0001172661-13-000741.txt : 20130418 0001172661-13-000741.hdr.sgml : 20130418 20130418103103 ACCESSION NUMBER: 0001172661-13-000741 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130418 DATE AS OF CHANGE: 20130418 EFFECTIVENESS DATE: 20130418 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSTON ASSET MANAGEMENT CORP CENTRAL INDEX KEY: 0001006364 IRS NUMBER: 133257590 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05210 FILM NUMBER: 13768467 BUSINESS ADDRESS: STREET 1: ONE LANDMARK SQUARE CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033244722 MAIL ADDRESS: STREET 1: ONE LANDMARK SQUARE CITY: STAMFORD STATE: CT ZIP: 06901 FORMER COMPANY: FORMER CONFORMED NAME: JOHNSTON SCHAGER ASSET MANAGEMENT CORP/CT DATE OF NAME CHANGE: 19990324 13F-HR 1 johnstonasset1q13.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Johnston Asset Management Corp. Address: 1 Landmark Square Stamford, CT 06901 13F File Number: 028-05210 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Julie O'Connor Title: Chief Operating Officer Phone: 203-324-4722 Signature, Place, and Date of Signing: /s/ Julie O'Connor Stamford, CT April 18, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 123 Form 13F Information Table Value Total: $1,525,101 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABB LTD SPONSORED ADR 000375204 33020 1450802 SH SOLE 1450802 0 0 ABBOTT LABS COM 002824100 1863 52751 SH SOLE 52751 0 0 ABBVIE INC COM 00287Y109 2151 52751 SH SOLE 52751 0 0 ADOBE SYS INC COM 00724F101 38948 895048 SH SOLE 892798 0 2250 AGL RES INC COM 001204106 25 586 SH SOLE 586 0 0 AIR PRODS & CHEMS INC COM 009158106 87 1000 SH SOLE 1000 0 0 AMAZON COM INC COM 023135106 15 57 SH SOLE 57 0 0 AMGEN INC COM 031162100 12129 118320 SH SOLE 117520 0 800 APPLE INC COM 037833100 20523 46363 SH SOLE 46323 0 40 ASML HOLDING N V N Y REGISTRY SHS N07059210 75052 1103861 SH SOLE 1103168 0 693 AT&T INC COM 00206R102 835 22750 SH SOLE 22750 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 23495 361290 SH SOLE 359290 0 2000 BAIDU INC SPON ADR REP A 056752108 38027 433605 SH SOLE 433155 0 450 BANK NEW YORK MELLON CORP COM 064058100 167 5971 SH SOLE 5971 0 0 BECTON DICKINSON & CO COM 075887109 10542 110259 SH SOLE 108822 0 1437 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 93 893 SH SOLE 893 0 0 BHP BILLITON PLC SPONSORED ADR 05545E209 14511 249927 SH SOLE 249927 0 0 BLACKROCK MUNICIPL INC QLTY COM 092479104 59 3750 SH SOLE 3750 0 0 BOSTON SCIENTIFIC CORP COM 101137107 0 1 SH SOLE 1 0 0 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 9 875 SH SOLE 875 0 0 CELGENE CORP COM 151020104 37289 321705 SH SOLE 321005 0 700 CERNER CORP COM 156782104 16673 175985 SH SOLE 174985 0 1000 CHEMUNG FINL CORP COM 164024101 34 1000 SH SOLE 1000 0 0 CHEVRON CORP NEW COM 166764100 440 3707 SH SOLE 3707 0 0 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 17817 451984 SH SOLE 451984 0 0 CISCO SYS INC COM 17275R102 16921 809818 SH SOLE 806218 0 3600 COCA COLA CO COM 191216100 439 10856 SH SOLE 10856 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 33175 432973 SH SOLE 432393 0 580 COMCAST CORP