0001398344-13-000636.txt : 20130212 0001398344-13-000636.hdr.sgml : 20130212 20130212095215 ACCESSION NUMBER: 0001398344-13-000636 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130212 DATE AS OF CHANGE: 20130212 EFFECTIVENESS DATE: 20130212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aristotle Capital Management, LLC CENTRAL INDEX KEY: 0000860644 IRS NUMBER: 954833644 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02634 FILM NUMBER: 13594800 BUSINESS ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 1700 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 3104784005 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 1700 CITY: LOS ANGELES STATE: CA ZIP: 90025 FORMER COMPANY: FORMER CONFORMED NAME: REED CONNER & BIRDWELL LLC DATE OF NAME CHANGE: 20010129 FORMER COMPANY: FORMER CONFORMED NAME: REED CONNER & BIRDWELL INC DATE OF NAME CHANGE: 19990407 FORMER COMPANY: FORMER CONFORMED NAME: CAMPBELL REED CONNER & BIRDWELL INC DATE OF NAME CHANGE: 19920424 13F-HR 1 fp0006379_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Aristotle Capital Management, LLC Address: 11100 Santa Monica Blvd Suite 1700 Los Angeles, CA 90025 Form 13F File Number: 028-02634 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard Schweitzer Title: Chief Compliance Officer Phone: 310-478-4005 Signature, Place, and Date of Signing: /s/ Richard Schweitzer Los Angeles, CA February 11, 2013 ---------------------- --------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 120 ----------- Form 13F Information Table Value Total: $ 2,330,181 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------------------- -------------- --------- ---------- ------------------- ---------- -------- -------------------------- VOTING AUTHORITY TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------------- NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------- -------------- --------- ---------- ---------- --- ---- ---------- -------- --------- ------ --------- 3M CO COM 88579Y101 1,681 18,100 SH Sole 11,150 6,950 ABBOTT LABS COM 002824100 47,636 727,269 SH Sole 396,334 330,935 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1,573 23,659 SH Sole 13,962 9,697 AES CORP COM 00130H105 42,507 3,972,573 SH Sole 2,009,249 1,963,324 AMERICAN EXPRESS CO COM 025816109 2,979 51,835 SH Sole 43,635 8,200 APPLE INC COM 037833100 746 1,402 SH Sole 702 700 AT&T INC COM 00206R102 207 6,155 SH Sole 6,155 AUTOLIV INC COM 052800109 2,102 31,185 SH Sole 17,291 13,894 BANCO SANTANDER SA ADR 05964H105 32,508 3,978,954 SH Sole 2,497,486 1,481,468 BANK OF AMERICA CORPORATION COM 060505104 54,060 4,656,335 SH Sole 2,372,485 2,283,850 BARCLAYS PLC ADR 06738E204 2,229 128,670 SH Sole 70,525 58,145 BAXTER INTL INC COM 071813109 49,434 741,589 SH Sole 394,665 346,924 BEAM INC COM 073730103 1,604 26,250 SH Sole 11,350 14,900 BERKSHIRE HATHAWAY INC DEL CL A 084670108 804 6 SH Sole 3 3 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1,870 20,850 SH Sole 19,050 1,800 BP PLC SPONSORED ADR 055622104 688 16,518 SH Sole 11,518 5,000 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 1,651 45,061 SH Sole 24,584 20,477 BUNGE LIMITED COM G16962105 44,801 616,335 SH Sole 321,365 294,970 CARBO CERAMICS INC COM 140781105 627 8,000 SH Sole 4,700 3,300 CATERPILLAR INC DEL COM 149123101 251 2,800 SH Sole 2,800 CENTURYLINK INC COM 156700106 8,146 208,220 SH Sole 3,520 204,700 CHEVRON CORP NEW COM 166764100 683 6,316 SH Sole 1,816 4,500 CHUNGHWA TELECOM CO LTD SPON ADR NEW11 17133Q502 976 30,178 SH Sole 17,255 12,923 CHURCH & DWIGHT INC COM 171340102 1,682 31,400 SH Sole 23,200 8,200 CINTAS CORP COM 172908105 1,312 32,075 SH Sole 18,975 13,100 COCA COLA CO COM 191216100 1,088 30,000 SH Sole 30,000 COLGATE PALMOLIVE CO COM 194162103 1,911 18,281 SH Sole 13,381 4,900 CONAGRA FOODS INC COM 205887102 502 17,000 SH Sole 2,600 14,400 COSTCO WHSL CORP NEW COM 22160K105 430 4,355 SH Sole 1,600 2,755 COVIDIEN PLC SHS G2554F113 51,984 900,306 SH Sole 465,308 434,998 DEERE & CO COM 244199105 45,583 527,460 SH Sole 270,378 257,082 DIAGEO P L C SPON ADR NEW 25243Q205 42,975 368,631 SH Sole 220,828 147,803 DIRECTV COM 25490A309 779 15,524 SH Sole 14,290 1,234 DONALDSON INC COM 257651109 558 17,000 SH Sole 7,000 10,000 DOVER CORP COM 260003108 1,078 16,400 SH Sole 6,950 9,450 DOW CHEM CO COM 260543103 46,846 1,449,014 SH Sole 728,038 720,976 E M C CORP MASS COM 268648102 57,097 2,256,797 SH Sole 1,112,295 1,144,502 EBAY INC COM 278642103 70,503 1,382,473 SH Sole 715,987 666,486 ECOLAB INC COM 278865100 50,774 706,179 SH Sole 372,165 334,014 EMERSON ELEC CO COM 291011104 1,155 21,800 SH Sole 2,800 19,000 ENERSIS S A SPONSORED ADR 29274F104 1,006 55,240 SH Sole 26,740 28,500 EQUIFAX INC COM 294429105 433 8,000 SH Sole 8,000 ERICSSON ADR B SEK 10 294821608 2,194 217,193 SH Sole 117,157 100,036 EXXON MOBIL CORP COM 30231G102 6,281 72,574 SH Sole 51,074 21,500 FIRST REP BK SAN FRANCISCO C COM 33616C100 41,176 1,256,125 SH Sole 651,089 605,036 FORTUNE BRANDS HOME & SEC IN COM 34964c106 579 19,816 SH Sole 6,250 13,566 FRANKLIN ELEC INC COM 353514102 1,402 22,600 SH Sole 15,800 6,800 GENERAL DYNAMICS CORP COM 369550108 46,535 671,792 SH Sole 333,987 337,805 GENERAL ELECTRIC CO COM 369604103 52,018 2,478,219 SH Sole 1,279,482 1,198,737 GENERAL MLS INC COM 370334104 41,736 1,032,569 SH Sole 532,556 500,013 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 237 5,462 SH Sole 5,462 GRAINGER W W INC COM 384802104 971 4,800 SH Sole 4,150 650 HALLIBURTON CO COM 406216101 49,525 1,427,655 SH Sole 740,700 686,955 HEINZ H J CO COM 423074103 378 6,560 SH Sole 5,760 800 HERSHEY CO COM 427866108 60,769 841,438 SH Sole 428,491 412,947 HESS CORP COM 42809H107 35,896 677,792 SH Sole 338,043 339,749 HOME DEPOT INC COM 437076102 38,543 623,173 SH Sole 314,135 309,038 HSBC HLDGS PLC SPON ADR NEW 404280406 1,781 33,554 SH Sole 17,127 16,427 ILLINOIS TOOL WKS INC COM 452308109 1,164 19,143 SH Sole 11,743 7,400 INTERNATIONAL BUSINESS MACHS COM 459200101 46,468 242,590 SH Sole 119,983 122,607 JOHNSON & JOHNSON COM 478160104 4,057 57,875 SH Sole 39,569 18,306 JPMORGAN CHASE & CO COM 46625H100 57,566 1,309,246 SH Sole 655,316 653,930 KIMBERLY CLARK CORP COM 494368103 808 9,570 SH Sole 9,570 KRAFT FOODS GROUP INC COM 50076Q106 4,413 97,055 SH Sole 7,125 89,930 LENNAR CORP CL A 526057104 67,004 1,732,723 SH Sole 897,926 834,797 LOWES COS INC COM 548661107 29,592 833,114 SH Sole 416,016 417,098 M & T BK CORP COM 55261F104 44,422 451,120 SH Sole 233,176 217,944 MARTIN MARIETTA MATLS INC COM 573284106 589 6,251 SH Sole 2,951 3,300 MEAD JOHNSON NUTRITION CO COM 582839106 251 3,808 SH Sole 2,720 1,088 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 34,132 6,297,476 SH Sole 3,910,906 2,386,570 MOLEX INC CL A 608554200 263 11,800 SH Sole 11,800 MONDELEZ INTL