY HEALTH CARE INC COM 222862104 1,914 45,900 SH OTHER 45,900 COVIDIEN PLC SHS G2554F113 640 10,770 SH OTHER 10,770 CRANE CO COM 224399105 587 14,700 SH OTHER 14,700 CREE INC COM 225447101 255 10,000 SH OTHER 10,000 CREE INC COM 225447101 383 15,000 SH PUT OTHER 15,000 CROCS INC COM 227046109 28 1,750 SH OTHER 1,750 CROSSTEX ENERGY INC COM 22765Y104 34 2,400 SH OTHER 2,400 CROWN CASTLE INTL CORP COM 228227104 147 2,300 SH OTHER 2,300 CUMMINS INC COM 231021106 28 300 SH OTHER 300 CUMMINS INC COM 231021106 111 1,200 SH CALL OTHER 1,200 CVR ENERGY INC COM 12662P108 37 1,000 SH OTHER 1,000 CVR PARTNERS LP COM 126633106 119 4,540 SH OTHER 4,540 CVS CAREMARK CORPORATION COM 126650100 334 6,900 SH OTHER 6,900 CYMER INC COM 232572107 306 6,000 SH PUT OTHER 6,000 CYTEC INDS INC COM 232820100 143 2,190 SH OTHER 2,190 D R HORTON INC COM 23331A109 45 2,200 SH OTHER 2,200 DANA HLDG CORP COM 235825205 523 42,500 SH OTHER 42,500 DAVITA INC COM 23918K108 677 6,530 SH OTHER 6,530 DEERE & CO COM 244199105 99 1,200 SH OTHER 1,200 DEERE & CO COM 244199105 41 500 SH PUT OTHER 500 DELEK US HLDGS INC COM 246647101 32 1,250 SH OTHER 1,250 DENBURY RES INC COM NEW 247916208 50 3,100 SH OTHER 3,100 DENISON MINES CORP COM 248356107 15 10,000 SH OTHER 10,000
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Title of Notional Shares/ SH/ Put/ Investment Other Voting Authority Name of Issuer Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ DIAMOND OFFSHORE DRILLING IN COM 25271C102 46 700 SH OTHER 700 DIAMONDROCK HOSPITALITY CO COM 252784301 490 50,900 SH OTHER 50,900 DIGITAL RLTY TR INC COM 253868103 789 11,300 SH OTHER 11,300 DIGITALGLOBE INC COM NEW 25389M877 326 15,991 SH OTHER 15,991 DIRECTV COM 25490A309 100 1,900 SH OTHER 1,900 DISNEY WALT CO COM DISNEY 254687106 288 5,500 SH OTHER 5,500 DISNEY WALT CO COM DISNEY 254687106 131 2,500 SH PUT OTHER 2,500 DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 1,467 16,875 SH OTHER 16,875 DOMINOS PIZZA INC COM 25754A201 450 52,426 SH OTHER 52,426 DONNELLEY R R & SONS CO COM 257867101 48 4,500 SH OTHER 4,500 DOUBLELINE OPPORTUNISTIC CR COM 258623107 521 19,254 SH OTHER 19,254 DOUGLAS EMMETT INC COM 25960P109 877 38,000 SH OTHER 38,000 DOW CHEM CO COM 260543103 58 2,000 SH OTHER 2,000 DU PONT E I DE NEMOURS & CO COM 263534109 50 1,000 SH OTHER 1,000 DUN & BRADSTREET CORP DEL NE COM 26483E100 48 600 SH OTHER 600 DUPONT FABROS TECHNOLOGY INC COM 26613Q106 386 15,300 SH OTHER 15,300 E M C CORP MASS COM 268648102 1,341 49,190 SH OTHER 49,190 E M C CORP MASS COM 268648102 55 2,000 SH CALL OTHER 2,000 E M C CORP MASS COM 268648102 355 13,000 SH PUT OTHER 13,000 EASTGROUP PPTY INC COM 277276101 404 7,600 SH OTHER 7,600 EATON CORP COM 278058102 227 4,800 SH OTHER 4,800 EBAY INC COM 278642103 1,080 22,318 SH OTHER 22,318 EBIX INC COM NEW 278715206 50 2,100 SH OTHER 2,100 ECHOSTAR CORP CL A 278768106 2,647 92,373 SH OTHER 92,373 E-COMMERCE CHINA DANGDANG IN SPN ADS COM A 26833A105 66 14,000 SH CALL OTHER 14,000 ENDOCYTE INC COM 29269A102 29 2,888 SH OTHER 2,888 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 187 4,400 SH PUT OTHER 4,400 ENERSYS COM 29275Y102 74 2,100 SH OTHER 2,100 ENGILITY HLDGS INC COM 29285W104 2 116 SH OTHER 116 EPL OIL & GAS INC COM 26883D108 29 1,450 SH OTHER 1,450 EPLUS INC COM 294268107 219 5,585 SH OTHER 5,585 EQUINIX INC COM NEW 29444U502 2,006 9,737 SH OTHER 9,737
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Title of Notional Shares/ SH/ Put/ Investment Other Voting Authority Name of Issuer Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ EQUITY ONE COM 294752100 48 2,300 SH OTHER 2,300 EQUITY RESIDENTIAL SH BEN INT 29476L107 794 13,800 SH OTHER 13,800 ETHAN ALLEN INTERIORS INC COM 297602104 31 1,400 SH OTHER 1,400 EXCO RESOURCES INC COM 269279402 1,254 156,536 SH OTHER 156,536 EXELIXIS INC COM 30161Q104 97 20,000 SH OTHER 20,000 EXELON CORP COM 30161N101 320 9,000 SH OTHER 9,000 EXPRESS INC COM 30219E103 37 2,483 SH OTHER 2,483 F5 NETWORKS INC COM 315616102 157 1,500 SH PUT OTHER 1,500 FACEBOOK INC CL A 30303M102 43 2,000 SH OTHER 2,000 FAIRCHILD SEMICONDUCTOR INTL COM 303726103 350 26,650 SH OTHER 26,650 FEDERATED INVS INC PA CL B 314211103 50 2,400 SH OTHER 2,400 FIFTH