NEW CL A 20030N101 27170 647209 SH SOLE 645709 0 1500 CREDIT SUISSE GROUP SPONSORED ADR 225401108 33631 1283638 SH SOLE 1282338 0 1300 CYTEC INDS INC COM 232820100 13510 182370 SH SOLE 182370 0 0 DARDEN RESTAURANTS INC COM 237194105 0 0 SH SOLE 0 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 148613 1180965 SH SOLE 1179565 0 1400 DISNEY WALT CO COM DISNEY 254687106 17 300 SH SOLE 300 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 19 266 SH SOLE 266 0 0 E M C CORP MASS COM 268648102 25350 1061094 SH SOLE 1058594 0 2500 EAGLE ROCK ENERGY PARTNERS L UNIT 26985R104 46 4700 SH SOLE 4700 0 0 EATON VANCE MUN BD FD COM 27827X101 48 3500 SH SOLE 3500 0 0 EATON VANCE PA MUN BD FD COM 27828W102 131 9300 SH SOLE 9300 0 0 EATON VANCE PA MUNI INCOME T SH BEN INT 27826T101 14 1000 SH SOLE 1000 0 0 EATON VANCE TX MGD DIV EQ IN COM 27828N102 84 8300 SH SOLE 8300 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 9427 114743 SH SOLE 113743 0 1000 EMERSON ELEC CO COM 291011104 149 2671 SH SOLE 2671 0 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 1174 23170 SH SOLE 21670 0 1500 ENTERPRISE PRODS PARTNERS L COM 293792107 8100 134352 SH SOLE 127152 0 7200 EOG RES INC COM 26875P101 28373 221540 SH SOLE 221010 0 530 EXPRESS SCRIPTS HLDG CO COM 30219G108 43 742 SH SOLE 742 0 0 EXXON MOBIL CORP COM 30231G102 2854 31675 SH SOLE 31675 0 0 FASTENAL CO COM 311900104 44 856 SH SOLE 856 0 0 FLIR SYS INC COM 302445101 16537 635786 SH SOLE 633466 0 2320 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 27789 820693 SH SOLE 816722 0 3971 FRONTIER COMMUNICATIONS CORP COM 35906A108 0 110 SH SOLE 110 0 0 FULTON FINL CORP PA COM 360271100 266 22758 SH SOLE 22758 0 0 GENERAL ELECTRIC CO COM 369604103 28494 1232450 SH SOLE 1228050 0 4400 GOOGLE INC CL A 38259P508 34936 43989 SH SOLE 43904 0 85 HALLIBURTON CO COM 406216101 48 1200 SH SOLE 1200 0 0 HEINZ H J CO COM 423074103 244 3375 SH SOLE 3375 0 0 HERSHEY CO COM 427866108 306 3500 SH SOLE 3500 0 0 HIGHWOODS PPTYS INC COM 431284108 1203 30400 SH SOLE 30400 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 30146 565160 SH SOLE 565160 0 0 ICICI BK LTD ADR 45104G104 125586 2927417 SH SOLE 2927417 0 0 INTEGRYS ENERGY GROUP INC COM 45822P105 58 1000 SH SOLE 1000 0 0 INTEL CORP COM 458140100 11191 512526 SH SOLE 510826 0 1700 INTERNATIONAL BUSINESS MACHS COM 459200101 47 220 SH SOLE 220 0 0 INTUIT COM 461202103 70 1071 SH SOLE 1071 0 0 ISHARES GOLD TRUST ISHARES 464285105 78 5050 SH SOLE 5050 0 0 ISHARES TR DJ US BAS MATL 464287838 38 535 SH SOLE 535 0 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 0 18 SH SOLE 18 0 0 JOHNSON & JOHNSON COM 478160104 17977 220498 SH SOLE 219298 0 1200 KIMBERLY CLARK CORP COM 494368103 135 1375 SH SOLE 1375 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 462 5150 SH SOLE 5150 0 0 KLA-TENCOR CORP COM 482480100 13008 246638 SH SOLE 245283 0 1355 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 0 6 SH SOLE 6 0 0 LIBERTY PPTY TR SH BEN INT 531172104 2517 63324 SH SOLE 61324 0 2000 M & T BK CORP COM 55261F104 1581 15327 SH SOLE 15327 0 0 MARSH & MCLENNAN COS INC COM 571748102 22878 602520 SH