0001166152-13-000001.txt : 20130205
0001166152-13-000001.hdr.sgml : 20130205
20130205112903
ACCESSION NUMBER: 0001166152-13-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130205
DATE AS OF CHANGE: 20130205
EFFECTIVENESS DATE: 20130205
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001166152
IRS NUMBER: 731554000
STATE OF INCORPORATION: OK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10017
FILM NUMBER: 13572781
BUSINESS ADDRESS:
STREET 1: 1924 SOUTH UTICA
STREET 2: SUITE 1120
CITY: TULSA
STATE: OK
ZIP: 74104-6429
BUSINESS PHONE: 918-747-3412
MAIL ADDRESS:
STREET 1: 1924 SOUTH UTICA
STREET 2: SUITE 1120
CITY: TULSA
STATE: OK
ZIP: 74104-6429
FORMER COMPANY:
FORMER CONFORMED NAME: PRESCOTT GROUP CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 20020128
13F-HR
1
form13f123112.txt
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Prescott Group Capital Management, L.L.C.
Address: 1924 South Utica, Suite #1120
Tulsa, OK 74104
13F File Number: 28-10017
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing the report
is authorized to submit it, that all information contained herein is
true, correct and complete, and that it is understood that all required
items, statements schedules, lists, and tables, are considered integral
parts of this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jeff Watkins
Title: President
Phone: 918-747-3412
Signature: Jeff Watkins
Place: Tulsa, Oklahoma
Date of Signing: 02/05/13
Report Type (Check only one): [X] 13F Holdings Report
[ ] 13F Notice
[ ] 13F Combination Report
List of Other Managers Reporting for this Manager: NONE
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 186
Form 13F Information Table Value Total: $384,674
List of Other Included Managers: NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
AAR CORP COM 000361105 887 47500 SH SOLE 47500
ACACIA RESEARCH CORP. COM 003881307 872 34000 SH SOLE 34000
ACI WORLDWIDE, INC. COM 004498101 922 21095 SH SOLE 21095
ACTIVE NETWORK, INC. COM 00506D100 1843 375360 SH SOLE 375360
AIR TRANSPORT SRVS GROUP COM 00922R105 23205 5786687 SH SOLE 5786687
AIRGAS, INC. COM 009363102 1461 16000 SH SOLE 16000
ALCATEL-LUCENT COM 013904305 549 395000 SH SOLE 395000
ALLIANCE DATA SYSTEMS COM 018581108 3040 21000 SH SOLE 21000
AMBO EDUCATION HOLDING LTD COM 02322P101 23 10188 SH SOLE 10188
AMERICAN EXPRESS CO COM COM 025816109 517 9000 SH SOLE 9000
ANADARKO PETROLEUM CO COM 032511107 2392 32193 SH SOLE 32193
API TECHNOLOGIES CORP. COM 00187E203 1203 409149 SH SOLE 409149
ARMSTRONG WORLD INDUSTRIES, IN COM 04247X102 619 12202 SH SOLE 12202
