0001140361-13-000629.txt : 20130103
0001140361-13-000629.hdr.sgml : 20130103
20130103160113
ACCESSION NUMBER: 0001140361-13-000629
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130103
DATE AS OF CHANGE: 20130103
EFFECTIVENESS DATE: 20130103
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: West Oak Capital, LLC
CENTRAL INDEX KEY: 0001387399
IRS NUMBER: 562398650
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12100
FILM NUMBER: 13506600
BUSINESS ADDRESS:
STREET 1: 2535 TOWNSGATE ROAD, SUITE 310
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
BUSINESS PHONE: 805 230 8282
MAIL ADDRESS:
STREET 1: 2535 TOWNSGATE ROAD, SUITE 310
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
FORMER COMPANY:
FORMER CONFORMED NAME: Live Oak Capital, LLC
DATE OF NAME CHANGE: 20070122
13F-HR
1
form13fhr.txt
NONE
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 12/31/2012
Check here if Amendment []; Amendment Number:
-------
This Amendment (Check only one.): [] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: West Oak Capital, LLC
Address: 2801 Townsgate Road, Suite 112
Westlake Village, CA 91361
(805) 230-8282
Form 13F File Number: 028-12100
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Persons Signing this Report on Behalf of Reporting Manager:
Name: Lisa Snider
Title: Partner
Phone: 805-230-8282
Signature, Place, and Date of Signing:
/s/ Lisa Snider Westlake Village, CA 1/3/2013
--------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 302
Form 13F Information Table Value Total: $117,417,938.16
--------------
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------------- -------------- --------- ----------- ------------------ ---------- -------- ---------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------------- -------------- --------- ----------- --------- --- ---- ---------- -------- --------- ------ ----
3M Company COM 88579Y101 141596.25 1525 SOLE 1525 0 0
A F L A C Inc COM 001055102 448864 8450 SOLE 8450 0 0
Abbott Laboratories COM 002824100 1578877.5 24105 SOLE 24105 0 0
Abercrombie & Fitch Cl A COM 002896207 9594 200 SOLE 200 0 0
Above Technologies COM 003738309 0 120 SOLE 120 0 0
Accenture Ltd Cl A COM G1150G111 265667.5 3995 SOLE 3995 0 0
ACE Limited COM G0070K103 407778 5110 SOLE 5110 0 0
ADT Corp COM 00101J106 17201.3 370 SOLE 370 0 0
Air Products & Chemicals COM 009158106 1256014.98 14949 SOLE 14949 0 0
Alcatel Lucent Adr COM 013904305 26.41 19 SOLE 19 0 0
Alcoa Inc COM 013817101 424452 48900 SOLE 48900 0 0
Alexander & Baldwin Inc COM 014482103 29370 1000 SOLE 1000 0 0
Alleghany Corp Del COM 017175100 939176 2800 SOLE 2800 0 0
Allergan Inc COM 018490102 917.3 10 SOLE 10 0 0
Allstate Corporation COM 020002101 322685.61 8033 SOLE 8033 0 0
Altria Group Inc COM 02209S103 190998 6075 SOLE 6075 0 0
Amazon.Com Inc COM 023135106 11289.15 45 SOLE 45 0 0
American Express Company COM 025816109 1415732.4 24630 SOLE 24630 0 0
Amerisourcebergen Corp COM 03073E105 1290218.4 29880 SOLE 29880 0 0
Ametek Inc New COM 031100100 411391.5 10950 SOLE 10950 0 0
