0000894579-13-000065.txt : 20130214
0000894579-13-000065.hdr.sgml : 20130214
20130214113034
ACCESSION NUMBER: 0000894579-13-000065
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130214
DATE AS OF CHANGE: 20130214
EFFECTIVENESS DATE: 20130214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPRINGBOK CAPITAL MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001387508
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12257
FILM NUMBER: 13608167
BUSINESS ADDRESS:
STREET 1: 130 EAST 59TH STREET
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-897-6732
MAIL ADDRESS:
STREET 1: 130 EAST 59TH STREET
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
springbok13fhr020613.txt
FORM 13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F Cover Page
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment: |_|; Amendment Number: ____
This Amendment (Check only one): |_| is a restatement
|_| adds new holding entries.
Institutional Investment Manager Filing this Report:
Name: Springbok Capital Management, LLC
Address: 437 Madison Avenue, 33rd Floor
New York, New York 10022
13F File Number: 028-12257
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Cisco J. del Valle
Title: Managing Member
Phone: 212-546-1180
Signature, Place and Date of Signing:
/s/ Cisco J. del Valle New York, NY February 14, 2013
----------------------- -------------------------- --------------------
[Signature] [City, State] [Date]
Report Type: (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report).
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting managers(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings
for this reporting manager are reported in this report and a portion
are reported by other reporting manager(s).)
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 677
Form 13F Information Table Value Total: $334,650
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
None.
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Notional Shares / SH / Put / Investment Other Voting Authority
Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
3M CO COM 88579Y101 28 300 SH OTHER 300
7 DAYS GROUP HLDGS LTD ADR 81783J101 90 7,500 SH OTHER 7,500
ACACIA RESH CORP ACACIA TCH COM 003881907 257 10,000 SH CALL OTHER 10,000
ACACIA RESH CORP ACACIA TCH COM 003881307 539 21,000 SH OTHER 21,000
ACCO BRANDS CORP COM 00081T908 653 89,000 SH CALL OTHER 89,000
ACHILLION PHARMACEUTICALS IN COM 00448Q201 490 61,234 SH OTHER 61,234
ACORDA THERAPEUTICS INC COM 00484M106 270 10,859 SH OTHER 10,859
ACTIVISION BLIZZARD INC COM 00507V109 105 9,900 SH OTHER 9,900
ACTUANT CORP CL A NEW 00508X203 31 1,100 SH OTHER 1,100
ADVANCED ENERGY INDS COM 007973950 366 26,500 SH PUT OTHER 26,500
AEROVIRONMENT INC COM 008073108 435 20,000 SH OTHER 20,000
AES CORP COM 00130H105 1,070 100,000 SH OTHER 100,000
AFFILIATED MANAGERS GROUP COM 008252108 130 1,000 SH OTHER 1,000
AFFYMAX INC COM 00826A109 612 32,222 SH OTHER 32,222
AFFYMETRIX INC COM 00826T108 353 111,454 SH OTHER 111,454
AFFYMETRIX INC NOTE 4.000% 7/0 00826TAH1 163 200,000 SH OTHER 200,000
AGRIUM INC COM 008916108 90 900 SH OTHER 900
AIR PRODS & CHEMS INC COM 009158106 76 900 SH OTHER 900
AIRCASTLE LTD COM G0129K104 65 5,200 SH OTHER 5,200
AKAMAI TECHNOLOGIES INC COM 00971T951 286 7,000 SH PUT OTHER 7,000
ALASKA AIR GROUP INC COM 011659109 39 900 SH OTHER 900
ALBANY MOLECULAR RESH INC COM 012423109 26 5,000 SH OTHER 5,000
ALEXANDER & BALDWIN INC NEW COM 014491104 1,518 51,682 SH OTHER 51,682
ALEXION PHARMACEUTICALS INC COM 015351109 865 9,230 SH OTHER 9,230
ALIGN TECHNOLOGY INC COM 016255101 555 20,000 SH OTHER 20,000
ALLERGAN INC COM 018490102 792 8,633 SH OTHER 8,633
ALLIANT ENERGY CORP COM 018802108 31 700 SH OTHER 700
ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 14 1,500 SH OTHER 1,500
ALNYLAM PHARMACEUTICALS INC COM 02043Q107 341 18,700 SH OTHER 18,700
ALPHA NATURAL RESOURCES INC COM 02076X102 143 14,700 SH OTHER 14,700
ALTERRA CAPITAL HOLDINGS LIM COM G0229R108 175 6,200 SH OTHER 6200
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Notional Shares / SH / Put / Investment Other Voting Authority
Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP INC COM 02209S103 28 900 SH OTHER 900
AMAG PHARMACEUTICALS INC COM 00163U106 252 17,146 SH OTHER 17,146
AMARIN CORP PLC SPONS ADR NEW 023111206 1,310 161,887 SH OTHER 161,887
AMERICAN AXLE & MFG HLDGS IN COM 024061103 374 33,400 SH OTHER 33,400
AMERICAN GREETINGS CORP CL A 026375105 93 5,500 SH OTHER 5,500
AMERICAN INTL GROUP INC COM NEW 026874784 1,158 32,800 SH OTHER 32,800
AMERICAN RAILCAR INDS INC COM 02916P103 62 1,950 SH OTHER 1,950
AMERICAN RLTY CAP TR INC COM 02917L101 432 37,400 SH OTHER 37,400
AMERICAN TOWER CORP NEW COM 03027X100 1,503 19,450 SH OTHER 19,450
AMERIPRISE FINL INC COM 03076C106 31 500 SH OTHER 500
AMETEK INC NEW COM 031100100 49 1,300 SH OTHER 1,300
AMGEN INC COM 031162100 166 1,925 SH OTHER 1,925
ANADARKO PETE CORP COM 032511107 944 12,709 SH OTHER 12,709
ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 82 2,625 SH OTHER 2,625
ANNALY CAP MGMT INC NOTE 5.000% 5/1 035710AB8 809 800,000 SH OTHER 800,000
AOL INC COM 00184X105 65 2,200 SH OTHER 2,200
APARTMENT INVT & MGMT CO CL A 03748R101 536 19,800 SH OTHER 19,800
APOLLO COML REAL EST FIN INC COM 03762U105 119 7,350 SH OTHER 7,350
APPLE INC COM 037833100 4,201 7,894 SH OTHER 7,894
APPLE INC COM 037833900 4,577 8,600 SH CALL OTHER 8,600
APPROACH RESOURCES INC COM 03834A903 225 9,000 SH CALL OTHER 9,000
ARBITRON INC COM 03875Q108 677 14,500 SH OTHER 14,500
ARCTIC CAT INC COM 039670104 53 1,600 SH OTHER 1,600
ARES CAP CORP COM 04010L103 455 26,000 SH OTHER 26,000
ARES COML REAL ESTATE CORP COM 04013V108 441 26,843 SH OTHER 26,843
ARIAD PHARMACEUTICALS INC COM 04033A100 487 25,380 SH OTHER 25,380