STREET FINANCE CORP COM 31678A103 428 39,000 SH OTHER 39,000 FIRST SOLAR INC COM 336433107 354 16,000 SH PUT OTHER 16,000 FLOTEK INDS INC DEL COM 343389102 1,230 97,112 SH OTHER 97,112 FLOWSERVE CORP COM 34354P105 51 400 SH OTHER 400 FOOT LOCKER INC COM 344849104 30 850 SH OTHER 850 FORTINET INC COM 34959E109 43 1,800 SH OTHER 1,800 FORTINET INC COM 34959E109 72 3,000 SH CALL OTHER 3,000 FRANCESCAS HLDGS CORP COM 351793104 336 10,950 SH OTHER 10,950 FREEPORT-MCMORAN COPPER & GO COM 35671D857 2,568 64,870 SH OTHER 64,870 FRONTLINE LTD SHS G3682E127 1 300 SH CALL OTHER 300 FULTON FINL CORP PA COM 360271100 148 15,000 SH OTHER 15,000 FUSION-IO INC COM 36112J107 303 10,000 SH PUT OTHER 10,000 FXCM INC COM CL A 302693106 701 73,418 SH OTHER 73,418 FXCM INC COM CL A 302693106 132 13,800 SH CALL OTHER 13,800 G & K SVCS INC CL A 361268105 30 950 SH OTHER 950 GARDNER DENVER INC COM 365558105 1,167 19,324 SH OTHER 19,324 GARTNER INC COM 366651107 46 1,000 SH OTHER 1,000 GATX CORP COM 361448103 312 7,356 SH OTHER 7,356 GENERAL DYNAMICS CORP COM 369550108 53 800 SH OTHER 800 GENERAL MTRS CO COM 37045V100 228 10,000 SH OTHER 10,000 GENOMIC HEALTH INC COM 37244C101 31 900 SH OTHER 900
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Title of Notional Shares/ SH/ Put/ Investment Other Voting Authority Name of Issuer Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ GEORGIA GULF CORP COM PAR $0.01 NEW 373200302 29 800 SH OTHER 800 GILEAD SCIENCES INC COM 375558103 908 13,694 SH OTHER 13,694 GLOBAL CASH ACCESS HLDGS INC COM 378967103 89 11,066 SH OTHER 11,066 GLOBAL X FDS GLB X URANIUM 37950E754 107 14,000 SH OTHER 14,000 GLOBE SPECIALTY METALS INC COM 37954N206 180 11,808 SH OTHER 11,808 GLU MOBILE INC COM 379890106 28 6,000 SH OTHER 6,000 GNC HLDGS INC COM CL A 36191G107 29 750 SH OTHER 750 GOLAR LNG LTD BERMUDA SHS G9456A100 201 5,198 SH OTHER 5,198 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 94 7,325 SH OTHER 7,325 GOLD RESOURCE CORP COM 38068T105 31 1,450 SH OTHER 1,450 GOLDCORP INC NEW COM 380956409 908 19,794 SH OTHER 19,794 GOODRICH PETE CORP COM NEW 382410405 97 7,700 SH OTHER 7,700 GOOGLE INC CL A 38259P508 521 690 SH OTHER 690 GRAFTECH INTL LTD COM 384313102 95 10,600 SH OTHER 10,600 GRANITE REAL ESTATE INC COM 387431109 90 2,500 SH OTHER 2,500 GREAT PLAINS ENERGY INC COM 391164100 51 2,300 SH OTHER 2,300 GREEN MTN COFFEE ROASTERS IN COM 393122106 197 8,300 SH CALL OTHER 8,300 GREENBRIER COS INC COM 393657101 256 15,843 SH OTHER 15,843 GROUPON INC COM CL A 399473107 238 50,000 SH CALL OTHER 50,000 GROUPON INC COM CL A 399473107 477 100,000 SH PUT OTHER 100,000 GSI GROUP INC CDA NEW COM NEW 36191C205 52 5,846 SH OTHER 5,846 HALCON RES CORP COM NEW 40537Q209 306 41,800 SH OTHER 41,800 HALLIBURTON CO COM 406216101 91 2,710 SH OTHER 2,710 HALOZYME THERAPEUTICS INC COM 40637H109 334 44,241 SH OTHER 44,241 HANESBRANDS INC COM 410345102 145 4,560 SH OTHER 4,560 HANGER INC COM NEW 41043F208 43 1,515 SH OTHER 1,515 HARMAN INTL INDS INC COM 413086109 30 650 SH OTHER 650 HAYNES INTERNATIONAL INC COM NEW 420877201 29 550 SH OTHER 550 HEALTH CARE REIT INC COM 42217K106 393 6,800 SH OTHER 6,800 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 32 1,750 SH OTHER 1,750 HELMERICH & PAYNE INC COM 423452101 72 1,520 SH OTHER 1,520 HERBALIFE LTD COM USD SHS G4412G101 213 4,500 SH OTHER 4,500
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Title of Notional Shares/ SH/ Put/ Investment Other Voting Authority Name of Issuer Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ HESS CORP COM 42809H107 1,245 23,175 SH OTHER 23,175 HIBBETT SPORTS INC COM 428567101 30 500 SH OTHER 500 HOME INNS & HOTELS MGMT INC SPON ADR 43713W107 87 3,500 SH OTHER 3,500 HONEYWELL INTL INC COM 438516106 90 1,500 SH OTHER 1,500 HORSEHEAD HLDG CORP COM 440694305 103 11,000 SH OTHER 11,000 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 295 12,400 SH OTHER 12,400 HUDSON CITY BANCORP COM 443683107 983 123,700 SH OTHER 123,700 HUNTINGTON BANCSHARES INC COM 446150104 74 10,750 SH OTHER 10,750 ICAHN ENTERPRISES LP/CORP FRNT 8/1 451102AB3 501 500,000 SH OTHER 500,000 ICICI BK LTD ADR 45104G104 325 8,087 SH OTHER 8,087 IDENIX PHARMACEUTICALS INC COM 45166R204 