AMG Capital Trust (Conv Pfd) COM 00169X203 5212.94 99 SOLE 99 0 0
Amgen Incorporated COM 031162100 1220764.4 14162 SOLE 14162 0 0
Anadarko Petroleum Corp COM 032511107 185775 2500 SOLE 2500 0 0
Analog Devices Inc COM 032654105 1018482.9 24215 SOLE 24215 0 0
Apple Computer Inc COM 037833100 1415577.49 2660 SOLE 2660 0 0
Applied Materials Inc COM 038222105 85285.2 7455 SOLE 7455 0 0
AT&T COM 00206R102 1145297.25 33975 SOLE 33975 0 0
Auto Data Processing COM 053015103 1479610.7 25990 SOLE 25990 0 0
Autoliv Inc COM 052800109 14151.9 210 SOLE 210 0 0
Autozone Inc COM 053332102 708.86 2 SOLE 2 0 0
AvalonBay Communities Inc COM 053484101 162030.05 1195 SOLE 1195 0 0
Avery Dennison Corp COM 053611109 24444 700 SOLE 700 0 0
Babcock & Wilcox Co COM 05615F102 4113.4 157 SOLE 157 0 0
Baidu Inc Adr COM 056752108 6318.27 63 SOLE 63 0 0
Bank of America Corp COM 060505104 235148.94 20254 SOLE 20254 0 0
Barrick Gold Corp COM 067901108 3711.06 106 SOLE 106 0 0
Baxter International Inc COM 071813109 343565.64 5154 SOLE 5154 0 0
Beacon Power Corp New COM 073677205 35.5 3381 SOLE 3381 0 0
Beam Inc COM 073730103 51926.5 850 SOLE 850 0 0
Becton Dickinson & Co COM 075887109 3596.74 46 SOLE 46 0 0
Berkshire Hathaway Cl B COM 084670207 58305 650 SOLE 650 0 0
BHP Biliton Ltd Adr COM 088606108 1231899.78 15709 SOLE 15709 0 0
BHP Billiton Adr New COM 05545E209 3940.72 56 SOLE 56 0 0
Biogen IDEC Inc COM 09062X103 391686.12 2676 SOLE 2676 0 0
Boeing Co COM 097023105 344696.64 4574 SOLE 4574 0 0
Boston Properties Inc COM 101121101 210561.9 1990 SOLE 1990 0 0
Br Amer Tobacco Plc Adrf COM 110448107 1113.75 11 SOLE 11 0 0
Briggs & Stratton Corp COM 109043109 4216 200 SOLE 200 0 0
Bristol-Myers Squibb Co COM 110122108 161320.5 4950 SOLE 4950 0 0
Broadcom Corp COM 111320107 3487.05 105 SOLE 105 0 0
Broadridge COM 11133T103 18304 800 SOLE 800 0 0
C S X Corp COM 126408103 39460 2000 SOLE 2000 0 0
C V S Corp COM 126650100 1387064.8 28688 SOLE 28688 0 0
Callaway Golf COM 131193104 585 90 SOLE 90 0 0
Caterpillar Inc COM 149123101 1296090.11 14464 SOLE 14464 0 0
Celanese Corp COM 150870103 4453 100 SOLE 100 0 0
Celgene Corp COM 151020104 15694 200 SOLE 200 0 0
Centurytel Inc COM 156700106 4929.12 126 SOLE 126 0 0
Cheesecake Factory Inc COM 163072101 12266.25 375 SOLE 375 0 0
Chevrontexaco Corp COM 166764100 2101484.62 19433 SOLE 19433 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------------- -------------- --------- ----------- ------------------ ---------- -------- ---------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------------- -------------- --------- ----------- --------- --- ---- ---------- -------- --------- ------ ----
Chipotle Mexican Grill COM 169656105 2974.6 10 SOLE 10 0 0
Church & Dwight Co Inc COM 171340102 1392.82 26 SOLE 26 0 0
Cisco Systems Inc COM 17275R102 3929.88 200 SOLE 200 0 0
Citadel Broadcasting Corp COM 17285T106 0.15 26 SOLE 26 0 0
Citigroup Inc COM 172967101 163145.44 4124 SOLE 4124 0 0
City National Corp COM 178566105 141132 2850 SOLE 2850 0 0
Clorox Company COM 189054109 153762 2100 SOLE 2100 0 0