ASBURY AUTOMOTIVE GROUP INC COM 043436104 61 1,900 SH OTHER 1,900
ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 044103505 46 1,700 SH OTHER 1,700
ASHLAND INC NEW COM 044209104 78 966 SH OTHER 966
ATHENAHEALTH INC COM 04685W103 293 4,000 SH OTHER 4,000
ATLANTIC TELE NETWORK INC COM NEW 049079205 61 1,650 SH OTHER 1,650
ATMEL CORP COM 049513104 53 8,100 SH OTHER 8,100
AVERY DENNISON CORP COM 053611109 63 1,800 SH OTHER 1,800
AVIS BUDGET GROUP COM 053774105 151 7,600 SH OTHER 7,600
BAIDU INC SPON ADR REP A 056752108 181 1,800 SH OTHER 1,800
BAKER HUGHES INC COM 057224107 29 700 SH OTHER 700
BANK OF AMERICA CORPORATION COM 060505104 263 22,625 SH OTHER 22,625
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Notional Shares / SH / Put / Investment Other Voting Authority
Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
BARD C R INC COM 067383109 201 2,060 SH OTHER 2,060
BARRETT BILL CORP COM 06846N104 27 1,500 SH OTHER 1,500
BARRICK GOLD CORP COM 067901108 1,225 35,000 SH OTHER 35,000
BAZAARVOICE INC COM 073271108 542 58,000 SH OTHER 58,000
BIODELIVERY SCIENCES INTL IN COM 09060J106 17 4,000 SH OTHER 4,000
BIOGEN IDEC INC COM 09062X103 562 3,840 SH OTHER 3,840
BIOMARIN PHARMACEUTICAL INC COM 09061G101 506 10,286 SH OTHER 10,286
BIOMED REALTY TRUST INC COM 09063H107 783 40,500 SH OTHER 40,500
BLACKSTONE GROUP L P COM UNIT LTD 09253U108 23 1,500 SH OTHER 1,500
BMC SOFTWARE INC COM 055921100 55 1,400 SH OTHER 1,400
BOISE INC COM 09746Y105 738 92,800 SH OTHER 92,800
BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 58 4,200 SH OTHER 4,200
BOSTON SCIENTIFIC CORP COM 101137107 155 27,103 SH OTHER 27,103
BRE PROPERTIES INC CL A 05564E106 2,060 40,518 SH OTHER 40,518
BROADRIDGE FINL SOLUTIONS IN COM 11133T103 106 4,650 SH OTHER 4,650
BROCADE COMMUNICATIONS SYS I COM NEW 111621306 67 12,637 SH OTHER 12,637
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 166 4,525 SH OTHER 4,525
BROOKFIELD RESIDENTIAL PPTYS COM 11283W104 135 7,500 SH OTHER 7,500
BUCKEYE TECHNOLOGIES INC COM 118255108 145 5,050 SH OTHER 5,050
BUNGE LIMITED COM G16962105 120 1,650 SH OTHER 1,650
CA INC COM 12673P105 70 3,200 SH OTHER 3,200
CACI INTL INC CL A 127190304 61 1,100 SH OTHER 1,100
CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 61 2,000 SH OTHER 2,000
CAMDEN PPTY TR SH BEN INT 133131102 27 400 SH OTHER 400
CAMECO CORP COM 13321L108 715 36,252 SH OTHER 36,252
CAMERON INTERNATIONAL CORP COM 13342B105 1,322 23,411 SH OTHER 23,411
CANADIAN NATL RY CO COM 136375102 455 5,000 SH OTHER 5,000
CANADIAN PAC RY LTD COM 13645T100 513 5,050 SH OTHER 5,050
CARBONITE INC COM 141337105 106 11,500 SH OTHER 11,500
CARDINAL HEALTH INC COM 14149Y108 60 1,450 SH OTHER 1,450
CAREFUSION CORP COM 14170T101 61 2,150 SH OTHER 2,150
CASH AMER INTL INC COM 14754D100 63 1,600 SH OTHER 1,600
CATERPILLAR INC DEL COM 149123101 430 4,800 SH OTHER 4,800
CAVIUM INC COM 14964U108 246 7,875 SH OTHER 7,875
CBL & ASSOC PPTYS INC COM 124830100 1,313 61,900 SH OTHER 61,900
CELADON GROUP INC COM 150838100 213 11,800 SH OTHER 11,800
CELGENE CORP COM 151020104 665 8,480 SH OTHER 8,480
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Notional Shares / SH / Put / Investment Other Voting Authority
Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
CENTENE CORP DEL COM 15135B101 66 1,600 SH OTHER 1,600
CENTERPOINT ENERGY INC COM 15189T107 58 3,000 SH OTHER 3,000
CF INDS HLDGS INC COM 125269100 559 2,750 SH OTHER 2,750
CHATHAM LODGING TR COM 16208T102 93 6,050 SH OTHER 6,050
CHECKPOINT SYS INC COM 162825103 107 2,250 SH OTHER 2,250
CHESAPEAKE ENERGY CORP COM 165167107 120 7,200 SH OTHER 7,200
CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 2,986 64,428 SH OTHER 64,428
CHILDRENS PL RETAIL STORES I COM 168905107 49 1,100 SH OTHER 1,100
CHINA LODGING GROUP LTD SPONSORED ADR 16949N109 111 6,500 SH OTHER 6,500
CINTAS CORP COM 172908105 106 2,600 SH OTHER 2,600
CIRRUS LOGIC INC COM 172755100 56 1,950 SH OTHER 1,950
CIRRUS LOGIC INC COM 172755900 562 19,400 SH CALL OTHER 19,400
CISCO SYS INC COM 17275R102 92 4,707 SH OTHER 4,707
CIT GROUP INC COM NEW 125581801 781 20,200 SH OTHER 20,200
CITIGROUP INC COM NEW 172967424 368 9,300 SH OTHER 9,300
CITRIX SYS INC COM 177376100 98 1,500 SH OTHER 1,500
CITRIX SYS INC COM 177376900 66 1,000 SH CALL OTHER 1,000
CLEARWATER PAPER CORP COM 18538R103 93 2,387 SH OTHER 2,387
CLEVELAND BIOLABS INC COM 185860103 279 210,000 SH OTHER 210,000
CLEVELAND BIOLABS INC COM 185860903 36 26,900 SH CALL OTHER 26,900
CLIFFS NATURAL RESOURCES INC COM 18683K101 398 10,316 SH OTHER 10,316
CLOROX CO DEL COM 189054109 95 1,300 SH OTHER 1,300
CMS ENERGY CORP COM 125896100 102 4,200 SH OTHER 4,200
CNOOC LTD SPONSORED ADR 126132109 321 1,460 SH OTHER 1,460
COACH INC COM 189754104 114 2,050 SH OTHER 2,050
COBALT INTL ENERGY INC COM 19075F106 1,841 74,962 SH OTHER 74,962
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 94 1,270 SH OTHER 1,270
COLGATE PALMOLIVE CO COM 194162103 309 2,960 SH OTHER 2,960
COLONY FINL INC COM 19624R106 54 2,750 SH OTHER 2,750
COMCAST CORP NEW CL A 20030N101 112 3,000 SH OTHER 3,000
COMCAST CORP NEW CL A SPL 20030N200 521 14,500 SH OTHER 14,500
COMERICA INC COM 200340107 58 1,925 SH OTHER 1,925
COMMERCIAL METALS CO COM 201723103 180 12,100 SH OTHER 12,100
COMMONWEALTH REIT COM SH BEN INT 203233101 30 1,900 SH OTHER 1,900
COMMUNITY HEALTH SYS INC NEW COM 203668108 31 1,000 SH OTHER 1,000
COMPUWARE CORP COM 205638109 1,884 173,293 SH OTHER 173,293
COMSTOCK RES INC COM NEW 205768203 141 9,300 SH OTHER 9,300
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Notional Shares / SH / Put / Investment Other Voting Authority
Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
COMVERSE INC COM 20585P105 2,101 73,657 SH OTHER 73,657
COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 1,558 405,673 SH OTHER 405,673