ASIAINFO HOLDINGS, INC. COM 04518A104 584 53850 SH SOLE 53850
AVON PRODUCTS, INC. COM 054303102 1178 82048 SH SOLE 82048
BALL CORP. COM 058498106 447 10000 SH SOLE 10000
BALLARD POWER SYS, INC. COM 058586108 698 1142649 SH SOLE 1142649
BIOSCRIP, INC. COM 09069N108 15931 1479190 SH SOLE 1479190
BLUELINX HLDGS INC COM 09624H109 12662 4506123 SH SOLE 4506123
BLUEPHOENIX SOLUTIONS COM M20157117 10403 2424845 SH SOLE 2424845
BLYTH, INC. COM 09643P207 188 12100 SH SOLE 12100
BUCKEYE PARTNERS, L.P. COM 118230101 792 17450 SH SOLE 17450
BUILDERS FIRSTSOURCE COM 12008R107 12175 2181815 SH SOLE 2181815
CALAMP CORP COM 128126109 2434 292591 SH SOLE 292591
CALLIDUS SOFTWARE, INC. COM 13123E500 2963 652569 SH SOLE 652569
CARDICA, INC. COM 14141R101 1670 1518506 SH SOLE 1518506
CAREFUSION CORP. COM 14170T101 857 30000 SH SOLE 30000
CARMAX, INC. COM 143130102 1543 41100 SH SOLE 41100
CASEYS GEN STORES INC COM 147528103 1062 20000 SH SOLE 20000
CATAMARAN CORP. COM 148887102 1413 30000 SH SOLE 30000
CENVEO, INC. COM 15670S105 1767 654281 SH SOLE 654281
CHECK POINT SOFTWARE ORD COM M22465104 1429 30000 SH SOLE 30000
CHINA CERAMICS CO., LTD COM G2113X100 1803 838440 SH SOLE 838440
CHINA GERUI ADVANCED MATERIALS COM G21101103 570 318611 SH SOLE 318611
CHINA LODGING GROUP COM 16949N109 765 44871 SH SOLE 44871
CHINA MARINE FOOD GROUP LTD COM 16943R106 1509 1886290 SH SOLE 1886290
CHINA XD PLASTICS CO., LTD. COM 16948F107 4218 1104191 SH SOLE 1104191
CHINDEX INTERNATIONAL, INC. COM 169467107 441 41988 SH SOLE 41988
CLEVELAND BIOLABS INC. COM 185860103 2108 1585163 SH SOLE 1585163
COMMUNITY HEALTH SYSTEMS, INC. COM 203668108 3391 110300 SH SOLE 110300
COMSTOCK HOMEBUILDING COS COM 205684103 2073 1787141 SH SOLE 1787141
CONCORD MED SVCS HLDGS LTD COM 206277105 503 121711 SH SOLE 121711
CONSTELLATION BRANDS, INC. COM 21036P108 499 14100 SH SOLE 14100
COPART INC COM COM 217204106 218 7400 SH SOLE 7400
D R HORTON, INC. COM 23331A109 2487 125722 SH SOLE 125722
DATAWATCH CORP. COM 237917208 2295 166207 SH SOLE 166207
DELCATH SYSTEMS, INC. COM 24661P104 861 700000 SH SOLE 700000
DIAMOND FOODS, INC. COM 252603105 1027 75100 SH SOLE 75100
DOLLAR GENERAL CORP. COM 256677105 882 20000 SH SOLE 20000
DOVER SADDLERY, INC. COM 260412101 469 142100 SH SOLE 142100
DST SYSTEMS, INC. COM 233326107 1075 17747 SH SOLE 17747
DYNAVOX, INC. COM 26817F104 255 688214 SH SOLE 688214
ECOLAB, INC. COM 278865100 741 10300 SH SOLE 10300
ELIZABETH ARDEN, INC. COM 28660G106 315 7000 SH SOLE 7000
EMERITUS CORP. COM 291005106 1508 61000 SH SOLE 61000
ENERSYS COM 29275Y102 1449 38500 SH SOLE 38500
ENVIVIO, INC. COM 29413T106 266 156734 SH SOLE 156734
