0001318757-13-000001.txt : 20130219 0001318757-13-000001.hdr.sgml : 20130219 20130214180224 ACCESSION NUMBER: 0001318757-13-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130215 DATE AS OF CHANGE: 20130214 EFFECTIVENESS DATE: 20130215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marshall Wace LLP CENTRAL INDEX KEY: 0001318757 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11304 FILM NUMBER: 13616626 BUSINESS ADDRESS: STREET 1: THE ADELPHI STREET 2: 1-11 JOHN ADAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6HT BUSINESS PHONE: 44-207-316-2251 MAIL ADDRESS: STREET 1: THE ADELPHI STREET 2: 1-11 JOHN ADAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6HT 13F-HR 1 mwllp4q12.txt MW LLP 13F 4Q12 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: Dec 31, 2012 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Marshall Wace LLP Address: 13th Floor, The Adelphi, 1/11 John Adam St., London WC2N 6HT 13 File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Christopher Messiana Title: Head of North American Operations - MWNA LP Phone: 203.625.3200 Signature, Place and Date of Signing: February 14, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 84 Form 13F Information Table Value Total: 506750(*1000) FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- - D ABBOTT LABS COMMON STOCK 002824100 483 7380 SH SOLE 0 7380 0 0 D ADT CORP/THE COMMON STOCK 00101J106 8113 174513 SH SOLE 0 174513 0 0 D ADVANCE AUTO PAR COMMON STOCK 00751Y106 4314 59628 SH SOLE 0 59628 0 0 D AMER GREETINGS-A COMMON STOCK 026375105 121 7143 SH SOLE 0 7143 0 0 D ANCESTRY.COM INC COMMON STOCK 032803108 148 4626 SH SOLE 0 4626 0 0 D ASIAINFO-LINKAGE COMMON STOCK 04518A104 5 456 SH SOLE 0 456 0 0 D ASML HOLDING-NY NY REG SHRS USN070592100 49 766 SH SOLE 0 766 0 0 D AUTOZONE INC COMMON STOCK 053332102 8488 23948 SH SOLE 0 23948 0 0 D AVON PRODUCTS COMMON STOCK 054303102 350 24350 SH SOLE 0 24350 0 0 D BANK OF AMERICA COMMON STOCK 060505104 4901 422173 SH SOLE 0 422173 0 0 D BEAM INC COMMON STOCK 073730103 7730 126542 SH SOLE 0 126542 0 0 D BEST BUY CO INC COMMON STOCK 086516101 270 22752 SH SOLE 0 22752 0 0 D BHP BILLITON ADR ADR 088606108 34 437 SH SOLE 0 437 0 0 D BROWN-FORMAN -B COMMON STOCK 115637209 4557 72041 SH SOLE 0 72041 0 0 D CAPITAL ONE FINA COMMON STOCK 14040H105 6406 110584 SH SOLE 0 110584 0 0 D CARNIVAL CORP COMMON STOCK 143658300 555 15084 SH SOLE 0 15084 0 0 D CERVEZAS-ADR ADR 204429104 5273 166717 SH SOLE 0 166717 0 0 D CHECK POINT SOFT COMMON STOCK IL0010824113 6416 134667 SH SOLE 0 134667 0 0 D CITIGROUP INC COMMON STOCK 172967424 81694 2065077 SH SOLE 0 2065077 0 0 D CITIZENS REPUBLI COMMON STOCK 174420307 87 4601 SH SOLE 0 4601 0 0 D COPPER FUTURE Mar13 FUTURE. HGH3 18 49 SH SOLE 0 49 0 0 D CORELOGIC INC COMMON STOCK 21871D103 6707 249135 SH SOLE 0 249135 0 0 D COVENTRY HEALTH COMMON STOCK 222862104 152 3391 SH SOLE 0 3391 0 0 D CREDICORP LTD COMMON STOCK BMG2519Y1084 6904 47105 SH SOLE 0 47105 0 0 D EQUIFAX INC COMMON STOCK 294429105 10184 188172 SH SOLE 0 188172 0 0 D FIDELITY NATIONA COMMON STOCK 31620M106 5363 154079 SH SOLE 0 154079 0 0 D FIRST CAL FIN GR COMMON STOCK 319395109 71 9190 SH SOLE 0 9190 0 0 D FLOWSERVE CORP COMMON STOCK 34354P105 3769 25677 SH SOLE 0 25677 0 0 D FOCUS MEDIA-ADR ADR 34415V109 209 8151 SH SOLE 0 8151 0 0 D FRANKLIN RES INC COMMON STOCK 354613101 7932 63100 SH SOLE 0 63100 0 0 D FUSION-IO INC COMMON STOCK 36112J107 120 5212 SH SOLE 0 5212 0 0 D GARDNER DENVER COMMON STOCK 365558105 4228 61729 SH SOLE 0 61729 0 0 D GENWORTH FINANCI COMMON STOCK 37247D106 6766 900892 SH SOLE 0 900892 0 0 D GEOEYE INC COMMON STOCK 37250W108 97 3149 SH SOLE 0 3149 