Coca Cola Femsa Sab Adrf COM 191241108 3726 25 SOLE 25 0 0
Coca-Cola Company COM 191216100 200825 5540 SOLE 5540 0 0
Colgate-Palmolive Co COM 194162103 1398745.2 13380 SOLE 13380 0 0
Companhia De Saneam Adrf COM 20441A102 4512.78 54 SOLE 54 0 0
Conocophillips COM 20825C104 1280245.23 22077 SOLE 22077 0 0
Continental Resources COM 212015101 734.9 10 SOLE 10 0 0
Costco Wholesale Corp New COM 22160K105 1058879.25 10725 SOLE 10725 0 0
Covidien Ltd COM G2554F105 43709.18 757 SOLE 757 0 0
Crown Castle Intl Corp COM 228227104 6205.76 86 SOLE 86 0 0
Crown Northcorp Inc COM 228429106 0 22 SOLE 22 0 0
D R Horton Co COM 23331A109 29670 1500 SOLE 1500 0 0
Danaher Corp Del COM 235851102 1295762 23180 SOLE 23180 0 0
Deere & Company COM 244199105 73284.16 848 SOLE 848 0 0
Dentsply Intl Inc COM 249030107 978168.95 24695 SOLE 24695 0 0
Devon Energy Cp New COM 25179M103 196451 3775 SOLE 3775 0 0
Diageo Plc New Adr COM 25243Q205 1398.96 12 SOLE 12 0 0
Directv Group Inc COM 25459L106 2357.52 47 SOLE 47 0 0
Discover Financial Svcs COM 254709108 30069 780 SOLE 780 0 0
Disney Walt Co COM 254687106 419679.91 8429 SOLE 8429 0 0
Dow Chemical Company COM 260543103 8082.35 250 SOLE 250 0 0
Dresser Rand Group Inc COM 261608103 1515.78 27 SOLE 27 0 0
Duke Energy Corp New COM 26441C105 97677.8 1531 SOLE 1531 0 0
DuPont COM 263534109 38231.73 850 SOLE 850 0 0
E M C Corp Mass COM 268648102 1074187.4 42458 SOLE 42458 0 0
E O G Resources Inc COM 26875P101 27298.54 226 SOLE 226 0 0
Edison International COM 281020107 273128.36 6044 SOLE 6044 0 0
Elan Corp Plc Spon Adr COM 284131208 13579.3 1330 SOLE 1330 0 0
Emerson Electric Co COM 291011104 1421181.6 26835 SOLE 26835 0 0
Encana Corporation COM 292505104 652.08 33 SOLE 33 0 0
Engility Hldgs Inc COM 29285W104 308.16 16 SOLE 16 0 0
Entegris Inc COM 29362U104 22445.1 2445 SOLE 2445 0 0
Equinix Inc New COM 29444U502 4742.6 23 SOLE 23 0 0
Esco Technologies Inc COM 296315104 3741 100 SOLE 100 0 0
Estee Lauder Co Inc Cl A COM 518439104 7901.52 132 SOLE 132 0 0
Exelis Inc COM 30162A108 16905 1500 SOLE 1500 0 0
Exelon Corporation COM 30161N101 475.84 16 SOLE 16 0 0
Express Scripts Hldg Co COM 30219G108 121446 2249 SOLE 2249 0 0
Exxon Mobil Corporation COM 30231G102 1704169.5 19690 SOLE 19690 0 0
F5 Networks Inc COM 315616102 388.6 4 SOLE 4 0 0
Fedex Corporation COM 31428X106 1284.08 14 SOLE 14 0 0
Fidelity Natl Finl Inc COM 31620R105 777809.4 33028 SOLE 33028 0 0
Fidelity Natl Info Svcs COM 31620M106 505301.96 14516 SOLE 14516 0 0
First Horizon Natl Corp COM 320517105 92727.87 9357 SOLE 9357 0 0
First PacTrust Bancorp 13wts COM 33589V135 600 12000 SOLE 12000 0 0
Flowserve Corporation COM 34354P105 1614.8 11 SOLE 11 0 0
Ford Motor Company New COM 345370860 32750.55 2529 SOLE 2529 0 0
Fortune Brands Hm & Sec COM 34964C106 24837 850 SOLE 850 0 0
General Electric Company COM 369604103 1164441.24 55476 SOLE 55476 0 0
General Mills Inc COM 370334104 1030507.9 25495 SOLE 25495 0 0
General Mtrs B (Conv Pfd) COM 37045V209 1676.94 38 SOLE 38 0 0
Gilead Sciences Inc COM 37558103 39736.45 541 SOLE 541 0 0
