0000919574-12-006574.txt : 20121121 0000919574-12-006574.hdr.sgml : 20121121 20121121100405 ACCESSION NUMBER: 0000919574-12-006574 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121121 DATE AS OF CHANGE: 20121121 EFFECTIVENESS DATE: 20121121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALKEON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001230239 IRS NUMBER: 134200093 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10451 FILM NUMBER: 121219846 BUSINESS ADDRESS: STREET 1: 350 MADISON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2123898730 MAIL ADDRESS: STREET 1: 350 MADISON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR/A 1 d1326538_13f-hr.txt 03974-0004 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended September 30, 2012 Check here if Amendment: |_|; Amendment Number: |1| This Amendment (Check only one): |X| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Alkeon Capital Management, LLC Address: 350 Madison Avenue New York, New York 10017 13F File Number: 028-10451 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Greg Jakubowsky Title: Compliance Officer Phone: (212) 389-8710 Signature, Place and Date of Signing: /s/ Greg Jakubowsky New York, New York November 21, 2012 ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 125 Form 13F Information Table Value Total: $ 4,086,757 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1 028-10748 Oppenheimer Asset Management Inc. ---- ------------------- --------------------------------- FORM 13F INFORMATION TABLE Alkeon Capital Management, LLC September 30, 2012 COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE 7 DAYS GROUP HLDGS LTD ADR 81783J101 1,484 127,700 SH SOLE 127,700 ALTERA CORP COM 021441100 16,534 486,300 SH SHARED-OTHER 1 486,300 ALTERA CORP COM 021441100 14,963 440,100 SH SOLE 440,100 AMAZON COM INC COM 023135106 90,553 356,061 SH SHARED-OTHER 1 356,061 AMAZON COM INC COM 023135106 89,648 352,500 SH SOLE 352,500 ANALOG DEVICES INC COM 032654105 56,244 1,435,712 SH SHARED-OTHER 1 1,435,712 ANALOG DEVICES INC COM 032654105 54,815 1,399,240 SH SOLE 1,399,240 ANNIES INC COM 03600T104 359 8,000 SH SOLE 8,000 ANSYS INC COM 03662Q105 19,415 264,515 SH SHARED-OTHER 1 264,515 ANSYS INC COM 03662Q105 18,152 247,300 SH SOLE 247,300 APPLE INC COM 037833100 148,520 222,633 SH SHARED-OTHER 1 222,633 APPLE INC COM 037833100 147,666 221,353 SH SOLE 221,353 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 12,546 813,067 SH SHARED-OTHER 1 813,067 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 12,156 787,843 SH SOLE 787,843 ARUBA NETWORKS INC COM 043176106 13,731 610,660 SH SHARED-OTHER 1 610,660 ARUBA NETWORKS INC COM 043176106 13,406 596,225 SH SOLE 596,225 ASPEN TECHNOLOGY INC COM 045327103 44,916 1,738,233 SH SHARED-OTHER 1 1,738,233 ASPEN TECHNOLOGY INC COM 045327103 44,672 1,728,800 SH SOLE 1,728,800 AUTONAVI HLDGS LTD SPONSORED ADR 05330F106 2,480 216,000 SH SOLE 216,000 AVAGO TECHNOLOGIES LTD SHS Y0486S104 38,064 1,091,761 SH SHARED-OTHER 1 1,091,761 AVAGO TECHNOLOGIES LTD SHS Y0486S104 33,344 956,379 SH SOLE 956,379 BAIDU INC SPON ADR REP A 056752108 41,653 356,347 SH SHARED-OTHER 1 356,347 BAIDU INC SPON ADR REP A 056752108 43,097 368,700 SH SOLE 368,700 BROADCOM CORP CL A 111320107 38,651 1,118,055 SH SHARED-OTHER 1 1,118,055 BROADCOM CORP CL A 111320107 35,434 1,025,000 SH SOLE 1,025,000 CADENCE DESIGN SYSTEM INC COM 127387108 25,204 1,959,093 SH SHARED-OTHER 1 1,959,093 CADENCE