0 0 D GRUPO F SA-ADR B ADR 40053C105 9169 566715 SH SOLE 0 566715 0 0 D HUDSON CITY BNCP COMMON STOCK 443683107 197 24221 SH SOLE 0 24221 0 0 D INGERSOLL-RAND COMMON STOCK IE00B6330302 14407 300397 SH SOLE 0 300397 0 0 D INVESCO LTD COMMON STOCK BMG491BT1088 5308 203448 SH SOLE 0 203448 0 0 D ISHARES FT/XI CH ETP 464287184 1823 45078 SH SOLE 0 45078 0 0 D ITT CORP COMMON STOCK 450911201 4116 175466 SH SOLE 0 175466 0 0 D JACK IN THE BOX COMMON STOCK 466367109 3454 120763 SH SOLE 0 120763 0 0 D JAKKS PACIFIC COMMON STOCK 47012E106 148 11809 SH SOLE 0 11809 0 0 D JP MORGAN CHASE COMMON STOCK 46625H100 22454 510672 SH SOLE 0 510672 0 0 D KEYCORP COMMON STOCK 493267108 4941 586813 SH SOLE 0 586813 0 0 D LIMITED BRANDS COMMON STOCK 532716107 3838 81561 SH SOLE 0 81561 0 0 D LOGITECH INTER-R COMMON STOCK CH0025751329 163 21608 SH SOLE 0 21608 0 0 D LYONDELLBASELL-A COMMON STOCK NL0009434992 13390 234534 SH SOLE 0 234534 0 0 D MCEWEN MINING IN COMMON STOCK 58039P107 253 65975 SH SOLE 0 65975 0 0 D MEAD JOHNSON COMMON STOCK 582839106 3435 52137 SH SOLE 0 52137 0 0 D METLIFE INC COMMON STOCK 59156R108 2709 82227 SH SOLE 0 82227 0 0 D METROPCS COMMUNI COMMON STOCK 591708102 3772 379503 SH SOLE 0 379503 0 0 D MONDELEZ INTER-A COMMON STOCK 609207105 13400 526438 SH SOLE 0 526438 0 0 D MORGAN STANLEY COMMON STOCK 617446448 24290 1270390 SH SOLE 0 1270390 0 0 D MOSAIC CO/THE COMMON STOCK 61945C103 5278 93199 SH SOLE 0 93199 0 0 D NATL OILWELL VAR COMMON STOCK 637071101 2483 36323 SH SOLE 0 36323 0 0 D NEWS CORP-A COMMON STOCK 65248E104 15894 623034 SH SOLE 0 623034 0 0 D NEXEN INC COMMON STOCK 65334H102 106 3940 SH SOLE 0 3940 0 0 D ORACLE CORP COMMON STOCK 68389X105 2038 61170 SH SOLE 0 61170 0 0 D OREILLY AUTOMOT COMMON STOCK 67103H107 4871 54473 SH SOLE 0 54473 0 0 D PHILLIPS 66 COMMON STOCK 718546104 8808 165876 SH SOLE 0 165876 0 0 D POLYONE CORP COMMON STOCK 73179P106 3196 156494 SH SOLE 0 156494 0 0 D PPG INDS INC COMMON STOCK 693506107 10382 76704 SH SOLE 0 76704 0 0 D REGIONS FINANCIA COMMON STOCK 7591EP100 5509 772694 SH SOLE 0 772694 0 0 D ROBBINS & MYERS COMMON STOCK 770196103 145 2440 SH SOLE 0 2440 0 0 D ROCKWELL AUTOMAT COMMON STOCK 773903109 4151 49427 SH SOLE 0 49427 0 0 D ROCKWOOD HOLDING COMMON STOCK 774415103 3406 68855 SH SOLE 0 68855 0 0 D ROFIN-SINAR TECH COMMON STOCK 775043102 916 42255 SH SOLE 0 42255 0 0 D RUCKUS WIRELESS COMMON STOCK 781220108 141 6268 SH SOLE 0 6268 0 0 D RYANAIR HLDG-ADR ADR 783513104 33 976 SH SOLE 0 976 0 0 D SENSIENT TECHNOL COMMON STOCK 81725T100 1854 52149 SH SOLE 0 52149 0 0 D SHAW GROUP INC COMMON STOCK 820280105 102 2180 SH SOLE 0 2180 0 0 D SPRINT NEXTEL CO COMMON STOCK 852061100 9947 1754260 SH SOLE 0 1754260 0 0 D SUNRISE SENIOR L COMMON STOCK 86768K106 97 6768 SH SOLE 0 6768 0 0 D SUNTRUST BANKS COMMON STOCK 867914103 11382 401498 SH SOLE 0 401498 0 0 D TRANSOCEAN LTD COMMON STOCK CH0048265513 2645 59232 SH SOLE 0 59232 0 0 D TRIPADVISOR INC COMMON STOCK 896945201 118 2811 SH SOLE 0 2811 0 0 D TYCO INTL LTD COMMON STOCK CH0100383485 6243 213430 SH SOLE 0 213430 0 0 D UNION PAC CORP COMMON STOCK 907818108 11210 89166 SH SOLE 0 89166 0 0 D UNITED TECH CORP COMMON STOCK 913017109 5808 70826 SH SOLE 0 70826 0 0 D VERISK ANALYTI-A COMMON STOCK 92345Y106 6519 127891 SH SOLE 0 127891 0 0 D VIRGIN MEDIA INC COMMON STOCK 92769L101 34653 942933 SH SOLE 0 942933 0 0 D WALT DISNEY CO COMMON STOCK 254687106 11132 223572 SH SOLE 0 223572 0 0 D WYNDHAM WORLDWID COMMON STOCK 98310W108 6270 117843 SH SOLE 0 117843 0 0 D XYLEM INC COMMON STOCK 98419M100 3176 117194 SH SOLE 0 117194 0 0 S REPORT SUMMARY 84 DATA RECORDS 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED