0001566728-13-000003.txt : 20130301 0001566728-13-000003.hdr.sgml : 20130301 20130301122318 ACCESSION NUMBER: 0001566728-13-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130301 DATE AS OF CHANGE: 20130301 EFFECTIVENESS DATE: 20130301 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capital Wealth Planning, LLC CENTRAL INDEX KEY: 0001566728 IRS NUMBER: 061748623 STATE OF INCORPORATION: FL FISCAL YEAR END: 1212 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15439 FILM NUMBER: 13655759 BUSINESS ADDRESS: STREET 1: 840 111TH STREET STREET 2: SUITE 1 CITY: NAPLES STATE: FL ZIP: 34108 BUSINESS PHONE: 239-290-2100 MAIL ADDRESS: STREET 1: 840 111TH STREET STREET 2: SUITE 1 CITY: NAPLES STATE: FL ZIP: 34108 13F-HR 1 cwp13fv2.prn.txt FORM13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2012 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Capital Wealth Planning, LLC Address: 840 111th Street North, Suite 1 Naples, Florida 34108 Form 13F File Number: 28-____________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kevin Simpson Title: Chief Investment Officer Phone: 239-593-2100 Signature, Place, and Date of Signing: /S/ Kevin Simpson Naples, Florida 02/15/2013 [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT.(Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-__________________ ____________________ [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: _________________________ Form 13F Information Table Entry Total: ______________________ Form 13F Information Table Value Total: ______________________ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state NONE and omit the column headings and list entries.] No. Form 13F File Number Name ____ 28-________ _____________ [Repeat as necessary.] NONE. < C C > FORM 13F INFORMATION TABLE NAME Title of value Inv OF ISSUER Class CUSIP (X$1000) Shares Put/Call Discret Other Mgr VAuth AFLAC Inc E 1055102 1,0 20,000 Discret None None Chevron Corp E 166764100 1,1 10,224 Discret None None Chevron Corp E 166764100 2,1 19,845 Discret None None Citigroup Inc E 172967424 10,000 Discret None None Deere & Company E 244199105 2,4 28,664 Discret None None Enterprise Products Partners LP E 293792107 12,400 Discret None None Enterprise Products Partners LP E 293792107 13,152 Discret None None Ford Motor Company E 345370860 18,291 Discret None None General Electric Company E 369604103 11,000 Discret None None Genesis Energy LP E 371927104 10,000 Discret None None Home Depot Inc E 437076102 1,9 31,200 Discret None None iShares MSCI Germany Index E 464286806 13,000 Discret None None iShares MSCI Hong Kong Index E 464286871 25,000 Discret None None Lilly Eli & Company E 532457108 1,8 38,503 Discret None None Microsoft Corp E 594918104 18,264 Discret None None New Gold Inc E 644535106 10,000 Discret None None Pfizer Inc E 717081103 10,500 Discret None None Plains All American Pipeline Ltd Prtnrshp E 726503105 20,000 Discret None None Procter & Gamble Co E 742718109 1,6 23,737 Discret None None Qualcomm Inc E 747525103 1,1 19,000 Discret None None Rackspace Hosting Inc E 750086100 1,4 20,000 Discret None None Rackspace Hosting Inc E 750086100 1,4 20,000 Discret None None Rackspace Hosting Inc E 750086100 1,4 20,000 Discret None None United Parcel Service Inc E 911312106 1,3 18,570 Discret None None United Parcel Service Inc E 911312106 3,6 48,920 Discret None None United Parcel Service Inc E 911312106 3,8 52,392 Discret None None Wells Fargo & Co E 949746101 13,895 Discret None None Wells Fargo & Co E 949746101 24,438 Discret None None Wells Fargo & Co E 949746101 1,4 42,690 Discret None None Wells Fargo & Co E 949746101 3,1 92,250 Discret None None Wells Fargo & Co E 949746101 3,2 93,764 Discret None None American Capital Agency Corp E 02503X105 16,000 Discret None None Aurico Gold Inc E 05155C105 10,000 Discret None None Exxon Mobil Corporation E 30231G102 1,1 13,776 Discret None None Exxon Mobil Corporation E 30231G102 1,7 20,000 Discret None None FNMA Pool #685665 5.00% 2/1/2018 B 31400EW22 15,379 Discret None None GNMA Pl 594952 6.00% 9/15/2032 B 36201V5M0 48,000 Discret None None GNMA Ser 2005-54 5.00% 7/20/2035 B 38374LVX6 10,000 Discret None None GNMA Ser 2005-54 5.00% 7/20/2035 B 38374LVX6 20,000 Discret None None GNMA Ser 2005-54 5.00% 7/20/2035 B 38374LVX6 40,000 Discret None None Mattress Firm Hldg Corp E 57722W106 6,8 278,234 Discret None None ONEOK Partners LP Unit Ltd E 68268N103 10,000 Discret None None Proshares Short S&P 500 E 74347R503 10,400 Discret None None Protective Life Secd Trs 4.05758% 8/10/14 B 74367CBP9 10,000 Discret None None S&P Dep Receipts E 78462F103 1,9 13,535 Discret None None Vanguard Natural Res E 92205F106 10,000 Discret None None Call EWG 1-19-13 @ 25 E EWG130119C00025000 (13,000) Call Discret None None Call GEL 1-19-13 @ 37.50 E GEL130119C00037500 (10,000) Call Discret None None Call HD 1-4-13 @ 62.50 E HD130104C00062500 (11,000) Call Discret None None Call HD 1-19-13 @ 65 E HD130119C00065000 (10,800) Call Discret None None Call LLY 1-19-13 @ 52.50 E LLY130119C00052500 (22,500) Call Discret None None Call LLY 4-20-13 @ 55 E LLY130420C00055000 (11,000) Call Discret None None Put MFRM 1-19-13 @ 22.50 E MFRM130119P00022500 75,000 Discret None None Call MFRM 4-20-13 @ 30 E MFRM130420C00030000 (75,000) Call Discret None None Call QCOM 1-19-13 @ 67.50 E QCOM130119C67.5 (13,300) Call Discret None None Call RAX 3-16-13 @ 85 E RAX130316C00085000 (12,500) Call Discret None None Call RAX 3-16-13 @ 85 E RAX130316C00085000 (11,000) Call Discret None None Call RAX 3-16-13 @ 85 E RAX130316C00085000 (11,000) Call Discret None None Call UPS 2-16-13 @ 77.50 E UPS130216C00077500 (31,400) Call Discret None None Call UPS 2-16-13 @ 77.50 E UPS130216C00077500 (30,000) Call Discret None None Call UPS 2-16-13 @ 77.50 E UPS130216C00077500 (11,000) Call Discret None None Call WFC 1-19-13 @ 35 E WFC130119C00035000 (10,200) Call Discret None None Call WFC 1-19-13 @ 36 E WFC130119C00036000 (30,000) Call Discret None None Call WFC 1-19-13 @ 36 E WFC130119C00036000 (30,000) Call Discret None None Call WFC 1-19-13 @ 36 E WFC130119C00036000 (20,000) Call Discret None None Call WFC 1-19-13 @ 37 E WFC130119C00037000 (10,000) Call Discret None None Call WFC 1-19-13 @ 37 E WFC130119C00037000 (10,000) Call Discret None None