0000919574-13-001749.txt : 20130214 0000919574-13-001749.hdr.sgml : 20130214 20130214141752 ACCESSION NUMBER: 0000919574-13-001749 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 EFFECTIVENESS DATE: 20130214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Broadfin Capital, LLC CENTRAL INDEX KEY: 0001511901 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14251 FILM NUMBER: 13611765 BUSINESS ADDRESS: STREET 1: 237 PARK AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-808-2463 MAIL ADDRESS: STREET 1: 237 PARK AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 d1354500_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Broadfin Capital, LLC Address: 237 Park Avenue Ninth Floor New York, NY 10017 13F File Number: 028-14251 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kevin Kotler Title: Managing Member Phone: (212) 808-2460 Signature, Place and Date of Signing: /s/ Kevin Kotler New York, New York February 14, 2013 ------------------- --------------------------- -------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 45 Form 13F Information Table Value Total: $404,240 (thousands) List of Other Included Managers: Form 13F File Number Name (1) 028-14254 Broadfin Healthcare Master Fund, Ltd. FORM 13F INFORMATION TABLE

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- --------- ------ --------- -------- --------- ----------- --------- ----- ------- ---- ABIOMED INC COM 003654100 5,376 400,000 SH DEFINED 1 400,000 ALERE INC COM 01449J105 13,609 735,625 SH DEFINED 1 735,625 ALKERMES PLC SHS G01767105 30,761 1,660,954 SH DEFINED 1 1,660,954 ANACOR PHARMACEUTICALS INC COM 032420101 7,306 1,404,959 SH DEFINED 1 1,404,959 ANGIODYNAMICS INC COM 03475V101 23,002 2,092,970 SH DEFINED 1 2,092,970 ARTHROCARE CORP COM 043136100 4,400 127,206 SH DEFINED 1 127,206 ATRICURE INC COM 04963C209 4,557 660,441 SH DEFINED 1 660,441 AUXILIUM PHARMACEUTICALS INC COM 05334D107 4,635 250,000 SH DEFINED 1 250,000 BIODELIVERY SCIENCES INTL IN COM 09060J106 8,047 1,867,000 SH DEFINED 1 1,867,000 CARDIONET INC COM 14159L103 738 323,498 SH DEFINED 1 323,498 CAS MED SYS INC COM PAR $0.004 124769209 476 221,494 SH DEFINED 1 221,494 CEMPRA INC COM 15130J109 5,908 923,077 SH DEFINED 1 923,077 CONCEPTUS INC COM 206016107 1,625 77,360 SH DEFINED 1 77,360 DEPOMED INC COM 249908104 10,805 1,745,575 SH DEFINED 1 1,745,575 DERMA SCIENCES INC COM PAR $.01 249827502 8,610 775,000 SH DEFINED 1 775,000 DURECT CORP COM 266605104 4,480 4,870,000 SH DEFINED 1 4,870,000 EMERGENT BIOSOLUTIONS INC COM 29089Q105 9,181 572,400 SH DEFINED 1 572,400 FLAMEL TECHNOLOGIES SA SPONSORED ADR 338488109 7,549 2,491,261 SH DEFINED 1 2,491,261 HI-TECH PHARMACAL INC COM 42840B101 16,646 475,864 SH DEFINED 1 475,864 IMPAX LABORATORIES INC COM 45256B101 11,287 550,873 SH DEFINED 1 550,873 INSMED INC COM PAR $.01 457669307 1,788 267,240 SH DEFINED 1 267,240 INTELLIPHARMACEUTICS INTL IN COM 458173101 4,321 1,728,221 SH DEFINED 1 1,728,221 LANNET INC COM 516012101 12,700 2,560,419 SH DEFINED 1 2,560,419 MAKO SURGICAL CORP COM 560879108 6,425 500,000 SH DEFINED 1 500,000 MASIMO CORP COM 574795100 5,270 250,837 SH DEFINED 1 250,837 MERIT MED SYS INC COM 589889104 14,426 1,037,820 SH DEFINED 1 1,037,820 MISONIX INC COM 604871103 343 42,604 SH DEFINED 1 42,604 NATUS MEDICAL INC DEL COM 639050103 30,043 2,690,992 SH DEFINED 1 2,690,992 NEKTAR THERAPEUTICS COM 640268108 3,705 500,000 SH DEFINED 1 500,000 NOVADAQ TECHNOLOGIES INC COM 66987G102 15,413 1,745,794 SH DEFINED 1 1,745,794 NUVASIVE INC COM 670704105 4,250 274,876 SH DEFINED 1 274,876 NXSTAGE MEDICAL INC COM 67072V103 3,770 335,100 SH DEFINED 1 335,100 ONCOTHYREON INC COM 682324108 1,440 750,000 SH DEFINED 1 750,000 PROGENICS PHARMACEUTICALS IN COM 743187106 10,882 3,651,666 SH DEFINED 1 3,651,666 QLT INC COM 746927102 6,169 784,893 SH DEFINED 1 784,893 RIGEL PHARMACEUTICALS INC COM NEW 766559603 10,896 1,676,232 SH DEFINED 1 1,676,232 ROCKWELL MED INC COM 774374102 2,516 312,566 SH DEFINED 1 312,566 SANTARUS INC COM 802817304 22,448 2,044,463 SH DEFINED 1 2,044,463 SOLTA MED INC COM 83438K103 9,268 3,471,036 SH DEFINED 1 3,471,036 ST JUDE MED INC COM 790849103 9,603 265,703 SH DEFINED 1 265,703 SUCAMPO PHARMACEUTICALS INC CL A 864909106 284 57,912 SH DEFINED 1 57,912 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 35,496 950,621 SH DEFINED 1 950,621 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 7,468 200,000 SH CALL DEFINED 1 200,000 TRIUS THERAPEUTICS INC COM 89685K100 5,792 1,211,788 SH DEFINED 1 1,211,788 ZELTIQ AESTHETICS INC COM 98933Q108 470 101,450 SH DEFINED 1 101,450

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