Glaxosmithkline Plc Adr COM 37733W105 11302.2 260 SOLE 260 0 0
Google Inc Class A COM 38259P508 7073.8 10 SOLE 10 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------------- -------------- --------- ----------- ------------------ ---------- -------- ---------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------------- -------------- --------- ----------- --------- --- ---- ---------- -------- --------- ------ ----
Guggenheim S&P 500 Equal Weight COM 78355W106 269266 5050 SOLE 5050 0 0
ETF
Harley Davidson Inc COM 412822108 37843.25 775 SOLE 775 0 0
Hartford Finl (Conv Pfd) COM 416515708 1528.1 74 SOLE 74 0 0
Hartford Finl Svcs Grp COM 416515104 22440 1000 SOLE 1000 0 0
Heinz H J Co COM 423074103 8652 150 SOLE 150 0 0
Hess Corporation COM 42809H107 150936 2850 SOLE 2850 0 0
Hewlett-Packard Company COM 428236103 29212.5 2050 SOLE 2050 0 0
Home Depot Inc COM 437076102 1587194.7 25662 SOLE 25662 0 0
Honeywell International COM 438516106 298689.82 4706 SOLE 4706 0 0
HSBC Hldgs Plc Adr New COM 404280406 7376.73 139 SOLE 139 0 0
Huntington Ingalls Inds COM 446413106 390.06 9 SOLE 9 0 0
I T T Industries Inc COM 450911102 17595 750 SOLE 750 0 0
Infacare Pharmaceutical COM 45665N100 0.05 50000 SOLE 50000 0 0
Ingersoll Rand Co Cl A COM G4776G101 3021.48 63 SOLE 63 0 0
Intel Corp COM 458140100 1097252.06 53213 SOLE 53213 0 0
Internap Network Svc New COM 45885A300 13852 2000 SOLE 2000 0 0
Internet Capital Group COM 46059C205 57.15 5 SOLE 5 0 0
Interpublic Group Of Cos COM 460690100 3857 350 SOLE 350 0 0
Intl Business Machines COM 459200101 2015106 10520 SOLE 10520 0 0
Intuitive Surgical COM 46120E602 877762.3 1790 SOLE 1790 0 0
Investment Tech Grp New COM 46145F105 1086453 120717 SOLE 120717 0 0
iRobot Corp COM 462726100 161164 8600 SOLE 8600 0 0
Iron Mountain Inc New COM 462846106 778640.85 25077 SOLE 25077 0 0
iShares Dow Jones Select Dividend COM 464287168 61533 1075 SOLE 1075 0 0
F
iShares Dow Jones US Basic COM 464287838 17327.5 250 SOLE 250 0 0
Material
iShares MSCI Brazil Index COM 464286400 5594 100 SOLE 100 0 0
iShares Russell 2000 Index COM 464287655 179175.33 2125 SOLE 2125 0 0
iShares Russell Midcap Index COM 464287499 101790 900 SOLE 900 0 0
iShares Russell Midcap Value Index COM 464287473 5024 100 SOLE 100 0 0
iShares S&P Asia 50 COM 464288430 141320.25 2935 SOLE 2935 0 0
iShares S&P Midcap 400 Index COM 464287507 25425 250 SOLE 250 0 0
iShares Silver Trust COM 46428Q109 5874 200 SOLE 200 0 0
J M Smucker Co New COM 832696405 86240 1000 SOLE 1000 0 0
J P Morgan Chase & Co COM 46625H100 1545730.35 35155 SOLE 35155 0 0
Jack In The Box Inc COM 466367109 2002 70 SOLE 70 0 0
Jefferies Group Inc New COM 472319102 27357899.67 1473231 SOLE 1473231 0 0
Johnson & Johnson COM 478160104 1617767.8 23078 SOLE 23078 0 0
Kellogg Company COM 487836108 111700 2000 SOLE 2000 0 0
Kimberly-Clark Corp COM 494368103 3799.35 45 SOLE 45 0 0
Kinder Morgan Inc COM 49456B101 5688.13 161 SOLE 161 0 0
Kinder Morgan Inc 17wts COM 49456B119 922.32 244 SOLE 244 0 0
KLA Tencor Corp COM 482480100 1351130.4 28290 SOLE 28290 0 0
Kraft Foods Group COM 50076Q106 54018.36 1188 SOLE 1188 0 0
L-3 Communications Hldgs COM 502424104 7662 100 SOLE 100 0 0
Las Vegas Sands Corp COM 517834107 6924 150 SOLE 150 0 0
Lender Processing Services Inc COM 52602E102 178691.96 7258 SOLE 7258 0 0
Lennar Corp COM 526057104 1194129.6 30880 SOLE 30880 0 0
Lexmark Intl Inc Cl A COM 529771107 12754.5 550 SOLE 550 0 0
Linear Technology Corp COM 535678106 898831.5 26205 SOLE 26205 0 0
Lockheed Martin Corp COM 539830109 1103788.4 11960 SOLE 11960 0 0
Macys Inc COM 55616P104 168761.5 4325 SOLE 4325 0 0
Marathon Oil Corp COM 565849106 12264 400 SOLE 400 0 0
Matson Inc COM 57686G105 24720 1000 SOLE 1000 0 0
Mattel Incorporated COM 577081102 3442.28 94 SOLE 94 0 0
Mc Cormick & Co Inc N-Vt COM 579780206 357356.25 5625 SOLE 5625 0 0
Mc Donalds Corp COM 580135101 1670873.82 18942 SOLE 18942 0 0
McGraw-Hill Cos COM 580645109 71071 1300 SOLE 1300 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------------- -------------- --------- ----------- ------------------ ---------- -------- ---------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------------- -------------- --------- ----------- --------- --- ---- ---------- -------- --------- ------ ----
Mead Johnson Nutrition COM 582839106 2108.48 32 SOLE 32 0 0
Merck & Co Inc COM 589331107 181159.5 4425 SOLE 4425 0 0
Metlife Inc COM 59156R108 4150.44 126 SOLE 126 0 0
Micron Technology Inc COM 595112103 3170 500 SOLE 500 0 0
Microsoft Corp COM 594918104 1085667.58 40648 SOLE 40648 0 0
Mid-America Apartment Communities COM 59522J103 206228.75 3185 SOLE 3185 0 0
Mondelez Intl Inc Cl A COM 609207105 93362.34 3668 SOLE 3668 0 0
Monsanto Co New Del COM 61166W101 5773.65 61 SOLE 61 0 0
Morgan Stanley COM 617446448 29827.2 1560 SOLE 1560 0 0
Mosaic Company COM 61945A107 5663 100 SOLE 100 0 0
New York Cmnty Bancorp COM 649445103 4257.5 325 SOLE 325 0 0
NextEra Energy COM 65339F101 1677106.49 24239.146 SOLE 24239.146 0 0
Nike Inc Class B COM 654106103 8668.8 168 SOLE 168 0 0
Noble Energy Inc COM 655044105 2950.46 29 SOLE 29 0 0
Nordstrom Inc COM 655664100 1765.5 33 SOLE 33 0 0
Norfolk Southern Corp COM 655844108 5751.12 93 SOLE 93 0 0
Nortel Networks Cp New COM 2.33 464 SOLE 464 0 0
Northern Trust COM 665859104 509124 10150 SOLE 10150 0 0
Northrop Grumman Corp COM 666807102 3716.9 55 SOLE 55 0 0
Novartis AG Spon Adr COM 66987V109 1435960.5 22685 SOLE 22685 0 0
O Reilly Automotive New COM 67103H107 1251.88 14 SOLE 14 0 0
Occidental Petroleum Corp COM 674599105 681445.95 8895 SOLE 8895 0 0
Oracle Corporation COM 68389X105 1445654.84 43387 SOLE 43387 0 0
Owens Corning Inc COM 690742101 1368.63 37 SOLE 37 0 0
P P G Industries Inc COM 693506107 7579.6 56 SOLE 56 0 0
Paladin Res Ltd Ord COM Q72653126 2172 2000 SOLE 2000 0 0
Parker-Hannifin Corp COM 701094104 8506 100 SOLE 100 0 0
Penske Automotive Group COM 70959W103 1594.77 53 SOLE 53 0 0
Pentair Ltd COM H6169Q108 7028.45 143 SOLE 143 0 0
Pepsico Incorporated COM 713448108 1058064.66 15462 SOLE 15462 0 0
Perkinelmer Inc COM 714046109 111090 3500 SOLE 3500 0 0
Pfizer Incorporated COM 717081103 134700.93 5371 SOLE 5371 0 0