DESIGN SYSTEM INC COM 127387108 25,910 2,014,000 SH SOLE 2,014,000 CAFEPRESS INC COM 12769A103 892 97,940 SH SHARED-OTHER 1 97,940 CAFEPRESS INC COM 12769A103 892 97,860 SH SOLE 97,860 CEVA INC COM 157210105 3,254 226,261 SH SHARED-OTHER 1 226,261 CEVA INC COM 157210105 3,650 253,800 SH SOLE 253,800 CHECK POINT SOFTWARE TECH LT ORD M22465104 24,610 511,000 SH SHARED-OTHER 1 511,000 CHECK POINT SOFTWARE TECH LT ORD M22465104 23,295 483,700 SH SOLE 483,700 CHIPOTLE MEXICAN GRILL INC COM 169656105 31,341 98,700 SH SHARED-OTHER 1 98,700 CHIPOTLE MEXICAN GRILL INC COM 169656105 30,452 95,900 SH SOLE 95,900 CISCO SYS INC COM 17275R102 52,756 2,762,800 SH SHARED-OTHER 1 2,762,800 CISCO SYS INC COM 17275R102 52,166 2,731,900 SH SOLE 2,731,900 COSTCO WHSL CORP NEW COM 22160K105 44,877 448,052 SH SHARED-OTHER 1 448,052 COSTCO WHSL CORP NEW COM 22160K105 40,795 407,300 SH SOLE 407,300 DISCOVER FINL SVCS COM 254709108 60,767 1,529,500 SH SHARED-OTHER 1 1,529,500 DISCOVER FINL SVCS COM 254709108 58,959 1,484,000 SH SOLE 1,484,000 DOLLAR TREE INC COM 256746108 18,793 389,178 SH SHARED-OTHER 1 389,178 DOLLAR TREE INC COM 256746108 16,712 346,072 SH SOLE 346,072 E-COMMERCE CHINA DANGDANG IN SPN ADS COM A 26833A105 5,572 1,180,430 SH SHARED-OTHER 1 1,180,430 E-COMMERCE CHINA DANGDANG IN SPN ADS COM A 26833A105 5,086 1,077,500 SH SOLE 1,077,500 ELOQUA INC COM 290139104 9,501 481,040 SH SHARED-OTHER 1 481,040 ELOQUA INC COM 290139104 9,572 484,660 SH SOLE 484,660 E M C CORP MASS COM 268648102 66,624 2,443,139 SH SHARED-OTHER 1 2,443,139 E M C CORP MASS COM 268648102 66,367 2,433,682 SH SOLE 2,433,682 FIVE BELOW INC COM 33829M101 3,990 102,100 SH SHARED-OTHER 1 102,100 FIVE BELOW INC COM 33829M101 3,826 97,900 SH SOLE 97,900 FLEETCOR TECHNOLOGIES INC COM 339041105 22,808 509,100 SH SHARED-OTHER 1 509,100 FLEETCOR TECHNOLOGIES INC COM 339041105 18,292 408,300 SH SOLE 408,300 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 32,581 1,392,345 SH SHARED-OTHER 1 1,392,345 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 29,128 1,244,800 SH SOLE 1,244,800 GAP INC DEL COM 364760108 30,474 851,700 SH SHARED-OTHER 1 851,700 GAP INC DEL COM 364760108 28,130 786,200 SH SOLE 786,200 GOOGLE INC CL A 38259P508 177,163 234,808 SH SHARED-OTHER 1 234,808 GOOGLE INC CL A 38259P508 176,006 233,275 SH SOLE 233,275 HAIN CELESTIAL GROUP INC COM 405217100 9,778 155,200 SH SHARED-OTHER 1 155,200 HAIN CELESTIAL GROUP INC COM 405217100 9,589 152,200 SH SOLE 152,200 IMPERVA INC COM 45321L100 7,805 211,000 SH SHARED-OTHER 1 211,000 IMPERVA INC COM 45321L100 7,352 198,754 SH SOLE 198,754 INTERNET INITIATIVE JAPAN IN SPONSORED ADR 46059T109 1,883 139,000 SH SOLE 139,000 INTUIT COM 461202103 25,177 427,600 SH SHARED-OTHER 1 427,600 INTUIT COM 461202103 23,752 403,400 SH SOLE 403,400 LATTICE SEMICONDUCTOR CORP COM 518415104 3,223 839,370 SH SHARED-OTHER 1 839,370 LATTICE SEMICONDUCTOR CORP COM 518415104 3,019 786,122 SH SOLE 786,122 LE GAGA HLDGS LTD SPONSORED ADR 521168104 8,494 2,217,794 SH SHARED-OTHER 1 2,217,794 LE GAGA HLDGS LTD SPONSORED ADR 521168104 6,991 1,825,440 SH SOLE 1,825,440 LINEAR TECHNOLOGY CORP COM 535678106 9,613 302,100 SH SHARED-OTHER 1 302,100 LINEAR TECHNOLOGY CORP COM 535678106 9,479 297,900 SH SOLE 297,900 MASTERCARD INC CL A 57636Q104 27,044 59,900 SH SHARED-OTHER 1 59,900 MASTERCARD INC CL A 57636Q104 25,734 57,000 SH SOLE 57,000 NETEASE INC SPONSORED ADR 64110W102 16,053 285,949 SH SHARED-OTHER 1 285,949 NETEASE INC