0000225602-13-000009.txt : 20130426 0000225602-13-000009.hdr.sgml : 20130426 20130426163637 ACCESSION NUMBER: 0000225602-13-000009 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130426 DATE AS OF CHANGE: 20130426 EFFECTIVENESS DATE: 20130426 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MASSACHUSETTS MUTUAL LIFE INSURANCE CO CENTRAL INDEX KEY: 0000225602 IRS NUMBER: 041590850 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-00548 FILM NUMBER: 13787846 BUSINESS ADDRESS: STREET 1: 1295 STATE STREET CITY: SPRINGFIELD STATE: MA ZIP: 01111 BUSINESS PHONE: 4137448411 MAIL ADDRESS: STREET 1: 1295 STATE STREET CITY: SPRINGFIELD STATE: MA ZIP: 01111 13F-HR/A 1 MM13Freport033113.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/2013 Check here if Amendment: [x] ; Amendment Number: 1_______ This Amendment(Check only one): [x] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Massachusetts Mutual Life Insurance Company Address: 1295 State Street Springfield, Massachusetts 01111 Form 13F File Number: 28-00548 The institutional manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Donald Griffith Title: Vice President Corporate Compliance Phone: (413) 744-5103 Signature, Place, and Date of Signing: /s/ Donald Griffith, Springfield, MA APRIL 26, 2013 -------------------------------------------------------------------------- Report Type (Check only one): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s)) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s)) List of other Managers Reporting for this Manager: 28-00060 Babson Capital Management LLC 28-04544 Baring Asset Management LLC 28-15112 Baring International Investment Limited 28-12028 Cornerstone Real Estate Advisers LLC 28-00203 OppenheimerFunds, Inc. 28-10498 First Mercantile Trust Company 28-10231 OFI Private Investments Inc. 28-10234 OFI Institutional Asset Management, Inc. 28-15436 OFI SteelPath, Inc. OFI Global Asset Management, Inc. Babson Capital Management LLC (Babson Capital), Baring Asset Management LLC and Baring International Investment Limited (Baring), Cornerstone Real Estate Advisers LLC (Cornerstone), OppenheimerFunds, Inc. (Oppenheimer), OFI Private Investments Inc. (OFI), OFI Institutional Asset Management, Inc. (OFII), OFI SteelPath, Inc., OFI Global Asset Management, Inc. and First Mercantile Trust Company (First Mercantile) are all indirect, majority-owned or wholly-owned subsidiaries of Massachusetts Mutual Life Insurance Company (MassMutual). Babson Capital, Baring, Cornerstone, Oppenheimer, OFI, OFII, OFI SteelPath, Inc.,OFI Global Asset Management, Inc.and First Mercantile have indicated that they exercise investment discretion with respect to the securities positions reported in each firm's Form 13F filing. Nevertheless, such positions are deemed reported on behalf of MassMutual to the extent that MassMutual is deemed to share investment discretion over the positions as a result of its ownership interests in Babson Capital, Baring, Cornerstone, Oppenheimer, OFI, OFII, OFI SteelPath, Inc., OFI Global Asset Management, Inc. and First Mercantile and for the limited and exclusive purpose of MassMutuals compliance with Section 13(f) of the Securities Exchange Act of 1934, as amended. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 60 Form 13F Information Table Value Total: 27,671 FORM 13F INFORMATION TABLE
VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVEST. OTHER NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRET. MGRS SOLE SHARED NONE -------------------------------- -------- --------- ---------- ------- --- ---- -------- ----- ---- ------ ---- 3M COMPANY COM 88579Y101 780 7335 SH SOLE 7335 AMERICAN EXPRESS CO COM 025816109 466 6911 SH SOLE 6911 BERKSHIRE HATHAWAY INC-CL B COM 084670702 553 5310 SH SOLE 5310 BLACKROCK INC COM 09247X101 343 1335 SH SOLE 1335 CARMAX INC COM 143130102 322 7710 SH SOLE 7710 CISCO SYSTEMS INC COM 17275R102 383 18325 SH SOLE 18325 CME GROUP INC COM 12572Q105 385 6275 SH SOLE 6275 DISCOVER FINANCIAL SERVICES COM 254709108 347 7730 SH SOLE 7730 EBAY INC COM 278642103 68 1255 SH SHARED-DEFINED 1255 EBAY INC COM 278642103 403 7430 SH SOLE 7430 EXPRESS SCRIPTS HLDG CO COM 30219G108 3 48 SH SHARED-DEFINED 48 EXPRESS SCRIPTS HLDG COM 30219G108 214 3715 SH SOLE 3715 EXXON MOBIL CORP COM 30231G102 1028 11404 SH SOLE 11404 GENERAL DYNAMICS CORP COM 369550108 384 5445 SH SOLE 5445 GENERAL ELECTRIC CO COM 369604103 30 1308 SH SHARED-DEFINED 1308 GENERAL ELECTRIC CO COM 369604103 667 28865 SH SOLE 28865 GOOGLE INC CL A COM 38259P508 799 1006 SH SOLE 1006 ISHARES BARCLAYS CR BD FD 464288620 214 1897 SH SHARED-DEFINED 1897 ISHARES TR MSCI EMERGI 464287234 1125 26298 SH SHARED-DEFINED 26298 ISHARES TR DOW JONES U S HEALTH 464287762 211 2191 SH SHARED-DEFINED 2191 ISHARES TR DOW JONES EPAC SELECT 464288448 1335 39105 SH SHARED-DEFINED 39105 ISHARES TR DOW JONES US OIL EQUI 464288844 934 16285 SH SHARED-DEFINED 16285 ISHARES TR FTSE NAREIT MTG 464288539 974 62251 SH SHARED-DEFINED 62251 ISHARES TR IBOXX $ HIGH YIEL 464288513 226 2395 SH SHARED-DEFINED 2395 ISHARES TR JPMORGAN USD EMERGIN 464288281 554 4705 SH SHARED-DEFINED 4705 ISHARES TR RUSSELL MIDCAP GROW 464287481 493 7050 SH SHARED-DEFINED 7050 ISHARES TR RUSSELL 1000 GROWTH 464287614 342 4794 SH SHARED-DEFINED 4794 ISHARES TR S&P U S PFD STK IND 464288687 355 8760 SH SHARED-DEFINED 8760 JOHNSON & JOHNSON COM 478160104 106 1296 SH SHARED-DEFINED 1296 JOHNSON & JOHNSON COM 478160104 529 6490 SH SOLE 6490 JOHNSON CONTROLS INC COM 478366107 457 13035 SH SOLE 13035 JPMORGAN CHASE & CO COM 46625H100 581 12244 SH SOLE 12244 JPMORGAN CHASE & CO SR NT 46625HHP8 525 5000 SH SHARED-DEFINED 5000 LOWES COMPANIES INC COM 548661107 659 17385 SH SOLE 17385 MANNKIND CORP COM 56400P201 47 13820 SH SHARED-DEFINED 13820 MICROSOFT CORP COM 594918104 129 4515 SH SHARED-DEFINED 4515 MICROSOFT CORP COM 594918104 598 20911 SH SOLE 20911 MOLSON COORS BREWING CO CL B COM 60871R209 218 4458 SH SOLE 4458 NATIONAL OILWELL VARCO INC COM 637071101 520 7346 SH SOLE 7346 NOVARTIS AG NAMEN SPON ADR FOREIGN EQU 66987V109 349 4900 SH SOLE 4900 ORACLE CORP COM 68389X105 469 14503 SH SOLE 14503 PAYCHEX INC COM 704326107 480 13680 SH SOLE 13680 PEPSICO INC COM 713448108 23 285 SH SHARED-DEFINED 285 PEPSICO INC COM 713448108 635 8022 SH SOLE 8022 PFIZER INC COM 717081103 2 79 SH SHARED-DEFINED 79 PFIZER INC COM 717081103 560 19402 SH SOLE 19402 POTASH CORP OF SASKATCHEWAN IN FOREIGN EQU 73755L107 422 10745 SH SOLE 10745 POWERSHARES DB MULTI SECTOR COMM 73936B200 763 14148 SH SHARED-DEFINED 14148 POWERSHARES EXCHANGE TRADED FD T 73935X286 627 18419 SH SHARED-DEFINED 18419 POWERSHARES EXCHANGE TRADED FDS 73935X500 151 34793 SH SHARED-DEFINED 34793 POWERSHARES QQQ TR UNIT SER 1 73935A104 1635 23704 SH SHARED-DEFINED 23704 PROCTER & GAMBLE CO COM 742718109 54 699 SH SHARED-DEFINED 699 PROCTER & GAMBLE CO COM 742718109 595 7718 SH SOLE 7718 SECTOR SPDR TR SHS BEN INT IND 81369Y704 272 6516 SH SHARED-DEFINED 6516 SPDR SER TR BARCLAYS HIGH YIELD 78464A417 711 17290 SH SHARED-DEFINED 17290 SYSCO CORP COM 871829107 369 10485 SH SOLE 10485 TRANSCANADA CORP FOREIGN EQU 89353D107 516 10765 SH SOLE 10765 VULCAN MATERIALS CO COM 929160109 255 4939 SH SOLE 4939 WESTERN UNION CO COM 959802109 162 10750 SH SOLE 10750 ZIMMER HOLDINGS INC COM 98956P102 314 4174 SH SOLE 4174