Philip Morris Intl Inc COM 718172109 517313.4 6185 SOLE 6185 0 0
Phillips 66 COM 718546104 269960.4 5084 SOLE 5084 0 0
Piper Jaffray Cos New COM 724078100 546.21 17 SOLE 17 0 0
Pipesaver Technologies COM 724086103 0 1500 SOLE 1500 0 0
PNC Finl Services Gp Inc COM 693472105 5889.31 101 SOLE 101 0 0
Potash Corp Sask Inc COM 73755L107 103556.05 2545 SOLE 2545 0 0
PPL Corporation (Conv Pfd) COM 69351T601 3400.15 65 SOLE 65 0 0
Precision Castparts Corp COM 740189105 5114.34 27 SOLE 27 0 0
Priceline.Com Inc New COM 741503403 9926.24 16 SOLE 16 0 0
Procter & Gamble Co COM 742718109 1299482.49 19141 SOLE 19141 0 0
Prothena Corp Plc COM G72800108 227.23 31 SOLE 31 0 0
Public Storage Inc COM 74460D109 196420.8 1355 SOLE 1355 0 0
Qualcomm Inc COM 747525103 1532247.59 24770 SOLE 24770 0 0
Radioshack Corporation COM 750438103 1263.52 596 SOLE 596 0 0
Range Resources Corp COM 75281A109 23561.25 375 SOLE 375 0 0
Redhat Inc COM 756577102 7891.04 149 SOLE 149 0 0
Renaissancere Hldgs Incf COM G7496G103 1706.46 21 SOLE 21 0 0
Reynolds American Inc COM 761713106 8203.14 198 SOLE 198 0 0
Rockwell Automation Inc COM 773903109 1511.82 18 SOLE 18 0 0
Royal Dutch Shell A Adrf COM 780259206 1058313.55 15349 SOLE 15349 0 0
Sanofi Aventis Adr COM 80105N105 4169.44 88 SOLE 88 0 0
Schlumberger Ltd COM 806857108 3187.74 46 SOLE 46 0 0
Sears Canada Inc COM 81234D109 18931.6 1880 SOLE 1880 0 0
Sears Holdings Corp COM 812350106 181611.76 4391 SOLE 4391 0 0
Sector Spdr Engy Select COM 81369Y506 21068.9 295 SOLE 295 0 0
Sector SPDR Technology Shares COM 81369Y803 10818.75 375 SOLE 375 0 0
Sempra Energy COM 816851109 1362048 19200 SOLE 19200 0 0
Semtech Corp COM 816850101 31092.3 1074 SOLE 1074 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------------- -------------- --------- ----------- ------------------ ---------- -------- ---------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------------- -------------- --------- ----------- --------- --- ---- ---------- -------- --------- ------ ----
Shaw Group Inc COM 820280105 466.1 10 SOLE 10 0 0
Sherwin-Williams Co COM 824348106 38455 250 SOLE 250 0 0
Simon Property Group COM 828806109 220535.55 1395 SOLE 1395 0 0
Siti-Sites.Com Inc COM 0.03 33 SOLE 33 0 0
Snap On Inc COM 833034101 118485 1500 SOLE 1500 0 0
Southern Realty Company COM 843758103 369.9 45 SOLE 45 0 0
Southwestern Energy Co COM 845467109 2138.24 64 SOLE 64 0 0
Sprint Nextel Corp. COM 852061100 3969 700 SOLE 700 0 0
Stanley Black (Conv Pfd) COM 854502309 2191.5 18 SOLE 18 0 0
Stanley Works COM 854616109 823581.98 11134 SOLE 11134 0 0
Starbucks Corp COM 855244109 1484907.44 27688 SOLE 27688 0 0
Starwood Htls & Resorts COM 85590A701 4129.92 72 SOLE 72 0 0
State Street Corp COM 857477103 3008.64 64 SOLE 64 0 0
Statoilhydro Asa Adr COM 85771P102 1252 50 SOLE 50 0 0
Stericycle Inc COM 858912108 1003786.08 10761 SOLE 10761 0 0
Strattec Security Corp COM 863111100 516.2 20 SOLE 20 0 0
Streettracks Gold Trust Index COM 78463V107 201715.4 1245 SOLE 1245 0 0
Supervalu Inc COM 868536103 6422 2600 SOLE 2600 0 0