CONCHO RES INC COM 20605P101 91 1,130 SH OTHER 1,130
CONSOL ENERGY INC COM 20854P109 58 1,800 SH OTHER 1,800
CONSOLIDATED EDISON INC COM 209115104 100 1,800 SH OTHER 1,800
CONSTELLATION BRANDS INC CL A 21036P108 3,070 86,748 SH OTHER 86,748
CORESITE RLTY CORP COM 21870Q105 501 18,100 SH OTHER 18,100
CORNING INC COM 219350105 30 2,400 SH OTHER 2,400
CORRECTIONS CORP AMER NEW COM NEW 22025Y407 3,947 111,285 SH OTHER 111,285
CORRECTIONS CORP AMER NEW COM NEW 22025Y907 2,834 79,900 SH CALL OTHER 79,900
COSTAMARE INC SHS Y1771G102 139 10,000 SH OTHER 10,000
COVANTA HLDG CORP COM 22282E102 29 1,600 SH OTHER 1,600
COVENTRY HEALTH CARE INC COM 222862104 1,394 31,100 SH OTHER 31,100
COVIDIEN PLC SHS G2554F113 512 8,870 SH OTHER 8,870
CRANE CO COM 224399105 1,194 25,809 SH OTHER 25,809
CREE INC COM 225447101 340 10,000 SH OTHER 10,000
CREE INC COM 225447901 221 6,500 SH CALL OTHER 6,500
CREE INC COM 225447951 850 25,000 SH PUT OTHER 25,000
CREXUS INVT CORP COM 226553105 31 2,500 SH OTHER 2,500
CROCS INC COM 227046109 2,512 174,550 SH OTHER 174,550
CROWN CASTLE INTL CORP COM 228227104 137 1,900 SH OTHER 1,900
CSX CORP COM 126408103 306 15,500 SH OTHER 15,500
CVR ENERGY INC COM 12662P108 44 900 SH OTHER 900
CVR PARTNERS LP COM 126633106 47 1,880 SH OTHER 1,880
CVS CAREMARK CORPORATION COM 126650100 300 6,200 SH OTHER 6,200
CYPRESS SEMICONDUCTOR CORP COM 232806909 190 17,500 SH CALL OTHER 17,500
D R HORTON INC COM 23331A109 125 6,300 SH OTHER 6,300
DARLING INTL INC COM 237266101 32 2,000 SH OTHER 2,000
DAVITA HEALTHCARE PARTNERS I COM 23918K108 633 5,730 SH OTHER 5,730
DEAN FOODS CO NEW COM 242370104 78 4,700 SH OTHER 4,700
DECKERS OUTDOOR CORP COM 243537107 27 671 SH OTHER 671
DEERE & CO COM 244199105 112 1,300 SH OTHER 1,300
DELEK US HLDGS INC COM 246647101 58 2,300 SH OTHER 2,300
DELTA AIR LINES INC DEL COM NEW 247361702 969 81,650 SH OTHER 81,650
DENBURY RES INC COM NEW 247916208 230 14,200 SH OTHER 14,200
DERMA SCIENCES INC COM PAR $.01 249827502 222 20,000 SH OTHER 20,000
DEVON ENERGY CORP NEW COM 25179M103 31 600 SH OTHER 600
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Notional Shares / SH / Put / Investment Other Voting Authority
Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
DIAMOND OFFSHORE DRILLING IN COM 25271C102 27 400 SH OTHER 400
DIAMONDBACK ENERGY INC COM 25278X109 488 25,500 SH OTHER 25,500
DIAMONDROCK HOSPITALITY CO COM 252784301 854 94,900 SH OTHER 94,900
DICKS SPORTING GOODS INC COM 253393102 61 1,350 SH OTHER 1,350
DIGITALGLOBE INC COM NEW 25389M877 188 7,692 SH OTHER 7,692
DISCOVER FINL SVCS COM 254709108 39 1,000 SH OTHER 1,000
DISNEY WALT CO COM DISNEY 254687106 105 2,100 SH OTHER 2,100
DONNELLEY R R & SONS CO COM 257867101 53 5,900 SH OTHER 5,900
DOUBLELINE OPPORTUNISTIC CR COM 258623107 520 19,254 SH OTHER 19,254
DRIL-QUIP INC COM 262037104 494 6,765 SH OTHER 6,765
DRYSHIPS INC SHS Y2109Q101 40 25,000 SH OTHER 25,000
DTE ENERGY CO COM 233331107 60 1,000 SH OTHER 1,000
DUKE REALTY CORP COM NEW 264411505 309 22,300 SH OTHER 22,300
DUN & BRADSTREET CORP DEL NE COM 26483E100 63 800 SH OTHER 800
DUNKIN BRANDS GROUP INC COM 265504100 441 13,300 SH OTHER 13,300
DYCOM INDS INC COM 267475101 65 3,300 SH OTHER 3,300
DYNEX CAP INC COM NEW 26817Q506 401 42,500 SH OTHER 42,500
E M C CORP MASS COM 268648102 648 25,600 SH OTHER 25,600
E M C CORP MASS COM 268648952 253 10,000 SH PUT OTHER 10,000
EATON VANCE CORP COM NON VTG 278265103 80 2,500 SH OTHER 2,500
EBAY INC COM 278642103 1,011 19,819 SH OTHER 19,819
ECHOSTAR CORP CL A 278768106 2,546 74,400 SH OTHER 74,400
ENCORE CAP GROUP INC COM 292554102 70 2,300 SH OTHER 2,300
ENCORE CAP GROUP INC NOTE 3.000%11/2 292554AC6 1,335 1,200,000 SH OTHER 1,200,000
ENERSYS COM 29275Y102 64 1,700 SH OTHER 1,700
ENGILITY HLDGS INC COM 29285W104 2 116 SH OTHER 116
ENPRO INDS INC COM 29355X107 103 2,522 SH OTHER 2,522
EPL OIL & GAS INC COM 26883D108 61 2,700 SH OTHER 2,700
EPLUS INC COM 294268107 231 5,585 SH OTHER 5,585
EPOCH HOLDING CORP COM 29428R103 279 10,000 SH OTHER 10,000
EQUINIX INC COM NEW 29444U502 3,619 17,551 SH OTHER 17,551
ERICSSON ADR B SEK 10 294821608 172 17,000 SH OTHER 17,000
EXCO RESOURCES INC COM 269279402 27 4,000 SH OTHER 4,000
EXELIXIS INC COM 30161Q104 91 20,000 SH OTHER 20,000
EXELON CORP COM 30161N101 208 7,000 SH OTHER 7,000
EXLSERVICE HOLDINGS INC COM 302081104 58 2,200 SH OTHER 2,200
EXTRA SPACE STORAGE INC COM 30225T102 455 12,500 SH OTHER 12,500
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Notional Shares / SH / Put / Investment Other Voting Authority
Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
F5 NETWORKS INC COM 315616902 97 1,000 SH CALL OTHER 1,000
F5 NETWORKS INC COM 315616952 146 1,500 SH PUT OTHER 1,500
FACEBOOK INC CL A 30303M102 166 6,250 SH OTHER 6,250
FACEBOOK INC CL A 30303M902 466 17,500 SH CALL OTHER 17,500
FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 187 1,800 SH OTHER 1,800
FIFTH STREET FINANCE CORP COM 31678A103 406 39,000 SH OTHER 39,000
FINISAR CORP NOTE 5.000%10/1 31787AAK7 2,395 147,000 SH OTHER 147,000
FIRST AMERN FINL CORP COM 31847R102 60 2,500 SH OTHER 2,500
FIRST CALIFORNIA FINANCIAL G COM NEW 319395109 96 12,400 SH OTHER 12,400
FIRSTMERIT CORP COM 337915102 30 2,100 SH OTHER 2,100
FISERV INC COM 337738108 32 400 SH OTHER 400
FLOTEK INDS INC DEL COM 343389102 61 5,000 SH OTHER 5,000
FOOT LOCKER INC COM 344849104 84 2,600 SH OTHER 2,600
FORD MTR CO DEL COM 345370860 32 2,500 SH OTHER 2,500
FRANCESCAS HLDGS CORP COM 351793104 739 28,508 SH OTHER 28,508
FREEPORT-MCMORAN COPPER & GO COM 35671D857 1,356 39,650 SH OTHER 39,650
FULTON FINL CORP PA COM 360271100 96 10,000 SH OTHER 10,000
FUSION-IO INC COM 36112J107 298 13,000 SH OTHER 13,000
G & K SVCS INC CL A 361268105 65 1,900 SH OTHER 1,900
GAMESTOP CORP NEW CL A 36467W109 59 2,350 SH OTHER 2,350