EXIDE TECHNOLOGIES COM 302051206 280 82000 SH SOLE 82000
FIRST AMERICAN FINANCIAL CORP. COM 31847R102 792 32884 SH SOLE 32884
FIRST MARBLEHEAD CORP COM 320771108 6271 8072267 SH SOLE 8072267
FRANKLIN ELECTRIC COMPANY, INC COM 353514102 434 7000 SH SOLE 7000
FROZEN FOOD EXPRESS INDUDSTRIE COM 359360104 1190 1337185 SH SOLE 1337185
FUEL TECH, INC. COM 359523107 43 10120 SH SOLE 10120
FURNITURE BRANDS INTL, INC. COM 360921100 710 669632 SH SOLE 669632
GARDNER DENVER, INC. COM 365558105 961 14027 SH SOLE 14027
GENERAL GROWTH PROPERTIES COM 370023103 7561 380904 SH SOLE 380904
GENESEE & WYOMING, INC. COM 371559105 502 6600 SH SOLE 6600
GENTHERM INC. COM 03070L300 2776 208714 SH SOLE 208714
GENTIVA HEALTH SERVICES, INC. COM 37247A102 600 59707 SH SOLE 59707
GEOSPACE TECHNOLOGIES CORP. COM 671074102 1821 20494 SH SOLE 20494
GP STRATEGIES CORP COM 36225V104 5149 249370 SH SOLE 249370
GSE HOLDING, INC. COM 36191X100 1460 235500 SH SOLE 235500
GSI GROUP, INC. COM 36191C205 7478 863477 SH SOLE 863477
GT ADVANCED TECHNOLOGIES, INC. COM 36191U106 2933 968000 SH SOLE 968000
GUIDANCE SOFTWARE COM 401692108 2950 248552 SH SOLE 248552
H&E EQUIPMENT SERVICES, INC. COM 404030108 1479 98120 SH SOLE 98120
HEALTHSOUTH CORP COM COM 421924309 528 25000 SH SOLE 25000
HENRY SCHEIN, INC. COM 806407102 209 2600 SH SOLE 2600
HERTZ GLOBAL HOLDINGS COM 42805T105 1432 88036 SH SOLE 88036
HMS HLDGS CORP COM 40425J101 451 17400 SH SOLE 17400
HUDSON HIGHLAND GROUP, INC. COM 443792106 121 27000 SH SOLE 27000
HURON CONSULTING GROUP, INC. COM 447462102 3335 98987 SH SOLE 98987
ICON PUB LTD CO COM 45103T107 583 21000 SH SOLE 21000
ILLUMINA, INC. COM 452327109 1807 32500 SH SOLE 32500
INTRALINKS HOLDINGS, INC. COM 46118H104 914 148200 SH SOLE 148200
ISHARES TR S&P MIDCAP 400 COM 464287507 814 8000 SH SOLE 8000
JABIL CIRCUIT INC COM COM 466313103 606 31397 SH SOLE 31397
JINPAN INTL, LTD. COM G5138L100 67 11669 SH SOLE 11669
JOHN BEAN TECHNOLOGIES CORP COM 477839104 819 46095 SH SOLE 46095
KEY TRONIC CORP COM 493144109 1041 101699 SH SOLE 101699
KIT DIGITAL, INC. COM 482470200 2678 5580127 SH SOLE 5580127
LE GAGA HOLDINGS, LTD COM 521168104 114 30000 SH SOLE 30000
LENNAR CORP COM 526057104 2359 61000 SH SOLE 61000
LONGWEI PETROLEUM INVST HLDG COM 543354104 85 40100 SH SOLE 40100
LORAL SPACE & COMMUNICATION, I COM 543881106 1281 23437 SH SOLE 23437
MASTEC, INC. COM 576323109 349 14000 SH SOLE 14000
MEDICAL ACTION INDUSTRIES COM 58449L100 81 30000 SH SOLE 30000
MELA SCIENCES, INC. COM 55277R100 54 30000 SH SOLE 30000
MELLANOX TECHNOLOGIES, LTD COM M51363113 228 3841 SH SOLE 3841
MGIC INVESTMENT CORP. COM 552848103 189 71010 SH SOLE 71010
MIDCAP SPDRS COM 78467Y107 756 4070 SH SOLE 4070
MITEK SYSTEMS, INC. COM 606710200 1919 597779 SH SOLE 597779
MOLYCORP, INC. COM 608753109 2077 220000 SH SOLE 220000
MORGAN STANLEY COM 617446448 1358 71000 SH SOLE 71000
MOTORCAR PARTS OF AMERICA, INC COM 620071100 4599 700000 SH SOLE 700000
NAMTAI ELECTRONICS COM 629865205 11261 814848 SH SOLE 814848
NATIONAL FINANCIAL CORP COM 63607P208 408 23800 SH SOLE 23800
NATURES SUNSHINE PRODUCTS COM 639027101 27011 1865383 SH SOLE 1865383
NCI BUILDING SYSTEMS, INC. COM 628852204 10614 763615 SH SOLE 763615
NET 1 UEPS TECHNOLOGIES, INC. COM 64107N206 2901 567765 SH SOLE 567765
NEWPARK RESOURCES, INC. COM 651718504 905 115333 SH SOLE 115333
NIKE INC CL B COM 654106103 433 8400 SH SOLE 8400
NORDSON CORP. COM 655663102 928 14700 SH SOLE 14700
ORACLE CORP COM COM 68389X105 253 7601 SH SOLE 7601
ORIENT PAPER, INC. COM 68619F205 1038 579730 SH SOLE 579730
ORIGIN AGRITECH LTD COM G67828106 300 215980 SH SOLE 215980
PENN NATIONAL GAMING COM 707569109 1608 32750 SH SOLE 32750
PEP BOYS MANNY MOE JACK COM 713278109 762 77467 SH SOLE 77467
PERKIN ELMER COM 714046109 641 20200 SH SOLE 20200
PERMA-FIX ENVIRONMENTAL SERVIC COM 714157104 89 130000 SH SOLE 130000
PHARMATHENE, INC. COM 71714G102 2036 1818286 SH SOLE 1818286
PHH CORPORATION COM 693320202 296 13000 SH SOLE 13000
POLYCOM INC COM COM 73172K104 1048 100200 SH SOLE 100200
PROASSURANCE CORP COM 74267C106 1206 28584 SH SOLE 28584
PROSPECT GLOBAL RESOURCES, INC COM 74348X103 665 458459 SH SOLE 458459
QKL STORES, INC. COM 74732Y204 653 996103 SH SOLE 996103
RAYTHEON CO COM NEW COM 755111507 345 6000 SH SOLE 6000
ROPER INDUSTRIES, INC. COM 776696106 557 5000 SH SOLE 5000
ROSS STORES INC COM COM 778296103 1298 24000 SH SOLE 24000
RPM INC OHIO COM COM 749685103 458 15600 SH SOLE 15600
S&P FINANCIAL SPDR FUND COM 81369Y605 1475 90000 SH SOLE 90000
SAPIENT CORPORATION COM 803062108 1798 170301 SH SOLE 170301
SCHLUMBERGER LTD COM COM 806857108 243 3500 SH SOLE 3500
SCHOOL SPECIALTY, INC. COM 807863105 322 339113 SH SOLE 339113
SENOMYX, INC. COM 81724Q107 2527 1504457 SH SOLE 1504457
SERVICESOURCE INT'L, INC. COM 81763U100 1347 230196 SH SOLE 230196
SHFL ENTERTAINMENT, INC. COM 825549108 1740 119988 SH SOLE 119988
SIGA TECHNOLOGIES COM 826917106 79 30000 SH SOLE 30000
SILICON GRAPHICS INTL CORP COM 82706L108 21002 2053000 SH SOLE 2053000
SKECHERS USA, INC. COM 830566105 396 21429 SH SOLE 21429
SLM CORP COM 78442P106 3582 209119 SH SOLE 209119
SOUTHWEST SECS GROUP COM COM 78503N107 4924 930900 SH SOLE 930900
SPIRIT AEROSYSTEMS HOLDINGS, I COM 848574109 1188 70000 SH SOLE 70000
STAAR SURGICAL CO. COM 852312305 945 155000 SH SOLE 155000
STANDARD PACIFIC CORP COM 85375C101 2242 305000 SH SOLE 305000
STANDARD REGISTER CO. COM 853887107 159 252265 SH SOLE 252265
STARBUCKS CORP COM COM 855244109 461 8600 SH SOLE 8600
STEELCASE COM 858155203 433 34000 SH SOLE 34000
STEREOTAXIS, INC. COM 85916J409 775 303995 SH SOLE 303995
STERIS CORP. COM 859152100 965 27800 SH SOLE 27800
STEWART INFORMATION SVCS COM 860372101 4761 183100 SH SOLE 183100
SUMMER INFANT, INC. COM 865646103 80 45998 SH SOLE 45998
SUNRISE SENIOR LIVING, INC. COM 86768K106 1235 85911 SH SOLE 85911
TEAM HEALTH HOLDINGS, INC. COM 87817A107 411 14300 SH SOLE 14300
TENET HEALTHCARE CORP. COM 88033G100 812 25000 SH SOLE 25000
TENNECO AUTOMOTIVE, INC. COM 880349105 1229 35000 SH SOLE 35000
THOR INDS, INC. COM 885160101 457 12210 SH SOLE 12210
TRACTOR SUPPLY CO. COM 892356106 1060 12000 SH SOLE 12000
TRANSDIGM GROUP, INC. COM 893641100 1364 10000 SH SOLE 10000
TRIMAS CORP. COM 896215209 560 20000 SH SOLE 20000
TRIUMPH GROUP, INC. COM 896818101 522 8000 SH SOLE 8000
TW TELECOM, INC. COM 87311L104 2800 109914 SH SOLE 109914
TXI INDUSTRIES, INC. COM 882491103 357 7000 SH SOLE 7000
U.S. CONCRETE, INC. COM 90333L201 105 11648 SH SOLE 11648
UNI-PIXEL, INC. COM 904572203 698 51000 SH SOLE 51000
UNITED TECHNOLOGIES CORP COM 913017109 443 5400 SH SOLE 5400
UNWIRED PLANET, INC. COM 91531F103 388 323608 SH SOLE 323608
UQM TECHNOLOGIES COM 903213106 461 607000 SH SOLE 607000
UTSTARCOM, INC. COM G9310A106 6317 6125147 SH SOLE 6125147
VALMONT INDUSTRIES COM 920253101 1092 8000 SH SOLE 8000
VALUEVISION MEDIA, INC. COM 92047K107 4359 2421491 SH SOLE 2421491
VERISK ANALYTICS, INC. COM 92345Y106 968 19000 SH SOLE 19000
VICOR CORP COM 925815102 1025 189185 SH SOLE 189185
VISION CHINA MEDIA, INC. COM 92833U202 947 310644 SH SOLE 310644
VITESSE SEMICONDUCTOR CORP. COM 928497304 5227 2344000 SH SOLE 2344000
W.R. GRACE & CO. COM 38388F108 2671 39734 SH SOLE 39734
WAL MART STORES INC COM COM 931142103 273 4000 SH SOLE 4000
WEATHERFORD INT'L LTD. COM H27013103 224 20000 SH SOLE 20000
WELLCARE HEALTH PLANS, INC. COM 94946T106 4744 97443 SH SOLE 97443
WILLBROS GROUP INC COM COM 969203108 1425 265800 SH SOLE 265800
WOLVERINE WORLD WIDE, INC. COM 978097103 234 5700 SH SOLE 5700
XEROX CORPORATION COM 984121103 205 30000 SH SOLE 30000
YONGYE INTERNATIONAL, INC. COM 98607B106 1259 216000 SH SOLE 216000
YRC WORLDWIDE, INC. COM 984249607 3706 548996 SH SOLE 548996
GT ADVANCED TECHNOLOGIES 3% CONV 36191UAA4 728 1000000 PRN SOLE 1000000
SCHOOL SPECIALTY 3.75% CONV 807863AM7 1504 3000000 PRN SOLE 3000000