Sysco Corporation COM 871829107 41158 1300 SOLE 1300 0 0
T J X Cos Inc COM 872540109 8490 200 SOLE 200 0 0
T Rowe Price Group Inc COM 74144T108 977406.31 15010 SOLE 15010 0 0
Target Corporation COM 7612E1061 1180678.18 19954 SOLE 19954 0 0
TE Connectivity Ltd COM H84989104 22272 600 SOLE 600 0 0
Technip Adr COM 878546209 1414.56 48 SOLE 48 0 0
Teledyne Technologies COM 879360105 19521 300 SOLE 300 0 0
Teva Pharm Inds Ltd Adr COM 881624209 213398.1 5715 SOLE 5715 0 0
Texas Instruments Inc COM 882508104 562661.35 18215 SOLE 18215 0 0
The Charles Schwab Corp COM 808513105 728195.6 50710 SOLE 50710 0 0
Tibco Software Inc COM 88632Q103 4396 200 SOLE 200 0 0
Tiffany & Co New COM 886547108 34404 600 SOLE 600 0 0
Titan Medical Inc COM 88830X108 12151 10000 SOLE 10000 0 0
Titan Oil & Gas Inc New COM 888309101 7.54 650 SOLE 650 0 0
Toronto Dominion Bank COM 891160509 1180.62 14 SOLE 14 0 0
Touch America Holding COM 891539108 0.36 3600 SOLE 3600 0 0
Travelers Companies Inc COM 89417E109 9121.14 127 SOLE 127 0 0
Treasury Metals Inc COM 894647106 1174.43 1315 SOLE 1315 0 0
Triumph Group Inc New COM 896818101 2481.4 38 SOLE 38 0 0
Tyco Intl Ltd New COM G9143X208 21674.25 741 SOLE 741 0 0
U S Bancorp Del New COM 902973304 1568062.36 49094 SOLE 49094 0 0
U.S. Natural Gas Fund COM 912318110 14080.5 745 SOLE 745 0 0
Union Pacific Corp COM 907818108 64745.8 515 SOLE 515 0 0
United Parcel Service B COM 911312106 53970.36 732 SOLE 732 0 0
United Technologies Corp COM 913017109 336405.02 4102 SOLE 4102 0 0
V F Corporation COM 918204108 8907.23 59 SOLE 59 0 0
Vale SA Adr COM 91912E105 1299.52 62 SOLE 62 0 0
Valero Energy Corp New COM 91913Y100 3002.56 88 SOLE 88 0 0
Vanguard Growth COM 922908736 74739 1050 SOLE 1050 0 0
Vanguard REIT ETF COM 922908553 26320 400 SOLE 400 0 0
Ventas COM 92276F100 201926.4 3120 SOLE 3120 0 0
Verizon Communications COM 92343V104 1532709.94 35422 SOLE 35422 0 0
Visa Inc Cl A COM 92826C839 5456.88 36 SOLE 36 0 0
Visteon Corp COM 92839U107 53.82 1 SOLE 1 0 0
Visteon Corp 15 Wts COM 92839U115 15.9 2 SOLE 2 0 0
Vodafone Group Plc Adr COM 92857W209 797565.78 31662 SOLE 31662 0 0
Wal-Mart Stores Inc COM 931142103 64818.5 950 SOLE 950 0 0
Wellpoint Health Networks COM 94973V107 82242 1350 SOLE 1350 0 0
Wells Fargo & Co New COM 949746101 1558915.62 45609 SOLE 45609 0 0
Wells Fargo (Pfd) COM 949746879 1584.9 54 SOLE 54 0 0
Wells Fargo L (Pfd) COM 949746804 2450 2 SOLE 2 0 0
Weyerhaeuser Co COM 962166104 9041.5 325 SOLE 325 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------------- -------------- --------- ----------- ------------------ ---------- -------- ---------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------------- -------------- --------- ----------- --------- --- ---- ---------- -------- --------- ------ ----
Wisconsin Energy COM 976657106 1043960.5 28330 SOLE 28330 0 0
Xylem Inc COM 98419M100 40650 1500 SOLE 1500 0 0
Yahoo Inc COM 984332106 1990 100 SOLE 100 0 0
Yamana Gold Inc COM 98462Y100 1135.86 66 SOLE 66 0 0
Zimmer Holdings Inc COM 98956P102 18664.8 280 SOLE 280 0 0