0001140361-12-047315.txt : 20121114
0001140361-12-047315.hdr.sgml : 20121114
20121114164245
ACCESSION NUMBER: 0001140361-12-047315
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121114
DATE AS OF CHANGE: 20121114
EFFECTIVENESS DATE: 20121114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAK CAPITAL ONE LLC
CENTRAL INDEX KEY: 0001385702
IRS NUMBER: 731650481
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12344
FILM NUMBER: 121205355
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-486-3211
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: MAK Capital
DATE OF NAME CHANGE: 20070109
13F-HR
1
form13fhr.txt
NONE
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 9/30/2012
Check here if Amendment []; Amendment Number:
-------
This Amendment (Check only one.): [] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: MAK Capital One LLC
Address: 590 Madison Avenue, 9th Floor
New York, New York 10022
Form 13F File Number: 028-12344
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Persons Signing this Report on Behalf of Reporting Manager:
Name: Michael Kaufman
Title: Managing Member
Phone: (212) 486-3211
Signature, Place, and Date of Signing:
/s/ Michael Kaufman New York, New York 11/14/2012
--------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 26
Form 13F Information Table Value Total: $ 723,456
--------------
(In Thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
01 028-05431 Sunrise Partners Limited Partnership
---- -------------------- ----------------------------------------------------
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------- -------------- --------- -------- ------------------ ---------- -------- ------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- --------- ----
AGILYSYS INC COM 00847J105 45,448 5,284,648 SH SOLE 5,284,648 0 0
AGILYSYS INC COM 00847J105 15,242 1,772,286 SH DEFINED 01 0 1,772,286 0
AGNICO-EAGLE MINES LTD COM 008474108 20,747 399,900 PRN SOLE 399,900 0 0
CANADIAN NAT RES LTD COM 136385101 45,049 1,463,100 SH SOLE 1,463,100 0 0
CERADYNE INC COM 156710105 34,274 1,402,929 SH SOLE 1,402,929 0 0
CERADYNE INC COM 156710105 3,185 130,369 SH DEFINED 01 0 130,369 0
COMPUWARE CORP COM 205638109 41,554 4,201,638 SH SOLE 4,201,638 0 0
COMPUWARE CORP COM 205638109 78 7,900 SH DEFINED 01 0 7,900 0
ELECTRONIC ARTS INC COM 285512109 62,764 4,945,945 SH SOLE 4,945,945 0 0
ELECTRONIC ARTS INC COM 285512109 3,184 250,913 SH DEFINED 01 0 250,913 0
EQT CORP COM 26884L109 37,471 635,100 SH SOLE 635,100 0 0
FIDELITY NATIONAL FINANCIAL CL A 31620R105 75,725 3,540,200 SH SOLE 3,540,200 0 0
FIDELITY NATIONAL FINANCIAL CL A 31620R105 10,226 478,079 SH DEFINED 01 0 478,079 0
LINDSAY CORP COM 535555106 7,576 105,267 SH SOLE 105,267 0 0
MOSAIC CO COM 61945A107 88,696 1,539,600 SH SOLE 1,539,600 0 0
MOSAIC CO COM 61945A107 6,217 107,916 SH DEFINED 01 0 107,916 0
NEUROBIOLOGICAL TECHNOLOGIES COM 64124W106 729 3,627,191 SH SOLE 3,627,191 0 0
NEUROBIOLOGICAL TECHNOLOGIES COM 64124W106 320 1,592,864 SH DEFINED 01 0 1,592,864 0
NOVAGOLD RES INC COM NEW 66987E206 11,960 2,135,781 SH SOLE 2,135,781 0 0
ORBOTECH LTD ORD M75253100 32,852 3,833,344 SH SOLE 3,833,344 0 0
ORBOTECH LTD ORD M75253100 2,937 342,724 SH DEFINED 01 0 342,724 0
SCHWAB CHARLES CORP NEW COM 808513105 59,201 4,630,500 SH SOLE 4,630,500 0 0
SCHWAB CHARLES CORP NEW COM 808513105 4,134 323,363 SH DEFINED 01 0 323,363 0
STILLWATER MNG CO COM 86074Q102 40,766 3,457,622 SH SOLE 3,457,622 0 0
ZYGO CORP COM 989855101 59,583 3,257,675 SH SOLE 3,257,675 0 0
ZYGO CORP COM 989855101 13,538 740,183 SH DEFINED 01 0 740,183 0