GARDNER DENVER INC COM 365558105 47 690 SH OTHER 690
GARTNER INC COM 366651107 69 1,500 SH OTHER 1,500
GENERAL ELECTRIC CO COM 369604103 29 1,400 SH OTHER 1,400
GENERAL GROWTH PPTYS INC NEW COM 370023103 238 12,000 SH OTHER 12,000
GENERAL MTRS CO COM 37045V100 865 30,000 SH OTHER 30,000
GENTEX CORP COM 371901109 30 1,600 SH OTHER 1,600
GEO GROUP INC COM 36159R103 1,559 55,278 SH OTHER 55,278
GEORGIA GULF CORP COM PAR$0.01 NEW 373200302 62 1,500 SH OTHER 1,500
GILEAD SCIENCES INC COM 375558103 1,094 14,894 SH OTHER 14,894
GLOBAL CASH ACCESS HLDGS INC COM 378967103 586 74,727 SH OTHER 74,727
GLOBAL PMTS INC COM 37940X102 106 2,350 SH OTHER 2,350
GOLAR LNG LTD BERMUDA SHS G9456A100 751 20,428 SH OTHER 20,428
GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 91 7,325 SH OTHER 7,325
GOOGLE INC CL A 38259P508 1,742 2,463 SH OTHER 2,463
GOOGLE INC CL A 38259P908 71 100 SH CALL OTHER 100
GREAT PLAINS ENERGY INC COM 391164100 30 1,500 SH OTHER 1,500
GREEN PLAINS RENEWABLE ENERG COM 393222104 42 5,300 SH OTHER 5,300
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Notional Shares / SH / Put / Investment Other Voting Authority
Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
GREENBRIER COS INC COM 393657101 20 1,210 SH OTHER 1,210
GROUP 1 AUTOMOTIVE INC COM 398905109 62 1,000 SH OTHER 1,000
GROUPON INC COM CL A 399473107 242 49,850 SH OTHER 49,850
GROUPON INC COM CL A 399473907 486 100,000 SH CALL OTHER 100,000
GROUPON INC COM CL A 399473957 243 50,000 SH PUT OTHER 50,000
GUESS INC COM 401617105 29 1,200 SH OTHER 1,200
GULFPORT ENERGY CORP COM NEW 402635304 2,426 63,476 SH OTHER 63,476
HALCON RES CORP COM NEW 40537Q209 300 43,400 SH OTHER 43,400
HALLIBURTON CO COM 406216101 184 5,310 SH OTHER 5,310
HALOZYME THERAPEUTICS INC COM 40637H109 297 44,241 SH OTHER 44,241
HANCOCK HLDG CO COM 410120109 51 1,600 SH OTHER 1,600
HANESBRANDS INC COM 410345102 92 2,560 SH OTHER 2,560
HANGER INC COM NEW 41043F208 120 4,378 SH OTHER 4,378
HARRY WINSTON DIAMOND CORP COM 41587B100 374 26,551 SH OTHER 26,551
HATTERAS FINL CORP COM 41902R103 47 1,900 SH OTHER 1,900
HCA HOLDINGS INC COM 40412C101 148 4,900 SH OTHER 4,900
HEALTH CARE REIT INC COM 42217K106 172 2,800 SH OTHER 2,800
HEALTH NET INC COM 42222G108 29 1,200 SH OTHER 1,200
HEARTLAND PMT SYS INC COM 42235N108 62 2,100 SH OTHER 2,100
HEARTWARE INTL INC COM 422368100 50 600 SH OTHER 600
HELIX ENERGY SOLUTIONS GRP I COM 42330P107 165 8,000 SH OTHER 8,000
HERBALIFE LTD COM USD SHS G4412G101 461 14,000 SH OTHER 14,000
HERTZ GLOBAL HOLDINGS INC COM 42805T105 59 3,650 SH OTHER 3,650
HIGHWOODS PPTYS INC COM 431284108 485 14,500 SH OTHER 14,500
HILL ROM HLDGS INC COM 431475102 60 2,100 SH OTHER 2,100
HOLLYFRONTIER CORP COM 436106108 647 13,892 SH OTHER 13,892
HOME DEPOT INC COM 437076102 136 2,200 SH OTHER 2,200
HOME DEPOT INC COM 437076952 309 5,000 SH PUT OTHER 5,000
HOME INNS & HOTELS MGMT INC SPON ADR 43713W107 101 3,500 SH OTHER 3,500
HONEYWELL INTL INC COM 438516106 95 1,500 SH OTHER 1,500
HORNBECK OFFSHORE SVCS INC N COM 440543106 956 27,828 SH OTHER 27,828
HORSEHEAD HLDG CORP COM 440694305 112 11,000 SH OTHER 11,000
HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 964 41,150 SH OTHER 41,150
HUBBELL INC CL B 443510201 140 1,650 SH OTHER 1,650
HUDSON CITY BANCORP COM 443683107 1,465 180,200 SH OTHER 180,200
HUNTINGTON BANCSHARES INC COM 446150104 69 10,750 SH OTHER 10,750
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Notional Shares / SH / Put / Investment Other Voting Authority
Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
HUNTSMAN CORP COM 447011107 67 4,200 SH OTHER 4,200
IAC INTERACTIVECORP COM PAR $.001 44919P508 61 1,300 SH OTHER 1,300
IDENIX PHARMACEUTICALS INC COM 45166R204 223 45,982 SH OTHER 45,982
ILLUMINA INC COM 452327109 787 14,153 SH OTHER 14,153
INCYTE CORP COM 45337C102 323 19,459 SH OTHER 19,459
INFINITY PHARMACEUTICALS INC COM 45665G303 2,049 58,548 SH OTHER 58,548
INFOBLOX INC COM 45672H104 359 20,000 SH OTHER 20,000
INTERMUNE INC COM 45884X103 326 33,689 SH OTHER 33,689
INTERNAP NETWORK SVCS CORP COM 45885A300 389 56,200 SH OTHER 56,200
INTERNATIONAL BUSINESS MACHS COM 459200101 115 600 SH OTHER 600
INTERNATIONAL GAME TECHNOLOG COM 459902102 344 24,300 SH OTHER 24,300
INTERNATIONAL RECTIFIER CORP COM 460254105 53 3,000 SH OTHER 3,000
INTEROIL CORP COM 460951106 4,617 83,137 SH OTHER 83,137
INTUIT COM 461202103 30 500 SH OTHER 500
INVESCO MORTGAGE CAPITAL INC COM 46131B100 281 14,250 SH OTHER 14,250
IRON MTN INC COM 462846106 2,127 68,506 SH OTHER 68,506
IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 258 23,327 SH OTHER 23,327
ISHARES GOLD TRUST ISHARES 464285105 260 16,000 SH OTHER 16,000
ISHARES INC MSCI AUSTRALIA 464286103 50 2,000 SH OTHER 2,000
ISHARES INC MSCI BRAZIL 464286400 140 2,500 SH OTHER 2,500
ISHARES INC MSCI CDA INDEX 464286509 102 3,600 SH OTHER 3,600
ISHARES INC MSCI PAC J IDX 464286665 141 3,000 SH OTHER 3,000
ISHARES INC MSCI TAIWAN 464286731 357 26,200 SH OTHER 26,200
ISHARES INC MSCI S KOREA 464286772 146 2,300 SH OTHER 2,300
ISHARES INC MSCI HONG KONG 464286871 151 7,800 SH OTHER 7,800
ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 98 3,000 SH OTHER 3,000
ISHARES SILVER TRUST ISHARES 46428Q109 88 3,000 SH OTHER 3,000
ISHARES TR S&P 100 IDX FD 464287101 26 400 SH OTHER 400
ISHARES TR BARCLYS TIPS BD 464287176 49 400 SH OTHER 400
ISHARES TR FTSE CHINA25 IDX 464287184 625 15,450 SH OTHER 15,450
ISHARES TR CORE S&P 500 ETF 464287200 29 200 SH OTHER 200
ISHARES TR S&P500 GRW 464287309 23 300 SH OTHER 300
ISHARES TR S&P LTN AM 40 464287390 53 1,200 SH OTHER 1,200
ISHARES TR S&P 500 VALUE 464287408 146 2,200 SH OTHER 2,200
ISHARES TR RUSSELL MIDCAP 464287499 23 200 SH OTHER 200
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Notional Shares / SH / Put / Investment Other Voting Authority
Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
ISHARES TR RUSSELL1000GRW 464287614 105 1,600 SH OTHER 1,600
ISHARES TR RUSSELL 2000 464287955 10,455 124,000 SH PUT OTHER 124,000
ISLE OF CAPRI CASINOS INC COM 464592104 224 40,000 SH OTHER 40,000
ITT CORP NEW COM NEW 450911201 109 4,655 SH OTHER 4,655
JETBLUE AIRWAYS CORP COM 477143101 57 10,000 SH OTHER 10,000
JOHNSON & JOHNSON COM 478160104 386 5,500 SH OTHER 5,500
JONES LANG LASALLE INC COM 48020Q107 504 6,000 SH OTHER 6,000
KAISER ALUMINUM CORP COM PAR $0.01 483007704 110 1,777 SH OTHER 1,777
KANSAS CITY SOUTHERN COM NEW 485170302 217 2,600 SH OTHER 2,600
KELLY SVCS INC CL A 488152208 79 5,000 SH OTHER 5,000
KIMBERLY CLARK CORP COM 494368103 144 1,700 SH OTHER 1,700
KINDER MORGAN MANAGEMENT LLC SHS 49455U100 234 3,095 SH OTHER 3,095
KKR & CO L P DEL COM UNITS 48248M102 33 2,150 SH OTHER 2,150
KKR FINANCIAL HLDGS LLC NOTE 7.500% 1/1 48248AAD0 385 250,000 SH OTHER 250,000
KKR FINANCIAL HLDGS LLC COM 48248A306 110 10,380 SH OTHER 10,380
KODIAK OIL & GAS CORP COM 50015Q900 124 14,000 SH CALL OTHER 14,000
KOPPERS HOLDINGS INC COM 50060P106 75 1,954 SH OTHER 1,954
KRAFT FOODS GROUP INC COM 50076Q106 3,006 66,114 SH OTHER 66,114
KROGER CO COM 501044101 64 2,450 SH OTHER 2,450
KULICKE & SOFFA INDS INC COM 501242101 63 5,250 SH OTHER 5,250
L-3 COMMUNICATIONS HLDGS INC COM 502424104 31 400 SH OTHER 400
LABORATORY CORP AMER HLDGS COM NEW 50540R409 130 1,500 SH OTHER 1,500
LAMAR ADVERTISING CO CL A 512815101 763 19,700 SH OTHER 19,700
LAMAR ADVERTISING CO CL A 512815901 388 10,000 SH CALL OTHER 10,000
LAMAR ADVERTISING CO CL A 512815951 1,163 30,000 SH PUT OTHER 30,000
LAS VEGAS SANDS CORP COM 517834107 1,846 40,000 SH OTHER 40,000
LASALLE HOTEL PPTYS COM SH BEN INT 517942108 53 2,100 SH OTHER 2,100
LEAPFROG ENTERPRISES INC CL A 52186N106 54 6,200 SH OTHER 6,200
LEAR CORP COM NEW 521865204 210 4,475 SH OTHER 4,475
LEGG MASON INC COM 524901105 51 2,000 SH OTHER 2,000
LENDER PROCESSING SVCS INC COM 52602E102 123 5,014 SH OTHER 5,014
LENNAR CORP CL A 526057104 213 5,500 SH OTHER 5,500
LEUCADIA NATL CORP COM 527288104 59 2,500 SH OTHER 2,500
LEXINGTON REALTY TRUST COM 529043101 84 8,000 SH OTHER 8,000
LIBERTY INTERACTIVE CORP LBT VENT COM A 53071M880 2,276 33,596 SH OTHER 33,596
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Notional Shares / SH / Put / Investment Other Voting Authority
Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION LIB CAP COM A 530322106 1,392 12,000 SH OTHER 12,000
LIFE TECHNOLOGIES CORP COM 53217V109 534 10,885 SH OTHER 10,885
LINN ENERGY LLC UNIT LTD LIAB 536020100 130 3,700 SH OTHER 3,700
LOUISIANA PAC CORP COM 546347105 520 26,940 SH OTHER 26,940
M D C HLDGS INC COM 552676108 112 3,050 SH OTHER 3,050
MACK CALI RLTY CORP COM 554489104 773 29,600 SH OTHER 29,600
MAIDEN HOLDINGS LTD SHS G5753U112 852 92,713 SH OTHER 92,713
MAKO SURGICAL CORP COM 560879108 206 16,000 SH OTHER 16,000
MAKO SURGICAL CORP COM 560879958 90 7,000 SH PUT OTHER 7,000
MAP PHARMACEUTICALS INC COM 56509R108 391 25,000 SH OTHER 25,000
MARATHON PETE CORP COM 56585A102 69 1,100 SH OTHER 1,100
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 74 1,600 SH OTHER 1,600
MARKET VECTORS ETF TR OIL SVCS ETF 57060U191 54 1,400 SH OTHER 1,400
MARKET VECTORS ETF TR RUSSIA ETF 57060U506 60 2,000 SH OTHER 2,000
MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 1,098 55,500 SH OTHER 55,500
MARKET VECTORS ETF TR GOLD MINER ETF 57060U900 1,113 24,000 SH CALL OTHER 24,000
MARRIOTT INTL INC NEW CL A 571903202 60 1,600 SH OTHER 1,600
MASCO CORP COM 574599106 2,450 147,060 SH OTHER 147,060
MASTERCARD INC CL A 57636Q104 74 150 SH OTHER 150
MATTEL INC COM 577081102 48 1,300 SH OTHER 1,300
MBIA INC COM 55262C900 157 20,000 SH CALL OTHER 20,000
MCDONALDS CORP COM 580135101 218 2,470 SH OTHER 2,470
MCG CAPITAL CORP COM 58047P107 460 100,000 SH SOLE 100,000
MEADWESTVACO CORP COM 583334107 32 1,000 SH OTHER 1,000
MEDICINES CO COM 584688105 959 40,000 SH OTHER 40,000
MEDIVATION INC COM 58501N101 531 10,376 SH OTHER 10,376
MENTOR GRAPHICS CORP COM 587200106 66 3,900 SH OTHER 3,900
MERCK & CO INC NEW COM 58933Y105 90 2,200 SH OTHER 2,200
METLIFE INC COM 59156R108 105 3,200 SH OTHER 3,200
METROPCS COMMUNICATIONS INC COM 591708102 140 14,100 SH OTHER 14,100
MICROSOFT CORP COM 594918104 187 7,000 SH OTHER 7,000
MOHAWK INDS INC COM 608190104 58 642 SH OTHER 642
MOLYCORP INC DEL COM 608753959 24 2,500 SH PUT OTHER 2,500
MOMENTA PHARMACEUTICALS INC COM 60877T100 651 55,232 SH OTHER 55,232
MONSANTO CO NEW COM 61166W101 1,216 12,843 SH OTHER 12,843
MOSAIC CO NEW COM 61945C103 52 910 SH OTHER 910
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Notional Shares / SH / Put / Investment Other Voting Authority
Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
MOVADO GROUP INC COM 624580106 63 2,050 SH OTHER 2,050
MSC INDL DIRECT INC CL A 553530106 64 850 SH OTHER 850
MYLAN INC NOTE 3.750% 9/1 628530AJ6 850 400,000 SH OTHER 400,000
MYRIAD GENETICS INC COM 62855J104 2 57 SH OTHER 57
NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 54 2,900 SH OTHER 2,900
NAVIGANT CONSULTING INC COM 63935N107 64 5,700 SH OTHER 5,700
NEKTAR THERAPEUTICS COM 640268108 735 99,165 SH OTHER 99,165
NETEASE INC SPONSORED ADR 64110W102 43 1,000 SH OTHER 1,000
NETEASE INC SPONSORED ADR 64110W902 106 2,500 SH CALL OTHER 2,500
NETFLIX INC COM 64110L106 463 5,000 SH OTHER 5,000
NEW MTN FIN CORP COM 647551100 596 40,000 SH OTHER 40,000
NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 194 10,000 SH OTHER 10,000
NEWMONT MINING CORP COM 651639106 618 13,300 SH OTHER 13,300
NEXEN INC COM 65334H102 1,164 43,200 SH OTHER 43,200
NIELSEN HOLDINGS N V COM N63218106 1,563 51,103 SH OTHER 51,103
NIKE INC CL B 654106103 471 9,120 SH OTHER 9,120
NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 923 26,500 SH OTHER 26,500
NORDSTROM INC COM 655664100 78 1,450 SH OTHER 1,450
NORFOLK SOUTHERN CORP COM 655844108 71 1,150 SH OTHER 1,150
NORTHROP GRUMMAN CORP COM 666807102 61 900 SH OTHER 900
NOTE 7.500% 8/1 ORD 00828UAB9 594 500,000 SH OTHER 500,000
NOVAGOLD RES INC NOTE 5.500% 66987EAA5 821 800,000 SH OTHER 800,000
NQ MOBILE INC ADR REPSTG CL A 64118U108 1,009 167,041 SH OTHER 167,041
NU SKIN ENTERPRISES INC CL A 67018T105 44 1,200 SH OTHER 1,200
NVIDIA CORP COM 67066G104 1,396 113,896 SH OTHER 113,896
NVIDIA CORP COM 67066G954 307 25,000 SH PUT OTHER 25,000
NYSE EURONEXT COM 629491101 391 12,400 SH OTHER 12,400
OCCIDENTAL PETE CORP DEL COM 674599105 61 800 SH OTHER 800
OCEANEERING INTL INC COM 675232102 301 5,600 SH OTHER 5,600
OCEANEERING INTL INC COM 675232902 54 1,000 SH CALL OTHER 1,000
OCEANEERING INTL INC COM 675232952 538 10,000 SH PUT OTHER 10,000
OCH ZIFF CAP MGMT GROUP CL A 67551U105 30 3,200 SH OTHER 3,200
OCZ TECHNOLOGY GROUP INC COM 67086E903 306 160,000 SH CALL OTHER 160,000
OIL STS INTL INC COM 678026105 57 800 SH OTHER 800
OMNICARE INC COM 681904108 61 1,700 SH OTHER 1,700
ON SEMICONDUCTOR CORP COM 682189105 142 20,210 SH OTHER 20,210
ONYX PHARMACEUTICALS INC COM 683399109 365 4,827 SH OTHER 4,827
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Notional Shares / SH / Put / Investment Other Voting Authority
Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
OPTIMER PHARMACEUTICALS INC COM 68401H104 480 53,000 SH OTHER 53,000
ORACLE CORP COM 68389X105 30 900 SH OTHER 900
ORACLE CORP COM 68389X955 426 12,800 SH PUT OTHER 12,800
OWENS CORNING NEW COM 690742101 3,200 86,500 SH OTHER 86,500
PACIFIC BIOSCIENCES CALIF IN COM 69404D108 98 57,470 SH OTHER 57,470
PACIFIC ETHANOL INC COM NEW 69423U206 9 30,000 SH OTHER 30,000
PACWEST BANCORP DEL COM 695263103 66 2,650 SH OTHER 2,650
PALL CORP COM 696429307 30 500 SH OTHER 500
PAYCHEX INC COM 704326107 96 3,100 SH OTHER 3,100
PEABODY ENERGY CORP COM 704549104 141 5,300 SH OTHER 5,300
PENNANTPARK INVT CORP COM 708062104 570 51,871 SH OTHER 51,871
PENNEY J C INC COM 708160106 39 2,000 SH OTHER 2,000
PENNYMAC MTG INVT TR COM 70931T103 64 2,550 SH OTHER 2,550
PEP BOYS MANNY MOE & JACK COM 713278109 69 7,000 SH OTHER 7,000
PETROLOGISTICS LP UNIT LTD PTH INT 71672U101 314 23,187 SH OTHER 23,187
PFIZER INC COM 717081103 401 16,000 SH OTHER 16,000
PG&E CORP COM 69331C108 28 700 SH OTHER 700
PHARMACYCLICS INC COM 716933106 2,032 35,162 SH OTHER 35,162
PHOTOMEDEX INC COM 719358301 93 6,410 SH OTHER 6,410
PIMCO DYNAMIC INCOME FD SHS 72201Y101 88 3,000 SH OTHER 3,000
PIONEER NAT RES CO COM 723787907 480 4,500 SH CALL OTHER 4,500
PLAINS EXPL& PRODTN CO COM 726505100 770 16,400 SH OTHER 16,400
PNC FINL SVCS GROUP INC COM 693475105 624 10,700 SH OTHER 10,700
PNM RES INC COM 69349H107 62 3,000 SH OTHER 3,000
POLYONE CORP COM 73179P106 53 2,600 SH OTHER 2,600
POPULAR INC COM NEW 733174700 171 8,239 SH OTHER 8,239
POST PPTYS INC COM 737464107 490 9,800 SH OTHER 9,800
POTASH CORP SASK INC COM 73755L107 209 5,140 SH OTHER 5,140
POWER ONE INC NEW COM 73930R902 249 60,500 SH CALL OTHER 60,500
POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 28 1,000 SH OTHER 1,000
PPG INDS INC COM 693506107 107 790 SH OTHER 790
PRECISION DRILLING CORP COM 2010 74022D308 1,072 129,492 SH OTHER 129,492
PRICE T ROWE GROUP INC COM 74144T108 104 1,600 SH OTHER 1,600
PRICELINE COM INC COM NEW 741503403 257 415 SH OTHER 415
PRIMERO MNG CORP COM 74164W106 70 10,900 SH OTHER 10,900
PROLOGIS INC COM 74340W103 536 14,700 SH OTHER 14,700
PROSHARES TR PSHS SHTRUSS2000 74347R826 333 13,700 SH OTHER 13,700
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Notional Shares / SH / Put / Investment Other Voting Authority
Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
PROTALIX BIOTHERAPEUTICS INC COM 74365A101 154 29,702 SH OTHER 29,702
PRUDENTIAL FINL INC COM 744320102 27 500 SH OTHER 500
PSS WORLD MED INC COM 69366A100 745 25,800 SH OTHER 25,800
PULTE GROUP INC COM 745867101 1,036 57,050 SH OTHER 57,050
PVH CORP COM 693656100 33 300 SH OTHER 300
PVR PARTNERS L P COM UNIT REPTG L 693665101 52 2,000 SH OTHER 2,000
QIAGEN NV REG SHS N72482107 447 24,626 SH OTHER 24,626
QLT INC COM 746927102 197 25,000 SH OTHER 25,000
QUALCOMM INC COM 747525103 2,168 35,046 SH OTHER 35,046
QUALCOMM INC COM 747525953 371 6,000 SH PUT OTHER 6,000
QUALITY DISTR INC FLA COM 74756M102 612 102,050 SH OTHER 102,050
QUANTA SVCS INC COM 74762E102 1,381 50,593 SH OTHER 50,593
RACKSPACE HOSTING INC COM 750086950 371 5,000 SH PUT OTHER 5,000
RALCORP HLDGS INC NEW COM 751028101 681 7,600 SH OTHER 7,600
RANGE RES CORP COM 75281A109 19 300 SH OTHER 300
REALNETWORKS INC COM NEW 75605L708 267 35,375 SH OTHER 35,375
REDWOOD TR INC COM 758075402 46 2,700 SH OTHER 2,700
REGAL ENTMT GROUP CL A 758766109 28 2,000 SH OTHER 2,000
REGENCY CTRS CORP COM 758849103 316 6,700 SH OTHER 6,700
REGENERON PHARMACEUTICALS COM 75886F107 97 567 SH OTHER 567
RENTECH NITROGEN PARTNERS L COM UNIT 760113100 57 1,500 SH OTHER 1,500
REPROS THERAPEUTICS INC COM NEW 76028H209 841 53,376 SH OTHER 53,376
REPROS THERAPEUTICS INC *W EXP 02/08/201 76028H126 637 49,000 SH OTHER 49,000
RESEARCH IN MOTION LTD COM 760975102 20 1,650 SH OTHER 1,650
RICHARDSON ELECTRS LTD COM 763165107 304 26,867 SH OTHER 26,867
RIGEL PHARMACEUTICALS INC COM NEW 766559603 737 113,340 SH OTHER 113,340
RIO TINTO PLC SPONSORED ADR 767204100 1,045 17,989 SH OTHER 17,989
RITE AID CORP COM 767754104 12 8,780 SH OTHER 8,780
RLJ LODGING TR COM 74965L101 61 3,150 SH OTHER 3,150
ROBBINS & MYERS INC COM 770196103 59 1,000 SH OTHER 1,000
ROCK-TENN CO CL A 772739207 194 2,778 SH OTHER 2,778
ROSETTA GENOMICS LTD SHS M82183126 42 9,000 SH OTHER 9,000
ROWAN COMPANIES PLC SHS CL A G7665A101 793 25,373 SH OTHER 25,373