50 10,982 SH OTHER 10,982 ILLUMINA INC COM 452327109 634 13,153 SH OTHER 13,153 INCYTE CORP COM 45337C102 333 18,459 SH OTHER 18,459 INDIA FD INC COM 454089103 46 1,985 SH OTHER 1,985 INFINITY PHARMACEUTICALS INC COM 45665G303 730 31,048 SH OTHER 31,048 INFORMATICA CORP COM 45666Q102 49 1,400 SH OTHER 1,400 INSPERITY INC COM 45778Q107 29 1,150 SH OTHER 1,150 INTEGRYS ENERGY GROUP INC COM 45822P105 42 800 SH OTHER 800 INTERMUNE INC COM 45884X103 212 23,689 SH OTHER 23,689 INTERNATIONAL BUSINESS MACHS COM 459200101 135 650 SH OTHER 650 INTERNATIONAL GAME TECHNOLOG COM 459902102 262 20,000 SH OTHER 20,000 INTEROIL CORP COM 460951106 3,171 41,040 SH OTHER 41,040 INTEROIL CORP COM 460951106 31,344 405,700 SH CALL OTHER 405,700 INVESCO MORTGAGE CAPITAL INC COM 46131B100 287 14,250 SH OTHER 14,250 IPG PHOTONICS CORP COM 44980X109 29 500 SH OTHER 500 IRIDIUM COMMUNICATIONS INC COM 46269C102 28 3,850 SH OTHER 3,850 IRON MTN INC COM 462846106 2,746 80,493 SH OTHER 80,493 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 298 23,327 SH OTHER 23,327 ISHARES INC MSCI BRAZIL 464286400 551 10,200 SH OTHER 10,200 ISHARES INC MSCI EMU INDEX 464286608 51 1,700 SH OTHER 1,700 ISHARES INC MSCI SWEDEN 464286756 407 14,400 SH OTHER 14,400 ISHARES INC MSCI S KOREA 464286772 2,880 48,700 SH PUT OTHER 48,700
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Title of Notional Shares/ SH/ Put/ Investment Other Voting Authority Name of Issuer Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ ISHARES INC MSCI GERMAN 464286806 99 4,400 SH OTHER 4,400 ISHARES INC MSCI JAPAN 464286848 202 22,000 SH OTHER 22,000 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 51 1,500 SH OTHER 1,500 ISHARES SILVER TRUST ISHARES 46428Q109 167 5,000 SH OTHER 5,000 ISHARES TR BARCLYS TIPS BD 464287176 49 400 SH OTHER 400 ISHARES TR FTSE CHINA25 IDX 464287184 69 2,000 SH OTHER 2,000 ISHARES TR TRANSP AVE IDX 464287192 209 2,400 SH OTHER 2,400 ISHARES TR MSCI EMERG MKT 464287234 165 4,000 SH OTHER 4,000 ISHARES TR S&P LTN AM 40 464287390 409 9,600 SH OTHER 9,600 ISHARES TR MSCI EAFE INDEX 464287465 95 1,800 SH OTHER 1,800 ISHARES TR RUSSELL MCP GR 464287481 99 1,600 SH OTHER 1,600 ISHARES TR RUSSELL MIDCAP 464287499 44 400 SH OTHER 400 ISHARES TR S&P MIDCAP 400 464287507 49 500 SH OTHER 500 ISHARES TR COHEN&S T RLTY 464287564 140 1,800 SH OTHER 1,800 ISHARES TR RUSSELL1 000GRW 464287614 47 700 SH OTHER 700 ISHARES TR RUSSELL 2000 464287655 17,948 215,100 SH PUT OTHER 215,100 ISHARES TR DJ US REAL EST 464287739 103 1,600 SH OTHER 1,600 ISHARES TR HIGH YLD CORP 464288513 1,015 11,000 SH OTHER 11,000 ISIS PHARMACEUTICALS INC COM 464330109 378 26,899 SH OTHER 26,899 ITT EDUCATIONAL SERVICES INC COM 45068B109 45 1,400 SH OTHER 1,400 JOHNSON & JOHNSON COM 478160104 379 5,500 SH OTHER 5,500 KAISER ALUMINUM CORP COM PAR $0.01 483007704 64 1,102 SH OTHER 1,102 KELLY SVCS INC CL A 488152208 32 2,500 SH OTHER 2,500 KENNAMETAL INC COM 489170100 48 1,300 SH OTHER 1,300 KEY ENERGY SVCS INC COM 492914106 91 13,000 SH OTHER 13,000 KILROY RLTY CORP COM 49427F108 49 1,100 SH OTHER 1,100 KIMBERLY CLARK CORP COM 494368103 146 1,700 SH OTHER 1,700 KINDER MORGAN INC DEL *W EXP 05/25/201 49456B119 37 10,556 SH OTHER 10,556 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 233 3,046 SH OTHER 3,046 KINDRED HEALTHCARE INC COM 494580103 49 4,300 SH OTHER 4,300 KKR FINANCIAL HLDGS LLC COM 48248A306 104 10,380 SH OTHER 10,380 KNOLL INC COM NEW 498904200 27 1,950 SH OTHER 1,950
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Title of Notional Shares/ SH/ Put/ Investment Other Voting Authority Name of Issuer Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ KRAFT FOODS INC CL A 50075N104 1,686 37,770 SH OTHER 37,770 KRONOS WORLDWIDE INC COM 50105F105 26 1,750 SH OTHER 1,750 LA Z BOY INC COM 505336107 50 3,400 SH OTHER 3,400 LABORATORY CORP AMER HLDGS COM NEW 50540R409 139 1,500 SH OTHER 1,500 LAM RESEARCH CORP COM 512807108 48 1,500 SH OTHER 1,500 LAS VEGAS SANDS CORP COM 517834107 995 21,450 SH OTHER 21,450 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 734 27,500 SH OTHER 27,500 LAZARD GLB TTL RET&INCM FD I COM 52106W103 149 5,100 SH OTHER 5,100 LEAPFROG ENTERPRISES INC CL A 52186N106 