SOLE 602520 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 23098 707646 SH SOLE 704066 0 3580 MCDONALDS CORP COM 580135101 36 357 SH SOLE 357 0 0 MEDTRONIC INC COM 585055106 20685 440473 SH SOLE 439673 0 800 MERCK & CO INC NEW COM 58933Y105 549 12410 SH SOLE 12410 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 364 9900 SH SOLE 9900 0 0 MICROSOFT CORP COM 594918104 16234 567520 SH SOLE 565520 0 2000 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 71634 1793539 SH SOLE 1793539 0 0 MONSANTO CO NEW COM 61166W101 17717 167725 SH SOLE 167325 0 400 NETAPP INC COM 64110D104 25688 751977 SH SOLE 750177 0 1800 NORDIC AMERICAN TANKERS LIMI COM G65773106 29 2500 SH SOLE 2500 0 0 NOVARTIS A G SPONSORED ADR 66987V109 36 500 SH SOLE 500 0 0 NUVEEN CONN PREM INCOME MUN SH BEN INT 67060D107 29 2000 SH SOLE 2000 0 0 NUVEEN MUN VALUE FD INC COM 670928100 25 2500 SH SOLE 2500 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 9337 119145 SH SOLE 119145 0 0 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 1486 25890 SH SOLE 24290 0 1600 PALL CORP COM 696429307 32265 471914 SH SOLE 469914 0 2000 PAYCHEX INC COM 704326107 56 1600 SH SOLE 1600 0 0 PFIZER INC COM 717081103 104 3600 SH SOLE 3600 0 0 PHILIP MORRIS INTL INC COM 718172109 33 357 SH SOLE 357 0 0 PIMCO MUN INCOME FD II COM 72200W106 67 5179 SH SOLE 5179 0 0 PROCTER & GAMBLE CO COM 742718109 1724 22378 SH SOLE 22378 0 0 QIAGEN NV REG SHS N72482107 96798 4591914 SH SOLE 4588914 0 3000 QUALCOMM INC COM 747525103 33014 493185 SH SOLE 491585 0 1600 QUEST DIAGNOSTICS INC COM 74834L100 13230 234329 SH SOLE 234329 0 0 RF MICRODEVICES INC COM 749941100 2 300 SH SOLE 300 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 521 8000 SH SOLE 8000 0 0 SAP AG SPON ADR 803054204 34853 432739 SH SOLE 432739 0 0 SCHLUMBERGER LTD COM 806857108 30777 410962 SH SOLE 410262 0 700 SEADRILL LIMITED SHS G7945E105 11 300 SH SOLE 300 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 79 1000 SH SOLE 1000 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 61 2000 SH SOLE 2000 0 0 SHIRE PLC SPONSORED ADR 82481R106 29310 320820 SH SOLE 320820 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 90 428 SH SOLE 428 0 0 STATE STR CORP COM 857477103 38 647 SH SOLE 647 0 0 STILLWATER MNG CO COM 86074Q102 97 7500 SH SOLE 7500 0 0 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 336 7300 SH SOLE 7300 0 0 TECO ENERGY INC COM 872375100 89 5000 SH SOLE 5000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 3618 91190 SH SOLE 90540 0 650 TRANSOCEAN LTD REG SHS H8817H100 74 1431 SH SOLE 1431 0 0 UNION PAC CORP COM 907818108 456 3200 SH SOLE 3200 0 0 UNITED TECHNOLOGIES CORP COM 913017109 67 714 SH SOLE 714 0 0 VARIAN MED SYS INC COM 92220P105 21251 295149 SH SOLE 293449 0 1700 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 7965 627140 SH SOLE 627140 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 23 460 SH SOLE 460 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 1595 56158 SH SOLE 53238 0 2920 WESTPAC BKG CORP SPONSORED ADR 961214301 781 4851 SH SOLE 4851 0 0 ZIMMER HLDGS INC COM 98956P102 38 500 SH SOLE 500 0 0