SPONSORED ADR 64110W102 15,835 282,056 SH SOLE 282,056 NQ MOBILE INC ADR REPSTG CL A 64118U108 1,602 200,200 SH SOLE 200,200 NVIDIA CORP COM 67066G104 14,268 1,069,600 SH SHARED-OTHER 1 1,069,600 NVIDIA CORP COM 67066G104 14,068 1,054,600 SH SOLE 1,054,600 OMNIVISION TECHNOLOGIES INC COM 682128103 6,334 453,716 SH SHARED-OTHER 1 453,716 OMNIVISION TECHNOLOGIES INC COM 682128103 4,834 346,284 SH SOLE 346,284 PANERA BREAD CO CL A 69840W108 43,543 254,800 SH SHARED-OTHER 1 254,800 PANERA BREAD CO CL A 69840W108 41,697 244,000 SH SOLE 244,000 PRICESMART INC COM 741511109 379 5,000 SH SOLE 5,000 QLIK TECHNOLOGIES INC COM 74733T105 10,906 487,075 SH SHARED-OTHER 1 487,075 QLIK TECHNOLOGIES INC COM 74733T105 9,925 443,270 SH SOLE 443,270 QUALCOMM INC COM 747525103 102,092 1,634,251 SH SHARED-OTHER 1 1,634,251 QUALCOMM INC COM 747525103 98,886 1,582,938 SH SOLE 1,582,938 RDA MICROELECTRONICS INC SPONSORED ADR 749394102 2,283 215,000 SH SOLE 215,000 RED HAT INC COM 756577102 91,754 1,611,410 SH SHARED-OTHER 1 1,611,410 RED HAT INC COM 756577102 84,630 1,486,300 SH SOLE 1,486,300 SANDISK CORP COM 80004C101 32,735 753,740 SH SHARED-OTHER 1 753,740 SANDISK CORP COM 80004C101 32,539 749,238 SH SOLE 749,238 SCIQUEST INC NEW COM 80908T101 1,820 100,000 SH SOLE 100,000 SILICON IMAGE INC COM 82705T102 4,398 962,330 SH SHARED-OTHER 1 962,330 SILICON IMAGE INC COM 82705T102 5,095 1,114,857 SH SOLE 1,114,857 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 5,789 147,800 SH SHARED-OTHER 1 147,800 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 5,613 143,300 SH SOLE 143,300 SYNOPSYS INC COM 871607107 85,906 2,603,611 SH SHARED-OTHER 1 2,603,611 SYNOPSYS INC COM 871607107 83,250 2,523,100 SH SOLE 2,523,100 TERADATA CORP DEL COM 88076W103 15,180 201,300 SH SHARED-OTHER 1 201,300 TERADATA CORP DEL COM 88076W103 14,192 188,200 SH SOLE 188,200 TERADYNE INC COM 880770102 45,680 3,212,379 SH SHARED-OTHER 1 3,212,379 TERADYNE INC COM 880770102 44,229 3,110,350 SH SOLE 3,110,350 TIBCO SOFTWARE INC COM 88632Q103 55,357 1,831,482 SH SHARED-OTHER 1 1,831,482 TIBCO SOFTWARE INC COM 88632Q103 55,303 1,829,700 SH SOLE 1,829,700 TRACTOR SUPPLY CO COM 892356106 19,086 193,000 SH SHARED-OTHER 1 193,000 TRACTOR SUPPLY CO COM 892356106 18,819 190,300 SH SOLE 190,300 TUMI HLDGS INC COM 89969Q104 29,616 1,258,096 SH SHARED-OTHER 1 1,258,096 TUMI HLDGS INC COM 89969Q104 30,017 1,275,168 SH SOLE 1,275,168 VANCEINFO TECHNOLOGIES INC ADR 921564100 4,045 515,300 SH SHARED-OTHER 1 515,300 VANCEINFO TECHNOLOGIES INC ADR 921564100 4,461 568,300 SH SOLE 568,300 VERIFONE SYS INC COM 92342Y109 10,788 387,352 SH SHARED-OTHER 1 387,352 VERIFONE SYS INC COM 92342Y109 9,765 350,617 SH SOLE 350,617 VERISK ANALYTICS INC CL A 92345Y106 58,333 1,225,217 SH SHARED-OTHER 1 1,225,217 VERISK ANALYTICS INC CL A 92345Y106 53,048 1,114,218 SH SOLE 1,114,218 VISA INC COM CL A 92826C839 65,475 487,600 SH SHARED-OTHER 1 487,600 VISA INC COM CL A 92826C839 65,086 484,700 SH SOLE 484,700 WABCO HLDGS INC COM 92927K102 2,307 40,000 SH SOLE 40,000 WHOLE FOODS MKT INC COM 966837106 26,668 273,800 SH SHARED-OTHER 1 273,800 WHOLE FOODS MKT INC COM 966837106 26,639 273,500 SH SOLE 273,500 WILLIAMS SONOMA INC COM 969904101 27,354 622,112 SH SHARED-OTHER 1 622,112 WILLIAMS SONOMA INC COM 969904101 26,483 602,300 SH SOLE 602,300 XILINX INC COM 983919101 75,498 2,259,757 SH SHARED-OTHER 1 2,259,757 XILINX INC COM 983919101 75,213 2,251,200 SH SOLE 2,251,200 SK 03974 0004 1326538