0000898432-13-000236.txt : 20130214 0000898432-13-000236.hdr.sgml : 20130214 20130214155149 ACCESSION NUMBER: 0000898432-13-000236 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 EFFECTIVENESS DATE: 20130214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARBER ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001387921 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12251 FILM NUMBER: 13613280 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 212-808-7370 MAIL ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 13F-HR 1 a13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 ------------------------- Check here if Amendment [ ]; Amendment Number: ------------ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager filing this Report: Name: Harber Asset Management, LLC -------------------------------------------------- 237 Park Ave -------------------------------------------------- Suite 900 -------------------------------------------------- New York, NY 10017 -------------------------------------------------- Form 13F File Number: 28- 12251 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Harold W. Berry III -------------------------------------------------- Title: Managing Member -------------------------------------------------- Phone: (212) 808-7430 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Harold W. Berry III New York, NY February 14, 2013 --------------------------- ------------------- ----------------------- [Signature] [City, State] [Date] [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 ---------------------- Form 13F Information Table Entry Total: 55 ---------------------- Form 13F Information Table Value Total: $84,176 ---------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-06273 Graham Partners, L.P. FORM 13F INFORMATION TABLE

TITLE OF VALUE SHARES SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x1000) HELD PRN CALL DISCRETION MANAGERS SHARED NONE ABM INDS INC COM 000957100 1,746 87,510 SH Shared-Defined 1 87,510 ACTIVE NETWORK INC COM 00506D100 737 150,000 SH Shared-Defined 1 150,000 Activision Blizzard INC COM 00507V109 3,090 291,000 SH Shared-Defined 1 291,000 ALLOT COMMUNICATIONS LTD SHS M0854Q105 456 25,570 SH Shared-Defined 1 25,570 AVAGO Technologies LTD SHS Y0486S104 1,529 48,300 SH Shared-Defined 1 48,300 Avnet Inc COM 053807103 976 31,900 SH Shared-Defined 1 31,900 Canadian Nat Res LTD COM 136385101 1,812 62,780 SH Shared-Defined 1 62,780 Checkpoint SYS INC COM 162825103 2,106 44,216 SH Shared-Defined 1 44,216 CISCO SYS INC COM 17275R102 2,311 117,609 SH Shared-Defined 1 117,609 CITRIX SYS INC COM 177376100 1,109 16,900 SH Shared-Defined 1 16,900 Constant Contact Inc. COM 210313102 3,103 218,340 SH Shared-Defined 1 218,340 Corning Inc COM 219350105 4,861 385,215 SH Shared-Defined 1 385,215 DIRECTV COM 25490A309 1,060 21,125 SH Shared-Defined 1 21,125 Electronic Arts Inc COM 285512109 1,235 85,045 SH Shared-Defined 1 85,045 E M C CORP MASS COM 268648102 2,618 103,485 SH Shared-Defined 1 103,485 Enernoc Inc COM 292764107 280 23,875 SH Shared-Defined 1 23,875 Entegris Inc COM 29362U104 2,975 324,050 SH Shared-Defined 1 324,050 ENVIVIO INC COM 29413T106 571 335,783 SH Shared-Defined 1 335,783 ERICSSON ADR B SEK 10 294821608 930 92,045 SH Shared-Defined 1 92,045 EXFO INC SUB VTG SHS 302046107 412 77,200 SH Shared-Defined 1 77,200 Gardner Denver INC COM 365558105 835 12,190 SH Shared-Defined 1 12,190 GOOGLE INC CL A 38259P508 3,763 5,320 SH Shared-Defined 1 5,320 HARMONIC INC COM 413160102 1,286 253,654 SH Shared-Defined 1 253,654 INGLES MKTS INC CL A 457030104 1,813 105,030 SH Shared-Defined 1 105,030 INPHI CORP COM 45772F107 1,395 145,640 SH Shared-Defined 1 145,640 INVENSENSE INC COM 46123D205 750 67,500 SH Shared-Defined 1 67,500 Ituran Location And Control SHS M6158M 104 1,013 74,670 SH Shared-Defined 1 74,670 Jabil Circuit INC COM 466313103 2,647 137,225 SH Shared-Defined 1 137,225 KMG CHEMICALS INC COM 482564101 985 56,079 SH Shared-Defined 1 56,079 Lam Research Corp COM 512807108 3,423 94,743 SH Shared-Defined 1 94,743 LIVEPERSON INC COM 538146101 526 40,000 SH Shared-Defined 1 40,000 Mac-gray Corp COM 554153106 745 59,364 SH Shared-Defined 1 59,364 MELLANOX TECHNOLOGIES LTD SHS M51363113 635 10,700 SH Shared-Defined 1 10,700 Microsoft Corp COM 594918104 2,152 80,570 SH Shared-Defined 1 80,570 Moneygram INTL INC COM NEW 60935Y208 3,676 276,580 SH Shared-Defined 1 276,580 NQ MOBILE INC ADR REPSTG CL A 64118U108 661 109,400 SH Shared-Defined 1 109,400 NVIDIA CORP COM 67066G104 995 81,170 SH Shared-Defined 1 81,170 Orbotech Ltd ORD M75253100 4,772 563,370 SH Shared-Defined 1 563,370 Pc-Tel Inc COM 69325Q105 360 50,055 SH Shared-Defined 1 50,055 Pegasystems Inc COM 705573103 1,502 66,240 SH Shared-Defined 1 66,240 Performant FINL CORP COM 71377E105 761 75,350 SH Shared-Defined 1 75,350 PULSE ELECTRONICS Note CORP 7.000%12/1 74586WAA4 689 1,000,000 SH Shared-Defined 1 1,000,000 QUALCOMM Inc COM 747525103 2,579 41,690 SH Shared-Defined 1 41,690 Riverbed Technology INC COM 768573107 399 20,250 SH Shared-Defined 1 20,250 Shoretel Inc COM 825211105 956 225,418 SH Shared-Defined 1 225,418 Silicon Image Inc COM 82705T102 1,074 216,580 SH Shared-Defined 1 216,580 TE CONNECTIVITY LTD REG SHS H84989104 835 22,500 SH Shared-Defined 1 22,500 TIVO INC COM 888706108 419 34,000 SH Shared-Defined 1 34,000 Tyson Foods Inc CL A 902494103 2,614 134,750 SH Shared-Defined 1 134,750 UBIQUITI NETWORKS INC COM 90347A100 775 63,800 SH Shared-Defined 1 63,800 UNI PIXEL INC COM NEW 904572203 862 63,000 SH Shared-Defined 1 63,000 VERISIGN INC SDCV 3.250% 8/1 92343ead4 1,823 46,960 SH Shared-Defined 1 46,960 Vishay Intertechnology Inc COM 928298108 1,578 148,431 SH Shared-Defined 1 148,431 VOLTERRA SEMICONDUCTOR CORP COM 928708106 515 30,000 SH Shared-Defined 1 30,000 Westell Technologies Inc CL A 957541105 446 241,135 SH Shared-Defined 1 241,135