28 3,100 SH OTHER 3,100 LENDER PROCESSING SVCS INC COM 52602E102 122 4,380 SH OTHER 4,380 LENNAR CORP CL A 526057104 522 15,000 SH OTHER 15,000 LEXINGTON REALTY TRUST COM 529043101 69 7,100 SH OTHER 7,100 LIBERTY INTERACTIVE CORP INT COM SER A 53071M104 974 52,635 SH OTHER 52,635 LIBERTY INTERACTIVE CORP RIGHT 99/99/9999 53071M112 12 878 SH OTHER 878 LIBERTY INTERACTIVE CORP LBT VENT COM A 53071M880 826 16,631 SH OTHER 16,631 LIBERTY MEDIA CORPORATION LIB CAP COM A 530322106 2,498 24,000 SH OTHER 24,000 LINDSAY CORP COM 535555106 32 450 SH OTHER 450 LOUISIANA PAC CORP COM 546347105 558 44,604 SH OTHER 44,604 LSB INDS INC COM 502160104 44 1,000 SH OTHER 1,000 M D C HLDGS INC COM 552676108 46 1,200 SH OTHER 1,200 MACERICH CO COM 554382101 893 15,600 SH OTHER 15,600 MAGNUM HUNTER RES CORP DEL COM 55973B102 466 105,000 SH CALL OTHER 105,000 MAKO SURGICAL CORP COM 560879108 244 14,000 SH OTHER 14,000 MAKO SURGICAL CORP COM 560879108 122 7,000 SH PUT OTHER 7,000 MARATHON PETE CORP COM 56585A102 1,788 32,756 SH OTHER 32,756 MARKET VECTORS ETF TR GOLD MINERETF 57060U100 220 4,100 SH OTHER 4,100 MARKET VECTORS ETF TR OIL SVCS ETF 57060U191 93 2,300 SH OTHER 2,300 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 115 4,000 SH OTHER 4,000 MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 1,445 58,444 SH OTHER 58,444 MARKET VECTORS ETF TR BRAZL SMCP ETF 57060U613 82 2,000 SH OTHER 2,000 MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 554 22,397 SH SOLE 22,397 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 40 4,325 SH OTHER 4,325
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Title of Notional Shares/ SH/ Put/ Investment Other Voting Authority Name of Issuer Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ MASCO CORP COM 574599106 675 44,883 SH OTHER 44,883 MATTEL INC COM 577081102 23 650 SH OTHER 650 MCCORMICK & CO INC COM NON VTG 579780206 99 1,600 SH OTHER 1,600 MCDERMOTT INTL INC COM 580037109 1,809 148,049 SH OTHER 148,049 MCDONALDS CORP COM 580135101 309 3,370 SH OTHER 3,370 MCG CAPITAL CORP COM 58047P107 461 100,000 SH SOLE 100,000 MCKESSON CORP COM 58155Q103 1,032 12,000 SH OTHER 12,000 MEAD JOHNSON NUTRITION CO COM 582839106 51 700 SH OTHER 700 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 1,463 33,800 SH OTHER 33,800 MEDIVATION INC COM 58501N101 416 7,376 SH OTHER 7,376 MEMC ELECTR MATLS INC COM 552715104 128 46,670 SH OTHER 46,670 MENS WEARHOUSE INC COM 587118100 77 2,250 SH OTHER 2,250 MENTOR GRAPHICS CORP COM 587200106 28 1,800 SH OTHER 1,800 METLIFE INC COM 59156R108 186 5,400 SH OTHER 5,400 MGM RESORTS INTERNATIONAL COM 552953101 204 19,000 SH OTHER 19,000 MICROSOFT CORP COM 594918104 318 10,700 SH OTHER 10,700 MINE SAFETY APPLIANCES CO COM 602720104 30 800 SH OTHER 800 MOLEX INC COM 608554101 47 1,800 SH OTHER 1,800 MOMENTA PHARMACEUTICALS INC COM 60877T100 499 34,232 SH OTHER 34,232 MONSANTO CO NEW COM 61166W101 191 2,100 SH OTHER 2,100 MONSANTO CO NEW COM 61166W101 137 1,500 SH CALL OTHER 1,500 MONSANTO CO NEW COM 61166W101 137 1,500 SH PUT OTHER 1,500 MORGAN STANLEY COM NEW 617446448 33 2,000 SH OTHER 2,000 MOSAIC CO NEW COM 61945C103 378 6,570 SH OTHER 6,570 MOVADO GROUP INC COM 624580106 29 850 SH OTHER 850 MTS SYS CORP COM 553777103 29 550 SH OTHER 550 MURPHY OIL CORP COM 626717102 30 550 SH OTHER 550 MYR GROUP INC DEL COM 55405W104 359 18,000 SH OTHER 18,000 MYRIAD GENETICS INC COM 62855J104 325 12,057 SH OTHER 12,057 NATIONAL PENN BANCSHARES INC COM 637138108 99 10,900 SH OTHER 10,900 NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 28 1,350 SH OTHER 1,350 NEKTAR THERAPEUTICS COM 640268108 632 59,165 SH OTHER 59,165