RPM INTL INC COM 749685103 50 1,700 SH OTHER 1,700
RUBICON TECHNOLOGY INC COM 78112T107 67 11,000 SH OTHER 11,000
RYDER SYS INC COM 783549108 60 1,200 SH OTHER 1,200
RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 53 1,000 SH OTHER 1,000
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Notional Shares / SH / Put / Investment Other Voting Authority
Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
SAFEWAY INC COM NEW 786514208 66 3,650 SH OTHER 3,650
SALESFORCE COM INC COM 79466L302 336 2,000 SH OTHER 2,000
SALESFORCE COM INC COM 79466L952 336 2,000 SH PUT OTHER 2,000
SALIX PHARMACEUTICALS INC COM 795435106 232 5,733 SH OTHER 5,733
SALLY BEAUTY HLDGS INC COM 79546E104 59 2,500 SH OTHER 2,500
SANDERSON FARMS INC COM 800013104 59 1,250 SH OTHER 1,250
SANOFI RIGHT 12/31/2020 80105N113 70 41,200 SH OTHER 41,200
SAPIENT CORP COM 803062108 322 30,500 SH OTHER 30,500
SAREPTA THERAPEUTICS INC COM 803607100 258 10,000 SH OTHER 10,000
SBA COMMUNICATIONS CORP COM 78388J106 518 7,300 SH OTHER 7,300
SCANA CORP NEW COM 80589M102 68 1,500 SH OTHER 1,500
SCHLUMBERGER LTD COM 806857108 132 1,900 SH OTHER 1,900
SCHNITZER STL INDS CL A 806882106 64 2,100 SH OTHER 2,100
SCHWAB CHARLES CORP NEW COM 808513105 167 11,600 SH OTHER 11,600
SCHWEITZER-MAUDUIT INTL INC COM 808541106 74 1,900 SH OTHER 1,900
SEABRIGHT HOLDINGS INC COM 811656107 640 57,800 SH OTHER 57,800
SEADRILL LIMITED SHS G7945E105 294 8,050 SH OTHER 8,050
SELECT MED HLDGS CORP COM 81619Q105 59 6,300 SH OTHER 6,300
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 72 1,800 SH OTHER 1,800
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 342 9,800 SH OTHER 9,800
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 24 500 SH OTHER 500
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 82 5,000 SH OTHER 5,000
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 23 800 SH OTHER 800
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 374 10,700 SH OTHER 10,700
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y954 1,247 32,900 SH PUT OTHER 32,900
SEQUENOM INC COM NEW 817337405 515 109,246 SH OTHER 109,246
SERVICENOW INC COM 81762P952 90 3,000 SH PUT OTHER 3,000
SHAW GROUP INC COM 820280105 1,058 22,700 SH OTHER 22,700
SHERWIN WILLIAMS CO COM 824348106 315 2,050 SH OTHER 2,050
SILICON LABORATORIES INC COM 826919102 84 2,010 SH OTHER 2,010
SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 2,029 142,671 SH OTHER 142,671
SKYWORKS SOLUTIONS INC COM 83088M102 4,109 202,400 SH OTHER 202,400
SMITH & WESSON HLDG CORP COM 831756101 55 6,500 SH OTHER 6,500
SMITHFIELD FOODS INC COM 832248108 47 2,200 SH OTHER 2,200
SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 449 10,000 SH OTHER 10,000
SOLARWINDS INC COM 83416B109 262 5,000 SH OTHER 5,000
SONUS NETWORKS INC COM 835916107 33 19,416 SH OTHER 19,416
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Notional Shares / SH / Put / Investment Other Voting Authority
Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
SOUTHERN CO COM 842587107 98 2,300 SH OTHER 2,300
SOUTHWEST AIRLS CO COM 844741108 336 32,850 SH OTHER 32,850
SOUTHWESTERN ENERGY CO COM 845467109 74 2,200 SH OTHER 2,200
SOVRAN SELF STORAGE INC COM 84610H108 168 2,700 SH OTHER 2,700
SPARTECH CORP COM NEW 847220209 101 11,175 SH OTHER 11,175
SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 261 2,000 SH OTHER 2,000
SPDR GOLD TRUST GOLD SHS 78463V107 308 1,900 SH OTHER 1,900
SPDR GOLD TRUST GOLD SHS 78463V907 778 4,800 SH CALL OTHER 4,800
SPDR S&P 500 ETF TR TR UNIT 78462F103 491 3,450 SH OTHER 3,450
SPDR S&P 500 ETF TR TR UNIT 78462F903 3,631 25,500 SH CALL OTHER 25,500
SPDR S&P 500 ETF TR TR UNIT 78462F953 40,758 286,200 SH PUT OTHER 286,200
SPDR SERIES TRUST BRC HGH YLD BD 78464A417 147 3,600 SH OTHER 3,600
SPDR SERIES TRUST S&P RETAIL ETF 78464A714 25 400 SH OTHER 400
SPDR SERIES TRUST S&P DIVID ETF 78464A763 23 400 SH OTHER 400
SPDR SERIES TRUST S&P METALS MNG 78464A955 181 4,000 SH PUT OTHER 4,000
SPLUNK INC COM 848637104 58 2,000 SH OTHER 2,000
SPRINT NEXTEL CORP COM SER 1 852061100 63 11,100 SH OTHER 11,100
SPX CORP COM 784635104 146 2,080 SH OTHER 2,080
STANDARD PAC CORP NEW COM 85375C101 753 102,450 SH OTHER 102,450
STANLEY FURNITURE CO INC COM NEW 854305208 230 51,086 SH OTHER 51,086
STAPLES INC COM 855030102 60 5,300 SH OTHER 5,300
STARBUCKS CORP COM 855244109 846 15,770 SH OTHER 15,770
STARWOOD PPTY TR INC COM 85571B105 262 11,400 SH OTHER 11,400
STEEL DYNAMICS INC COM 858119100 27 2,000 SH OTHER 2,000
STEELCASE INC CL A 858155203 62 4,850 SH OTHER 4,850
STERICYCLE INC COM 858912108 140 1,500 SH OTHER 1,500
STURM RUGER & CO INC COM 864159108 61 1,350 SH OTHER 1,350
SUN HYDRAULICS CORP COM 866942105 63 2,400 SH OTHER 2,400
SUNRISE SENIOR LIVING INC COM 86768K106 383 26,661 SH OTHER 26,661
SUNSHINE HEART INC COM 86782U106 213 35,000 SH OTHER 35,000
SUPERIOR ENERGY SVCS INC COM 868157108 1,175 56,706 SH OTHER 56,706
SUPERVALU INC COM 868536103 20 8,000 SH OTHER 8,000
SYKES ENTERPRISES INC COM 871237103 65 4,300 SH OTHER 4,300
TALISMAN ENERGY INC COM 87425E103 68 6,000 SH OTHER 6,000
TARGACEPT INC COM 87611R306 99 22,500 SH OTHER 22,500
TARGET CORP COM 87612E106 101 1,700 SH OTHER 1,700
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Notional Shares / SH / Put / Investment Other Voting Authority
Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
TARGET CORP COM 87612E956 385 6,500 SH PUT OTHER 6,500
TEAM HEALTH HOLDINGS INC COM 87817A107 72 2,500 SH OTHER 2,500
TEMPUR PEDIC INTL INC COM 88023U101 230 7,300 SH OTHER 7,300
TERADATA CORP DEL COM 88076W103 93 1,500 SH OTHER 1,500
TESLA MTRS INC COM 88160R101 508 15,000 SH OTHER 15,000
TESORO CORP COM 881609101 79 1,800 SH OTHER 1,800
TESSERA TECHNOLOGIES INC COM 88164L100 1,513 91,954 SH OTHER 91,954