INC CL A 609207105 8,588 337,398 SH Sole 23,100 314,298 MONSANTO CO NEW COM 61166W101 473 5,000 SH Sole 5,000 MORGAN STANLEY COM NEW 617446448 8,506 444,900 SH Sole 444,900 NIKE INC CL B 654106103 268 5,200 SH Sole 5,200 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 2,027 58,215 SH Sole 31,683 26,532 NORDSTROM INC COM 655664100 1,685 31,500 SH Sole 31,500 NOVARTIS A G SPONSORED ADR 66987V109 1,419 22,423 SH Sole 12,220 10,203 ORACLE CORP COM 68389X105 50,744 1,522,933 SH Sole 780,354 742,579 ORIX CORP SPONSORED ADR 686330101 870 15,361 SH Sole 13,562 1,799 PENNEY J C INC COM 708160106 27,080 1,373,940 SH Sole 657,714 716,226 PEPSICO INC COM 713448108 5,277 77,121 SH Sole 51,421 25,700 PFIZER INC COM 717081103 4,213 168,004 SH Sole 103,354 64,650 PHILIP MORRIS INTL INC COM 718172109 4,918 58,801 SH Sole 37,989 20,812 PHILLIPS 66 COM 718546104 57,637 1,085,434 SH Sole 574,495 510,939 PIONEER NAT RES CO COM 723787107 50,639 475,082 SH Sole 247,206 227,876 PROCTER & GAMBLE CO COM 742718109 419 6,179 SH Sole 4,279 1,900 PROGRESSIVE CORP OHIO COM 743315103 25,760 1,220,855 SH Sole 621,151 599,704 QUESTAR CORP COM 748356102 45,452 2,300,227 SH Sole 1,166,159 1,134,068 RALCORP HLDGS INC NEW COM 751028101 734 8,185 SH Sole 5,185 3,000 ROSETTA RESOURCES INC COM 777779307 272 6,000 SH Sole 6,000 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 470 6,633 SH Sole 600 6,033 SCHLUMBERGER LTD COM 806857108 1,559 22,500 SH Sole 10,300 12,200 SCHWAB CHARLES CORP NEW COM 808513105 32,510 2,263,918 SH Sole 994,079 1,269,839 SIGMA ALDRICH CORP COM 826552101 3,385 46,000 SH Sole 28,300 17,700 SMUCKER J M CO COM NEW 832696405 1,811 21,000 SH Sole 15,100 5,900 SPDR S&P 500 ETF TR TR UNIT 78462F103 4,731 33,220 SH Sole 28,820 4,400 SPX CORP COM 784635104 42,277 602,669 SH Sole 314,405 288,264 SUNTRUST BKS INC COM 867914103 45,289 1,597,494 SH Sole 799,643 797,851 SYSCO CORP COM 871829107 2,192 69,225 SH Sole 51,127 18,098 TE CONNECTIVITY LTD REG SHS H84989104 57,638 1,552,742 SH Sole 783,113 769,629 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1,249 33,443 SH Sole 18,330 15,113 TEXAS INSTRS INC COM 882508104 44,723 1,447,822 SH Sole 732,787 715,035 TIME WARNER INC COM NEW 887317303 57,949 1,211,572 SH Sole 629,899 581,673 TOTAL S A SPONSORED ADR 89151E109 2,100 40,369 SH Sole 20,671 19,698 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 1,887 20,241 SH Sole 11,188 9,053 UDR INC COM 902653104 831 34,940 SH Sole 17,040 17,900 UNILEVER N V N Y SHS NEW 904784709 46,637 1,217,686 SH Sole 770,900 446,786 UNITED TECHNOLOGIES CORP COM 913017109 1,042 12,700 SH Sole 9,850 2,850 US BANCORP DEL COM NEW 902973304 810 25,353 SH Sole 20,817 4,536 V F CORP COM 918204108 4,660 30,867 SH Sole 18,667 12,200 VERISK ANALYTICS INC CL A 92345y106 735 14,420 SH Sole 6,720 7,700 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 26,688 1,059,461 SH Sole 690,648 368,813 WAL-MART STORES INC COM 931142103 12,691 186,010 SH Sole 10,810 175,200 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 1,417 126,655 SH Sole 69,248 57,407 WESTERN UN CO COM 959802109 136 10,000 SH Sole 10,000 WILLIAMS SONOMA INC COM 969904101 287,431 6,566,855 SH Sole 6,561,555 5,300 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 1,130 33,707 SH Sole 18,485 15,222 YUM BRANDS INC COM 988498101 713 10,733 SH Sole 4,733 6,000 ZIMMER HLDGS INC COM 98956P102 300 4,500 SH Sole 2,000 2,500