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Title of Notional Shares/ SH/ Put/ Investment Other Voting Authority Name of Issuer Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ NEPTUNE TECHNOLOGIES BIORESO COM 64077P108 40 10,000 SH OTHER 10,000 NETEASE INC SPONSORED ADR 64110W102 84 1,500 SH CALL OTHER 1,500 NETFLIX INC COM 64110L106 272 5,000 SH OTHER 5,000 NETSCOUT SYS INC COM 64115T104 166 6,520 SH OTHER 6,520 NEW MTN FIN CORP COM 647551100 593 40,000 SH OTHER 40,000 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 167 10,000 SH OTHER 10,000 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 333 20,000 SH PUT OTHER 20,000 NEWELL RUBBERMAID INC COM 651229106 76 3,969 SH OTHER 3,969 NEXEN INC COM 65334H102 1,194 47,100 SH OTHER 47,100 NIKE INC CL B 654106103 385 4,060 SH OTHER 4,060 NIKE INC CL B 654106103 190 2,000 SH CALL OTHER 2,000 NIKE INC CL B 654106103 313 3,300 SH PUT OTHER 3,300 NOBLE CORPORATION BAAR NAMEN - AKT H5833N103 1,120 31,296 SH OTHER 31,296 NORFOLK SOUTHERN CORP COM 655844108 124 1,950 SH OTHER 1,950 NORTHERN OIL & GAS INC NEV COM 665531109 48 2,800 SH OTHER 2,800 NORTHROP GRUMMAN CORP COM 666807102 30 450 SH OTHER 450 NORTHWEST BANCSHARES INC MD COM 667340103 50 4,100 SH OTHER 4,100 NOVO-NORDISK A S ADR 670100205 602 3,810 SH OTHER 3,810 NPS PHARMACEUTICALS INC COM 62936P103 448 48,421 SH OTHER 48,421 NQ MOBILE INC ADR REPSTG CL A 64118U108 1,476 184,440 SH OTHER 184,440 NU SKIN ENTERPRISES INC CL A 67018T105 23 600 SH OTHER 600 NVIDIA CORP COM 67066G104 563 42,220 SH OTHER 42,220 NVIDIA CORP COM 67066G104 334 25,000 SH PUT OTHER 25,000 OASIS PETE INC NEW COM 674215108 47 1,600 SH OTHER 1,600 OCCIDENTAL PETE CORP DEL COM 674599105 52 600 SH OTHER 600 OCEANEERING INTL INC COM 675232102 553 10,000 SH PUT OTHER 10,000 OCH ZIFF CAP MGMT GROUP CL A 67551U105 43 4,500 SH OTHER 4,500 OCWEN FINL CORP COM NEW 675746309 513 18,700 SH OTHER 18,700 OCZ TECHNOLOGY GROUP INC COM 67086E303 2,547 734,000 SH CALL OTHER 734,000 ODYSSEY MARINE EXPLORATION I COM 676118102 52 16,400 SH OTHER 16,400 OIL STS INTL INC COM 678026105 32 400 SH OTHER 400 OLD DOMINION FGHT LINES INC COM 679580100 32 1,050 SH OTHER 1,050
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Title of Notional Shares/ SH/ Put/ Investment Other Voting Authority Name of Issuer Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ OMNICARE INC COM 681904108 29 850 SH OTHER 850 ONYX PHARMACEUTICALS INC COM 683399109 408 4,827 SH OTHER 4,827 OSHKOSH CORP COM 688239201 1,051 38,312 SH OTHER 38,312 OWENS CORNING NEW COM 690742101 731 21,859 SH OTHER 21,859 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 114 62,470 SH OTHER 62,470 PANDORA MEDIA INC COM 698354107 126 11,480 SH OTHER 11,480 PAR PHARMACEUTICAL COS INC COM 69888P106 845 16,900 SH OTHER 16,900 PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 28 1,300 SH OTHER 1,300 PARKER HANNIFIN CORP COM 701094104 29 350 SH OTHER 350 PEETS COFFEE & TEA INC COM 705560100 5,236 71,400 SH CALL OTHER 71,400 PENN NATL GAMING INC COM 707569109 431 10,000 SH OTHER 10,000 PENNANTPARK INVT CORP COM 708062104 614 57,877 SH OTHER 57,877 PEPCO HOLDINGS INC COM 713291102 100 5,300 SH OTHER 5,300 PETSMART INC COM 716768106 980 14,200 SH PUT OTHER 14,200 PFIZER INC COM 717081103 398 16,000 SH OTHER 16,000 PHARMACYCLICS INC COM 716933106 643 9,962 SH OTHER 9,962 PINNACLE ENTMT INC COM 723456109 32 2,600 SH OTHER 2,600 PIONEER NAT RES CO COM 723787107 145 1,390 SH OTHER 1,390 PIONEER NAT RES CO COM 723787107 522 5,000 SH CALL OTHER 5,000 PLAINS EXPL& PRODTN CO COM 726505100 721 19,250 SH OTHER 19,250 PLAINS EXPL& PRODTN CO COM 726505100 281 7,500 SH CALL OTHER 7,500 PLX TECHNOLOGY INC COM 693417107 55 9,500 SH OTHER 9,500 PNC FINL SVCS GROUP INC COM 693475105 123 1,950 SH OTHER 1,950 POPULAR INC COM NEW 733174700 56 3,233 SH OTHER 3,233 PORTLAND GEN ELEC CO COM NEW 736508847 51 1,900 SH OTHER 1,900 POST HLDGS INC COM 737446104 918 30,531 SH OTHER 30,531 POST PPTYS INC COM 737464107 96 2,000 SH OTHER 2,000 POTASH CORP SASK INC COM 73755L107 180 4,140 SH OTHER 4,140 POTASH CORP SASK INC COM 73755L107 109 2,500 SH PUT OTHER 2,500 POWER ONE INC NEW COM 73930R102 557 99,770 SH OTHER 99,770 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 5,492 80,100 SH PUT OTHER 80,100 PPG INDS INC COM 693506107 142 1,240 SH OTHER 1,240
