0001345471-12-000107.txt : 20121114 0001345471-12-000107.hdr.sgml : 20121114 20121114165611 ACCESSION NUMBER: 0001345471-12-000107 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Trian Fund Management, L.P. CENTRAL INDEX KEY: 0001345471 IRS NUMBER: 203454182 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12039 FILM NUMBER: 121205582 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 41ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-451-3000 MAIL ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 41ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 tfmlp.txt TRIAN FUND MANAGEMENT, L.P., SEPTEMBER 30, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 ------------------------ Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Trian Fund Management, L.P. -------------------------------------------------- Address: 280 Park Avenue, 41st Floor -------------------------------------------------- New York, NY 10017 -------------------------------------------------- -------------------------------------------------- Form 13F File Number: 028-12039 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter W. May -------------------------------------------------- Title: Member of its General Partner -------------------------------------------------- Phone: 212-451-3000 -------------------------------------------------- Signature, Place, and Date of Signing: /s/PETER W. MAY New York, New York 11/14/12 ------------------------ ------------------------------ -------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 6 ------------- Form 13F Information Table Entry Total: 12 ------------- Form 13F Information Table Value Total: $3,512,849 ------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- -------------------- ------ 01 28-11639 Nelson Peltz 02 28-11640 Peter W. May 03 28-11641 Edward P. Garden 04 28-12040 Trian Fund Management GP, LLC 05 28-12527 Public Sector Pension Investment Board 06 28-04855 California State Teachers Retirement System FORM 13F INFORMATION TABLE

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- -------- -------- -------- -------- VALUE SHARES/OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY ---------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- -------------- ----- -------- ------- --- ---- ---------- -------- ---- ------ ---- Wendys Co. COM 95058W100 375,576 83,000,245 SH Defined 1,2,3,4 83,000,245 Heinz HJ Co. COM 423074103 5,959 106,500 SH Defined 1,2,3,4 106,500 Tiffany & Co. NEW COM 886547108 62,137 1,004,151 SH Defined 1,2,3,4 1,004,151 Family Dlr Stores Inc. COM 307000109 594,549 8,967,564 SH Defined 1,2,3,4 8,967,564 Kraft Foods Inc. CL A 50075N104 336,249 8,131,787 SH Defined 1,2,3,4 8,131,787 Legg Mason Inc. COM 524901105 317,985 12,884,337 SH Defined 1,2,3,4 12,884,337 State Str Corp. COM 857477103 221,013 5,267,238 SH Defined 1,2,3,4 5,267,238 State Str Corp. COM 857477103 162,506 3,872,869 SH Other 1,2,3,4,5 3,872,869 Ingersoll-Rand PLC SHS G47791101 550,933 12,292,118 SH Defined 1,2,3,4 12,292,118 Ingersoll-Rand PLC SHS G47791101 52,823 1,178,550 SH Other 1,2,3,4,6 1,178,550 Lazard Ltd SHS A G54050102 163,658 5,598,980 SH Defined 1,2,3,4 5,598,980 SPDR S&P 500 ETF TR TR Unit 78462F103 669,461 4,650,000 SH PUT Defined 1,2,3,4 4,650,000