TEUCRIUM COMMODITY TR CORN FD SHS 88166A102 53 1,200 SH OTHER 1,200
TEXAS ROADHOUSE INC COM 882681109 60 3,550 SH OTHER 3,550
TEXTRON INC COM 883203101 64 2,600 SH OTHER 2,600
TFS FINL CORP COM 87240R107 241 25,100 SH OTHER 25,100
THE ADT CORPORATION COM 00101J106 23 500 SH OTHER 500
THERMO FISHER SCIENTIFIC INC COM 883556102 223 3,500 SH OTHER 3,500
THL CR INC COM 872438106 984 66,500 SH OTHER 66,500
THOR INDS INC COM 885160101 60 1,600 SH OTHER 1,600
THRESHOLD PHARMACEUTICAL INC COM NEW 885807206 133 31,621 SH OTHER 31,621
TIVO INC COM 888706108 203 16,521 SH OTHER 16,521
TJX COS INC NEW COM 872540109 604 14,240 SH OTHER 14,240
TNS INC COM 872960109 332 16,000 SH OTHER 16,000
TOLL BROTHERS INC COM 889478103 501 15,500 SH OTHER 15,500
TOTAL SYS SVCS INC COM 891906109 99 4,600 SH OTHER 4,600
TRANSOCEAN LTD REG SHS H8817H100 184 4,125 SH OTHER 4,125
TRANZYME INC COM 89413J102 3 5,608 SH OTHER 5,608
TRIMBLE NAVIGATION LTD COM 896239100 60 1,000 SH OTHER 1,000
TRIUMPH GROUP INC NEW COM 896818101 26 400 SH OTHER 400
TRIUS THERAPEUTICS INC COM 89685K100 225 47,000 SH OTHER 47,000
TRONOX LTD SHS CL A Q9235V101 91 5,000 SH OTHER 5,000
TRUE RELIGION APPAREL INC COM 89784N104 1,042 41,000 SH OTHER 41,000
TRULIA INC COM 897888103 1,006 61,932 SH OTHER 61,932
TRW AUTOMOTIVE HLDGS CORP COM 87264S106 54 1,000 SH OTHER 1,000
TUMI HLDGS INC COM 89969Q104 313 15,000 SH OTHER 15,000
TUTOR PERINI CORP COM 901109108 70 5,090 SH OTHER 5,090
TWO HBRS INVT CORP COM 90187B101 49 4,450 SH OTHER 4,450
TYSON FOODS INC CL A 902494103 97 5,000 SH OTHER 5,000
U S AIRWAYS GROUP INC COM 90341W108 196 14,500 SH OTHER 14,500
ULTRA PETROLEUM CORP COM 903914109 91 5,000 SH OTHER 5,000
UNITED CONTL HLDGS INC COM 910047109 58 2,500 SH OTHER 2,500
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Notional Shares / SH / Put / Investment Other Voting Authority
Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
UNITED RENTALS INC COM 911363109 545 11,965 SH OTHER 11,965
UNITED RENTALS INC COM 911363909 1,097 24,100 SH CALL OTHER 24,100
UNITED STATIONERS INC COM 913004107 65 2,100 SH OTHER 2,100
UNITED THERAPEUTICS CORP DEL COM 91307C102 331 6,200 SH OTHER 6,200
UNITEDHEALTH GROUP INC COM 91324P102 302 5,570 SH OTHER 5,570
USANA HEALTH SCIENCES INC COM 90328M107 46 1,400 SH OTHER 1,400
UTI WORLDWIDE INC ORD G87210103 67 5,000 SH OTHER 5,000
VALASSIS COMMUNICATIONS INC COM 918866104 61 2,350 SH OTHER 2,350
VALE S A ADR 91912E105 87 4,137 SH OTHER 4,137
VALERO ENERGY CORP NEW COM 91913Y100 65 1,900 SH OTHER 1,900
VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 24 400 SH OTHER 400
VANTAGE DRILLING COMPANY ORD SHS G93205113 1,544 843,710 SH OTHER 843,710
VEECO INSTRS INC DEL COM 922417900 118 4,000 SH CALL OTHER 4,000
VERA BRADLEY INC COM 92335C106 55 2,200 SH OTHER 2,200
VERINT SYS INC COM 92343X100 11 372 SH OTHER 372
VERISIGN INC COM 92343E102 1,515 39,023 SH OTHER 39,023
VERISIGN INC COM 92343E902 1,168 30,100 SH CALL OTHER 30,100
VERTEX PHARMACEUTICALS INC COM 92532F100 182 4,352 SH OTHER 4,352
VIRNETX HLDG CORP COM 92823T108 4,831 165,010 SH OTHER 165,010
VIRNETX HLDG CORP COM 92823T908 8,389 286,500 SH CALL OTHER 286,500
VIROPHARMA INC COM 928241108 92 4,060 SH OTHER 4,060
VITAMIN SHOPPE INC COM 92849E101 57 1,000 SH OTHER 1,000
VIVUS INC COM 928551100 535 39,871 SH OTHER 39,871
VIVUS INC COM 928551900 561 41,800 SH CALL OTHER 41,800
VMWARE INC CL A COM 928563402 1,007 10,700 SH OTHER 10,700
VMWARE INC CL A COM 928563952 471 5,000 SH PUT OTHER 5,000
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 252 10,000 SH OTHER 10,000
WABASH NATL CORP COM 929566107 1,338 149,150 SH OTHER 149,150
WALKER & DUNLOP INC COM 93148P102 316 18,963 SH OTHER 18,963
WALTER ENERGY INC COM 93317Q105 258 7,200 SH OTHER 7,200
WARNACO GROUP INC COM NEW 934390402 880 12,300 SH OTHER 12,300
WASTE CONNECTIONS INC COM 941053100 588 17,400 SH OTHER 17,400
WATERS CORP COM 941848103 389 4,470 SH OTHER 4,470
WEATHERFORD INTERNATIONAL LT REG SHS H27013103 1,264 112,933 SH OTHER 112,933
WEATHERFORD INTERNATIONAL LT CALL H27013903 446 39,900 SH CALL OTHER 39,900
WEINGARTEN RLTY INVS SH BEN INT 948741103 158 5,900 SH OTHER 5,900
WELLCARE HEALTH PLANS INC COM 94946T106 49 1,000 SH OTHER 1,000
WELLPOINT INC COM 94973V107 378 6,200 SH OTHER 6,200
WELLS FARGO & CO NEW COM 949746101 414 12,100 SH OTHER 12,100
WEST COAST BANCORP ORE NEW COM NEW 952145209 456 20,600 SH OTHER 20,600
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Notional Shares / SH / Put / Investment Other Voting Authority
Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
WESTERN REFNG INC COM 959319104 101 3,600 SH OTHER 3,600
WESTLAKE CHEM CORP COM 960413102 63 800 SH OTHER 800
WESTPORT INNOVATIONS INC COM NEW 960908309 32 1,200 SH OTHER 1,200
WEYERHAEUSER CO COM 962166104 139 5,000 SH OTHER 5,000
WHITEWAVE FOODS CO COM CL A 966244105 2,144 137,951 SH OTHER 137,951
WHITING PETE CORP NEW COM 966387102 551 12,700 SH OTHER 12,700
WHOLE FOODS MKT INC COM 966837106 137 1,500 SH OTHER 1,500
WI-LAN INC COM 928972108 70 15,473 SH OTHER 15,473
WISDOMTREE TRUST JAPN HEDGE EQT 97717W851 387 10,500 SH OTHER 10,500
WORKDAY INC CL A 98138H951 327 6,000 SH PUT OTHER 6,000
WORLD ACCEP CORP DEL COM 981419954 60 800 SH PUT OTHER 800
WPX ENERGY INC COM 98212B103 89 6,000 SH OTHER 6,000
WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 929352102 378 24,020 SH OTHER 24,020
XEROX CORP COM 984121103 136 20,000 SH OTHER 20,000
XPLORE TECHNOLOGIES CORP COM 983950700 38 7,700 SH OTHER 7,700
YAHOO INC COM 984332106 402 20,200 SH OTHER 20,200
YM BIOSCIENCES INC COM 984238105 461 160,600 SH OTHER 160,600
YUM BRANDS INC COM 988498101 212 3,200 SH OTHER 3,200
YUM BRANDS INC COM 988498901 100 1,500 SH CALL OTHER 1,500
ZALE CORP NEW COM 988858106 5 1,200 SH OTHER 1,200
ZYNGA INC CL A 98986T108 47 20,000 SH OTHER 20,000