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Title of Notional Shares/ SH/ Put/ Investment Other Voting Authority Name of Issuer Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ PPL CORP COM 69351T106 49 1,700 SH OTHER 1,700 PRICELINE COM INC COM NEW 741503403 62 100 SH CALL OTHER 100 PRINCIPAL FINL GROUP INC COM 74251V102 143 5,300 SH OTHER 5,300 PROSHARES TR PSHS SHTFINL ETF 74347R230 590 19,600 SH OTHER 19,600 PROSHARES TR PSHS ULTSHT FINL 74347X146 95 2,511 SH OTHER 2,511 PROTALIX BIOTHERAPEUTICS INC COM 74365A101 154 29,702 SH OTHER 29,702 PUBLIC STORAGE COM 74460D109 376 2,700 SH OTHER 2,700 PULTE GROUP INC COM 745867101 153 9,850 SH OTHER 9,850 QIAGEN NV REG SHS N72482107 1,247 67,575 SH OTHER 67,575 QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 441 20,000 SH PUT OTHER 20,000 QUALCOMM INC COM 747525103 509 8,146 SH OTHER 8,146 QUALCOMM INC COM 747525103 469 7,500 SH PUT OTHER 7,500 QUALITY DISTR INC FLA COM 74756M102 577 62,400 SH OTHER 62,400 QUANTA SVCS INC COM 74762E102 1,450 58,701 SH OTHER 58,701 QUEST SOFTWARE INC COM 74834T103 1,249 44,600 SH OTHER 44,600 RACKSPACE HOSTING INC COM 750086100 330 5,000 SH PUT OTHER 5,000 RALPH LAUREN CORP CL A 751212101 45 300 SH OTHER 300 REALNETWORKS INC COM NEW 75605L708 284 34,100 SH OTHER 34,100 REDWOOD TR INC COM 758075402 39 2,700 SH OTHER 2,700 REED ELSEVIER N V SPONS ADR NEW 758204200 695 51,907 SH OTHER 51,907 REGENERON PHARMACEUTICALS COM 75886F107 560 3,667 SH OTHER 3,667 RENTRAK CORP COM 760174102 96 5,674 SH OTHER 5,674 REPROS THERAPEUTICS INC *W EXP02/08/201 76028H118 610 20,000 SH OTHER 20,000 REPROS THERAPEUTICS INC COM NEW 76028H209 478 31,376 SH OTHER 31,376 RESEARCH IN MOTION LTD COM 760975102 17 2,250 SH OTHER 2,250 RESEARCH IN MOTION LTD COM 760975102 75 10,000 SH CALL OTHER 10,000 RESOURCES CONNECTION INC COM 76122Q105 34 2,550 SH OTHER 2,550 RICHARDSON ELECTRS LTD COM 763165107 305 25,728 SH OTHER 25,728 RIGEL PHARMACEUTICALS INC COM NEW 766559603 393 38,340 SH OTHER 38,340 RIO TINTO PLC SPONSORED ADR 767204100 1,404 30,023 SH OTHER 30,023 ROBBINS & MYERS INC COM 770196103 405 6,800 SH OTHER 6,800 ROBERT HALF INTL INC COM 770323103 28 1,050 SH OTHER 1,050
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Title of Notional Shares/ SH/ Put/ Investment Other Voting Authority Name of Issuer Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ ROCKWOOD HLDGS INC COM 774415103 103 2,200 SH OTHER 2,200 RUBICON TECHNOLOGY INC COM 78112T107 385 40,170 SH OTHER 40,170 SALESFORCE COM INC COM 79466L302 305 2,000 SH OTHER 2,000 SALESFORCE COM INC COM 79466L302 305 2,000 SH PUT OTHER 2,000 SALIX PHARMACEUTICALS INC COM 795435106 271 6,408 SH OTHER 6,408 SANDRIDGE ENERGY INC COM 80007P307 1,245 178,477 SH OTHER 178,477 SANOFI RIGHT 12/31/2020 80105N113 69 41,200 SH OTHER 41,200 SAREPTA THERAPEUTICS INC COM 803607100 155 10,000 SH OTHER 10,000 SCHLUMBERGER LTD COM 806857108 231 3,200 SH OTHER 3,200 SCHLUMBERGER LTD COM 806857108 108 1,500 SH PUT OTHER 1,500 SCHOLASTIC CORP COM 807066105 30 950 SH OTHER 950 SCHWAB CHARLES CORP NEW COM 808513105 196 15,300 SH OTHER 15,300 SCHWEITZER-MAUDUIT INTL INC COM 808541106 31 950 SH OTHER 950 SEABRIGHT HOLDINGS INC COM 811656107 568 51,600 SH OTHER 51,600 SEADRILL LIMITED SHS G7945E105 248 6,350 SH OTHER 6,350 SEAGATE TECHNOLOGY PLC SHS G7945M107 127 4,100 SH OTHER 4,100 SEAGATE TECHNOLOGY PLC SHS G7945M107 2,167 70,000 SH PUT OTHER 70,000 SEALED AIR CORP NEW COM 81211K100 49 3,200 SH OTHER 3,200 SELECT MED HLDGS CORP COM 81619Q105 33 2,950 SH OTHER 2,950 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 5,111 69,600 SH PUT OTHER 69,600 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 156 10,000 SH OTHER 10,000 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 47 1,300 SH OTHER 1,300 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2,290 62,700 SH PUT OTHER 62,700 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 109 3,000 SH OTHER 3,000 SEQUENOM INC COM NEW 817337405 308 87,246 SH OTHER 87,246 SHAW GROUP INC COM 820280105 776 17,800 SH OTHER 17,800 SHUTTERFLY INC COM 82568P304 159 5,100 SH OTHER 5,100 SHUTTERFLY INC COM 82568P304 261 8,400 SH CALL OTHER 8,400 SILICON LABORATORIES INC COM 826919102 290 7,885 SH OTHER 7,885 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 3,496 236,538 SH OTHER 236,538 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 828 56,000 SH CALL OTHER 56,000 SIMON PPTY GROUP INC NEW COM 828806109 714 4,700 SH OTHER 4,700
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Title of Notional Shares/ SH/ Put/ Investment Other Voting Authority Name of Issuer Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ SIX FLAGS ENTMT CORP NEW COM 83001A102 46 789 SH OTHER 789 SKYWORKS SOLUTIONS INC COM 83088M102 90 3,800 SH OTHER 3,800 SLM CORP COM 78442P106 523 33,263 SH OTHER 33,263 SMITH & WESSON HLDG CORP COM 831756101 36 3,250 SH OTHER 3,250 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 392 10,000 SH OTHER 10,000 SOLARWINDS INC COM 83416B109 279 5,000 SH OTHER 5,000 SONUS NETWORKS INC COM 835916107 38 20,245 SH OTHER 20,245 SOUTHWEST AIRLS CO COM 844741108 216 24,650 SH OTHER 24,650 SOUTHWESTERN ENERGY CO COM 845467109 2,912 83,726 SH OTHER 83,726 SPANSION INC COM CL A NEW 84649R200 133 11,175 SH OTHER 11,175 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 107 800 SH OTHER 800 SPDR GOLD TRUST GOLD SHS 78463V107 395 2,300 SH OTHER 2,300 SPDR S&P 500 ETF TR TR UNIT 78462F103 216 1,500 SH OTHER 1,500 SPDR S&P 500 ETF TR TR UNIT 78462F103 10,064 69,900 SH PUT OTHER 69,900 SPDR SERIES TRUST S&P METALS MNG 78464A755 152 3,500 SH PUT OTHER 3,500 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 124 5,000 SH CALL OTHER 5,000 SPECTRUM PHARMACEUTICALS INC COM 84763A108 30 2,550 SH OTHER 2,550 ST JUDE MED INC COM 790849103 313 7,420 SH OTHER 7,420 STANDARD PAC CORP NEW COM 85375C101 180 26,600 SH OTHER 26,600 STANLEY FURNITURE CO INC COM NEW 854305208 163 33,508 SH OTHER 33,508 STARBUCKS CORP COM 855244109 984 19,400 SH OTHER 19,400 STARBUCKS CORP COM 855244109 76 1,500 SH PUT OTHER 1,500 STARWOOD PPTY TR INC COM 85571B105 261 11,200 SH OTHER 11,200 STEELCASE INC CL A 858155203 35 3,600 SH OTHER 3,600 STERICYCLE INC COM 858912108 181 2,000 SH OTHER 2,000 STRYKER CORP COM 863667101 200 3,600 SH OTHER 3,600 STURM RUGER & CO INC COM 864159108 31 620 SH OTHER 620 SUNOCO INC COM 86764P109 393 8,400 SH OTHER 8,400 SUNOCO INC COM 86764P109 215 4,600 SH CALL OTHER 4,600 SUNRISE SENIOR LIVING INC COM 86768K106 235 16,500 SH OTHER 16,500 SUNSHINE HEART INC COM 86782U106 542 65,000 SH OTHER 65,000 SUSQUEHANNA BANCSHARES INC P COM 869099101 49 4,700 SH OTHER 4,700
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Title of Notional Shares/ SH/ Put/ Investment Other Voting Authority Name of Issuer Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ SUSSER HLDGS CORP COM 869233106 29 800 SH OTHER 800 TANGER FACTORY OUTLET CTRS I COM 875465106 747 23,100 SH OTHER 23,100 TARGET CORP COM 87612E106 127 2,000 SH OTHER 2,000 TEAM INC COM 878155100 30 950 SH OTHER 950 TEAVANA HLDGS INC COM 87819P102 316 24,200 SH OTHER 24,200 TELENAV INC COM 879455103 406 67,992 SH OTHER 67,992 TEMPUR PEDIC INTL INC COM 88023U101 232 7,765 SH OTHER 7,765 TENNECO INC COM 880349105 45 1,600 SH OTHER 1,600 TERRA NITROGEN CO L P COM UNIT 881005201 32 150 SH OTHER 150 TESLA MTRS INC COM 88160R101 439 15,000 SH OTHER 15,000 TESLA MTRS INC COM 88160R101 176 6,000 SH PUT OTHER 6,000 TESORO CORP COM 881609101 38 900 SH OTHER 900 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 78 1,885 SH OTHER 1,885 THERMO FISHER SCIENTIFIC INC COM 883556102 441 7,500 SH OTHER 7,500 THL CR INC COM 872438106 933 66,500 SH OTHER 66,500 THRESHOLD PHARMACEUTICAL INC COM NEW 885807206 229 31,621 SH OTHER 31,621 TILE SHOP HLDGS INC COM 88677Q109 230 16,000 SH OTHER 16,000 TIVO INC COM 888706108 453 43,460 SH OTHER 43,460 TJX COS INC NEW COM 872540109 674 15,040 SH OTHER 15,040 TOLL BROTHERS INC COM 889478103 429 12,900 SH OTHER 12,900 TOTAL SYS SVCS INC COM 891906109 50 2,100 SH OTHER 2,100 TPC GROUP INC COM 89236Y104 393 9,625 SH OTHER 9,625 TRANSOCEAN LTD REG SHS H8817H100 185 4,125 SH OTHER 4,125 TRAVELCENTERS OF AMERICA LLC COM 894174101 155 29,009 SH OTHER 29,009 TREE COM INC COM 894675107 53 3,360 SH OTHER 3,360 TRIANGLE PETE CORP COM NEW 89600B201 296 41,352 SH OTHER 41,352 TRINITY INDS INC COM 896522109 28 950 SH OTHER 950 TRIQUINT SEMICONDUCTOR INC COM 89674K103 317 62,955 SH OTHER 62,955 TRIUMPH GROUP INC NEW COM 896818101 31 500 SH OTHER 500 TRIUS THERAPEUTICS INC COM 89685K100 157 27,000 SH OTHER 27,000 TRONOX LTD SHS CL A Q9235V101 147 6,476 SH OTHER 6,476 TUMI HLDGS INC COM 89969Q104 353 15,000 SH OTHER 15,000
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Title of Notional Shares/ SH/ Put/ Investment Other Voting Authority Name of Issuer Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ TWO HBRS INVT CORP COM 90187B101 540 45,962 SH OTHER 45,962 U S SILICA HLDGS INC COM 90346E103 232 17,105 SH OTHER 17,105 UNION DRILLING INC COM 90653P105 67 10,300 SH OTHER 10,300 UNITED RENTALS INC COM 911363109 3,232 98,807 SH OTHER 98,807 UNITED STATES NATL GAS FUND UNIT PAR $0.001 912318201 107 5,000 SH OTHER 5,000 UNITED STATES OIL FUND LP UNITS 91232N108 102 3,000 SH OTHER 3,000 UNITED THERAPEUTICS CORP DEL COM 91307C102 425 7,606 SH OTHER 7,606 UNITEDHEALTH GROUP INC COM 91324P102 214 3,870 SH OTHER 3,870 USANA HEALTH SCIENCES INC COM 90328M107 33 700 SH OTHER 700 VALE S A ADR 91912E105 146 8,137 SH OTHER 8,137 VALE S A ADR 91912E105 54 3,000 SH CALL OTHER 3,000 VALERO ENERGY CORP NEW COM 91913Y100 2,219 70,058 SH OTHER 70,058 VANGUARD INDEX FDS REIT ETF 922908553 52 800 SH OTHER 800 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 100 2,400 SH OTHER 2,400 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 697 15,400 SH OTHER 15,400 VANTAGE DRILLING COMPANY NOTE 7.875% 9/0 G93205AA3 1,449 787,390 SH OTHER 787,390 VEECO INSTRS INC DEL COM 922417100 297 9,885 SH OTHER 9,885 VENTAS INC COM 92276F100 50 800 SH OTHER 800 VERIFONE SYS INC COM 92342Y109 42 1,500 SH CALL OTHER 1,500 VERINT SYS INC COM 92343X100 62 2,265 SH OTHER 2,265 VERISK ANALYTICS INC CL A 92345Y106 48 1,000 SH OTHER 1,000 VERTEX PHARMACEUTICALS INC COM 92532F100 453 8,102 SH OTHER 8,102 VIRNETX HLDG CORP COM 92823T108 3,605 141,779 SH OTHER 141,779 VIRNETX HLDG CORP COM 92823T108 8,216 323,100 SH CALL OTHER 323,100 VIROPHARMA INC COM 928241108 575 19,060 SH OTHER 19,060 VITAMIN SHOPPE INC COM 92849E101 32 550 SH OTHER 550 VMWARE INC CL A COM 928563402 542 5,600 SH OTHER 5,600 VMWARE INC CL A COM 928563402 484 5,000 SH PUT OTHER 5,000 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 285 10,000 SH OTHER 10,000 WABASH NATL CORP COM 929566107 713 100,000 SH OTHER 100,000 WABCO HLDGS INC COM 92927K102 29 500 SH OTHER 500 WABTEC CORP COM 929740108 161 2,000 SH OTHER 2,000
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Title of Notional Shares/ SH/ Put/ Investment Other Voting Authority Name of Issuer Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ WALGREEN CO COM 931422109 31 850 SH OTHER 850 WALTER ENERGY INC COM 93317Q105 162 5,000 SH OTHER 5,000 WALTER ENERGY INC COM 93317Q105 162 5,000 SH CALL OTHER 5,000 WASTE CONNECTIONS INC COM 941053100 97 3,200 SH OTHER 3,200 WASTE MGMT INC DEL COM 94106L109 648 20,200 SH OTHER 20,200 WATERS CORP COM 941848103 431 5,170 SH OTHER 5,170 WAUSAU PAPER CORP COM 943315101 45 4,911 SH OTHER 4,911 WELLCARE HEALTH PLANS INC COM 94946T106 96 1,700 SH OTHER 1,700 WELLPOINT INC COM 94973V107 360 6,200 SH OTHER 6,200 WELLS FARGO & CO NEW COM 949746101 74 2,150 SH OTHER 2,150 WEST COAST BANCORP ORE NEW COM NEW 952145209 464 20,600 SH OTHER 20,600 WESTERN DIGITAL CORP COM 958102105 89 2,296 SH OTHER 2,296 WESTERN REFNG INC COM 959319104 80 3,050 SH OTHER 3,050 WESTLAKE CHEM CORP COM 960413102 33 450 SH OTHER 450 WESTPORT INNOVATIONS INC COM NEW 960908309 499 17,911 SH OTHER 17,911 WESTPORT INNOVATIONS INC COM NEW 960908309 546 19,600 SH CALL OTHER 19,600 WESTPORT INNOVATIONS INC COM NEW 960908309 11 400 SH PUT OTHER 400 WEYERHAEUSER CO COM 962166104 183 7,000 SH OTHER 7,000 WEYERHAEUSER CO COM 962166104 131 5,000 SH PUT OTHER 5,000 WHITING PETE CORP NEW COM 966387102 714 15,069 SH OTHER 15,069 WHOLE FOODS MKT INC COM 966837106 146 1,500 SH OTHER 1,500 WHOLE FOODS MKT INC COM 966837106 97 1,000 SH PUT OTHER 1,000 WI-LAN INC COM 928972108 101 18,045 SH OTHER 18,045 WISCONSIN ENERGY CORP COM 976657106 49 1,300 SH OTHER 1,300 WORLD ACCEP CORP DEL COM 981419104 54 800 SH PUT OTHER 800 WPX ENERGY INC COM 98212B103 100 6,000 SH OTHER 6,000 WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 929352102 359 24,020 SH OTHER 24,020 XCEL ENERGY INC COM 98389B100 50 1,800 SH OTHER 1,800 XEROX CORP COM 984121103 110 15,000 SH OTHER 15,000 XEROX CORP COM 984121103 514 70,000 SH CALL OTHER 70,000 XILINX INC COM 983919101 334 10,000 SH PUT OTHER 10,000 YAHOO INC COM 984332106 155 9,700 SH OTHER 9,700 YAMANA GOLD INC COM 98462Y100 1,629 85,257 SH OTHER 85,257 ZYNGA INC CL A 98986T108 57 20,000 SH OTHER 20,000 325,603